$1.66 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 612 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 19.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $81,279,000 | +8.7% | 188,661 | +8.4% | 4.90% | +1.4% |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $69,774,000 | +24.8% | 46,709,000 | +26.5% | 4.21% | +16.4% | |
| Buy | PIONEER NAT RES COnote 0.250% 5/1 | $60,261,000 | +10.6% | 37,337,000 | +9.3% | 3.64% | +3.2% | |
| Buy | BOOKING HOLDINGS INCnote 0.750% 5/0 | $42,463,000 | +7.4% | 28,912,000 | +3.4% | 2.56% | +0.2% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $38,329,000 | +33.6% | 21,089,000 | +7.1% | 2.31% | +24.6% | |
| Buy | DEXCOM INCnote 0.250%11/1 | $27,385,000 | +45.9% | 23,108,000 | +28.6% | 1.65% | +36.1% | |
| Buy | ANTHEM INCnote 2.750%10/1 | $25,293,000 | -1.0% | 4,792,000 | +1.3% | 1.53% | -7.6% | |
| New | NCL CORP LTDnote 5.375% 8/0 | $22,672,000 | – | 13,281,000 | +100.0% | 1.37% | – | |
| New | SEA LTDnote 0.250% 9/1 | $22,597,000 | – | 22,332,000 | +100.0% | 1.36% | – | |
| Sell | SNAP INCnote 0.750% 8/0 | $22,445,000 | +7.7% | 6,880,000 | -0.7% | 1.35% | +0.4% | |
| New | ROYAL CARIBBEAN GROUPnote 4.250% 6/1 | $21,718,000 | – | 15,456,000 | +100.0% | 1.31% | – | |
| AGG | Buy | ISHARES TRcore us aggbd et | $20,591,000 | +1.8% | 179,305 | +2.2% | 1.24% | -5.0% |
| Sell | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $20,063,000 | +0.8% | 13,908,000 | -2.4% | 1.21% | -5.9% | |
| New | ETSY INCnote 0.125% 9/0 | $19,973,000 | – | 15,192,000 | +100.0% | 1.20% | – | |
| NEEPRP | Buy | NEXTERA ENERGY INCunit 99/99/9999 | $19,438,000 | +36.4% | 381,220 | +30.9% | 1.17% | +27.2% |
| ILLUMINA INCnote 8/1 | $18,829,000 | -7.7% | 16,207,000 | 0.0% | 1.14% | -13.9% | ||
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $18,665,000 | -2.6% | 16,982,000 | +0.9% | 1.13% | -9.2% | |
| Sell | SQUARE INCnote 0.500% 5/1 | $18,429,000 | -3.4% | 5,993,000 | -1.7% | 1.11% | -9.8% | |
| Sell | TESLA INCnote 2.000% 5/1 | $17,939,000 | +12.2% | 1,438,000 | -1.6% | 1.08% | +4.6% | |
| Sell | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $17,703,000 | +0.7% | 7,753,000 | -1.8% | 1.07% | -6.1% | |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $17,462,000 | -9.1% | 276,064 | -5.6% | 1.05% | -15.1% |
| Buy | BURLINGTON STORES INCnote 2.250% 4/1 | $17,293,000 | +17.6% | 11,904,000 | +28.6% | 1.04% | +9.7% | |
| Sell | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $17,143,000 | +22.9% | 4,674,000 | -0.8% | 1.03% | +14.6% | |
| Sell | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $16,939,000 | +17.2% | 7,521,000 | -1.1% | 1.02% | +9.3% | |
| Buy | OKTA INCnote 0.125% 9/0 | $16,277,000 | +38.5% | 11,533,000 | +41.3% | 0.98% | +29.2% | |
| Sell | ZILLOW GROUP INCnote 2.750% 5/1 | $15,716,000 | -38.6% | 10,097,000 | -22.2% | 0.95% | -42.8% | |
| Sell | EXACT SCIENCES CORPnote 0.375% 3/1 | $15,326,000 | -17.8% | 13,531,000 | -4.0% | 0.92% | -23.3% | |
| Buy | SPLUNK INCnote 0.500% 9/1 | $15,149,000 | +185.7% | 12,963,000 | +184.5% | 0.91% | +166.5% | |
| Buy | ZENDESK INCnote 0.625% 6/1 | $15,095,000 | -2.0% | 11,871,000 | +12.2% | 0.91% | -8.5% | |
| New | CHEGG INCnote 9/0 | $15,005,000 | – | 15,221,000 | +100.0% | 0.90% | – | |
