$1.39 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 526 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 30.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $71,500,000 | +19.5% | 41,646,000 | +1.1% | 5.15% | +20.7% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $66,188,000 | -18.6% | 166,377 | -23.2% | 4.77% | -17.8% |
| Sell | TESLA INCnote 2.000% 5/1 | $40,355,000 | -61.5% | 3,756,000 | -59.3% | 2.91% | -61.2% | |
| Sell | ZILLOW GROUP INCnote 2.750% 5/1 | $31,148,000 | -6.2% | 15,009,000 | -6.1% | 2.24% | -5.3% | |
| Sell | SQUARE INCnote 0.500% 5/1 | $29,949,000 | +1.5% | 10,264,000 | -2.5% | 2.16% | +2.6% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $28,165,000 | -5.6% | 21,303,000 | +0.8% | 2.03% | -4.6% | |
| Sell | SNAP INCnote 0.750% 8/0 | $28,091,000 | +0.2% | 11,912,000 | -3.8% | 2.02% | +1.2% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $24,714,000 | -2.8% | 10,861,000 | -13.6% | 1.78% | -1.8% | |
| Sell | ILLUMINA INCnote 8/1 | $23,316,000 | -15.5% | 19,653,000 | -19.7% | 1.68% | -14.6% | |
| Buy | WELLPOINT INCnote 2.750%10/1 | $22,007,000 | +35.2% | 4,392,000 | +20.8% | 1.59% | +36.5% | |
| Sell | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $20,780,000 | +16.3% | 10,024,000 | -5.2% | 1.50% | +17.4% | |
| Sell | WORKDAY INCnote 0.250%10/0 | $19,918,000 | -0.7% | 11,571,000 | -3.6% | 1.44% | +0.3% | |
| AGG | Sell | ISHARES TRcore us aggbd et | $19,887,000 | -28.5% | 174,734 | -25.7% | 1.43% | -27.8% |
| Sell | EXACT SCIENCES CORPnote 0.375% 3/1 | $19,588,000 | -2.5% | 14,326,000 | -1.3% | 1.41% | -1.5% | |
| Sell | TWILIO INCnote 0.250% 6/0 | $17,599,000 | -2.8% | 3,672,000 | -3.3% | 1.27% | -1.8% | |
| SWT | Sell | STANLEY BLACK & DECKER INCunit 11/15/2022 | $16,431,000 | -26.4% | 139,256 | -31.6% | 1.18% | -25.7% |
| Buy | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $16,124,000 | +53.8% | 11,541,000 | +42.1% | 1.16% | +55.3% | |
| Buy | SYNAPTICS INCnote 0.500% 6/1 | $15,415,000 | +34.4% | 8,365,000 | +0.6% | 1.11% | +35.7% | |
| NEEPRP | Buy | NEXTERA ENERGY INCunit 99/99/9999 | $15,009,000 | +71.1% | 302,990 | +75.7% | 1.08% | +72.8% |
| Sell | LUMENTUM HLDGS INCnote 0.500%12/1 | $14,842,000 | -43.1% | 12,765,000 | -40.3% | 1.07% | -42.5% | |
| Sell | ILLUMINA INCnote 0.500% 6/1 | $14,719,000 | -1.5% | 9,787,000 | -4.3% | 1.06% | -0.5% | |
| Sell | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $14,634,000 | -3.1% | 7,926,000 | -2.3% | 1.06% | -2.0% | |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $14,129,000 | +16.2% | 12,400,000 | +15.3% | 1.02% | +17.5% | |
| Buy | OKTA INCnote 0.125% 9/0 | $14,120,000 | -8.8% | 10,463,000 | +0.5% | 1.02% | -7.9% | |
| Buy | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $13,530,000 | +128.1% | 1,533,000 | +94.8% | 0.98% | +130.5% | |
| Sell | INSULET CORPnote 0.375% 9/0 | $13,248,000 | -33.1% | 9,970,000 | -33.6% | 0.96% | -32.4% | |
| Buy | CONMED CORPnote 2.625% 2/0 | $13,144,000 | +12.6% | 8,408,000 | +0.7% | 0.95% | +13.8% | |
| Sell | TERADYNE INCnote 1.250%12/1 | $12,769,000 | -1.3% | 3,320,000 | -3.0% | 0.92% | -0.2% | |
| Buy | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $12,662,000 | +42.2% | 4,862,000 | +6.0% | 0.91% | +43.6% | |
| Buy | PENN NATL GAMING INCnote 2.750% 5/1 | $12,423,000 | +19.9% | 2,754,000 | +0.3% | 0.90% | +21.2% | |
| VXUS | New | VANGUARD STAR FDSvg tl intl stk f | $12,407,000 | – | 197,883 | +100.0% | 0.89% | – |
| Sell | MERCADOLIBRE INCnote 2.000% 8/1 | $11,979,000 | -34.9% | 3,582,000 | -26.2% | 0.86% | -34.2% | |
| Buy | MERITOR INCnote 3.250%10/1 | $11,934,000 | +10.1% | 10,347,000 | +9.5% | 0.86% | +11.1% | |
| CFXA | Buy | COLFAX CORPunit 01/15/2022t | $11,441,000 | +15.0% | 63,488 | +2.1% | 0.82% | +16.2% |
| Buy | SPIRIT AIRLS INCnote 4.750% 5/1 | $11,258,000 | +48.4% | 3,674,000 | +4.3% | 0.81% | +49.8% | |
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $10,886,000 | +0.9% | 9,287,000 | -0.2% | 0.78% | +1.9% | |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $10,842,000 | +14.8% | 9,975,000 | +11.1% | 0.78% | +16.0% | |
