ALPS ETF TR shareholder history

Current and past ALPS ETF TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
CIBC Private Wealth Group, LLC 22220.03%0.59%1.13%Q2 2018Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.01%Q3 2018Q3 202321
US BANCORP \DE\ 21210.00%0.00%0.00%Q3 2018Q3 202321
WELLS FARGO & COMPANY/MN 19190.00%0.00%0.00%Q1 2019Q3 202319
Stratos Wealth Partners, LTD. 18180.01%0.03%0.04%Q2 2019Q3 202318
Cambridge Investment Research Advisors, Inc. 17170.01%0.01%0.03%Q3 2019Q3 202317
ROYAL BANK OF CANADA 17170.00%0.00%0.01%Q3 2019Q3 202317
BANK OF AMERICA CORP /DE/ 1510.00%0.00%0.00%Q1 2019Q3 202316
JANE STREET GROUP, LLC 710.00%0.00%0.01%Q1 2019Q3 202316
FMR LLC 1410.00%0.00%0.00%Q1 2019Q3 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
TRUIST FINANCIAL CORP 14140.00%0.00%0.00%Q2 2020Q3 202314
MORGAN STANLEY 14140.00%0.00%0.00%Q2 2020Q3 202314
American Portfolios Advisors 14140.00%0.00%0.01%Q2 2019Q3 202214
LPL Financial LLC 13130.00%0.00%0.01%Q3 2020Q3 202313
PNC FINANCIAL SERVICES GROUP, INC. 13130.00%0.00%0.00%Q3 2020Q3 202313
Raymond James Financial Services Advisors, Inc. 13130.00%0.00%0.02%Q3 2020Q3 202313
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13130.00%0.01%0.01%Q3 2020Q3 202313
Geneos Wealth Management Inc. 1030.00%0.00%0.00%Q1 2020Q3 202313
BLAIR WILLIAM & CO/IL 12120.00%0.00%0.00%Q4 2020Q3 202312
BOURGEON CAPITAL MANAGEMENT LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
D.A. DAVIDSON & CO. 12120.00%0.01%0.01%Q4 2020Q3 202312
COMMONWEALTH EQUITY SERVICES, LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
Navis Wealth Advisors, LLC 12120.84%1.88%3.20%Q4 2020Q3 202312
ENVESTNET ASSET MANAGEMENT INC 1110.00%0.00%0.00%Q3 2020Q3 202312
Citadel Advisors 610.00%0.00%0.00%Q2 2018Q4 202212
Creative Planning 12120.00%0.00%0.00%Q4 2020Q3 202312
Global Retirement Partners, LLC 750.00%0.01%0.03%Q3 2020Q3 202312
Westside Investment Management, Inc. 12120.00%0.14%0.22%Q4 2020Q3 202312
MML INVESTORS SERVICES, LLC 12120.00%0.01%0.01%Q4 2020Q3 202312
RAYMOND JAMES & ASSOCIATES 12120.00%0.00%0.00%Q4 2020Q3 202312
UBS Group AG 930.00%0.00%0.00%Q2 2020Q3 202312
SUSQUEHANNA INTERNATIONAL GROUP, LLP 310.00%0.00%0.00%Q3 2018Q3 202312
Steward Partners Investment Advisory, LLC 11110.00%0.01%0.02%Q1 2021Q3 202311
HUNTINGTON NATIONAL BANK 11110.00%0.00%0.01%Q1 2021Q3 202311
CITIGROUP INC 11110.00%0.00%0.00%Q1 2021Q3 202311
Allworth Financial LP 650.00%0.00%0.00%Q3 2020Q3 202311
PFG Advisors 11110.02%0.13%0.27%Q4 2020Q2 202311
Rockefeller Capital Management L.P. 11110.00%0.01%0.02%Q4 2020Q2 202311
AVANTAX ADVISORY SERVICES, INC. 11110.01%0.02%0.03%Q1 2021Q3 202311
AdvisorNet Financial, Inc 740.00%0.00%0.00%Q4 2020Q3 202311
L & S Advisors Inc 10100.03%0.04%0.05%Q1 2021Q2 202310
Hudock, Inc. 10100.04%0.11%0.16%Q3 2020Q4 202210
BROWN ADVISORY INC 10100.00%0.00%0.00%Q2 2021Q3 202310
