$1.55 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 622 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 33.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $74,802,000 | +13.0% | 173,988 | +4.6% | 4.84% | +1.4% |
| Sell | SOUTHWEST AIRLS COnote 1.250% 5/0 | $55,926,000 | -21.8% | 36,932,000 | -11.3% | 3.62% | -29.8% | |
| New | PIONEER NAT RES COnote 0.250% 5/1 | $54,489,000 | – | 34,152,000 | +100.0% | 3.52% | – | |
| New | BOOKING HOLDINGS INCnote 0.750% 5/0 | $39,546,000 | – | 27,966,000 | +100.0% | 2.56% | – | |
| Sell | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $28,691,000 | +1.9% | 19,687,000 | -7.6% | 1.86% | -8.6% | |
| Sell | ZILLOW GROUP INCnote 2.750% 5/1 | $25,604,000 | -17.8% | 12,985,000 | -13.5% | 1.66% | -26.2% | |
| Buy | WELLPOINT INCnote 2.750%10/1 | $25,540,000 | +16.1% | 4,732,000 | +7.7% | 1.65% | +4.2% | |
| Sell | SNAP INCnote 0.750% 8/0 | $20,849,000 | -25.8% | 6,926,000 | -41.9% | 1.35% | -33.4% | |
| Sell | ILLUMINA INCnote 8/1 | $20,399,000 | -12.5% | 16,207,000 | -17.5% | 1.32% | -21.5% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $20,232,000 | +1.7% | 175,419 | +0.4% | 1.31% | -8.8% |
| Buy | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $19,899,000 | +23.4% | 14,250,000 | +23.5% | 1.29% | +10.8% | |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $19,201,000 | +54.8% | 292,327 | +47.7% | 1.24% | +38.9% |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $19,167,000 | +35.7% | 16,832,000 | +35.7% | 1.24% | +21.7% | |
| Sell | SQUARE INCnote 0.500% 5/1 | $19,070,000 | -36.3% | 6,095,000 | -40.6% | 1.23% | -42.9% | |
| New | DEXCOM INCnote 0.250%11/1 | $18,769,000 | – | 17,970,000 | +100.0% | 1.21% | – | |
| SWT | Buy | STANLEY BLACK & DECKER INCunit 11/15/2022 | $18,777,000 | +14.3% | 155,538 | +11.7% | 1.21% | +2.5% |
| Sell | EXACT SCIENCES CORPnote 0.375% 3/1 | $18,646,000 | -4.8% | 14,094,000 | -1.6% | 1.21% | -14.6% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $17,574,000 | -28.9% | 7,895,000 | -27.3% | 1.14% | -36.2% | |
| Sell | WORKDAY INCnote 0.250%10/0 | $17,390,000 | -12.7% | 10,519,000 | -9.1% | 1.12% | -21.7% | |
| Sell | TESLA INCnote 2.000% 5/1 | $15,988,000 | -60.4% | 1,462,000 | -61.1% | 1.03% | -64.5% | |
| New | SPIRIT AIRLS INCnote 1.000% 5/1 | $15,953,000 | – | 16,739,000 | +100.0% | 1.03% | – | |
| Buy | TERADYNE INCnote 1.250%12/1 | $15,642,000 | +22.5% | 3,692,000 | +11.2% | 1.01% | +9.9% | |
| New | ZENDESK INCnote 0.625% 6/1 | $15,407,000 | – | 10,579,000 | +100.0% | 1.00% | – | |
| New | BURLINGTON STORES INCnote 2.250% 4/1 | $14,710,000 | – | 9,260,000 | +100.0% | 0.95% | – | |
| Buy | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $14,670,000 | +15.9% | 5,262,000 | +8.2% | 0.95% | +3.9% | |
| Sell | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $14,451,000 | -30.5% | 7,602,000 | -24.2% | 0.94% | -37.6% | |
| New | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $14,366,000 | – | 10,799,000 | +100.0% | 0.93% | – | |
| NEEPRP | Sell | NEXTERA ENERGY INCunit 99/99/9999 | $14,254,000 | -5.0% | 291,120 | -3.9% | 0.92% | -14.8% |
| New | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $13,948,000 | – | 4,713,000 | +100.0% | 0.90% | – | |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $13,564,000 | +25.1% | 12,465,000 | +25.0% | 0.88% | +12.1% | |
| Sell | LUMENTUM HLDGS INCnote 0.500%12/1 | $12,535,000 | -15.5% | 11,623,000 | -8.9% | 0.81% | -24.2% | |
| Buy | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $12,328,000 | +28.2% | 10,870,000 | +32.3% | 0.80% | +15.0% | |
| New | HUBSPOT INCnote 0.375% 6/0 | $11,799,000 | – | 5,574,000 | +100.0% | 0.76% | – | |
| Sell | OKTA INCnote 0.125% 9/0 | $11,755,000 | -16.7% | 8,164,000 | -22.0% | 0.76% | -25.3% | |
| New | COUPA SOFTWARE INCnote 0.375% 6/1 | $11,403,000 | – | 9,886,000 | +100.0% | 0.74% | – | |
| Sell | INSULET CORPnote 0.375% 9/0 | $10,958,000 | -17.3% | 8,060,000 | -19.2% | 0.71% | -25.8% | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $10,869,000 | +1068.7% | 10,175,000 | +1018.1% | 0.70% | +949.3% | |
| New | AMERICAN EAGLE OUTFITTERS INnote 3.750% 4/1 | $10,684,000 | – | 2,448,000 | +100.0% | 0.69% | – | |
| Sell | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $10,584,000 | +5.0% | 7,784,000 | -2.1% | 0.68% | -5.8% | |
| New | CALLAWAY GOLF COnote 2.750% 5/0 | $10,578,000 | – | 5,191,000 | +100.0% | 0.68% | – | |
| Sell | CONMED CORPnote 2.625% 2/0 | $10,396,000 | -20.9% | 6,454,000 | -23.2% | 0.67% | -29.1% | |