| Buy | II-VI INCnote 0.250% 9/0 | $10,477,000 | -8.4% | 6,865,000 | +0.2% | 0.76% | -7.5% | |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $10,244,000 | +269.0% | 7,028,000 | +218.0% | 0.74% | +272.7% | |
| New | HALOZYME THERAPEUTICS INCnote 1.250%12/0 | $10,091,000 | – | 5,511,000 | +100.0% | 0.73% | – | |
| Buy | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $10,082,000 | +25.6% | 7,951,000 | +26.2% | 0.73% | +26.9% | |
| Sell | PINDUODUO INCnote 12/0 | $9,887,000 | -51.7% | 9,339,000 | -43.7% | 0.71% | -51.2% | |
| Buy | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $9,618,000 | +48.2% | 8,216,000 | +34.0% | 0.69% | +49.7% | |
| New | RINGCENTRAL INCnote 3/0 | $9,272,000 | – | 8,465,000 | +100.0% | 0.67% | – | |
| Sell | RHnote 6/1 | $9,150,000 | -22.8% | 2,974,000 | -41.2% | 0.66% | -22.0% | |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $9,110,000 | -2.2% | 481,000 | -23.5% | 0.66% | -1.2% | |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $8,940,000 | +7.4% | 175,078 | +8.2% | 0.64% | +8.4% |
| Buy | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $8,480,000 | +188.4% | 7,367,000 | +160.3% | 0.61% | +191.0% | |
| Buy | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $8,390,000 | +251.6% | 4,884,000 | +156.6% | 0.60% | +255.9% | |
| Sell | SHOPIFY INCnote 0.125%11/0 | $8,360,000 | -5.7% | 7,334,000 | -2.6% | 0.60% | -4.6% | |
| Sell | WAYFAIR INCnote 1.125%11/0 | $8,276,000 | +29.3% | 3,020,000 | -4.0% | 0.60% | +30.6% | |
| Buy | TWITTER INCnote 0.250% 6/1 | $8,118,000 | +96.3% | 6,109,000 | +78.6% | 0.58% | +98.3% | |
| New | SUMMIT HOTEL PPTYS INCnote 1.500% 2/1 | $8,006,000 | – | 7,265,000 | +100.0% | 0.58% | – | |
| Buy | GUESS INCnote 2.000% 4/1 | $7,922,000 | +26.8% | 6,957,000 | +23.8% | 0.57% | +28.0% | |
| Sell | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $7,743,000 | +0.5% | 6,079,000 | -0.3% | 0.56% | +1.5% | |
| Sell | ARES CAPITAL CORPnote 3.750% 2/0 | $7,552,000 | -0.9% | 7,340,000 | -1.2% | 0.54% | 0.0% | |
| Sell | PROSPECT CAP CORPnote 6.375% 3/0 | $7,492,000 | -14.6% | 6,961,000 | -18.5% | 0.54% | -13.7% | |
| Sell | REPLIGEN CORPnote 0.375% 7/1 | $7,481,000 | -23.4% | 4,261,000 | -23.6% | 0.54% | -22.7% | |
| Buy | KBR INCnote 2.500%11/0 | $7,336,000 | +18.0% | 4,652,000 | +2.3% | 0.53% | +19.1% | |
| New | MONGODB INCnote 0.250% 1/1 | $7,271,000 | – | 5,051,000 | +100.0% | 0.52% | – | |
| New | NEOGENOMICS INCnote 0.250% 1/1 | $7,272,000 | – | 7,234,000 | +100.0% | 0.52% | – | |
| Buy | GOSSAMER BIO INCnote 5.000% 6/0 | $7,235,000 | +703.9% | 8,025,000 | +702.5% | 0.52% | +715.6% | |
| Sell | DOCUSIGN INCnote 0.500% 9/1 | $6,935,000 | -24.4% | 2,459,000 | -16.5% | 0.50% | -23.7% | |
| IWD | Buy | ISHARES TRrus 1000 val etf | $6,742,000 | +75.3% | 44,492 | +58.3% | 0.49% | +77.4% |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $6,528,000 | -18.3% | 5,396,000 | -16.4% | 0.47% | -17.4% | |
| New | FIREEYE INCnote 0.875% 6/0 | $6,025,000 | – | 5,348,000 | +100.0% | 0.43% | – | |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $5,959,000 | +9.5% | 295,827 | +9.8% | 0.43% | +10.8% |
| Sell | SPLUNK INCnote 0.500% 9/1 | $5,943,000 | -37.6% | 5,200,000 | -28.8% | 0.43% | -37.1% | |
| Sell | WINNEBAGO INDS INCnote 1.500% 4/0 | $5,800,000 | +16.8% | 4,189,000 | -0.1% | 0.42% | +18.1% | |
| Buy | CHEFS WHSE INCnote 1.875%12/0 | $5,473,000 | +127.4% | 5,390,000 | +115.6% | 0.40% | +129.7% | |
| New | NUVASIVE INCnote 0.375% 3/1 | $5,407,000 | – | 5,309,000 | +100.0% | 0.39% | – | |
| New | COWEN INCnote 3.000%12/1 | $5,222,000 | – | 2,546,000 | +100.0% | 0.38% | – | |
| AESC | New | AES CORPunit 99/99/9999 | $5,164,000 | – | 50,000 | +100.0% | 0.37% | – |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $5,095,000 | +55.2% | 4,645,000 | +55.4% | 0.37% | +56.8% | |
| New | PATRICK INDS INCdbcv 1.000% 2/0 | $5,076,000 | – | 4,355,000 | +100.0% | 0.37% | – | |
| Sell | SERVICENOW INCnote 6/0 | $4,989,000 | -47.7% | 1,346,000 | -42.5% | 0.36% | -47.1% | |
| Sell | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $4,840,000 | -12.6% | 3,883,000 | -5.6% | 0.35% | -11.6% | |