Spire Wealth Management 10100.00%0.00%0.00%Q1 2021Q2 202310
BANK OF MONTREAL /CAN/ 820.00%0.00%0.00%Q1 2021Q3 202310
HARBOUR INVESTMENTS, INC. 640.00%0.01%0.01%Q1 2021Q3 202310
HARBOR INVESTMENT ADVISORY, LLC 10100.00%0.00%0.00%Q3 2020Q4 202210
CAPTRUST FINANCIAL ADVISORS 990.00%0.00%0.00%Q2 2020Q2 20229
ERn Financial, LLC 990.15%0.70%1.37%Q3 2021Q3 20239
Wealthfront Advisers LLC 990.01%0.01%0.02%Q3 2021Q3 20239
PFG Private Wealth Management, LLC 990.01%0.01%0.01%Q3 2021Q3 20239
Kestra Advisory Services, LLC 990.00%0.03%0.06%Q3 2020Q3 20229
LINCOLN NATIONAL CORP 990.00%0.01%0.01%Q1 2021Q1 20239
THRIVENT FINANCIAL FOR LUTHERANS 990.00%0.00%0.00%Q4 2020Q4 20229
COLONY GROUP LLC 510.00%0.01%0.01%Q1 2021Q3 20239
Money Design Co.,Ltd. 880.00%0.22%0.43%Q4 2021Q3 20238
Carroll Financial Associates, Inc. 880.00%0.01%0.01%Q1 2020Q4 20218
CWM, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
IFP Advisors, Inc 620.00%0.00%0.00%Q1 2021Q2 20238
Clal Insurance Enterprises Holdings Ltd 880.79%1.00%1.55%Q1 2021Q4 20228
Asset Dedication, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Cetera Advisor Networks LLC 610.00%0.00%0.00%Q2 2020Q4 20227
Tempus Wealth Planning, LLC 770.13%0.19%0.27%Q1 2022Q3 20237
Sowell Financial Services LLC 770.01%0.01%0.01%Q3 2019Q1 20217
TOBIAS FINANCIAL ADVISORS, INC. 770.07%0.35%0.81%Q1 2022Q3 20237
Cutler Group LLC / CA 410.00%0.00%0.00%Q1 2021Q3 20237
Wagner Wealth Management, LLC 520.00%0.12%0.56%Q4 2020Q3 20227
Raleigh Capital Management Inc. 770.00%0.00%0.00%Q1 2022Q3 20237
Tyler-Stone Wealth Management 520.00%0.00%0.01%Q4 2021Q3 20237
HighTower Advisors, LLC 770.00%0.00%0.00%Q4 2021Q2 20237
Ulland Investment Advisors, LLC 770.06%0.30%0.70%Q1 2022Q3 20237
3D/L Capital Management, LLC 770.06%0.07%0.08%Q1 2021Q3 20227
NEXT Financial Group, Inc 660.00%0.04%0.06%Q3 2020Q4 20216
JPMORGAN CHASE & CO 420.00%0.00%0.00%Q1 2022Q3 20236
BAILARD, INC. 660.01%0.01%0.02%Q4 2020Q1 20226
KINGS POINT CAPITAL MANAGEMENT 660.00%0.07%0.11%Q4 2020Q1 20226
FLOW TRADERS U.S. LLC 310.05%0.07%0.10%Q3 2021Q2 20236
Beacon Capital Management, Inc. 660.02%0.03%0.03%Q4 2021Q1 20236
MILLENNIUM MANAGEMENT LLC 310.00%0.00%0.01%Q1 2021Q3 20236
Advisory Services Network, LLC 310.00%0.01%0.01%Q4 2020Q1 20236
STIFEL FINANCIAL CORP 660.00%0.00%0.00%Q4 2020Q1 20226
Sigma Planning Corp 550.01%0.01%0.02%Q2 2020Q2 20215
CIBC BANK USA 550.12%0.16%0.22%Q4 2018Q4 20195
Jacobi Capital Management LLC 550.03%0.04%0.05%Q1 2021Q1 20225
SIMPLEX TRADING, LLC 310.00%0.00%0.00%Q3 2020Q1 20235
LADENBURG THALMANN FINANCIAL SERVICES INC. 550.00%0.00%0.00%Q4 2018Q4 20195
TSFG, LLC 550.00%0.00%0.01%Q3 2022Q3 20235
Qube Research & Technologies Ltd 210.00%0.00%0.01%Q2 2021Q2 20235
WOLVERINE TRADING, LLC 330.00%0.00%0.00%Q4 2020Q2 20215
Capital Analysts, LLC 440.00%0.00%0.00%Q1 2022Q4 20224
Equitable Holdings, Inc. 440.01%0.01%0.01%Q1 2021Q4 20214