| Sell | WORKDAY INCnote 0.250%10/0 | $14,244,000 | -18.1% | 8,320,000 | -20.9% | 0.86% | -23.6% | |
| Buy | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $14,195,000 | +15.1% | 12,713,000 | +17.0% | 0.86% | +7.4% | |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $13,950,000 | +2.8% | 12,625,000 | +1.3% | 0.84% | -4.0% | |
| Buy | INSULET CORPnote 0.375% 9/0 | $13,748,000 | +25.5% | 9,888,000 | +22.7% | 0.83% | +16.9% | |
| Sell | HUBSPOT INCnote 0.375% 6/0 | $13,463,000 | +14.1% | 5,562,000 | -0.2% | 0.81% | +6.4% | |
| Buy | LYFT INCnote 1.500% 5/1 | $12,473,000 | +115.8% | 8,021,000 | +136.7% | 0.75% | +101.3% | |
| Sell | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $11,994,000 | -16.5% | 10,390,000 | -3.8% | 0.72% | -22.1% | |
| New | ZSCALER INCnote 0.125% 7/0 | $11,981,000 | – | 6,569,000 | +100.0% | 0.72% | – | |
| New | WISDOMTREE INVTS INCnote 4.250% 6/1 | $11,937,000 | – | 10,236,000 | +100.0% | 0.72% | – | |
| SWT | Sell | STANLEY BLACK & DECKER INCunit 11/15/2022 | $11,689,000 | -37.7% | 111,068 | -28.6% | 0.70% | -41.9% |
| Sell | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $11,652,000 | -20.6% | 4,551,000 | -13.5% | 0.70% | -25.9% | |
| Sell | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $10,995,000 | +3.9% | 7,748,000 | -0.5% | 0.66% | -3.2% | |
| Buy | SHOPIFY INCnote 0.125%11/0 | $10,951,000 | +8.0% | 8,945,000 | +14.9% | 0.66% | +0.8% | |
| Buy | AMERICAN AIRLINES GROUP INCnote 6.500% 7/0 | $10,898,000 | +48.7% | 7,131,000 | +52.5% | 0.66% | +38.8% | |
| Sell | COUPA SOFTWARE INCnote 0.375% 6/1 | $10,413,000 | -8.7% | 9,646,000 | -2.4% | 0.63% | -14.8% | |
| Buy | CONMED CORPnote 2.625% 2/0 | $10,327,000 | -0.7% | 6,683,000 | +3.5% | 0.62% | -7.3% | |
| Buy | TWITTER INCnote 0.250% 6/1 | $10,268,000 | +25.5% | 8,155,000 | +36.7% | 0.62% | +17.2% | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $10,256,000 | -5.6% | 10,175,000 | 0.0% | 0.62% | -11.9% | ||
| Buy | MERCADOLIBRE INCnote 2.000% 8/1 | $10,146,000 | +65.7% | 2,655,000 | +53.2% | 0.61% | +54.5% | |
| Buy | RHnote 6/1 | $10,053,000 | +0.9% | 2,931,000 | +2.7% | 0.61% | -5.7% | |
| New | PACIRA BIOSCIENCES INCnote 0.750% 8/0 | $9,955,000 | – | 9,247,000 | +100.0% | 0.60% | – | |
| New | WAYFAIR INCnote 0.625%10/0 | $9,745,000 | – | 9,748,000 | +100.0% | 0.59% | – | |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $9,700,000 | +29.1% | 472,235 | +29.4% | 0.58% | +20.4% |
| Sell | SEA LTDnote 2.375%12/0 | $9,247,000 | +3.4% | 2,605,000 | -10.1% | 0.56% | -3.5% | |
| Buy | CALLAWAY GOLF COnote 2.750% 5/0 | $9,111,000 | -13.9% | 5,211,000 | +0.4% | 0.55% | -19.6% | |
| CENTENNIAL RESOURCE DEV INCnote 3.250% 4/0 | $8,945,000 | -1.1% | 6,823,000 | 0.0% | 0.54% | -7.7% | ||
| CFXA | Sell | COLFAX CORPunit 01/15/2022t | $8,900,000 | -1.9% | 47,806 | -1.9% | 0.54% | -8.5% |
| New | MIDDLEBY CORPnote 1.000% 9/0 | $8,809,000 | – | 6,177,000 | +100.0% | 0.53% | – | |
| Sell | INSMED INCnote 0.750% 6/0 | $8,736,000 | -4.5% | 7,992,000 | -3.9% | 0.53% | -10.8% | |
| Buy | DATADOG INCnote 0.125% 6/1 | $8,587,000 | +25.2% | 5,203,000 | +1.0% | 0.52% | +16.7% | |
| FTI CONSULTING INCnote 2.000% 8/1 | $8,440,000 | -2.0% | 6,031,000 | 0.0% | 0.51% | -8.6% | ||
