BROOKFIELD TOTAL RETURN FD I shareholder history

Current and past BROOKFIELD TOTAL RETURN FD I shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
LPL Financial LLC 14140.00%0.00%0.01%Q2 2013Q3 201614
DELPHI FINANCIAL GROUP, INC. 14140.06%0.09%0.14%Q2 2013Q3 201614
GUGGENHEIM CAPITAL LLC 14140.02%0.04%0.07%Q2 2013Q3 201614
BANK OF AMERICA CORP /DE/ 14140.00%0.00%0.00%Q2 2013Q3 201614
Invesco Ltd. 14140.00%0.00%0.00%Q2 2013Q3 201614
ROYAL BANK OF CANADA 14140.00%0.00%0.00%Q2 2013Q3 201614
WELLS FARGO & COMPANY/MN 14140.00%0.00%0.00%Q2 2013Q3 201614
MORGAN STANLEY 14140.00%0.00%0.00%Q2 2013Q3 201614
Highlander Capital Management, LLC 14140.02%0.03%0.03%Q2 2013Q3 201614
LADENBURG THALMANN FINANCIAL SERVICES INC. 940.00%0.00%0.01%Q2 2013Q3 201613
SIT INVESTMENT ASSOCIATES INC 13130.12%0.52%0.71%Q2 2013Q2 201613
HOLLENCREST CAPITAL MANAGEMENT 12120.06%0.06%0.07%Q4 2013Q3 201612
Barrett Asset Management, LLC 12120.00%0.00%0.00%Q4 2013Q3 201612
Capital Investment Advisors, LLC 12120.05%0.07%0.10%Q4 2013Q3 201612
STIFEL FINANCIAL CORP 11110.01%0.01%0.01%Q1 2014Q3 201611
CSS LLC/IL 11110.02%0.04%0.05%Q4 2013Q2 201611
KEYBANK NATIONAL ASSOCIATION/OH 11110.00%0.00%0.01%Q2 2013Q4 201511
Advisors Asset Management, Inc. 10100.02%0.09%0.13%Q2 2014Q3 201610
Yakira Capital Management, Inc. 990.08%0.44%0.72%Q4 2013Q4 20159
NEXT Financial Group, Inc 540.01%0.01%0.02%Q2 2014Q3 20169
Raymond James Financial Services Advisors, Inc. 710.00%0.04%0.06%Q2 2013Q1 20169
MOTCO 990.00%0.00%0.00%Q2 2013Q2 20159
UBS Group AG 880.00%0.00%0.01%Q4 2014Q3 20168
Tower Research Capital LLC (TRC) 710.00%0.00%0.01%Q2 2013Q2 20168
FIRST TRUST ADVISORS LP 770.00%0.00%0.01%Q3 2014Q1 20167
PARAMETRIC PORTFOLIO ASSOCIATES LLC 770.00%0.00%0.01%Q2 2014Q4 20157
Thomas J. Herzfeld Advisors, Inc. 430.07%0.13%0.17%Q4 2013Q4 20157
BENJAMIN F. EDWARDS & COMPANY, INC. 770.00%0.02%0.03%Q3 2014Q1 20167
Creative Planning 520.00%0.00%0.00%Q4 2014Q3 20167
Saba Capital Management, L.P. 430.08%0.16%0.27%Q3 2013Q4 20157
CITIGROUP INC 510.00%0.00%0.00%Q3 2013Q3 20167
BARCLAYS PLC 420.00%0.00%0.00%Q2 2013Q4 20146
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
DUBUQUE BANK & TRUST CO 660.00%0.00%0.00%Q2 2013Q3 20146
PNC FINANCIAL SERVICES GROUP, INC. 510.00%0.00%0.00%Q2 2014Q1 20166
RIVERNORTH CAPITAL MANAGEMENT, LLC 550.30%0.33%0.38%Q2 2013Q2 20145
Edge Wealth Management LLC 410.01%0.12%0.27%Q1 2015Q3 20165
HOWE & RUSLING INC 550.00%0.00%0.00%Q2 2015Q2 20165
Global X Management CO LLC 550.00%0.00%0.00%Q3 2015Q3 20165
AMERICAN INTERNATIONAL GROUP, INC. 410.00%0.00%0.00%Q2 2013Q4 20145
Penserra Capital Management LLC 440.00%0.00%0.00%Q4 2015Q3 20164
MSI Financial Services Inc 440.00%0.00%0.00%Q4 2015Q3 20164
SG Americas Securities, LLC 310.00%0.00%0.00%Q4 2013Q2 20164
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 310.04%0.13%0.20%Q2 2015Q3 20164