| Buy | SHOPIFY INCnote 0.125%11/0 | $10,140,000 | +21.3% | 7,786,000 | +6.2% | 0.66% | +8.8% | |
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $10,019,000 | -8.0% | 9,227,000 | -0.6% | 0.65% | -17.5% | |
| Sell | RHnote 6/1 | $9,960,000 | +8.9% | 2,854,000 | -4.0% | 0.64% | -2.4% | |
| Sell | RINGCENTRAL INCnote 3/0 | $9,269,000 | -0.0% | 8,389,000 | -0.9% | 0.60% | -10.3% | |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $9,137,000 | +2.2% | 179,557 | +2.6% | 0.59% | -8.2% |
| Sell | SYNAPTICS INCnote 0.500% 6/1 | $9,142,000 | -40.7% | 4,343,000 | -48.1% | 0.59% | -46.8% | |
| New | INSMED INCnote 0.750% 6/0 | $9,145,000 | – | 8,320,000 | +100.0% | 0.59% | – | |
| New | TELADOC HEALTH INCnote 1.250% 6/0 | $9,122,000 | – | 8,146,000 | +100.0% | 0.59% | – | |
| CFXA | Sell | COLFAX CORPunit 01/15/2022t | $9,076,000 | -20.7% | 48,756 | -23.2% | 0.59% | -28.8% |
| Buy | CENTENNIAL RESOURCE DEV INCnote 3.250% 4/0 | $9,049,000 | +298.3% | 6,823,000 | +187.2% | 0.58% | +256.7% | |
| Sell | II-VI INCnote 0.250% 9/0 | $8,999,000 | -14.1% | 5,705,000 | -16.9% | 0.58% | -22.9% | |
| New | SEA LTDnote 2.375%12/0 | $8,942,000 | – | 2,898,000 | +100.0% | 0.58% | – | |
| Sell | FTI CONSULTING INCnote 2.000% 8/1 | $8,610,000 | -16.0% | 6,031,000 | -14.2% | 0.56% | -24.5% | |
| Sell | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $8,505,000 | +0.3% | 6,911,000 | -6.2% | 0.55% | -10.0% | |
| Buy | WAYFAIR INCnote 1.125%11/0 | $8,332,000 | +0.7% | 3,044,000 | +0.8% | 0.54% | -9.7% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $8,323,000 | +27.5% | 6,367,000 | +18.0% | 0.54% | +14.2% | |
| Sell | TWITTER INCnote 0.250% 6/1 | $8,184,000 | +0.8% | 5,967,000 | -2.3% | 0.53% | -9.6% | |
| Buy | APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $8,147,000 | +286.8% | 4,418,000 | +194.5% | 0.53% | +246.7% | |
| Buy | SUMMIT HOTEL PPTYS INCnote 1.500% 2/1 | $8,150,000 | +1.8% | 7,910,000 | +8.9% | 0.53% | -8.7% | |
| New | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $7,989,000 | – | 3,749,000 | +100.0% | 0.52% | – | |
| Sell | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $7,948,000 | +2.6% | 5,980,000 | -1.6% | 0.51% | -7.9% | |
| FTSL | Buy | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $7,753,000 | +99.5% | 161,525 | +99.0% | 0.50% | +78.9% |
| Sell | ARES CAPITAL CORPnote 3.750% 2/0 | $7,632,000 | +1.1% | 7,304,000 | -0.5% | 0.49% | -9.2% | |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $7,514,000 | +26.1% | 364,809 | +23.3% | 0.49% | +13.0% |
| PROSPECT CAP CORPnote 6.375% 3/0 | $7,508,000 | +0.2% | 6,961,000 | 0.0% | 0.49% | -10.0% | ||
| Sell | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $7,328,000 | -12.7% | 4,676,000 | -4.3% | 0.47% | -21.7% | |
| New | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $7,159,000 | – | 7,269,000 | +100.0% | 0.46% | – | |
| TBF | Buy | PROSHARES TRshrt 20+yr tre | $7,140,000 | +97.0% | 423,000 | +111.5% | 0.46% | +77.0% |
| Sell | HALOZYME THERAPEUTICS INCnote 1.250%12/0 | $6,973,000 | -30.9% | 3,573,000 | -35.2% | 0.45% | -38.0% | |
| New | DATADOG INCnote 0.125% 6/1 | $6,861,000 | – | 5,149,000 | +100.0% | 0.44% | – | |
| Sell | KBR INCnote 2.500%11/0 | $6,852,000 | -6.6% | 4,372,000 | -6.0% | 0.44% | -16.3% | |
| New | CERENCE INCnote 3.000% 6/0 | $6,769,000 | – | 2,300,000 | +100.0% | 0.44% | – | |
| Sell | GUESS INCnote 2.000% 4/1 | $6,779,000 | -14.4% | 5,462,000 | -21.5% | 0.44% | -23.3% | |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $6,444,000 | +92.9% | 57,290 | +86.6% | 0.42% | +73.0% |
| New | THE REALREAL INCnote 3.000% 6/1 | $6,415,000 | – | 4,725,000 | +100.0% | 0.42% | – | |
| New | CREE INCnote 1.750% 5/0 | $6,369,000 | – | 2,935,000 | +100.0% | 0.41% | – | |
| Buy | FIREEYE INCnote 0.875% 6/0 | $6,308,000 | +4.7% | 5,586,000 | +4.5% | 0.41% | -6.0% | |
| New | COPA HOLDINGS SAnote 4.500% 4/1 | $6,246,000 | – | 3,824,000 | +100.0% | 0.40% | – | |
| Sell | MERCADOLIBRE INCnote 2.000% 8/1 | $6,122,000 | -48.9% | 1,733,000 | -51.6% | 0.40% | -54.2% | |
| Sell | MONGODB INCnote 0.250% 1/1 | $6,094,000 | -16.2% | 3,378,000 | -33.1% | 0.39% | -24.8% | |
| Buy | MFA FINL INCnote 6.250% 6/1 | $6,074,000 | +37.8% | 6,000,000 | +34.7% | 0.39% | +23.6% | |
| New | BILIBILI INCnote 1.250% 6/1 | $5,818,000 | – | 1,931,000 | +100.0% | 0.38% | – | |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,815,000 | -13.7% | 36,660 | -17.6% | 0.38% | -22.6% |