| Buy | SUMMIT HOTEL PPTYS INCnote 1.500% 2/1 | $8,377,000 | +2.8% | 7,977,000 | +0.8% | 0.50% | -4.2% | |
| New | ALLEGHENY TECHNOLOGIES INCnote 3.500% 6/1 | $8,168,000 | – | 6,122,000 | +100.0% | 0.49% | – | |
| Buy | EQT CORPnote 1.750% 5/0 | $8,088,000 | +63.5% | 5,130,000 | +72.8% | 0.49% | +52.5% | |
| FTSL | Buy | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $8,053,000 | +3.9% | 168,280 | +4.2% | 0.49% | -3.0% |
| Sell | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $8,047,000 | +1.2% | 5,909,000 | -1.2% | 0.49% | -5.4% | |
| Buy | MONGODB INCnote 0.250% 1/1 | $7,961,000 | +30.6% | 3,493,000 | +3.4% | 0.48% | +21.8% | |
| Sell | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $7,769,000 | -2.8% | 3,745,000 | -0.1% | 0.47% | -9.3% | |
| Sell | TERADYNE INCnote 1.250%12/1 | $7,745,000 | -50.5% | 2,242,000 | -39.3% | 0.47% | -53.9% | |
| New | ANTERO RESOURCES CORPnote 4.250% 9/0 | $7,717,000 | – | 1,767,000 | +100.0% | 0.47% | – | |
| Sell | ARES CAPITAL CORPnote 3.750% 2/0 | $7,633,000 | +0.0% | 7,133,000 | -2.3% | 0.46% | -6.7% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $7,633,000 | -8.3% | 6,287,000 | -1.3% | 0.46% | -14.3% | |
| New | RBC BEARINGS INC5% cnv pfd sr a | $7,551,000 | – | 68,490 | +100.0% | 0.46% | – | |
| Sell | II-VI INCnote 0.250% 9/0 | $7,545,000 | -16.2% | 5,680,000 | -0.4% | 0.46% | -21.8% | |
| PROSPECT CAP CORPnote 6.375% 3/0 | $7,519,000 | +0.1% | 6,961,000 | 0.0% | 0.45% | -6.6% | ||
| Buy | NOVAVAX INCnote 3.750% 2/0 | $7,424,000 | +42.8% | 4,301,000 | +47.6% | 0.45% | +33.3% | |
| Sell | AMERICAN EAGLE OUTFITTERS INnote 3.750% 4/1 | $7,367,000 | -31.0% | 2,407,000 | -1.7% | 0.44% | -35.7% | |
| TBF | PROSHARES TRshrt 20+yr tre | $7,056,000 | -1.2% | 423,000 | 0.0% | 0.43% | -7.8% | |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $7,033,000 | -23.0% | 139,091 | -22.5% | 0.42% | -28.3% |
| Sell | KBR INCnote 2.500%11/0 | $6,983,000 | +1.9% | 4,359,000 | -0.3% | 0.42% | -5.0% | |
| Buy | GRANITE CONSTR INCnote 2.750%11/0 | $6,858,000 | +116.2% | 4,931,000 | +124.6% | 0.41% | +102.0% | |
| IYW | Buy | ISHARES TRu.s. tech etf | $6,851,000 | +46.5% | 67,661 | +43.8% | 0.41% | +36.8% |
| Sell | WAYFAIR INCnote 1.125%11/0 | $6,471,000 | -22.3% | 2,882,000 | -5.3% | 0.39% | -27.6% | |
| REPLIGEN CORPnote 0.375% 7/1 | $6,420,000 | +41.3% | 2,539,000 | 0.0% | 0.39% | +31.6% | ||
| HALOZYME THERAPEUTICS INCnote 1.250%12/0 | $6,351,000 | -8.9% | 3,573,000 | 0.0% | 0.38% | -15.1% | ||
| Buy | INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 8/1 | $6,175,000 | +99.2% | 5,622,000 | +100.1% | 0.37% | +86.5% | |
| MFA FINL INCnote 6.250% 6/1 | $6,126,000 | +0.9% | 6,000,000 | 0.0% | 0.37% | -5.9% | ||
| CERENCE INCnote 3.000% 6/0 | $6,133,000 | -9.4% | 2,300,000 | 0.0% | 0.37% | -15.5% | ||
| SERVICENOW INCnote 6/0 | $6,112,000 | +13.4% | 1,326,000 | 0.0% | 0.37% | +5.7% | ||
| IWD | Buy | ISHARES TRrus 1000 val etf | $5,892,000 | +1.3% | 37,656 | +2.7% | 0.36% | -5.6% |
| ELAT | Buy | ELANCO ANIMAL HEALTH INCunit 02/01/2023t | $5,728,000 | +60.9% | 116,735 | +75.8% | 0.35% | +50.4% |
| Sell | NEOGENOMICS INCnote 0.250% 1/1 | $5,688,000 | +3.7% | 5,629,000 | -0.2% | 0.34% | -3.4% | |