DUDLEY & SHANLEY, INC. 440.37%0.55%0.82%Q4 2022Q3 20234
MRA Advisory Group 442.13%2.30%2.46%Q4 2020Q3 20214
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 440.00%0.01%0.01%Q4 2020Q3 20214
Advisor Group, Inc. 440.00%0.00%0.00%Q1 2019Q4 20194
BROWN BROTHERS HARRIMAN & CO 440.00%0.00%0.00%Q1 2021Q4 20214
BESSEMER GROUP INC 440.01%0.01%0.01%Q1 2021Q4 20214
American Institute for Advanced Investment Management, LLP 440.58%0.68%0.76%Q4 2020Q3 20214
WEDBUSH SECURITIES INC 440.02%0.03%0.04%Q1 2021Q4 20214
Covington Capital Management 440.00%0.00%0.00%Q4 2021Q3 20224
FIRST MANHATTAN CO. LLC. 220.00%0.00%0.00%Q2 2021Q3 20224
Sargent Bickham Lagudis LLC 440.00%0.00%0.00%Q4 2021Q3 20224
TD Capital Management LLC 440.00%0.00%0.00%Q1 2021Q4 20214
NewEdge Advisors, LLC 440.00%0.00%0.01%Q4 2022Q3 20234
Lido Advisors, LLC 110.00%0.00%0.00%Q3 2021Q3 20223
LFA - Lugano Financial Advisors SA 330.06%0.08%0.09%Q2 2020Q4 20203
Realta Investment Advisors 210.00%0.00%0.00%Q3 2022Q3 20233
Phocas Financial Corp. 330.03%0.03%0.04%Q4 2020Q2 20213
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
Tradition Wealth Management, LLC 330.01%0.01%0.01%Q4 2020Q2 20213
Atria Wealth Solutions, Inc. 330.01%0.01%0.01%Q1 2022Q3 20223
LifePlan Financial Group, Inc 330.00%0.00%0.00%Q1 2020Q3 20203
Cetera Advisors LLC 210.01%0.02%0.04%Q4 2020Q4 20213
Arkadios Wealth Advisors 330.01%0.01%0.01%Q1 2021Q3 20213
Optiver Holding B.V. 330.00%0.00%0.00%Q2 2021Q4 20213
Fulcrum Equity Management 330.36%0.51%0.65%Q3 2020Q1 20213
Key FInancial Inc 330.00%0.00%0.00%Q1 2023Q3 20233
Koshinski Asset Management, Inc. 330.00%0.00%0.00%Q3 2021Q1 20223
Brookstone Capital Management 210.18%0.22%0.29%Q1 2020Q4 20203
Stamos Capital Partners, L.P. 330.17%0.22%0.28%Q4 2020Q2 20213
BINGHAM OSBORN & SCARBOROUGH LLC 330.02%0.02%0.02%Q1 2021Q3 20213
Sequent Asset Management, LLC 220.38%0.40%0.41%Q4 2021Q1 20222
Private Advisor Group, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
Stegent Equity Advisors, Inc. 221.03%1.20%1.36%Q4 2022Q1 20232
FormulaFolio Investments, LLC 110.00%0.08%0.15%Q4 2020Q2 20212
Virtu Financial LLC 110.02%0.03%0.05%Q3 2021Q3 20232
FIFTH THIRD BANCORP 220.00%0.00%0.00%Q2 2023Q3 20232
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 110.14%0.16%0.18%Q4 2022Q2 20232
TUCKER ASSET MANAGEMENT LLC 220.00%0.00%0.00%Q3 2022Q4 20222
NATIONAL BANK OF CANADA /FI/ 220.00%0.00%0.00%Q4 2021Q1 20222
TD Waterhouse Canada Inc. 110.00%0.00%0.00%Q1 2022Q2 20232
WealthPLAN Partners, LLC 220.00%0.00%0.00%Q1 2023Q2 20232
FOUNDERS FINANCIAL SECURITIES LLC 220.05%0.05%0.05%Q4 2020Q1 20212
GLENMEDE TRUST CO NA 220.00%0.00%0.00%Q2 2020Q3 20202
Empowered Funds, LLC 220.31%0.31%0.31%Q4 2020Q1 20212
Stelac Advisory Services LLC 220.05%0.20%0.35%Q3 2020Q4 20202
Summit X, LLC 220.05%0.05%0.06%Q1 2021Q2 20212
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