| New | LYFT INCnote 1.500% 5/1 | $5,781,000 | – | 3,388,000 | +100.0% | 0.37% | – | |
| New | CNX RES CORPnote 2.250% 5/0 | $5,746,000 | – | 4,434,000 | +100.0% | 0.37% | – | |
| Sell | NEOGENOMICS INCnote 0.250% 1/1 | $5,483,000 | -24.6% | 5,643,000 | -22.0% | 0.36% | -32.3% | |
| Sell | SERVICENOW INCnote 6/0 | $5,392,000 | +8.1% | 1,326,000 | -1.5% | 0.35% | -3.1% | |
| New | SMART GLOBAL HLDGS INCnote 2.250% 2/1 | $5,377,000 | – | 3,921,000 | +100.0% | 0.35% | – | |
| New | FARFETCH LTDnote 3.750% 5/0 | $5,317,000 | – | 1,640,000 | +100.0% | 0.34% | – | |
| Sell | SPLUNK INCnote 0.500% 9/1 | $5,302,000 | -10.8% | 4,556,000 | -12.4% | 0.34% | -19.9% | |
| Sell | RHnote 9/1 | $5,271,000 | +9.9% | 1,647,000 | -3.1% | 0.34% | -1.4% | |
| Buy | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $5,230,000 | +898.1% | 3,715,000 | +831.1% | 0.34% | +789.5% | |
| Buy | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $5,231,000 | +9.0% | 4,487,000 | +4.7% | 0.34% | -2.3% | |
| New | NOVAVAX INCnote 3.750% 2/0 | $5,198,000 | – | 2,914,000 | +100.0% | 0.34% | – | |
| Sell | NUVASIVE INCnote 0.375% 3/1 | $5,139,000 | -5.0% | 5,211,000 | -1.8% | 0.33% | -14.9% | |
| Buy | PENNYMAC CORPnote 5.500%11/0 | $5,098,000 | +26.7% | 4,997,000 | +25.0% | 0.33% | +13.8% | |
| New | EQT CORPnote 1.750% 5/0 | $4,946,000 | – | 2,969,000 | +100.0% | 0.32% | – | |
| Sell | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $4,709,000 | -2.7% | 3,824,000 | -1.5% | 0.30% | -12.6% | |
| Buy | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $4,698,000 | +363.3% | 4,607,000 | +337.1% | 0.30% | +316.4% | |
| Sell | PURE STORAGE INCnote 0.125% 4/1 | $4,699,000 | -7.8% | 4,497,000 | -3.2% | 0.30% | -17.2% | |
| IYW | Buy | ISHARES TRu.s. tech etf | $4,675,000 | +72.8% | 47,043 | +52.6% | 0.30% | +54.9% |
| Sell | PATRICK INDS INCdbcv 1.000% 2/0 | $4,628,000 | -8.8% | 4,289,000 | -1.5% | 0.30% | -18.3% | |
| New | UNDER ARMOUR INCnote 1.500% 6/0 | $4,603,000 | – | 2,342,000 | +100.0% | 0.30% | – | |
| New | UNITED STATES STL CORP NEWnote 5.000%11/0 | $4,612,000 | – | 2,292,000 | +100.0% | 0.30% | – | |
| Sell | CHEFS WHSE INCnote 1.875%12/0 | $4,572,000 | -16.5% | 4,404,000 | -18.3% | 0.30% | -25.1% | |
| Sell | REPLIGEN CORPnote 0.375% 7/1 | $4,544,000 | -39.3% | 2,539,000 | -40.4% | 0.29% | -45.5% | |
| Sell | WAYFAIR INCnote 1.000% 8/1 | $4,540,000 | -1.1% | 2,063,000 | -0.4% | 0.29% | -11.2% | |
| AAPL | Sell | APPLE INC | $4,513,000 | +11.8% | 32,956 | -0.3% | 0.29% | +0.3% |
| MSFT | Sell | MICROSOFT CORP | $4,378,000 | +14.4% | 16,168 | -0.4% | 0.28% | +2.5% |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $4,273,000 | -4.6% | 76,095 | -2.4% | 0.28% | -14.6% |
| Sell | DEXCOM INCnote 0.750%12/0 | $4,188,000 | +3.6% | 1,611,000 | -12.2% | 0.27% | -6.9% | |
| Buy | GRANITE PT MTG TR INCnote 6.375%10/0 | $4,198,000 | +90.8% | 4,316,000 | +86.4% | 0.27% | +70.4% | |
| Sell | BLACKLINE INCnote 0.125% 8/0 | $4,174,000 | +1.1% | 2,602,000 | -0.2% | 0.27% | -9.4% | |
| Sell | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $4,025,000 | -1.0% | 4,000,000 | -3.6% | 0.26% | -11.3% | |
| Sell | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $4,021,000 | -0.7% | 2,150,000 | -1.5% | 0.26% | -11.0% | |
| Sell | INVITAE CORPnote 2.000% 9/0 | $3,773,000 | -11.0% | 2,807,000 | -0.1% | 0.24% | -20.3% | |
| Buy | CHENIERE ENERGY INCnote 4.250% 3/1 | $3,751,000 | +9.3% | 4,500,000 | +7.1% | 0.24% | -1.6% | |
| Buy | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $3,730,000 | +4.2% | 3,399,000 | +2.6% | 0.24% | -6.6% | |
| Sell | PENN NATL GAMING INCnote 2.750% 5/1 | $3,719,000 | -70.1% | 1,115,000 | -59.5% | 0.24% | -73.1% | |
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $3,693,000 | +44.5% | 4,000,000 | +45.5% | 0.24% | +29.9% | |
| ELAT | Buy | ELANCO ANIMAL HEALTH INCunit 02/01/2023t | $3,561,000 | +594.2% | 66,385 | +491.9% | 0.23% | +521.6% |
| Sell | MERITOR INCnote 3.250%10/1 | $3,497,000 | -70.7% | 3,294,000 | -68.2% | 0.23% | -73.7% | |
| NYCBPRU | Buy | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $3,394,000 | +11.0% | 67,000 | +9.6% | 0.22% | 0.0% |
| Buy | MOMO INCnote 1.250% 7/0 | $3,335,000 | +3.1% | 3,750,000 | +1.4% | 0.22% | -7.3% | |
| Buy | NRG ENERGY INCdbcv 2.750% 6/0 | $3,312,000 | +3.4% | 2,850,000 | +3.6% | 0.21% | -7.4% | |
| Sell | GRANITE CONSTR INCnote 2.750%11/0 | $3,172,000 | -24.0% | 2,195,000 | -27.0% | 0.20% | -31.9% | |
| Sell | WINNEBAGO INDS INCnote 1.500% 4/0 | $3,151,000 | -45.7% | 2,458,000 | -41.3% | 0.20% | -51.2% | |