| New | RHnote 9/1 | $4,798,000 | – | 1,700,000 | +100.0% | 0.35% | – | |
| New | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $4,800,000 | – | 4,287,000 | +100.0% | 0.35% | – | |
| ACWX | Buy | ISHARES TRmsci acwi ex us | $4,611,000 | +35.6% | 83,603 | +30.4% | 0.33% | +36.6% |
| Buy | WAYFAIR INCnote 1.000% 8/1 | $4,589,000 | +37.9% | 2,071,000 | +4.3% | 0.33% | +39.7% | |
| IEMG | Buy | ISHARES INCcore msci emkt | $4,500,000 | +66.1% | 69,902 | +60.1% | 0.32% | +67.9% |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $4,477,000 | -2.8% | 77,995 | -0.5% | 0.32% | -1.8% |
| Buy | MFA FINL INCnote 6.250% 6/1 | $4,409,000 | +0.9% | 4,454,000 | +1.4% | 0.32% | +1.9% | |
| Sell | INVITAE CORPnote 2.000% 9/0 | $4,239,000 | -27.1% | 2,810,000 | -22.6% | 0.31% | -26.3% | |
| Buy | GRANITE CONSTR INCnote 2.750%11/0 | $4,172,000 | +38.1% | 3,005,000 | +7.0% | 0.30% | +39.4% | |
| Sell | BLACKLINE INCnote 0.125% 8/0 | $4,127,000 | -56.1% | 2,606,000 | -47.9% | 0.30% | -55.6% | |
| APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $4,067,000 | +5.6% | 4,150,000 | 0.0% | 0.29% | +6.5% | ||
| New | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $4,050,000 | – | 2,182,000 | +100.0% | 0.29% | – | |
| AAPL | Sell | APPLE INC | $4,038,000 | -7.9% | 33,057 | -0.0% | 0.29% | -7.0% |
| Buy | DEXCOM INCnote 0.750%12/0 | $4,042,000 | +370.5% | 1,834,000 | +385.2% | 0.29% | +377.0% | |
| PENNYMAC CORPnote 5.500%11/0 | $4,023,000 | +2.4% | 3,997,000 | 0.0% | 0.29% | +3.6% | ||
| FTSL | New | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $3,886,000 | – | 81,154 | +100.0% | 0.28% | – |
| Sell | REDWOOD TR INCnote 4.750% 8/1 | $3,872,000 | -14.1% | 3,882,000 | -18.8% | 0.28% | -13.4% | |
| MSFT | Sell | MICROSOFT CORP | $3,826,000 | +5.9% | 16,232 | -0.0% | 0.28% | +7.0% |
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $3,726,000 | +10.0% | 3,600,000 | 0.0% | 0.27% | +11.2% | ||
| CWB | Sell | SPDR SER TRblmbrg brc cnvrt | $3,734,000 | +0.2% | 44,798 | -0.4% | 0.27% | +1.1% |
| New | IQIYI INCnote 2.000% 4/0 | $3,692,000 | – | 4,000,000 | +100.0% | 0.27% | – | |
| WORKIVA INCnote 1.125% 8/1 | $3,671,000 | -1.4% | 2,784,000 | 0.0% | 0.26% | -0.4% | ||
| IWM | Sell | ISHARES TRrussell 2000 etf | $3,644,000 | +8.6% | 16,497 | -3.5% | 0.26% | +10.0% |
| Sell | ARBOR REALTY TRUST INCnote 4.750%11/0 | $3,644,000 | -17.9% | 3,500,000 | -21.0% | 0.26% | -17.0% | |
| TBF | New | PROSHARES TRshrt 20+yr tre | $3,624,000 | – | 200,000 | +100.0% | 0.26% | – |
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $3,623,000 | +64.2% | 4,000,000 | +60.0% | 0.26% | +66.2% | |
| Buy | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $3,580,000 | +12.3% | 3,312,000 | +10.4% | 0.26% | +13.2% | |
| Buy | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $3,576,000 | +55.7% | 3,745,000 | +66.4% | 0.26% | +57.3% | |
| Sell | Q2 HLDGS INCnote 0.750% 6/0 | $3,455,000 | -15.2% | 2,651,000 | -0.3% | 0.25% | -14.4% | |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $3,431,000 | +4.5% | 4,200,000 | 0.0% | 0.25% | +5.6% | ||
| EMB | Buy | ISHARES TRjpmorgan usd emg | $3,341,000 | +1231.1% | 30,695 | +1314.5% | 0.24% | +1238.9% |
| OSI SYSTEMS INCnote 1.250% 9/0 | $3,315,000 | +1.0% | 3,075,000 | 0.0% | 0.24% | +2.1% | ||
| FDN | New | FIRST TR EXCHANGE-TRADED FDdj internt idx | $3,304,000 | – | 15,154 | +100.0% | 0.24% | – |
| MOMO INCnote 1.250% 7/0 | $3,236,000 | +4.8% | 3,700,000 | 0.0% | 0.23% | +5.9% | ||
| NRG ENERGY INCdbcv 2.750% 6/0 | $3,203,000 | +2.5% | 2,750,000 | 0.0% | 0.23% | +3.6% | ||
| PRA GROUP INCnote 3.500% 6/0 | $3,211,000 | -1.4% | 3,000,000 | 0.0% | 0.23% | -0.4% | ||
| ANGL | Sell | VANECK VECTORS ETF TRfallen angel hg | $3,105,000 | -26.8% | 97,251 | -26.4% | 0.22% | -26.1% |
| Sell | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $3,071,000 | -44.6% | 2,749,000 | -41.4% | 0.22% | -44.1% | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $3,057,000 | +9.0% | 61,158 | 0.0% | 0.22% | +10.0% | |
| Sell | CREE INCnote 0.875% 9/0 | $2,929,000 | +0.7% | 1,589,000 | -0.7% | 0.21% | +1.4% | |