| DEXCOM INCnote 0.750%12/0 | $5,357,000 | +27.9% | 1,611,000 | 0.0% | 0.32% | +19.2% | ||
| Sell | CNX RES CORPnote 2.250% 5/0 | $5,294,000 | -7.9% | 4,254,000 | -4.1% | 0.32% | -14.2% | |
| New | PAR TECHNOLOGY CORPnote 1.500%10/1 | $5,280,000 | – | 4,929,000 | +100.0% | 0.32% | – | |
| RHnote 9/1 | $5,180,000 | -1.7% | 1,647,000 | 0.0% | 0.31% | -8.2% | ||
| Buy | PENN NATL GAMING INCnote 2.750% 5/1 | $5,190,000 | +39.6% | 1,626,000 | +45.8% | 0.31% | +29.9% | |
| REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $5,155,000 | -1.5% | 4,487,000 | 0.0% | 0.31% | -8.0% | ||
| SMART GLOBAL HLDGS INCnote 2.250% 2/1 | $5,125,000 | -4.7% | 3,921,000 | 0.0% | 0.31% | -11.2% | ||
| PENNYMAC CORPnote 5.500%11/0 | $5,098,000 | 0.0% | 4,997,000 | 0.0% | 0.31% | -6.7% | ||
| Sell | PURE STORAGE INCnote 0.125% 4/1 | $5,086,000 | +8.2% | 4,395,000 | -2.3% | 0.31% | +1.0% | |
| Sell | NUVASIVE INCnote 0.375% 3/1 | $4,962,000 | -3.4% | 5,152,000 | -1.1% | 0.30% | -9.9% | |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $4,870,000 | +3.4% | 4,059,000 | +6.1% | 0.29% | -3.6% | |
| Sell | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $4,746,000 | +1.0% | 4,565,000 | -0.9% | 0.29% | -5.9% | |
| AAPL | Buy | APPLE INC | $4,669,000 | +3.5% | 32,997 | +0.1% | 0.28% | -3.4% |
| MSFT | Buy | MICROSOFT CORP | $4,565,000 | +4.3% | 16,180 | +0.1% | 0.28% | -2.8% |
| NEEPRO | NEXTERA ENERGY INCunit 09/01/2022s | $4,447,000 | +4.1% | 76,095 | 0.0% | 0.27% | -2.9% | |
| BLACKLINE INCnote 0.125% 8/0 | $4,354,000 | +4.3% | 2,602,000 | 0.0% | 0.26% | -2.6% | ||
| GRANITE PT MTG TR INCnote 6.375%10/0 | $4,294,000 | +2.3% | 4,316,000 | 0.0% | 0.26% | -4.4% | ||
| Sell | CHEFS WHSE INCnote 1.875%12/0 | $4,210,000 | -7.9% | 3,968,000 | -9.9% | 0.25% | -14.2% | |
| Sell | APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $4,192,000 | -48.5% | 3,418,000 | -22.6% | 0.25% | -52.0% | |
| APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $4,008,000 | -0.4% | 4,000,000 | 0.0% | 0.24% | -6.9% | ||
| Buy | SPLUNK INCnote 1.125% 6/1 | $3,919,000 | +60.8% | 3,950,000 | +58.0% | 0.24% | +49.4% | |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $3,861,000 | +2.9% | 4,500,000 | 0.0% | 0.23% | -4.1% | ||
| WAYFAIR INCnote 1.000% 8/1 | $3,824,000 | -15.8% | 2,063,000 | 0.0% | 0.23% | -21.4% | ||
| Sell | LUMENTUM HLDGS INCnote 0.500%12/1 | $3,775,000 | -69.9% | 3,437,000 | -70.4% | 0.23% | -71.9% | |
| FIW | New | FIRST TR EXCHANGE TRADED FDwtr etf | $3,740,000 | – | 43,900 | +100.0% | 0.23% | – |
| WORKIVA INCnote 1.125% 8/1 | $3,716,000 | +22.1% | 2,000,000 | 0.0% | 0.22% | +13.7% | ||
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $3,682,000 | +18.7% | 3,373,000 | +25.8% | 0.22% | +10.4% | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $3,516,000 | +3.6% | 67,000 | 0.0% | 0.21% | -3.6% | |
| Sell | MERITOR INCnote 3.250%10/1 | $3,411,000 | -2.5% | 3,253,000 | -1.2% | 0.21% | -8.8% | |
| NRG ENERGY INCdbcv 2.750% 6/0 | $3,343,000 | +0.9% | 2,850,000 | 0.0% | 0.20% | -5.6% | ||
| ANGL | Buy | VANECK ETF TRUSTfallen angel hg | $3,351,000 | +6.7% | 101,461 | +6.2% | 0.20% | -0.5% |
| WINNEBAGO INDS INCnote 1.500% 4/0 | $3,257,000 | +3.4% | 2,458,000 | 0.0% | 0.20% | -3.4% | ||