| ANGL | Sell | VANECK VECTORS ETF TRfallen angel hg | $3,140,000 | +1.1% | 95,499 | -1.8% | 0.20% | -9.4% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $3,127,000 | -14.2% | 13,640 | -17.3% | 0.20% | -23.2% |
| Buy | NEW RELIC INCnote 0.500% 5/0 | $3,108,000 | +6.3% | 3,150,000 | +5.0% | 0.20% | -4.7% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $3,102,000 | +131.5% | 2,681,000 | +116.9% | 0.20% | +107.2% | |
| New | NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0 | $3,104,000 | – | 1,968,000 | +100.0% | 0.20% | – | |
| New | INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 8/1 | $3,100,000 | – | 2,809,000 | +100.0% | 0.20% | – | |
| Sell | WORKIVA INCnote 1.125% 8/1 | $3,043,000 | -17.1% | 2,000,000 | -28.2% | 0.20% | -25.7% | |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $2,961,000 | +17.3% | 54,923 | +6.7% | 0.19% | +4.9% |
| AMZN | Sell | AMAZON COM INC | $2,932,000 | +11.2% | 852 | -0.1% | 0.19% | 0.0% |
| Sell | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $2,918,000 | -19.5% | 3,250,000 | -18.8% | 0.19% | -27.6% | |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $2,855,000 | +15.2% | 77,801 | +6.8% | 0.18% | +3.4% |
| Sell | IQIYI INCnote 2.000% 4/0 | $2,858,000 | -22.6% | 3,068,000 | -23.3% | 0.18% | -30.5% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,795,000 | +17.7% | 1,145 | -0.5% | 0.18% | +5.8% |
| Sell | PRA GROUP INCnote 3.500% 6/0 | $2,684,000 | -16.4% | 2,500,000 | -16.7% | 0.17% | -24.7% | |
| Sell | Q2 HLDGS INCnote 0.750% 6/0 | $2,650,000 | -23.3% | 2,028,000 | -23.5% | 0.17% | -31.3% | |
| Buy | THERAVANCE INCnote 2.125% 1/1 | $2,540,000 | +44.6% | 2,500,000 | +42.5% | 0.16% | +29.1% | |
| New | I3 VERTICALS LLCnote 1.000% 2/1 | $2,528,000 | – | 2,500,000 | +100.0% | 0.16% | – | |
| New | RWT HLDGS INCnote 5.750%10/0 | $2,522,000 | – | 2,500,000 | +100.0% | 0.16% | – | |
| FPXI | Buy | FIRST TR EXCHANGE TRADED FDintl equity opp | $2,511,000 | +27.9% | 36,730 | +23.3% | 0.16% | +14.1% |
| Sell | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $2,506,000 | +0.6% | 2,000,000 | -8.6% | 0.16% | -10.0% | |
| Sell | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $2,471,000 | -33.7% | 2,500,000 | -30.6% | 0.16% | -40.5% | |
| New | SPLUNK INCnote 1.125% 6/1 | $2,437,000 | – | 2,500,000 | +100.0% | 0.16% | – | |
| Sell | OSI SYSTEMS INCnote 1.250% 9/0 | $2,388,000 | -28.0% | 2,250,000 | -26.8% | 0.15% | -35.6% | |
| EUFN | Buy | ISHARES TRmsci euro fl etf | $2,361,000 | +18.7% | 120,787 | +16.9% | 0.15% | +7.0% |
| Buy | MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $2,358,000 | +46.4% | 1,060,000 | +50.4% | 0.15% | +31.0% | |
| Buy | RETROPHIN INCnote 2.500% 9/1 | $2,296,000 | +29.1% | 2,750,000 | +58.1% | 0.15% | +15.6% | |
| DTP | Buy | DTE ENERGY COunit 11/01/2022s | $2,278,000 | +38.1% | 46,070 | +38.8% | 0.15% | +23.5% |
| New | SABRE GLBL INCnote 4.000% 4/1 | $2,275,000 | – | 1,250,000 | +100.0% | 0.15% | – | |
| Sell | GOSSAMER BIO INCnote 5.000% 6/0 | $2,209,000 | -69.5% | 2,750,000 | -65.7% | 0.14% | -72.6% | |
| WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $2,205,000 | +4.4% | 2,297,000 | 0.0% | 0.14% | -5.9% | ||
| ACWX | Sell | ISHARES TRmsci acwi ex us | $2,217,000 | -51.9% | 38,551 | -53.9% | 0.14% | -56.9% |
| SOLN | Buy | SOUTHERN COunit 08/01/2022 | $2,146,000 | +16.0% | 42,400 | +16.8% | 0.14% | +4.5% |
| New | REDWOOD TR INCnote 5.625% 7/1 | $2,055,000 | – | 2,000,000 | +100.0% | 0.13% | – | |
| New | 2U INCnote 2.250% 5/0 | $2,055,000 | – | 1,250,000 | +100.0% | 0.13% | – | |
| Sell | VONAGE HLDGS CORPnote 1.750% 6/0 | $2,062,000 | -21.3% | 1,850,000 | -26.0% | 0.13% | -29.6% | |
| New | COHERUS BIOSCIENCES INCnote 1.500% 4/1 | $2,044,000 | – | 2,000,000 | +100.0% | 0.13% | – | |
| Sell | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $2,047,000 | -18.9% | 2,000,000 | -20.0% | 0.13% | -27.5% | |
| Sell | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $2,027,000 | -34.0% | 2,000,000 | -27.2% | 0.13% | -40.7% | |
| Sell | INFINERA CORPnote 2.125% 9/0 | $2,018,000 | -24.5% | 1,650,000 | -26.7% | 0.13% | -32.1% | |
| Sell | ISTAR INCnote 3.125% 9/1 | $1,964,000 | -14.8% | 1,300,000 | -25.7% | 0.13% | -23.5% | |
| FB | Sell | FACEBOOK INCcl a | $1,902,000 | +17.5% | 5,473 | -0.4% | 0.12% | +5.1% |
| Sell | 8X8 INC NEWnote 0.500% 2/0 | $1,858,000 | -33.1% | 1,500,000 | -25.0% | 0.12% | -40.0% | |