ATWOOD & PALMER INC 220.00%0.00%0.00%Q3 2021Q4 20212
GTS SECURITIES LLC 220.00%0.01%0.02%Q2 2023Q3 20232
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 220.15%0.16%0.18%Q1 2021Q2 20212
Fortis Advisors, LLC 220.00%0.01%0.01%Q1 2020Q2 20202
Cetera Investment Advisers 220.00%0.01%0.01%Q1 2021Q2 20212
CX Institutional 110.00%0.00%0.00%Q2 2022Q2 20221
DB Wealth Management Group, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q4 2021Q4 20211
BARCLAYS PLC 110.00%0.00%0.00%Q2 2021Q2 20211
Financial Gravity Asset Management, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
INVICTUS PRIVATE WEALTH, LLC 110.13%0.13%0.13%Q4 2022Q4 20221
Walleye Capital LLC 110.00%0.00%0.00%Q3 2023Q3 20231
HB Wealth Management, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Global Assets Advisory, LLC 110.21%0.21%0.21%Q2 2023Q2 20231
Bogart Wealth, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
TAP Consulting, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
CAHILL FINANCIAL ADVISORS INC 110.00%0.00%0.00%Q3 2021Q3 20211
CASTLE WEALTH MANAGEMENT LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Hilltop Holdings Inc. 110.11%0.11%0.11%Q1 2021Q1 20211
Psagot Value Holdings Ltd. 110.00%0.00%0.00%Q1 2021Q1 20211
VisionPoint Advisory Group, LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Tortoise Investment Management, LLC 110.01%0.01%0.01%Q1 2023Q1 20231
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Financial Management Professionals, Inc. 110.00%0.00%0.00%Q3 2023Q3 20231
Financial Advocates Investment Management 110.02%0.02%0.02%Q1 2021Q1 20211
3D ASSET MANAGEMENT, INC 110.07%0.07%0.07%Q3 2020Q3 20201
CMC Financial Group 112.60%2.60%2.60%Q1 2021Q1 20211
Wealthspire Advisors, LLC 110.01%0.01%0.01%Q2 2021Q2 20211
Shepherd Financial Partners LLC 110.05%0.05%0.05%Q1 2021Q1 20211
B. Riley Wealth Advisors, Inc. 110.01%0.01%0.01%Q2 2021Q2 20211
RMR Wealth Builders 110.00%0.00%0.00%Q1 2021Q1 20211
Bedel Financial Consulting, Inc. 110.01%0.01%0.01%Q1 2022Q1 20221
Dixon Hughes Goodman Wealth Advisors LLC 110.00%0.00%0.00%Q1 2022Q1 20221
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Aspire Private Capital, LLC 110.00%0.00%0.00%Q2 2023Q2 20231
REGENTATLANTIC CAPITAL LLC 110.01%0.01%0.01%Q4 2021Q4 20211
Grandview Asset Management LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Clear Creek Financial Management, LLC 110.05%0.05%0.05%Q4 2020Q4 20201
Winslow, Evans & Crocker, Inc. 110.01%0.01%0.01%Q4 2020Q4 20201
Clean Yield Group 110.01%0.01%0.01%Q4 2020Q4 20201
Atria Investments, Inc 110.03%0.03%0.03%Q2 2021Q2 20211
Soltis Investment Advisors LLC 110.11%0.11%0.11%Q1 2021Q1 20211
AMERIPRISE FINANCIAL INC 110.00%0.00%0.00%Q3 2022Q3 20221
SIGNET FINANCIAL MANAGEMENT, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
External links

This page lists all the filers that currently own ALPS ETF TR or have owned ALPS ETF TR in the past.