| NEW RELIC INCnote 0.500% 5/0 | $3,192,000 | +2.7% | 3,150,000 | 0.0% | 0.19% | -4.0% | ||
| HELLO GROUP INCnote 1.250% 7/0 | $3,160,000 | -5.2% | 3,750,000 | 0.0% | 0.19% | -11.6% | ||
| IWM | Buy | ISHARES TRrussell 2000 etf | $3,123,000 | -0.1% | 14,270 | +4.6% | 0.19% | -6.9% |
| GOOGL | ALPHABET INCcap stk cl a | $3,062,000 | +9.6% | 1,145 | 0.0% | 0.18% | +2.2% | |
| Buy | SABRE GLBL INCnote 4.000% 4/1 | $3,017,000 | +32.6% | 1,750,000 | +40.0% | 0.18% | +23.8% | |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $3,008,000 | +5.4% | 80,186 | +3.1% | 0.18% | -2.2% |
| EUFN | Buy | ISHARES TRmsci euro fl etf | $2,973,000 | +25.9% | 151,541 | +25.5% | 0.18% | +17.0% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $2,944,000 | -0.6% | 56,530 | +2.9% | 0.18% | -6.8% |
| Sell | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $2,943,000 | -65.4% | 2,843,000 | -58.9% | 0.18% | -67.6% | |
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $2,877,000 | -1.4% | 3,250,000 | 0.0% | 0.17% | -7.9% | ||
| EMB | Sell | ISHARES TRjpmorgan usd emg | $2,869,000 | -55.5% | 26,040 | -54.5% | 0.17% | -58.5% |
| New | STRIDE INCnote 1.125% 9/0 | $2,863,000 | – | 2,881,000 | +100.0% | 0.17% | – | |
| GOSSAMER BIO INCnote 5.000% 6/0 | $2,856,000 | +29.3% | 2,750,000 | 0.0% | 0.17% | +20.3% | ||
| SOLN | Buy | SOUTHERN COunit 08/01/2022 | $2,853,000 | +32.9% | 55,975 | +32.0% | 0.17% | +23.7% |
| AMZN | AMAZON COM INC | $2,799,000 | -4.5% | 852 | 0.0% | 0.17% | -11.1% | |
| PRA GROUP INCnote 3.500% 6/0 | $2,763,000 | +2.9% | 2,500,000 | 0.0% | 0.17% | -4.0% | ||
| TRAVERE THERAPEUTICS INCnote 2.500% 9/1 | $2,765,000 | +20.4% | 2,750,000 | 0.0% | 0.17% | +12.8% | ||
| THERAVANCE INCnote 2.125% 1/1 | $2,686,000 | +5.7% | 2,500,000 | 0.0% | 0.16% | -1.2% | ||
| IQIYI INCnote 2.000% 4/0 | $2,685,000 | -6.1% | 3,068,000 | 0.0% | 0.16% | -12.4% | ||
| DTP | Buy | DTE ENERGY COunit 11/01/2022s | $2,671,000 | +17.3% | 53,520 | +16.2% | 0.16% | +9.5% |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $2,558,000 | – | 2,500,000 | +100.0% | 0.15% | – | |
| ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $2,547,000 | +1.6% | 2,000,000 | 0.0% | 0.15% | -4.9% | ||
| RWT HLDGS INCnote 5.750%10/0 | $2,550,000 | +1.1% | 2,500,000 | 0.0% | 0.15% | -5.5% | ||
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $2,504,000 | +1.3% | 2,500,000 | 0.0% | 0.15% | -5.6% | ||
| MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $2,412,000 | +2.3% | 1,060,000 | 0.0% | 0.15% | -3.9% | ||
| FPXI | Buy | FIRST TR EXCHANGE TRADED FDintl equity opp | $2,395,000 | -4.6% | 37,410 | +1.9% | 0.14% | -10.5% |
| ISTAR INCnote 3.125% 9/1 | $2,362,000 | +20.3% | 1,300,000 | 0.0% | 0.14% | +12.6% | ||
| Sell | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $2,324,000 | -37.7% | 2,299,000 | -32.4% | 0.14% | -41.9% | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $2,322,000 | -2.8% | 2,250,000 | 0.0% | 0.14% | -9.1% | ||
| I3 VERTICALS LLCnote 1.000% 2/1 | $2,313,000 | -8.5% | 2,500,000 | 0.0% | 0.14% | -14.1% | ||
| New | HUAZHU GROUP LTDnote 3.000% 5/0 | $2,269,000 | – | 1,750,000 | +100.0% | 0.14% | – | |
| COHERUS BIOSCIENCES INCnote 1.500% 4/1 | $2,194,000 | +7.3% | 2,000,000 | 0.0% | 0.13% | 0.0% | ||
