Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
LPL Financial LLC | 31 | 31 | 0.00% | 0.03% | 0.10% | Q2 2013 | Q4 2020 | 31 |
GUGGENHEIM CAPITAL LLC | 31 | 31 | 0.02% | 0.04% | 0.06% | Q2 2013 | Q4 2020 | 31 |
CITIGROUP INC | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
COHEN & STEERS, INC. | 31 | 31 | 0.00% | 0.02% | 0.05% | Q2 2013 | Q4 2020 | 31 |
WELLS FARGO & COMPANY/MN | 31 | 31 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2020 | 31 |
MORGAN STANLEY | 31 | 31 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2020 | 31 |
BANK OF AMERICA CORP /DE/ | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
ROYAL BANK OF CANADA | 31 | 31 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 31 |
Oxbow Advisors, LLC | 19 | 11 | 0.01% | 0.29% | 0.94% | Q2 2013 | Q4 2020 | 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q4 2019 | 27 |
Creative Planning | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
Cambridge Investment Research Advisors, Inc. | 15 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q4 2020 | 27 |
NEXT Financial Group, Inc | 27 | 27 | 0.00% | 0.02% | 0.08% | Q2 2014 | Q4 2020 | 27 |
UBS Group AG | 25 | 25 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2020 | 25 |
SYNOVUS FINANCIAL CORP | 11 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2020 | 24 |
HYMAN CHARLES D | 24 | 24 | 0.01% | 0.02% | 0.05% | Q2 2013 | Q1 2019 | 24 |
Invesco Ltd. | 21 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2018 | 22 |
Carroll Financial Associates, Inc. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2020 | 21 |
Cetera Advisor Networks LLC | 11 | 3 | 0.01% | 0.02% | 0.03% | Q4 2014 | Q4 2020 | 21 |
Capital Investment Advisors, LLC | 10 | 1 | 0.00% | 0.08% | 0.23% | Q4 2013 | Q4 2020 | 20 |
RAYMOND JAMES & ASSOCIATES | 20 | 20 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2020 | 20 |
Advisors Asset Management, Inc. | 15 | 5 | 0.01% | 0.03% | 0.04% | Q3 2015 | Q4 2020 | 20 |
Maryland Capital Management | 20 | 20 | 0.04% | 0.06% | 0.11% | Q2 2013 | Q1 2018 | 20 |
Sonora Investment Management, LLC | 7 | 6 | 0.04% | 0.08% | 0.13% | Q1 2016 | Q1 2021 | 19 |
Geneos Wealth Management Inc. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2020 | 19 |
E&G Advisors, LP | 19 | 19 | 0.14% | 0.38% | 0.68% | Q2 2016 | Q4 2020 | 19 |
North Star Investment Management Corp. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2018 | 19 |
Private Advisor Group, LLC | 16 | 1 | 0.00% | 0.01% | 0.03% | Q4 2013 | Q4 2020 | 18 |
AMERIPRISE FINANCIAL INC | 16 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 18 |
Stratford Consulting, LLC | 18 | 18 | 0.02% | 0.02% | 0.03% | Q4 2015 | Q1 2020 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2017 | 18 |
BANK OF MONTREAL /CAN/ | 9 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2020 | 18 |
STIFEL FINANCIAL CORP | 18 | 18 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2020 | 18 |
NATIONAL PLANNING CORP | 9 | 8 | 0.01% | 0.04% | 0.15% | Q2 2013 | Q3 2017 | 17 |
PNC FINANCIAL SERVICES GROUP, INC. | 16 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2018 | 17 |
Raymond James Financial Services Advisors, Inc. | 7 | 1 | 0.00% | 0.02% | 0.06% | Q3 2013 | Q4 2020 | 17 |
Good Life Advisors, LLC | 17 | 17 | 0.02% | 0.05% | 0.10% | Q4 2016 | Q4 2020 | 17 |
DOLIVER ADVISORS, LP | 5 | 1 | 0.03% | 0.54% | 2.25% | Q3 2014 | Q4 2020 | 17 |
Intellectus Partners, LLC | 8 | 8 | 0.03% | 0.07% | 0.13% | Q4 2016 | Q4 2020 | 16 |
B. Riley Wealth Advisors, Inc. | 12 | 1 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q1 2018 | 16 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.02% | 0.04% | Q2 2016 | Q4 2019 | 15 |
HighTower Advisors, LLC | 11 | 4 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2020 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.01% | 0.20% | 0.41% | Q2 2013 | Q4 2016 | 15 |
Concert Wealth Management Inc. | 9 | 6 | 0.01% | 0.02% | 0.06% | Q2 2013 | Q1 2017 | 15 |
WFG Advisors, LP | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2016 | 14 |
IFP Advisors, Inc | 14 | 14 | 0.01% | 0.03% | 0.11% | Q4 2015 | Q1 2019 | 14 |
D.A. DAVIDSON & CO. | 11 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2017 | 14 |
American Portfolios Advisors | 13 | 13 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2020 | 13 |
COMMONWEALTH EQUITY SERVICES, LLC | 13 | 13 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2020 | 13 |
Claraphi Advisory Network, LLC | 13 | 13 | 0.04% | 0.14% | 0.27% | Q4 2017 | Q4 2020 | 13 |
IFC Holdings Incorporated/FL | 8 | 5 | 0.02% | 0.35% | 0.78% | Q3 2013 | Q4 2017 | 13 |
Sound Income Strategies, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2020 | 13 |