BESSEMER GROUP INC 440.00%0.01%0.01%Q4 2015Q3 20164
PINNACLE ASSOCIATES LTD 330.00%0.00%0.00%Q1 2016Q3 20163
Aviance Capital Partners, LLC 330.15%0.18%0.20%Q1 2016Q3 20163
INVESTMENT CENTERS OF AMERICA INC 330.10%0.11%0.13%Q1 2016Q3 20163
TELEMUS CAPITAL, LLC 330.09%0.11%0.15%Q1 2016Q3 20163
IFP Advisors, Inc 210.00%0.00%0.00%Q4 2015Q3 20163
North Star Investment Management Corp. 330.00%0.00%0.00%Q1 2014Q3 20143
MARINER INVESTMENT GROUP LLC 330.20%0.36%0.64%Q2 2015Q4 20153
Baird Financial Group, Inc. 330.04%0.04%0.04%Q1 2016Q3 20163
US BANCORP \DE\ 330.00%0.00%0.00%Q2 2013Q4 20133
Commonwealth Equity Services, Inc 330.01%0.01%0.01%Q1 2016Q3 20163
Merriman Wealth Management, LLC 330.36%0.67%0.87%Q4 2013Q2 20143
B. Riley Wealth Advisors, Inc. 210.05%0.05%0.05%Q2 2014Q1 20153
WHITTIER TRUST CO 330.00%0.00%0.00%Q1 2016Q3 20163
Cambridge Investment Research Advisors, Inc. 220.02%0.03%0.03%Q4 2014Q1 20152
Lebenthal Holdings,LLC 220.02%0.04%0.05%Q1 2016Q2 20162
CREDIT SUISSE AG/ 220.00%0.00%0.00%Q3 2015Q4 20152
AMERIPRISE FINANCIAL INC 220.00%0.00%0.00%Q2 2013Q3 20132
Laurion Capital Management LP 220.01%0.01%0.01%Q3 2015Q4 20152
STIFEL NICOLAUS & CO INC \MO\ 220.01%0.01%0.01%Q2 2013Q3 20132
CLOUGH CAPITAL PARTNERS L P 220.00%0.01%0.01%Q3 2015Q4 20152
Paloma Partners Management Co 220.01%0.01%0.02%Q2 2016Q3 20162
Advocacy Wealth Management Services, LLC 220.01%0.01%0.01%Q4 2015Q1 20162
Pinnacle Advisory Group, Inc. 220.03%0.03%0.03%Q2 2016Q3 20162
Advisor Group, Inc. 220.00%0.00%0.00%Q2 2016Q3 20162
Belmont Global Advisors, Inc. 220.50%0.52%0.54%Q2 2016Q3 20162
GEODE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q2 2013Q2 20152
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 220.00%0.00%0.00%Q1 2016Q2 20162
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q2 2013Q4 20142
SOCIETE GENERALE 110.00%0.00%0.00%Q2 2016Q2 20161
ZAZOVE ASSOCIATES LLC 110.04%0.04%0.04%Q3 2016Q3 20161
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q3 2013Q3 20131
Weiss Asset Management LP 110.06%0.06%0.06%Q4 2015Q4 20151
Crow Point Partners, LLC 110.03%0.03%0.03%Q3 2014Q3 20141
Investors Capital Advisory Services 110.08%0.08%0.08%Q2 2016Q2 20161
People's United Financial, Inc. 110.00%0.00%0.00%Q3 2016Q3 20161
Parkside Financial Bank & Trust 110.01%0.01%0.01%Q3 2016Q3 20161
Lebenthal Asset Management, LLC 110.03%0.03%0.03%Q2 2016Q2 20161
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q2 2015Q2 20151
First PREMIER Bank 110.01%0.01%0.01%Q3 2016Q3 20161
Kovitz Investment Group, LLC 110.07%0.07%0.07%Q4 2015Q4 20151
Arlington Capital Management, Inc. 110.33%0.33%0.33%Q3 2016Q3 20161
Allegis Investment Advisors, LLC 110.08%0.08%0.08%Q3 2016Q3 20161
HUNTINGTON NATIONAL BANK 110.00%0.00%0.00%Q1 2013Q1 20131
External links

This page lists all the filers that currently own BROOKFIELD TOTAL RETURN FD I or have owned BROOKFIELD TOTAL RETURN FD I in the past.