| NEW RELIC INCnote 0.500% 5/0 | $2,925,000 | -0.5% | 3,000,000 | 0.0% | 0.21% | +0.5% | ||
| Buy | AVAYA HLDGS CORPnote 2.250% 6/1 | $2,890,000 | +177.4% | 2,343,000 | +134.3% | 0.21% | +181.1% | |
| Buy | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $2,820,000 | +24.4% | 2,752,000 | +22.2% | 0.20% | +25.3% | |
| 8X8 INC NEWnote 0.500% 2/0 | $2,779,000 | -4.2% | 2,000,000 | 0.0% | 0.20% | -3.4% | ||
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $2,713,000 | +2.8% | 2,650,000 | 0.0% | 0.20% | +4.3% | ||
| Sell | INSMED INCnote 1.750% 1/1 | $2,715,000 | -63.0% | 2,440,000 | -62.6% | 0.20% | -62.5% | |
| IYW | Sell | ISHARES TRu.s. tech etf | $2,705,000 | +1.3% | 30,820 | -1.9% | 0.20% | +2.1% |
| Buy | INFINERA CORPnote 2.125% 9/0 | $2,673,000 | +72.3% | 2,250,000 | +80.0% | 0.19% | +73.9% | |
| AMZN | AMAZON COM INC | $2,637,000 | -5.1% | 853 | 0.0% | 0.19% | -4.0% | |
| Buy | VONAGE HLDGS CORPnote 1.750% 6/0 | $2,621,000 | +56.7% | 2,500,000 | +61.3% | 0.19% | +58.8% | |
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $2,555,000 | +14.4% | 2,750,000 | +10.0% | 0.18% | +15.7% | |
| New | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $2,525,000 | – | 2,500,000 | +100.0% | 0.18% | – | |
| XLE | New | SELECT SECTOR SPDR TRenergy | $2,524,000 | – | 51,478 | +100.0% | 0.18% | – |
| Buy | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $2,491,000 | +26.3% | 2,188,000 | +25.0% | 0.18% | +27.7% | |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $2,478,000 | – | 72,826 | +100.0% | 0.18% | – |
| Buy | BOINGO WIRELESS INCnote 1.000%10/0 | $2,475,000 | +52.3% | 2,525,000 | +42.3% | 0.18% | +53.4% | |
| GOOGL | ALPHABET INCcap stk cl a | $2,375,000 | +17.6% | 1,151 | 0.0% | 0.17% | +18.8% | |
| Sell | YY INCnote 1.375% 6/1 | $2,359,000 | -20.1% | 2,000,000 | -31.5% | 0.17% | -19.4% | |
| ISTAR INCnote 3.125% 9/1 | $2,305,000 | +11.9% | 1,750,000 | 0.0% | 0.17% | +12.9% | ||
| Sell | ENVESTNET INCnote 1.750% 6/0 | $2,285,000 | -25.2% | 1,860,000 | -19.6% | 0.16% | -24.3% | |
| New | CENTENNIAL RESOURCE DEV INCnote 3.250% 4/0 | $2,272,000 | – | 2,376,000 | +100.0% | 0.16% | – | |
| ASHR | Buy | DBX ETF TRxtrack hrvst csi | $2,259,000 | +336.1% | 58,434 | +351.2% | 0.16% | +340.5% |
| Sell | SUNPOWER CORPdbcv 4.000% 1/1 | $2,220,000 | -31.3% | 1,411,000 | -43.6% | 0.16% | -30.7% | |
| GRANITE PT MTG TR INCnote 6.375%10/0 | $2,200,000 | +4.1% | 2,316,000 | 0.0% | 0.16% | +5.3% | ||
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $2,177,000 | – | 2,000,000 | +100.0% | 0.16% | – | |
| EVERBRIDGE INCnote 0.125%12/1 | $2,163,000 | -13.9% | 1,700,000 | 0.0% | 0.16% | -12.8% | ||
| WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $2,112,000 | +4.8% | 2,297,000 | 0.0% | 0.15% | +5.6% | ||
| APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $2,106,000 | -16.3% | 1,500,000 | 0.0% | 0.15% | -15.6% | ||
| Sell | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $2,083,000 | -3.1% | 916,000 | -3.1% | 0.15% | -2.0% | |
| Sell | NEW YORK MTG TR INCnote 6.250% 1/1 | $2,031,000 | -14.6% | 2,000,000 | -17.1% | 0.15% | -14.1% | |
| SJIV | New | SOUTH JERSEY INDS INCunit 04/01/2024 | $1,987,000 | – | 40,000 | +100.0% | 0.14% | – |
| EUFN | New | ISHARES TRmsci euro fl etf | $1,989,000 | – | 103,282 | +100.0% | 0.14% | – |
| FPXI | New | FIRST TR EXCHANGE TRADED FDintl equity opp | $1,964,000 | – | 29,783 | +100.0% | 0.14% | – |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $1,930,000 | – | 2,000,000 | +100.0% | 0.14% | – | |
| DCUE | Sell | DOMINION ENERGY INCunit 99/99/9999 | $1,932,000 | -18.8% | 19,540 | -18.4% | 0.14% | -18.2% |
| SEACOR HOLDINGS INCnote 3.250% 5/1 | $1,911,000 | -1.3% | 2,000,000 | 0.0% | 0.14% | 0.0% | ||
| SOLN | Sell | SOUTHERN COunit 08/01/2022 | $1,850,000 | -3.3% | 36,315 | -1.5% | 0.13% | -2.9% |
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $1,772,000 | +7.5% | 1,750,000 | 0.0% | 0.13% | +8.5% | ||
| Buy | RETROPHIN INCnote 2.500% 9/1 | $1,779,000 | +18.4% | 1,739,000 | +16.8% | 0.13% | +19.6% | |