| VONAGE HLDGS CORPnote 1.750% 6/0 | $2,153,000 | +4.4% | 1,850,000 | 0.0% | 0.13% | -2.3% | ||
| AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $2,152,000 | +6.2% | 2,000,000 | 0.0% | 0.13% | -0.8% | ||
| Buy | AVAYA HLDGS CORPnote 2.250% 6/1 | $2,095,000 | +15.8% | 2,000,000 | +29.0% | 0.13% | +7.7% | |
| REDWOOD TR INCnote 5.625% 7/1 | $2,055,000 | 0.0% | 2,000,000 | 0.0% | 0.12% | -6.8% | ||
| FB | FACEBOOK INCcl a | $1,857,000 | -2.4% | 5,473 | 0.0% | 0.11% | -8.9% | |
| EVERBRIDGE INCnote 0.125%12/1 | $1,833,000 | +7.5% | 1,250,000 | 0.0% | 0.11% | +0.9% | ||
| INFINERA CORPnote 2.125% 9/0 | $1,829,000 | -9.4% | 1,650,000 | 0.0% | 0.11% | -16.0% | ||
| Sell | RADIUS HEALTH INCnote 3.000% 9/0 | $1,817,000 | -50.8% | 2,000,000 | -50.0% | 0.11% | -54.0% | |
| ENVESTNET INCnote 1.750% 6/0 | $1,804,000 | +3.0% | 1,430,000 | 0.0% | 0.11% | -3.5% | ||
| DCUE | DOMINION ENERGY INCunit 99/99/9999 | $1,809,000 | +0.2% | 18,590 | 0.0% | 0.11% | -6.8% | |
| GOLAR LNG LTDnote 2.750% 2/1 | $1,787,000 | +0.1% | 1,800,000 | 0.0% | 0.11% | -6.1% | ||
| Sell | BILIBILI INCnote 1.250% 6/1 | $1,766,000 | -69.6% | 985,000 | -49.0% | 0.11% | -71.5% | |
| SFL CORPORATION LTDnote 4.875% 5/0 | $1,762,000 | +5.4% | 1,750,000 | 0.0% | 0.11% | -1.9% | ||
| Buy | HOPE BANCORP INCnote 2.000% 5/1 | $1,750,000 | +11.8% | 1,775,000 | +10.9% | 0.11% | +5.0% | |
| JPM | Buy | JPMORGAN CHASE & CO | $1,758,000 | +5.6% | 10,751 | +0.6% | 0.11% | -1.9% |
| IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $1,736,000 | -1.2% | 1,905,000 | 0.0% | 0.10% | -7.9% | ||
| 2U INCnote 2.250% 5/0 | $1,736,000 | -15.5% | 1,250,000 | 0.0% | 0.10% | -21.1% | ||
| New | BLOOM ENERGY CORPnote 2.500% 8/1 | $1,720,000 | – | 1,250,000 | +100.0% | 0.10% | – | |
| AEPPL | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $1,704,000 | -2.6% | 35,605 | 0.0% | 0.10% | -8.8% | |
| AQNU | ALGONQUIN PWR UTILS CORPunit 99/99/9999 | $1,701,000 | -1.8% | 35,000 | 0.0% | 0.10% | -8.0% | |
| 8X8 INC NEWnote 0.500% 2/0 | $1,686,000 | -9.3% | 1,500,000 | 0.0% | 0.10% | -15.0% | ||
| TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $1,655,000 | -19.1% | 2,000,000 | 0.0% | 0.10% | -24.2% | ||
| KAMAN CORPnote 3.250% 5/0 | $1,623,000 | -3.9% | 1,600,000 | 0.0% | 0.10% | -10.1% | ||
| New | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $1,584,000 | – | 1,538,000 | +100.0% | 0.10% | – | |
| Sell | Q2 HLDGS INCnote 0.750% 6/0 | $1,555,000 | -41.3% | 1,388,000 | -31.6% | 0.09% | -45.0% | |
| Sell | SPIRIT AIRLS INCnote 1.000% 5/1 | $1,546,000 | -90.3% | 1,650,000 | -90.1% | 0.09% | -91.0% | |
| XLU | SELECT SECTOR SPDR TRsbi int-utils | $1,508,000 | +0.9% | 23,619 | 0.0% | 0.09% | -6.2% | |
| Sell | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $1,428,000 | -80.1% | 1,500,000 | -79.4% | 0.09% | -81.4% | |
| ACWX | Sell | ISHARES TRmsci acwi ex us | $1,398,000 | -36.9% | 25,237 | -34.5% | 0.08% | -41.3% |
| ASHR | Sell | DBX ETF TRxtrack hrvst csi | $1,243,000 | -28.4% | 32,611 | -23.9% | 0.08% | -33.0% |
| IEMG | Sell | ISHARES INCcore msci emkt | $1,221,000 | -26.8% | 19,787 | -20.5% | 0.07% | -31.5% |