VSR Financial Services, Inc. | 13 | 13 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q2 2016 | 13 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
People's United Financial, Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
DEUTSCHE BANK AG\ | 9 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 11 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2018 | 11 |
AllSquare Wealth Management LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2019 | 11 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q4 2020 | 11 |
Valeo Financial Advisors, LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q1 2020 | 11 |
Steward Partners Investment Advisory, LLC | 7 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2020 | 10 |
Regal Investment Advisors LLC | 10 | 10 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2015 | 10 |
WEDBUSH SECURITIES INC | 7 | 3 | 0.01% | 0.01% | 0.03% | Q2 2013 | Q4 2020 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 1 | 0.00% | 0.31% | 1.12% | Q3 2015 | Q4 2020 | 10 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q4 2020 | 10 |
Investors Capital Advisory Services | 10 | 10 | 0.03% | 0.04% | 0.05% | Q1 2014 | Q2 2016 | 10 |
Cetera Advisors LLC | 4 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q4 2020 | 10 |
Institute for Wealth Management, LLC. | 6 | 1 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q4 2020 | 9 |
US BANCORP \DE\ | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2020 | 9 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 9 | 9 | 0.08% | 0.10% | 0.13% | Q4 2018 | Q4 2020 | 9 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q1 2018 | 9 |
Sheaff Brock Investment Advisors, LLC | 8 | 1 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q2 2019 | 9 |
Chicago Partners Investment Group LLC | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2020 | 9 |
Certified Advisory Corp | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2019 | 9 |
Tradewinds Capital Management, LLC | 5 | 4 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2020 | 9 |
Wealth Alliance Advisory Group, LLC | 9 | 9 | 0.04% | 0.06% | 0.10% | Q4 2017 | Q4 2019 | 9 |
GREATMARK INVESTMENT PARTNERS, INC. | 9 | 9 | 0.01% | 0.02% | 0.03% | Q4 2018 | Q4 2020 | 9 |
FinTrust Capital Advisors, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 9 |
Private Capital Group, LLC | 6 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2020 | 9 |
SIT INVESTMENT ASSOCIATES INC | 9 | 9 | 0.00% | 0.08% | 0.14% | Q3 2015 | Q3 2017 | 9 |
Vident Investment Advisory, LLC | 8 | 8 | 0.11% | 0.36% | 0.68% | Q1 2016 | Q4 2017 | 8 |
ROBINSON CAPITAL MANAGEMENT, LLC | 7 | 1 | 0.00% | 0.58% | 1.33% | Q4 2015 | Q4 2020 | 8 |
HUNTINGTON NATIONAL BANK | 8 | 8 | 0.01% | 0.01% | 0.01% | Q1 2013 | Q4 2014 | 8 |
SEI INVESTMENTS CO | 6 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2018 | 8 |
LIBERTY WEALTH MANAGEMENT LLC | 8 | 8 | 0.06% | 0.08% | 0.10% | Q4 2018 | Q3 2020 | 8 |
FMR LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2020 | 8 |
RDA Financial Network | 8 | 8 | 0.06% | 0.08% | 0.12% | Q1 2019 | Q4 2020 | 8 |
VICUS CAPITAL | 8 | 8 | 0.02% | 0.07% | 0.10% | Q4 2013 | Q3 2015 | 8 |
Lehman Financial Resources, Inc. | 8 | 8 | 0.00% | 0.01% | 0.01% | Q1 2013 | Q4 2014 | 8 |
Joseph P. Lucia & Associates, LLC | 8 | 8 | 0.28% | 0.51% | 1.21% | Q1 2019 | Q4 2020 | 8 |
FLAGSHIP HARBOR ADVISORS, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2020 | 8 |
Rockefeller Capital Management L.P. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2020 | 8 |
ProVise Management Group, LLC | 8 | 8 | 0.01% | 0.02% | 0.02% | Q3 2014 | Q2 2016 | 8 |
FNY Investment Advisers, LLC | 3 | 1 | 0.00% | 0.01% | 0.04% | Q2 2018 | Q4 2020 | 7 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 7 | 7 | 0.00% | 0.04% | 0.08% | Q3 2014 | Q1 2016 | 7 |
Penserra Capital Management LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2017 | 7 |
Quad-Cities Investment Group, LLC | 7 | 7 | 0.04% | 0.05% | 0.06% | Q2 2018 | Q4 2019 | 7 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2020 | 7 |
Graves Light Lenhart Wealth, Inc. | 6 | 1 | 0.01% | 0.02% | 0.02% | Q4 2018 | Q4 2020 | 7 |
BOKF, NA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
NINE MASTS CAPITAL Ltd | 3 | 1 | 0.02% | 0.21% | 0.64% | Q4 2015 | Q2 2018 | 6 |
Claybrook Capital, LLC | 6 | 6 | 0.20% | 0.26% | 0.37% | Q3 2019 | Q4 2020 | 6 |
PANAGORA ASSET MANAGEMENT INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2020 | 6 |
MARINER INVESTMENT GROUP LLC | 4 | 1 | 0.13% | 0.34% | 0.58% | Q2 2015 | Q4 2019 | 6 |
NEW ENGLAND SECURITIES CORP /MA/ | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q3 2014 | 6 |
Stratos Wealth Partners, LTD. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2019 | 6 |
MGO ONE SEVEN LLC | 6 | 6 | 0.01% | 0.02% | 0.02% | Q4 2018 | Q1 2020 | 6 |