| THERAVANCE INCnote 2.125% 1/1 | $1,756,000 | +0.6% | 1,755,000 | 0.0% | 0.13% | +1.6% | ||
| New | GREEN PLAINS INCnote 2.250% 3/1 | $1,743,000 | – | 1,559,000 | +100.0% | 0.13% | – | |
| AEPPL | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $1,743,000 | -2.6% | 36,110 | 0.0% | 0.13% | -1.6% | |
| Buy | CHEGG INCnote 0.125% 3/1 | $1,695,000 | -0.8% | 976,000 | +3.6% | 0.12% | 0.0% | |
| SHIP FIN INTL LTDnote 4.875% 5/0 | $1,683,000 | +9.1% | 1,750,000 | 0.0% | 0.12% | +10.0% | ||
| DTP | DTE ENERGY COunit 11/01/2022s | $1,650,000 | +5.0% | 33,200 | 0.0% | 0.12% | +6.2% | |
| VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $1,631,000 | +4.4% | 1,500,000 | 0.0% | 0.12% | +5.4% | ||
| JPM | Sell | JPMORGAN CHASE & CO | $1,632,000 | +19.7% | 10,725 | -0.0% | 0.12% | +21.6% |
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $1,641,000 | +5.1% | 1,639,000 | 0.0% | 0.12% | +6.3% | ||
| FB | Sell | FACEBOOK INCcl a | $1,619,000 | +7.8% | 5,497 | -0.0% | 0.12% | +9.3% |
| New | MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $1,611,000 | – | 705,000 | +100.0% | 0.12% | – | |
| New | HOPE BANCORP INCnote 2.000% 5/1 | $1,569,000 | – | 1,600,000 | +100.0% | 0.11% | – | |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,517,000 | +1.9% | 23,718 | -0.0% | 0.11% | +2.8% |
| KNOWLES CORPnote 3.250%11/0 | $1,461,000 | +3.3% | 1,250,000 | 0.0% | 0.10% | +4.0% | ||
| New | GREENBRIER COS INCnote 2.875% 2/0 | $1,438,000 | – | 1,324,000 | +100.0% | 0.10% | – | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $1,340,000 | -48.1% | 1,236,000 | -46.6% | 0.10% | -47.3% | |
| KAMAN CORPnote 3.250% 5/0 | $1,301,000 | -5.9% | 1,200,000 | 0.0% | 0.09% | -5.1% | ||
| KMB | KIMBERLY-CLARK CORP | $1,208,000 | +3.2% | 8,685 | 0.0% | 0.09% | +3.6% | |
| Buy | ETSY INCnote 0.125%10/0 | $1,127,000 | +24.5% | 477,000 | +12.0% | 0.08% | +24.6% | |
| HD | Sell | HOME DEPOT INC | $1,101,000 | +14.9% | 3,606 | -0.0% | 0.08% | +16.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,042,000 | +10.5% | 4,070 | -0.0% | 0.08% | +11.9% |
| Sell | NEW MTN FIN CORPnote 5.750% 8/1 | $1,043,000 | -45.1% | 1,000,000 | -45.9% | 0.08% | -44.9% | |
| Sell | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $1,014,000 | -14.9% | 1,054,000 | -15.6% | 0.07% | -14.1% | |
| LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $996,000 | +10.8% | 1,000,000 | 0.0% | 0.07% | +12.5% | ||
| Buy | COUPA SOFTWARE INCnote 0.125% 6/1 | $1,001,000 | -11.6% | 588,000 | +13.1% | 0.07% | -11.1% | |
| JNJ | Sell | JOHNSON & JOHNSON | $981,000 | +4.0% | 5,989 | -0.0% | 0.07% | +6.0% |
| HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $957,000 | +0.4% | 1,000,000 | 0.0% | 0.07% | +1.5% | ||
| Sell | ZENDESK INCnote 0.250% 3/1 | $957,000 | -60.2% | 450,000 | -57.3% | 0.07% | -59.6% | |
| Sell | ZILLOW GROUP INCnote 1.500% 7/0 | $958,000 | -10.6% | 570,000 | -9.4% | 0.07% | -10.4% | |
| IFFT | Buy | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $939,000 | +132.4% | 19,135 | +91.4% | 0.07% | +134.5% |
| Sell | WESTERN DIGITAL CORP.note 1.500% 2/0 | $930,000 | -58.8% | 910,000 | -59.9% | 0.07% | -58.4% | |
| BAC | Sell | BK OF AMERICA CORP | $911,000 | +27.4% | 23,555 | -0.0% | 0.07% | +29.4% |
| PG | Sell | PROCTER AND GAMBLE CO | $921,000 | -2.6% | 6,799 | -0.0% | 0.07% | -2.9% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $844,000 | +5.9% | 2,269 | -0.0% | 0.06% | +7.0% |
| PYPL | Sell | PAYPAL HLDGS INC | $847,000 | +3.7% | 3,488 | -0.0% | 0.06% | +5.2% |
| Sell | ZYNGA INCnote 0.250% 6/0 | $840,000 | -3.0% | 614,000 | -5.5% | 0.06% | -1.6% | |
| MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $828,000 | +14.4% | 640,000 | 0.0% | 0.06% | +15.4% | ||
| V | Sell | VISA INC | $786,000 | -3.1% | 3,711 | -0.0% | 0.06% | -1.7% |
| Sell | INPHI CORPnote 0.750% 9/0 | $794,000 | -15.5% | 252,000 | -23.9% | 0.06% | -14.9% | |
| DIS | Sell | DISNEY WALT CO | $771,000 | +1.8% | 4,184 | -0.0% | 0.06% | +3.7% |
| Buy | TELADOC HEALTH INCnote 1.375% 5/1 | $722,000 | +1.1% | 212,000 | +11.0% | 0.05% | +2.0% | |
| NVDA | Sell | NVIDIA CORPORATION | $690,000 | +2.2% | 1,292 | -0.1% | 0.05% | +4.2% |