| Buy | SPLUNK INCnote 1.125% 9/1 | $1,188,000 | +103.1% | 973,000 | +103.1% | 0.07% | +89.5% | |
| HD | HOME DEPOT INC | $1,180,000 | +2.7% | 3,593 | 0.0% | 0.07% | -4.1% | |
| KMB | KIMBERLY-CLARK CORP | $1,150,000 | -1.0% | 8,685 | 0.0% | 0.07% | -8.0% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $1,107,000 | -1.8% | 4,054 | 0.0% | 0.07% | -8.2% | |
| NVDA | Buy | NVIDIA CORPORATION | $1,064,000 | +3.5% | 5,140 | +300.0% | 0.06% | -3.0% |
| ETSY INCnote 0.125%10/0 | $1,022,000 | +0.8% | 422,000 | 0.0% | 0.06% | -6.1% | ||
| BAC | Buy | BK OF AMERICA CORP | $1,004,000 | +3.7% | 23,624 | +0.6% | 0.06% | -3.2% |
| JNJ | JOHNSON & JOHNSON | $967,000 | -1.9% | 5,994 | 0.0% | 0.06% | -9.4% | |
| PG | PROCTER AND GAMBLE CO | $952,000 | +3.9% | 6,805 | 0.0% | 0.06% | -3.4% | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $944,000 | -5.0% | 1,000,000 | 0.0% | 0.06% | -10.9% | ||
| UNH | UNITEDHEALTH GROUP INC | $883,000 | -2.4% | 2,261 | 0.0% | 0.05% | -10.2% | |
| PFE | PFIZER INC | $805,000 | +9.8% | 18,704 | 0.0% | 0.05% | +4.3% | |
| V | VISA INC | $792,000 | -4.7% | 3,556 | 0.0% | 0.05% | -11.1% | |
| Sell | NCL CORP LTDnote 6.000% 5/1 | $782,000 | -42.1% | 365,000 | -37.3% | 0.05% | -46.0% | |
| MARRIOTT VACATIONS WORLDWIDEnote 1.500% 9/1 | $756,000 | -0.9% | 640,000 | 0.0% | 0.05% | -6.1% | ||
| IYR | Buy | ISHARES TRu.s. real es etf | $769,000 | +0.8% | 7,528 | +0.5% | 0.05% | -6.1% |
| GREEN PLAINS INCnote 2.250% 3/1 | $723,000 | -1.1% | 569,000 | 0.0% | 0.04% | -6.4% | ||
| DIS | DISNEY WALT CO | $706,000 | -3.7% | 4,169 | 0.0% | 0.04% | -8.5% | |
| L | LOEWS CORP | $714,000 | -1.2% | 13,232 | 0.0% | 0.04% | -8.5% | |
| TSLA | Buy | TESLA INC | $677,000 | +64.3% | 869 | +43.2% | 0.04% | +51.9% |
| DHR | DANAHER CORPORATION | $659,000 | +13.2% | 2,163 | 0.0% | 0.04% | +5.3% | |
| CSCO | Buy | CISCO SYS INC | $614,000 | +3.2% | 11,317 | +0.5% | 0.04% | -2.6% |
| VZ | VERIZON COMMUNICATIONS INC | $606,000 | -3.5% | 11,223 | 0.0% | 0.04% | -9.8% | |
| LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $613,000 | +7.0% | 500,000 | 0.0% | 0.04% | 0.0% | ||
| FORTIVE CORPnote 0.875% 2/1 | $596,000 | 0.0% | 595,000 | 0.0% | 0.04% | -7.7% | ||
| ABT | ABBOTT LABS | $603,000 | +1.9% | 5,091 | 0.0% | 0.04% | -5.3% | |
| PYPL | PAYPAL HLDGS INC | $593,000 | -10.8% | 2,279 | 0.0% | 0.04% | -16.3% | |
| CMCSA | COMCAST CORP NEWcl a | $602,000 | -1.8% | 10,762 | 0.0% | 0.04% | -10.0% | |
| Sell | INSMED INCnote 1.750% 1/1 | $595,000 | -14.5% | 574,000 | -13.9% | 0.04% | -20.0% | |
| COST | COSTCO WHSL CORP NEW | $582,000 | +13.7% | 1,295 | 0.0% | 0.04% | +6.1% | |
| FLOT | ISHARES TRfltg rate nt etf | $545,000 | 0.0% | 10,689 | 0.0% | 0.03% | -5.7% | |
| UNP | UNION PAC CORP | $539,000 | -11.2% | 2,752 | 0.0% | 0.03% | -15.4% | |
| MA | MASTERCARD INCORPORATEDcl a | $530,000 | -5.0% | 1,535 | 0.0% | 0.03% | -11.1% | |
| PEP | PEPSICO INC | $510,000 | +1.8% | 3,387 | 0.0% | 0.03% | -3.1% | |
| MCD | Buy | MCDONALDS CORP | $519,000 | +5.1% | 2,154 | +0.4% | 0.03% | -3.1% |
| KO | COCA COLA CO | $521,000 | -3.2% | 9,952 | 0.0% | 0.03% | -11.4% | |
| MDIV | FIRST TR EXCHANGE-TRADED FDmulti asset di | $515,000 | -3.7% | 31,521 | 0.0% | 0.03% | -11.4% | |
| REM | ISHARES TRmortge rel etf | $518,000 | -2.8% | 14,363 | 0.0% | 0.03% | -8.8% | |