Financial Management Professionals, Inc. | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2014 | 6 |
UBS AG | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Cetera Investment Advisers | 5 | 5 | 0.03% | 0.04% | 0.05% | Q4 2015 | Q4 2016 | 5 |
HOLLENCREST CAPITAL MANAGEMENT | 5 | 5 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q4 2020 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2018 | 5 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2020 | 5 |
Curi RMB Capital, LLC | 2 | 1 | 0.00% | 0.03% | 0.06% | Q3 2015 | Q4 2020 | 5 |
1919 Investment Counsel, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Detalus Advisors, LLC | 5 | 5 | 0.12% | 0.13% | 0.19% | Q4 2019 | Q4 2020 | 5 |
Vectors Research Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 5 |
AdvisorNet Financial, Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 4 |
Focused Wealth Management, Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 4 |
CORNERSTONE ADVISORS INC | 4 | 4 | 0.02% | 0.40% | 0.66% | Q3 2015 | Q2 2016 | 4 |
DUBUQUE BANK & TRUST CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 4 |
Biltmore Capital Advisors LLC | 4 | 4 | 0.04% | 0.05% | 0.06% | Q1 2019 | Q4 2019 | 4 |
OSAIC HOLDINGS, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
Samalin Investment Counsel, LLC | 4 | 4 | 0.12% | 0.13% | 0.13% | Q1 2020 | Q4 2020 | 4 |
OneDigital Investment Advisors LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2018 | 4 |
CVA Family Office, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2021 | 4 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q2 2016 | 4 |
Arlington Capital Management, Inc. | 3 | 1 | 0.05% | 0.30% | 0.66% | Q3 2019 | Q4 2020 | 4 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q2 2019 | 4 |
180 WEALTH ADVISORS, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2020 | 4 |
Kelly Financial Services LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2020 | 4 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3 | 1 | 0.00% | 0.03% | 0.04% | Q2 2018 | Q4 2020 | 4 |
Aurora Private Wealth, Inc. | 4 | 4 | 0.03% | 0.03% | 0.04% | Q4 2019 | Q3 2020 | 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.05% | 0.10% | 0.16% | Q2 2013 | Q4 2020 | 4 |
Shaker Financial Services, LLC | 2 | 2 | 0.04% | 0.11% | 0.21% | Q4 2019 | Q4 2020 | 4 |
ELCO Management Co., LLC | 2 | 1 | 0.03% | 0.05% | 0.06% | Q4 2019 | Q4 2020 | 3 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2018 | 3 |
Realta Investment Advisors | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q4 2019 | 3 |
Winslow, Evans & Crocker, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
Wagner Wealth Management, LLC | 2 | 1 | 0.03% | 0.05% | 0.06% | Q4 2017 | Q3 2018 | 3 |
SIGNATUREFD, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
Atlas Private Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2020 | 3 |
STEEL GROVE CAPITAL ADVISORS, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q2 2016 | 3 |
CENTAURUS FINANCIAL, INC. | 2 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q4 2020 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
Mutual Advisors, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q3 2019 | 3 |
Ionic Capital Management LLC | 3 | 3 | 0.05% | 0.06% | 0.08% | Q3 2015 | Q1 2016 | 3 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q1 2016 | 3 |
Arkadios Wealth Advisors | 2 | 1 | 0.01% | 0.05% | 0.11% | Q4 2019 | Q4 2020 | 3 |
GLENMEDE TRUST CO NA | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
Plante Moran Financial Advisors, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2014 | Q4 2014 | 3 |
Gladstone Institutional Advisory LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q4 2019 | 3 |
Prospera Financial Services Inc | 3 | 3 | 0.02% | 0.04% | 0.05% | Q2 2016 | Q4 2016 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.08% | 0.18% | Q4 2015 | Q3 2019 | 3 |
MML INVESTORS SERVICES, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
BAIRD ROBERT W & CO INC /WI/ | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
BLACKROCK ADVISORS LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2013 | Q1 2014 | 3 |
TFS CAPITAL LLC | 2 | 2 | 0.04% | 0.04% | 0.05% | Q3 2015 | Q4 2015 | 2 |
Koshinski Asset Management, Inc. | 2 | 2 | 0.01% | 0.02% | 0.03% | Q4 2019 | Q1 2020 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q4 2020 | 2 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2020 | 2 |
Poehling Capital Management, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
Alpha Cubed Investments, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q4 2020 | 2 |
Newbridge Financial Services Group, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q4 2020 | 2 |