| DCUE | Sell | DOMINION ENERGY INCunit 99/99/9999 | $1,806,000 | -6.5% | 18,590 | -4.9% | 0.12% | -15.8% |
| Sell | AVAYA HLDGS CORPnote 2.250% 6/1 | $1,809,000 | -37.4% | 1,550,000 | -33.8% | 0.12% | -43.8% | |
| Sell | GOLAR LNG LTDnote 2.750% 2/1 | $1,785,000 | -7.5% | 1,800,000 | -10.0% | 0.12% | -17.3% | |
| Sell | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $1,757,000 | -50.9% | 1,905,000 | -49.1% | 0.11% | -55.8% | |
| AEPPL | Sell | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $1,749,000 | +0.3% | 35,605 | -1.4% | 0.11% | -10.3% |
| Sell | ENVESTNET INCnote 1.750% 6/0 | $1,751,000 | -23.4% | 1,430,000 | -23.1% | 0.11% | -31.5% | |
| ASHR | Sell | DBX ETF TRxtrack hrvst csi | $1,736,000 | -23.2% | 42,850 | -26.7% | 0.11% | -31.3% |
| AQNU | New | ALGONQUIN PWR UTILS CORPunit 99/99/9999 | $1,733,000 | – | 35,000 | +100.0% | 0.11% | – |
| Sell | JOYY INCnote 1.375% 6/1 | $1,735,000 | -26.5% | 1,750,000 | -12.5% | 0.11% | -34.1% | |
| PAVE | New | GLOBAL X FDSus infr dev etf | $1,739,000 | – | 67,622 | +100.0% | 0.11% | – |
| Sell | EVERBRIDGE INCnote 0.125%12/1 | $1,705,000 | -21.2% | 1,250,000 | -26.5% | 0.11% | -29.5% | |
| Buy | KAMAN CORPnote 3.250% 5/0 | $1,688,000 | +29.7% | 1,600,000 | +33.3% | 0.11% | +16.0% | |
| SHIP FIN INTL LTDnote 4.875% 5/0 | $1,672,000 | -0.7% | 1,750,000 | 0.0% | 0.11% | -10.7% | ||
| JPM | Sell | JPMORGAN CHASE & CO | $1,664,000 | +2.0% | 10,684 | -0.4% | 0.11% | -8.5% |
| IEMG | Sell | ISHARES INCcore msci emkt | $1,669,000 | -62.9% | 24,902 | -64.4% | 0.11% | -66.7% |
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $1,658,000 | -6.4% | 1,750,000 | 0.0% | 0.11% | -16.4% | ||
| HOPE BANCORP INCnote 2.000% 5/1 | $1,565,000 | -0.3% | 1,600,000 | 0.0% | 0.10% | -10.6% | ||
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,495,000 | -1.5% | 23,619 | -0.4% | 0.10% | -11.0% |
| New | NCL CORP LTDnote 6.000% 5/1 | $1,351,000 | – | 582,000 | +100.0% | 0.09% | – | |
| Sell | CHEGG INCnote 0.125% 3/1 | $1,242,000 | -26.7% | 738,000 | -24.4% | 0.08% | -34.4% | |
| KMB | KIMBERLY-CLARK CORP | $1,162,000 | -3.8% | 8,685 | 0.0% | 0.08% | -13.8% | |
| HD | Sell | HOME DEPOT INC | $1,149,000 | +4.4% | 3,593 | -0.4% | 0.07% | -6.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,127,000 | +8.2% | 4,054 | -0.4% | 0.07% | -2.7% |
| Sell | ETSY INCnote 0.125%10/0 | $1,014,000 | -10.0% | 422,000 | -11.5% | 0.07% | -18.5% | |
| NVDA | Sell | NVIDIA CORPORATION | $1,028,000 | +49.0% | 1,285 | -0.5% | 0.07% | +32.0% |
| HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $994,000 | +3.9% | 1,000,000 | 0.0% | 0.06% | -7.2% | ||
| JNJ | Buy | JOHNSON & JOHNSON | $986,000 | +0.5% | 5,994 | +0.1% | 0.06% | -9.9% |
| BAC | Sell | BK OF AMERICA CORP | $968,000 | +6.3% | 23,489 | -0.3% | 0.06% | -4.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $916,000 | -0.5% | 6,805 | +0.1% | 0.06% | -10.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $905,000 | +7.2% | 2,261 | -0.4% | 0.06% | -3.3% |
| V | Sell | VISA INC | $831,000 | +5.7% | 3,556 | -4.2% | 0.05% | -5.3% |
| IYR | Sell | ISHARES TRu.s. real es etf | $763,000 | +10.1% | 7,491 | -0.4% | 0.05% | -2.0% |
| MARRIOTT VACATIONS WORLDWIDEnote 1.500% 9/1 | $763,000 | -7.9% | 640,000 | 0.0% | 0.05% | -18.3% | ||
| L | LOEWS CORP | $723,000 | +6.5% | 13,232 | 0.0% | 0.05% | -4.1% | |
| DIS | Sell | DISNEY WALT CO | $733,000 | -4.9% | 4,169 | -0.4% | 0.05% | -16.1% |
| PFE | Sell | PFIZER INC | $733,000 | +7.6% | 18,704 | -0.4% | 0.05% | -4.1% |
| Sell | GREEN PLAINS INCnote 2.250% 3/1 | $731,000 | -58.1% | 569,000 | -63.5% | 0.05% | -62.7% | |
| Sell | INSMED INCnote 1.750% 1/1 | $696,000 | -74.4% | 667,000 | -72.7% | 0.04% | -77.0% | |
| Sell | COLONY STARWOOD HOMESnote 3.500% 1/1 | $683,000 | +14.8% | 419,000 | -0.5% | 0.04% | +2.3% | |
| PYPL | Sell | PAYPAL HLDGS INC | $665,000 | -21.5% | 2,279 | -34.7% | 0.04% | -29.5% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $628,000 | -4.4% | 11,223 | -0.4% | 0.04% | -12.8% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $613,000 | +5.3% | 10,762 | -0.1% | 0.04% | -4.8% |
| Sell | FORTIVE CORPnote 0.875% 2/1 | $596,000 | -3.2% | 595,000 | -2.1% | 0.04% | -11.4% | |
| UNP | Sell | UNION PAC CORP | $607,000 | -0.3% | 2,752 | -0.4% | 0.04% | -11.4% |
| DHR | Sell | DANAHER CORPORATION | $582,000 | +19.3% | 2,163 | -0.3% | 0.04% | +8.6% |
| ABT | Sell | ABBOTT LABS | $592,000 | -3.4% | 5,091 | -0.3% | 0.04% | -13.6% |
| CSCO | Sell | CISCO SYS INC | $595,000 | +1.5% | 11,260 | -0.4% | 0.04% | -9.5% |