| IYR | Buy | ISHARES TRu.s. real es etf | $693,000 | +226.9% | 7,524 | +203.8% | 0.05% | +233.3% |
| L | LOEWS CORP | $679,000 | +13.9% | 13,232 | 0.0% | 0.05% | +14.0% | |
| Sell | SPLUNK INCnote 1.125% 9/1 | $685,000 | -42.7% | 582,000 | -34.3% | 0.05% | -42.4% | |
| PFE | Sell | PFIZER INC | $681,000 | -1.4% | 18,784 | -0.0% | 0.05% | 0.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $657,000 | -0.9% | 11,269 | -0.0% | 0.05% | 0.0% |
| FCVT | Buy | FIRST TR EXCHANGE-TRADED FDssi strg etf | $642,000 | +92.8% | 12,808 | +88.1% | 0.05% | +91.7% |
| FORTIVE CORPnote 0.875% 2/1 | $616,000 | -1.4% | 608,000 | 0.0% | 0.04% | -2.2% | ||
| ABT | Sell | ABBOTT LABS | $613,000 | +9.5% | 5,108 | -0.0% | 0.04% | +10.0% |
| UNP | Sell | UNION PAC CORP | $609,000 | +5.7% | 2,762 | -0.0% | 0.04% | +7.3% |
| INTC | Sell | INTEL CORP | $593,000 | +28.4% | 9,246 | -0.0% | 0.04% | +30.3% |
| Sell | COLONY STARWOOD HOMESnote 3.500% 1/1 | $595,000 | +0.3% | 421,000 | -5.2% | 0.04% | +2.4% | |
| CMCSA | Sell | COMCAST CORP NEWcl a | $582,000 | +3.0% | 10,773 | -0.0% | 0.04% | +5.0% |
| CSCO | Sell | CISCO SYS INC | $586,000 | +15.6% | 11,308 | -0.0% | 0.04% | +16.7% |
| REM | Sell | ISHARES TRmortge rel etf | $572,000 | -85.4% | 16,238 | -86.8% | 0.04% | -85.4% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $549,000 | -0.2% | 1,542 | -0.1% | 0.04% | +2.6% |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $540,000 | -82.6% | 528,000 | -82.5% | 0.04% | -82.4% | |
| KO | Sell | COCA COLA CO | $523,000 | -3.9% | 9,938 | -0.0% | 0.04% | -2.6% |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $524,000 | +1.7% | 399,000 | -0.7% | 0.04% | +2.7% | |
| ELAT | Sell | ELANCO ANIMAL HEALTH INCunit 02/01/2023t | $513,000 | -88.1% | 11,215 | -87.7% | 0.04% | -88.0% |
| AMGN | Sell | AMGEN INC | $500,000 | +7.5% | 2,023 | -0.0% | 0.04% | +9.1% |
| FLOT | ISHARES TRfltg rate nt etf | $502,000 | 0.0% | 9,864 | 0.0% | 0.04% | 0.0% | |
| MRK | Sell | MERCK & CO. INC | $494,000 | -5.9% | 6,400 | -0.0% | 0.04% | -2.7% |
| New | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $488,000 | – | 332,000 | +100.0% | 0.04% | – | |
| PEP | Sell | PEPSICO INC | $482,000 | -4.4% | 3,403 | -0.1% | 0.04% | -2.8% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $486,000 | -3.4% | 4,349 | -0.0% | 0.04% | -2.8% |
| MCD | Sell | MCDONALDS CORP | $483,000 | +4.3% | 2,153 | -0.0% | 0.04% | +6.1% |
| DHR | Sell | DANAHER CORPORATION | $488,000 | +1.0% | 2,170 | -0.0% | 0.04% | +2.9% |
| COST | COSTCO WHSL CORP NEW | $458,000 | -6.9% | 1,301 | 0.0% | 0.03% | -5.7% | |
| SHY | ISHARES TR1 3 yr treas bd | $453,000 | -0.2% | 5,257 | 0.0% | 0.03% | +3.1% | |
| MDIV | Sell | FIRST TR EXCHANGE-TRADED FDmulti asset di | $464,000 | +2.0% | 28,716 | -5.1% | 0.03% | +3.1% |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $448,000 | -19.9% | 444,000 | -14.9% | 0.03% | -20.0% | |
| AMAT | Sell | APPLIED MATLS INC | $449,000 | +53.8% | 3,366 | -0.0% | 0.03% | +52.4% |
| WTRU | Sell | ESSENTIAL UTILS INCunit 04/30/2022 | $440,000 | -79.2% | 7,690 | -78.0% | 0.03% | -78.8% |
| Sell | RAMBUS INC DELnote 1.375% 2/0 | $438,000 | +4.3% | 367,000 | -2.1% | 0.03% | +6.7% | |
| BA | Sell | BOEING CO | $438,000 | +20.0% | 1,713 | -0.1% | 0.03% | +23.1% |
| AVGO | BROADCOM INC | $436,000 | +5.8% | 939 | 0.0% | 0.03% | +6.9% | |
| T | Sell | AT&T INC | $429,000 | +4.9% | 14,240 | -0.0% | 0.03% | +6.9% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $422,000 | -6.0% | 892 | 0.0% | 0.03% | -6.2% | |
| WFC | Sell | WELLS FARGO CO NEW | $411,000 | +29.2% | 10,522 | -0.0% | 0.03% | +30.4% |
| TSLA | TESLA INC | $404,000 | -5.4% | 607 | 0.0% | 0.03% | -3.3% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $398,000 | -2.2% | 877 | 0.0% | 0.03% | 0.0% | |
| MDT | Sell | MEDTRONIC PLC | $382,000 | +1.1% | 3,234 | -0.0% | 0.03% | +3.7% |
| ABBV | Sell | ABBVIE INC | $385,000 | +1.0% | 3,553 | -0.1% | 0.03% | +3.7% |
| HON | Sell | HONEYWELL INTL INC | $390,000 | +1.8% | 1,798 | -0.1% | 0.03% | +3.7% |
| CVX | New | CHEVRON CORP NEW | $381,000 | – | 3,636 | +100.0% | 0.03% | – |