CTC Alternative Strategies, Ltd. | 2 | 2 | 0.03% | 0.11% | 0.19% | Q2 2013 | Q3 2013 | 2 |
CKW FINANCIAL GROUP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q4 2014 | 2 |
MASSMUTUAL TRUST CO FSB/ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Wealth Quarterback LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Ancora Advisors LLC | 2 | 2 | 0.02% | 0.05% | 0.08% | Q4 2015 | Q1 2016 | 2 |
NEWGATE CAPITAL MANAGEMENT LLC | 2 | 2 | 1.09% | 1.20% | 1.32% | Q4 2015 | Q1 2016 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
FARMERS & MERCHANTS INVESTMENTS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Kestra Advisory Services, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2019 | 2 |
Freedom Investment Management, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2018 | 2 |
First Allied Advisory Services, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Alpine Global Management, LLC | 1 | 1 | 0.00% | 0.02% | 0.04% | Q2 2015 | Q1 2020 | 2 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2016 | 2 |
OTA Financial Group L.P. | 1 | 1 | 0.20% | 0.23% | 0.25% | Q4 2016 | Q4 2018 | 2 |
AQR Arbitrage LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
PEOPLES FINANCIAL SERVICES CORP. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2019 | Q3 2019 | 1 |
Live Your Vision, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
LEAVELL INVESTMENT MANAGEMENT, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q2 2016 | 1 |
Virtu Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Willingdon Wealth Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
B. Riley Wealth Management, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Bramshill Investments, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
SUMMIT SECURITIES GROUP LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Gradient Investments LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Brookstone Capital Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
CIBC WORLD MARKET INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Apriem Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Darwin Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Financial Gravity Asset Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Family Management Corp | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2018 | Q4 2018 | 1 |
Freestone Capital Holdings, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
FIRST FINANCIAL CORP /IN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Valley Brook Capital Group, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
Hedeker Wealth, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2015 | Q2 2015 | 1 |
MCF Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q1 2019 | 1 |
REILLY FINANCIAL ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2015 | Q1 2015 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Gemmer Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Accel Wealth Management | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
RBO & CO LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2017 | Q4 2017 | 1 |
Paulson Wealth Management Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2020 | Q4 2020 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Yellowstone Partners, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2017 | Q3 2017 | 1 |
InterOcean Capital, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2014 | Q2 2014 | 1 |
PRING TURNER CAPITAL GROUP INC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2013 | Q4 2013 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2018 | Q4 2018 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Golden State Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
BNC WEALTH MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Royal Fund Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
OLD MISSION CAPITAL, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
Cubist Systematic Strategies, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Venture Visionary Partners LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q4 2018 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
REGENTATLANTIC CAPITAL LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Saba Capital Management, L.P. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2020 | Q4 2020 | 1 |
Atria Investments, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Sequoia Financial Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Frontier Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Coyle Financial Counsel LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q2 2018 | Q2 2018 | 1 |
External links
This page lists all the filers that currently own ALLIANZGI CONV & INCOME FD or have owned ALLIANZGI CONV & INCOME FD in the past.