| Sell | SPLUNK INCnote 1.125% 9/1 | $585,000 | -14.6% | 479,000 | -17.7% | 0.04% | -22.4% | |
| Sell | LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $573,000 | -42.5% | 500,000 | -50.0% | 0.04% | -48.6% | |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $558,000 | +1.6% | 1,535 | -0.5% | 0.04% | -10.0% |
| Sell | CREE INCnote 0.875% 9/0 | $560,000 | -80.9% | 336,000 | -78.9% | 0.04% | -82.9% | |
| KO | Buy | COCA COLA CO | $538,000 | +2.9% | 9,952 | +0.1% | 0.04% | -7.9% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $545,000 | +8.6% | 10,689 | +8.4% | 0.04% | -2.8% |
| MDIV | Buy | FIRST TR EXCHANGE-TRADED FDmulti asset di | $535,000 | +15.3% | 31,521 | +9.8% | 0.04% | +6.1% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $519,000 | +23.0% | 891 | -0.1% | 0.03% | +13.3% |
| REM | Sell | ISHARES TRmortge rel etf | $533,000 | -6.8% | 14,363 | -11.5% | 0.03% | -17.1% |
| INTC | Buy | INTEL CORP | $521,000 | -12.1% | 9,262 | +0.2% | 0.03% | -20.9% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $517,000 | +6.4% | 4,359 | +0.2% | 0.03% | -5.7% |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $517,000 | -4.3% | 488,000 | -7.6% | 0.03% | -15.4% | |
| COST | Sell | COSTCO WHSL CORP NEW | $512,000 | +11.8% | 1,295 | -0.5% | 0.03% | 0.0% |
| PEP | Sell | PEPSICO INC | $501,000 | +3.9% | 3,387 | -0.5% | 0.03% | -8.6% |
| AMGN | Sell | AMGEN INC | $488,000 | -2.4% | 2,014 | -0.4% | 0.03% | -11.1% |
| MRK | Buy | MERCK & CO INC | $500,000 | +1.2% | 6,402 | +0.0% | 0.03% | -11.1% |
| MCD | Sell | MCDONALDS CORP | $494,000 | +2.3% | 2,145 | -0.4% | 0.03% | -8.6% |
| WFC | Sell | WELLS FARGO CO NEW | $474,000 | +15.3% | 10,473 | -0.5% | 0.03% | +3.3% |
| AMAT | Sell | APPLIED MATLS INC | $477,000 | +6.2% | 3,350 | -0.5% | 0.03% | -3.1% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $457,000 | +0.9% | 5,302 | +0.9% | 0.03% | -9.1% |
| IFFT | Sell | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $457,000 | -51.3% | 9,030 | -52.8% | 0.03% | -55.9% |
| New | BRIDGEBIO PHARMA INCnote 2.500% 3/1 | $458,000 | – | 279,000 | +100.0% | 0.03% | – | |
| AVGO | Sell | BROADCOM INC | $444,000 | +1.8% | 933 | -0.6% | 0.03% | -6.5% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $443,000 | +11.3% | 876 | -0.1% | 0.03% | 0.0% |
| TSLA | TESLA INC | $412,000 | +2.0% | 607 | 0.0% | 0.03% | -6.9% | |
| ORCL | Sell | ORACLE CORP | $413,000 | +10.1% | 5,337 | -0.4% | 0.03% | 0.0% |
| WTRU | Sell | ESSENTIAL UTILS INCunit 04/30/2022 | $425,000 | -3.4% | 7,430 | -3.4% | 0.03% | -15.6% |
| NKE | Sell | NIKE INCcl b | $417,000 | +16.2% | 2,687 | -0.3% | 0.03% | +3.8% |
| T | Sell | AT&T INC | $408,000 | -4.9% | 14,173 | -0.5% | 0.03% | -16.1% |
| ABBV | Sell | ABBVIE INC | $400,000 | +3.9% | 3,537 | -0.5% | 0.03% | -7.1% |
| BA | Sell | BOEING CO | $409,000 | -6.6% | 1,705 | -0.5% | 0.03% | -18.8% |
| MDT | Sell | MEDTRONIC PLC | $400,000 | +4.7% | 3,226 | -0.2% | 0.03% | -7.1% |
| HON | Sell | HONEYWELL INTL INC | $393,000 | +0.8% | 1,792 | -0.3% | 0.02% | -10.7% |
| CVX | Buy | CHEVRON CORP NEW | $382,000 | +0.3% | 3,639 | +0.1% | 0.02% | -7.4% |
| CRM | Sell | SALESFORCE COM INC | $382,000 | +15.1% | 1,561 | -0.4% | 0.02% | +4.2% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $341,000 | +1.2% | 2,836 | -0.6% | 0.02% | -8.3% |
| WMT | Sell | WALMART INC | $333,000 | +3.1% | 2,369 | -0.6% | 0.02% | -4.3% |
| NFLX | NETFLIX INC | $334,000 | +1.2% | 629 | 0.0% | 0.02% | -8.3% | |
| GM | Buy | GENERAL MTRS CO | $341,000 | +2.7% | 5,786 | +0.0% | 0.02% | -8.3% |
| ACN | Sell | ACCENTURE PLC IRELAND | $340,000 | +5.9% | 1,151 | -0.5% | 0.02% | -4.3% |
| TPX | Sell | TEMPUR SEALY INTL INC | $317,000 | +7.1% | 8,075 | -0.4% | 0.02% | 0.0% |
| PKI | Sell | PERKINELMER INC | $332,000 | +19.9% | 2,154 | -0.4% | 0.02% | +5.0% |
| ETN | Sell | EATON CORP PLC | $326,000 | +6.5% | 2,195 | -0.3% | 0.02% | -4.5% |
| PXD | New | PIONEER NAT RES CO | $310,000 | – | 1,915 | +100.0% | 0.02% | – |
| New | SQUARE INCnote 0.125% 3/0 | $314,000 | – | 153,000 | +100.0% | 0.02% | – | |
| NOW | SERVICENOW INC | $303,000 | +8.6% | 551 | 0.0% | 0.02% | 0.0% | |
| LUV | Sell | SOUTHWEST AIRLS CO | $311,000 | -13.4% | 5,878 | -0.1% | 0.02% | -23.1% |
| MU | Buy | MICRON TECHNOLOGY INC | $300,000 | -3.5% | 3,537 | +0.1% | 0.02% | -13.6% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $288,000 | +5.5% | 4,318 | +0.1% | 0.02% | -5.0% |
| C | Buy | CITIGROUP INC | $297,000 | -2.6% | 4,186 | +0.1% | 0.02% | -13.6% |