| ORCL | Sell | ORACLE CORP | $375,000 | +8.1% | 5,361 | -0.0% | 0.03% | +8.0% |
| NKE | Sell | NIKE INCcl b | $359,000 | -5.8% | 2,695 | -0.0% | 0.03% | -3.7% |
| LUV | Sell | SOUTHWEST AIRLS CO | $359,000 | +30.5% | 5,884 | -0.1% | 0.03% | +30.0% |
| DKS | Sell | DICKS SPORTING GOODS INC | $338,000 | +34.7% | 4,457 | -0.0% | 0.02% | +33.3% |
| CRM | Sell | SALESFORCE COM INC | $332,000 | -5.4% | 1,568 | -0.1% | 0.02% | -4.0% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $337,000 | +8.0% | 2,852 | -0.0% | 0.02% | +9.1% |
| NFLX | NETFLIX INC | $330,000 | -3.2% | 629 | 0.0% | 0.02% | 0.0% | |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $331,000 | -87.7% | 278,000 | -88.3% | 0.02% | -87.5% | |
| GM | Sell | GENERAL MTRS CO | $332,000 | +38.3% | 5,784 | -0.1% | 0.02% | +41.2% |
| ACN | ACCENTURE PLC IRELAND | $321,000 | +5.9% | 1,157 | 0.0% | 0.02% | +4.5% | |
| WMT | Sell | WALMART INC | $323,000 | -5.6% | 2,384 | -0.1% | 0.02% | -4.2% |
| ETN | Sell | EATON CORP PLC | $306,000 | +15.9% | 2,202 | -0.0% | 0.02% | +15.8% |
| C | Sell | CITIGROUP INC | $305,000 | +18.7% | 4,182 | -0.0% | 0.02% | +22.2% |
| New | WIX COM LTDnote 7/0 | $312,000 | – | 156,000 | +100.0% | 0.02% | – | |
| MU | New | MICRON TECHNOLOGY INC | $311,000 | – | 3,533 | +100.0% | 0.02% | – |
| DHI | Sell | D R HORTON INC | $293,000 | +29.1% | 3,284 | -0.0% | 0.02% | +31.2% |
| TPX | Sell | TEMPUR SEALY INTL INC | $296,000 | +35.2% | 8,109 | -0.0% | 0.02% | +31.2% |
| PKI | Sell | PERKINELMER INC | $277,000 | -10.6% | 2,162 | -0.0% | 0.02% | -9.1% |
| NOW | SERVICENOW INC | $279,000 | -7.9% | 551 | 0.0% | 0.02% | -9.1% | |
| DE | New | DEERE & CO | $272,000 | – | 729 | +100.0% | 0.02% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $273,000 | +1.9% | 4,315 | -0.0% | 0.02% | +5.3% |
| NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $280,000 | -2.8% | 209,000 | 0.0% | 0.02% | -4.8% | ||
| IPHI | Sell | INPHI CORP | $272,000 | +11.5% | 1,529 | -0.1% | 0.02% | +17.6% |
| LPLA | New | LPL FINL HLDGS INC | $272,000 | – | 1,916 | +100.0% | 0.02% | – |
| CMI | CUMMINS INC | $257,000 | +15.2% | 985 | 0.0% | 0.02% | +18.8% | |
| PH | PARKER-HANNIFIN CORP | $260,000 | +16.6% | 818 | 0.0% | 0.02% | +18.8% | |
| LMT | LOCKHEED MARTIN CORP | $244,000 | +3.0% | 659 | 0.0% | 0.02% | +5.9% | |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $246,000 | – | 8,418 | +100.0% | 0.02% | – |
| LIN | LINDE PLC | $244,000 | +5.6% | 869 | 0.0% | 0.02% | +12.5% | |
| MMM | 3M CO | $244,000 | +10.4% | 1,257 | 0.0% | 0.02% | +12.5% | |
| LH | New | LABORATORY CORP AMER HLDGS | $249,000 | – | 972 | +100.0% | 0.02% | – |
| CLF | New | CLEVELAND-CLIFFS INC NEW | $245,000 | – | 12,211 | +100.0% | 0.02% | – |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $237,000 | +7.7% | 8,571 | -0.0% | 0.02% | +6.2% |
| PRU | New | PRUDENTIAL FINL INC | $231,000 | – | 2,536 | +100.0% | 0.02% | – |
| QCOM | Sell | QUALCOMM INC | $235,000 | -12.0% | 1,763 | -0.1% | 0.02% | -10.5% |
| TXN | New | TEXAS INSTRS INC | $232,000 | – | 1,218 | +100.0% | 0.02% | – |
| MS | New | MORGAN STANLEY | $230,000 | – | 2,961 | +100.0% | 0.02% | – |
| LOW | LOWES COS INC | $242,000 | +18.6% | 1,267 | 0.0% | 0.02% | +13.3% | |
| FWONK | Sell | LIBERTY MEDIA CORP DEL | $232,000 | +2.2% | 5,298 | -0.1% | 0.02% | +6.2% |
| ITW | ILLINOIS TOOL WKS INC | $229,000 | +8.0% | 1,031 | 0.0% | 0.02% | +13.3% | |
| PSX | New | PHILLIPS 66 | $241,000 | – | 2,955 | +100.0% | 0.02% | – |
| ORLY | OREILLY AUTOMOTIVE INC | $226,000 | +12.4% | 444 | 0.0% | 0.02% | +14.3% | |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $224,000 | +12.0% | 1,761 | -0.1% | 0.02% | +14.3% |
| CVS | New | CVS HEALTH CORP | $217,000 | – | 2,866 | +100.0% | 0.02% | – |
| AIG | New | AMERICAN INTL GROUP INC | $220,000 | – | 4,729 | +100.0% | 0.02% | – |
| DOV | New | DOVER CORP | $224,000 | – | 1,643 | +100.0% | 0.02% | – |
| MCS | Sell | MARCUS CORP DEL | $221,000 | +47.3% | 11,052 | -0.0% | 0.02% | +45.5% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $227,000 | +1.3% | 1,328 | -0.1% | 0.02% | 0.0% |