| DHI | Sell | D R HORTON INC | $296,000 | +1.0% | 3,276 | -0.2% | 0.02% | -9.5% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $277,000 | +22.0% | 1,333 | +0.4% | 0.02% | +12.5% |
| New | WORLD WRESTLING ENTMT INCnote 3.375%12/1 | $283,000 | – | 118,000 | +100.0% | 0.02% | – | |
| Sell | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $274,000 | -2.1% | 207,000 | -1.0% | 0.02% | -10.0% | |
| MS | Buy | MORGAN STANLEY | $273,000 | +18.7% | 2,966 | +0.2% | 0.02% | +5.9% |
| PRU | Sell | PRUDENTIAL FINL INC | $260,000 | +12.6% | 2,528 | -0.3% | 0.02% | 0.0% |
| MT | Sell | ARCELORMITTAL SA LUXEMBOURGny registry sh | $261,000 | +6.1% | 8,381 | -0.4% | 0.02% | -5.6% |
| LH | Sell | LABORATORY CORP AMER HLDGS | $268,000 | +7.6% | 971 | -0.1% | 0.02% | -5.6% |
| LPLA | Sell | LPL FINL HLDGS INC | $256,000 | -5.9% | 1,909 | -0.4% | 0.02% | -15.0% |
| INTU | INTUIT | $256,000 | +26.7% | 523 | 0.0% | 0.02% | +13.3% | |
| Sell | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $260,000 | -46.7% | 170,000 | -48.8% | 0.02% | -51.4% | |
| DE | Sell | DEERE & CO | $256,000 | -5.9% | 728 | -0.1% | 0.02% | -15.0% |
| CLF | Sell | CLEVELAND-CLIFFS INC NEW | $261,000 | +6.5% | 12,154 | -0.5% | 0.02% | -5.6% |
| DOV | Sell | DOVER CORP | $245,000 | +9.4% | 1,636 | -0.4% | 0.02% | 0.0% |
| DKS | Sell | DICKS SPORTING GOODS INC | $247,000 | -26.9% | 2,454 | -44.9% | 0.02% | -33.3% |
| PH | Sell | PARKER-HANNIFIN CORP | $252,000 | -3.1% | 817 | -0.1% | 0.02% | -15.8% |
| LOW | Sell | LOWES COS INC | $246,000 | +1.7% | 1,261 | -0.5% | 0.02% | -5.9% |
| LMT | LOCKHEED MARTIN CORP | $249,000 | +2.0% | 659 | 0.0% | 0.02% | -11.1% | |
| PUBM | New | PUBMATIC INC | $251,000 | – | 6,416 | +100.0% | 0.02% | – |
| FWONK | Sell | LIBERTY MEDIA CORP DEL | $254,000 | +9.5% | 5,273 | -0.5% | 0.02% | -5.9% |
| PSX | Sell | PHILLIPS 66 | $252,000 | +4.6% | 2,941 | -0.5% | 0.02% | -5.9% |
| MMM | Sell | 3M CO | $251,000 | +2.9% | 1,250 | -0.6% | 0.02% | -11.1% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $241,000 | +13.7% | 1,110 | -0.1% | 0.02% | +6.7% |
| LIN | LINDE PLC | $252,000 | +3.3% | 869 | 0.0% | 0.02% | -11.1% | |
| ORLY | OREILLY AUTOMOTIVE INC | $251,000 | +11.1% | 444 | 0.0% | 0.02% | 0.0% | |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $240,000 | +13.7% | 6,423 | +0.2% | 0.02% | +6.7% |
| QCOM | Sell | QUALCOMM INC | $251,000 | +6.8% | 1,755 | -0.5% | 0.02% | -5.9% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $254,000 | +7.2% | 8,565 | -0.1% | 0.02% | -5.9% |
| AIG | Sell | AMERICAN INTL GROUP INC | $225,000 | +2.3% | 4,704 | -0.5% | 0.02% | -6.2% |
| TXN | Buy | TEXAS INSTRS INC | $236,000 | +1.7% | 1,223 | +0.4% | 0.02% | -11.8% |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $230,000 | +2.7% | 1,753 | -0.5% | 0.02% | -6.2% |
| CMI | Sell | CUMMINS INC | $239,000 | -7.0% | 979 | -0.6% | 0.02% | -21.1% |
| CVS | Sell | CVS HEALTH CORP | $239,000 | +10.1% | 2,852 | -0.5% | 0.02% | -6.2% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $231,000 | +0.9% | 1,030 | -0.1% | 0.02% | -11.8% |
| MCS | Sell | MARCUS CORP DEL | $233,000 | +5.4% | 11,003 | -0.4% | 0.02% | -6.2% |
| APD | AIR PRODS & CHEMS INC | $227,000 | +1.3% | 789 | 0.0% | 0.02% | -6.2% | |
| FDX | FEDEX CORP | $213,000 | +4.4% | 715 | 0.0% | 0.01% | -6.7% | |
| STLD | New | STEEL DYNAMICS INC | $223,000 | – | 3,741 | +100.0% | 0.01% | – |
| LRCX | New | LAM RESEARCH CORP | $215,000 | – | 327 | +100.0% | 0.01% | – |
| GILD | New | GILEAD SCIENCES INC | $209,000 | – | 3,034 | +100.0% | 0.01% | – |
| WDC | New | WESTERN DIGITAL CORP. | $219,000 | – | 3,064 | +100.0% | 0.01% | – |
| WMB | New | WILLIAMS COS INC | $212,000 | – | 7,992 | +100.0% | 0.01% | – |
| ZEN | New | ZENDESK INC | $214,000 | – | 1,475 | +100.0% | 0.01% | – |
| BLMN | Sell | BLOOMIN BRANDS INC | $206,000 | -0.5% | 7,548 | -0.4% | 0.01% | -13.3% |
| CAT | Sell | CATERPILLAR INC | $205,000 | -6.4% | 941 | -0.6% | 0.01% | -18.8% |
| BIIB | New | BIOGEN INC | $200,000 | – | 570 | +100.0% | 0.01% | – |
| ARCC | Buy | ARES CAPITAL CORP | $207,000 | +6.2% | 10,445 | +0.2% | 0.01% | -7.1% |
| CHX | New | CHAMPIONX CORPORATION | $205,000 | – | 7,977 | +100.0% | 0.01% | – |
| SBUX | New | STARBUCKS CORP | $200,000 | – | 1,780 | +100.0% | 0.01% | – |
| MRVL | New | MARVELL TECHNOLOGY INC | $207,000 | – | 3,529 | +100.0% | 0.01% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $200,000 | – | 551 | +100.0% | 0.01% | – |