| APD | AIR PRODS & CHEMS INC | $224,000 | +2.8% | 789 | 0.0% | 0.02% | 0.0% | |
| CAT | New | CATERPILLAR INC | $219,000 | – | 947 | +100.0% | 0.02% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $212,000 | – | 1,111 | +100.0% | 0.02% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $211,000 | – | 6,413 | +100.0% | 0.02% | – |
| INTU | New | INTUIT | $202,000 | – | 523 | +100.0% | 0.02% | – |
| TFC | New | TRUIST FINL CORP | $206,000 | – | 3,515 | +100.0% | 0.02% | – |
| BLMN | Sell | BLOOMIN BRANDS INC | $207,000 | -27.9% | 7,581 | -48.3% | 0.02% | -25.0% |
| FDX | New | FEDEX CORP | $204,000 | – | 715 | +100.0% | 0.02% | – |
| ARCC | Sell | ARES CAPITAL CORP | $195,000 | +11.4% | 10,420 | -0.0% | 0.01% | +16.7% |
| New | MICROCHIP TECHNOLOGY INC.note 0.125%11/1 | $130,000 | – | 110,000 | +100.0% | 0.01% | – | |
| Sell | CSG SYS INTL INCnote 4.250% 3/1 | $111,000 | -30.6% | 106,000 | -30.7% | 0.01% | -27.3% | |
| RCLFU | New | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $99,000 | – | 10,000 | +100.0% | 0.01% | – |
| Sell | NICE SYS INCnote 1.250% 1/1 | $65,000 | -96.7% | 25,000 | -95.7% | 0.01% | -96.5% | |
| CHIMERA INVT CORPnote 7.000% 4/0 | $35,000 | +25.0% | 18,000 | 0.0% | 0.00% | +50.0% | ||
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $38,000 | +15.2% | 11,000 | 0.0% | 0.00% | +50.0% | ||
| Exit | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $0 | – | -59,000 | -100.0% | -0.00% | – | |
| EMPWU | Exit | EMPOWER LTDunit 99/99/9999 | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ACACU | Exit | ACIES ACQUISITION CORPunit 11/30/2027 | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | FIREEYE INCnote 1.625% 6/0 | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| CONXU | Exit | CONX CORPunit 10/30/2027 | $0 | – | -20,000 | -100.0% | -0.02% | – |
| CTACU | Exit | CERBERUS TELECOM ACQUISITIONunit 99/99/9999 | $0 | – | -20,000 | -100.0% | -0.02% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -1,608 | -100.0% | -0.02% | – |
| FPACU | Exit | FAR PEAK ACQUISITION CORPunit 99/99/9999 | $0 | – | -20,000 | -100.0% | -0.02% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION COR | $0 | – | -15,840 | -100.0% | -0.02% | – |
| WLTW | Exit | WILLIS TOWERS WATSON PLC LTD | $0 | – | -959 | -100.0% | -0.02% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -1,437 | -100.0% | -0.02% | – |
| Exit | SILICON LABORATORIES INCnote 1.375% 3/0 | $0 | – | -199,000 | -100.0% | -0.02% | – | |
| ETSY | Exit | ETSY INC | $0 | – | -1,592 | -100.0% | -0.02% | – |
| Exit | NUVASIVE INCnote 2.250% 3/1 | $0 | – | -371,000 | -100.0% | -0.03% | – | |
| Exit | WEIBO CORPnote 1.250%11/1 | $0 | – | -400,000 | -100.0% | -0.03% | – | |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -43,000 | -100.0% | -0.03% | – | |
| Exit | RINGCENTRAL INCnote 3/1 | $0 | – | -91,000 | -100.0% | -0.03% | – | |
| Exit | SSR MNG INCnote 2.500% 4/0 | $0 | – | -385,000 | -100.0% | -0.04% | – | |
| Exit | REALPAGE INCnote 1.500% 5/1 | $0 | – | -508,000 | -100.0% | -0.05% | – | |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -750,000 | -100.0% | -0.07% | – | |
| Exit | ENCORE CAP GROUP INCnote 2.875% 3/1 | $0 | – | -1,000,000 | -100.0% | -0.07% | – | |
| Exit | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $0 | – | -750,000 | -100.0% | -0.08% | – | |
| Exit | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $0 | – | -825,000 | -100.0% | -0.08% | – | |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -2,086,000 | -100.0% | -0.15% | – | |
| FDN | Exit | FIRST TR EXCHANGE-TRADED FDdj internt idx | $0 | – | -15,154 | -100.0% | -0.23% | – |
| CHNGU | Exit | CHANGE HEALTHCARE INCunit 99/99/9999 | $0 | – | -84,305 | -100.0% | -0.39% | – |
| Exit | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $0 | – | -521,000 | -100.0% | -0.42% | – | |
| Exit | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $0 | – | -6,412,000 | -100.0% | -1.12% | – | |
| Exit | TESLA INCnote 2.375% 3/1 | $0 | – | -4,577,000 | -100.0% | -3.52% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.