| Buy | MICROCHIP TECHNOLOGY INC.note 0.125%11/1 | $181,000 | +39.2% | 160,000 | +45.5% | 0.01% | +33.3% | |
| CSG SYS INTL INCnote 4.250% 3/1 | $110,000 | -0.9% | 106,000 | 0.0% | 0.01% | -12.5% | ||
| RCLFU | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $100,000 | +1.0% | 10,000 | 0.0% | 0.01% | -14.3% | |
| New | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $91,000 | – | 67,000 | +100.0% | 0.01% | – | |
| NICE SYS INCnote 1.250% 1/1 | $74,000 | +13.8% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $36,000 | -5.3% | 11,000 | 0.0% | 0.00% | -33.3% | ||
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $22,000 | -93.4% | 17,000 | -93.9% | 0.00% | -95.8% | |
| Exit | CHIMERA INVT CORPnote 7.000% 4/0 | $0 | – | -18,000 | -100.0% | -0.00% | – | |
| TFC | Exit | TRUIST FINL CORP | $0 | – | -3,515 | -100.0% | -0.02% | – |
| IPHI | Exit | INPHI CORP | $0 | – | -1,529 | -100.0% | -0.02% | – |
| Exit | WIX COM LTDnote 7/0 | $0 | – | -156,000 | -100.0% | -0.02% | – | |
| Exit | RAMBUS INC DELnote 1.375% 2/0 | $0 | – | -367,000 | -100.0% | -0.03% | – | |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $0 | – | -444,000 | -100.0% | -0.03% | – | |
| FCVT | Exit | FIRST TR EXCHANGE-TRADED FDssi strg etf | $0 | – | -12,808 | -100.0% | -0.05% | – |
| Exit | TELADOC HEALTH INCnote 1.375% 5/1 | $0 | – | -212,000 | -100.0% | -0.05% | – | |
| Exit | INPHI CORPnote 0.750% 9/0 | $0 | – | -252,000 | -100.0% | -0.06% | – | |
| Exit | ZYNGA INCnote 0.250% 6/0 | $0 | – | -614,000 | -100.0% | -0.06% | – | |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -570,000 | -100.0% | -0.07% | – | |
| Exit | ZENDESK INCnote 0.250% 3/1 | $0 | – | -450,000 | -100.0% | -0.07% | – | |
| Exit | COUPA SOFTWARE INCnote 0.125% 6/1 | $0 | – | -588,000 | -100.0% | -0.07% | – | |
| Exit | NEW MTN FIN CORPnote 5.750% 8/1 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
| Exit | GREENBRIER COS INCnote 2.875% 2/0 | $0 | – | -1,324,000 | -100.0% | -0.10% | – | |
| Exit | KNOWLES CORPnote 3.250%11/0 | $0 | – | -1,250,000 | -100.0% | -0.10% | – | |
| Exit | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $0 | – | -1,500,000 | -100.0% | -0.12% | – | |
| Exit | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $0 | – | -1,639,000 | -100.0% | -0.12% | – | |
| Exit | SEACOR HOLDINGS INCnote 3.250% 5/1 | $0 | – | -2,000,000 | -100.0% | -0.14% | – | |
| SJIV | Exit | SOUTH JERSEY INDS INCunit 04/01/2024 | $0 | – | -40,000 | -100.0% | -0.14% | – |
| Exit | NEW YORK MTG TR INCnote 6.250% 1/1 | $0 | – | -2,000,000 | -100.0% | -0.15% | – | |
| Exit | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $0 | – | -916,000 | -100.0% | -0.15% | – | |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -2,000,000 | -100.0% | -0.16% | – | |
| Exit | SUNPOWER CORPdbcv 4.000% 1/1 | $0 | – | -1,411,000 | -100.0% | -0.16% | – | |
| Exit | BOINGO WIRELESS INCnote 1.000%10/0 | $0 | – | -2,525,000 | -100.0% | -0.18% | – | |
| Exit | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $0 | – | -2,650,000 | -100.0% | -0.20% | – | |
| Exit | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $0 | – | -2,752,000 | -100.0% | -0.20% | – | |
| FDN | Exit | FIRST TR EXCHANGE-TRADED FDdj internt idx | $0 | – | -15,154 | -100.0% | -0.24% | – |
| Exit | ARBOR REALTY TRUST INCnote 4.750%11/0 | $0 | – | -3,500,000 | -100.0% | -0.26% | – | |
| CWB | Exit | SPDR SER TRblmbrg brc cnvrt | $0 | – | -44,798 | -100.0% | -0.27% | – |
| Exit | REDWOOD TR INCnote 4.750% 8/1 | $0 | – | -3,882,000 | -100.0% | -0.28% | – | |
| AESC | Exit | AES CORPunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.37% | – |
| Exit | COWEN INCnote 3.000%12/1 | $0 | – | -2,546,000 | -100.0% | -0.38% | – | |
| Exit | DOCUSIGN INCnote 0.500% 9/1 | $0 | – | -2,459,000 | -100.0% | -0.50% | – | |
| Exit | NOVELLUS SYS INCnote 2.625% 5/1 | $0 | – | -481,000 | -100.0% | -0.66% | – | |
| Exit | PINDUODUO INCnote 12/0 | $0 | – | -9,339,000 | -100.0% | -0.71% | – | |
| Exit | SPIRIT AIRLS INCnote 4.750% 5/1 | $0 | – | -3,674,000 | -100.0% | -0.81% | – | |
| Exit | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $0 | – | -1,533,000 | -100.0% | -0.98% | – | |
| Exit | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $0 | – | -7,926,000 | -100.0% | -1.06% | – | |
| Exit | ILLUMINA INCnote 0.500% 6/1 | $0 | – | -9,787,000 | -100.0% | -1.06% | – | |
| Exit | TWILIO INCnote 0.250% 6/0 | $0 | – | -3,672,000 | -100.0% | -1.27% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.