| ADBE | ADOBE SYSTEMS INCORPORATED | $511,000 | -1.5% | 891 | 0.0% | 0.03% | -8.8% | |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $499,000 | -90.5% | 383,000 | -89.7% | 0.03% | -91.1% | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $504,000 | +13.8% | 880 | +0.5% | 0.03% | +3.4% |
| INTC | INTEL CORP | $495,000 | -5.0% | 9,262 | 0.0% | 0.03% | -11.8% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $501,000 | -3.1% | 4,359 | 0.0% | 0.03% | -9.1% | |
| New | ARBOR REALTY TRUST INCnote 4.750%11/0 | $484,000 | – | 435,000 | +100.0% | 0.03% | – | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $478,000 | -7.5% | 458,000 | -6.1% | 0.03% | -12.1% | |
| MRK | MERCK & CO INC | $482,000 | -3.6% | 6,402 | 0.0% | 0.03% | -9.4% | |
| WFC | Buy | WELLS FARGO CO NEW | $488,000 | +3.0% | 10,517 | +0.4% | 0.03% | -6.5% |
| ORCL | ORACLE CORP | $466,000 | +12.8% | 5,337 | 0.0% | 0.03% | +3.7% | |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $472,000 | +3.3% | 5,481 | +3.4% | 0.03% | -6.7% |
| AVGO | Buy | BROADCOM INC | $454,000 | +2.3% | 939 | +0.6% | 0.03% | -6.9% |
| WTRU | ESSENTIAL UTILS INCunit 04/30/2022 | $426,000 | +0.2% | 7,430 | 0.0% | 0.03% | -3.7% | |
| AMAT | APPLIED MATLS INC | $432,000 | -9.4% | 3,350 | 0.0% | 0.03% | -16.1% | |
| AMGN | Buy | AMGEN INC | $432,000 | -11.5% | 2,024 | +0.5% | 0.03% | -18.8% |
| CRM | SALESFORCE COM INC | $422,000 | +10.5% | 1,561 | 0.0% | 0.02% | 0.0% | |
| Sell | CHEGG INCnote 0.125% 3/1 | $415,000 | -66.6% | 289,000 | -60.8% | 0.02% | -68.8% | |
| MDT | MEDTRONIC PLC | $406,000 | +1.5% | 3,226 | 0.0% | 0.02% | -7.7% | |
| NKE | NIKE INCcl b | $390,000 | -6.5% | 2,687 | 0.0% | 0.02% | -11.1% | |
| NFLX | NETFLIX INC | $383,000 | +14.7% | 629 | 0.0% | 0.02% | +4.5% | |
| PKI | PERKINELMER INC | $374,000 | +12.7% | 2,154 | 0.0% | 0.02% | +9.5% | |
| HON | HONEYWELL INTL INC | $380,000 | -3.3% | 1,792 | 0.0% | 0.02% | -8.0% | |
| TPX | TEMPUR SEALY INTL INC | $374,000 | +18.0% | 8,075 | 0.0% | 0.02% | +9.5% | |
| BRIDGEBIO PHARMA INCnote 2.500% 3/1 | $386,000 | -15.7% | 279,000 | 0.0% | 0.02% | -23.3% | ||
| BA | Buy | BOEING CO | $377,000 | -7.8% | 1,713 | +0.5% | 0.02% | -11.5% |
| ABBV | Buy | ABBVIE INC | $386,000 | -3.5% | 3,560 | +0.7% | 0.02% | -11.5% |
| CVX | CHEVRON CORP NEW | $369,000 | -3.4% | 3,639 | 0.0% | 0.02% | -12.0% | |
| ACN | ACCENTURE PLC IRELAND | $369,000 | +8.5% | 1,151 | 0.0% | 0.02% | 0.0% | |
| T | Sell | AT&T INC | $352,000 | -13.7% | 12,959 | -8.6% | 0.02% | -19.2% |
| NOW | SERVICENOW INC | $343,000 | +13.2% | 551 | 0.0% | 0.02% | +5.0% | |
| ETN | EATON CORP PLC | $328,000 | +0.6% | 2,195 | 0.0% | 0.02% | -4.8% | |
| WMT | Buy | WALMART INC | $333,000 | 0.0% | 2,386 | +0.7% | 0.02% | -9.1% |
| SQUARE INCnote 0.125% 3/0 | $308,000 | -1.9% | 153,000 | 0.0% | 0.02% | -5.0% | ||
| TSM | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $317,000 | -7.0% | 2,836 | 0.0% | 0.02% | -13.6% | |
| PXD | PIONEER NAT RES CO | $318,000 | +2.6% | 1,915 | 0.0% | 0.02% | -5.0% | |
| LPLA | LPL FINL HLDGS INC | $299,000 | +16.8% | 1,909 | 0.0% | 0.02% | +5.9% | |
| LUV | SOUTHWEST AIRLS CO | $302,000 | -2.9% | 5,878 | 0.0% | 0.02% | -10.0% | |
| DKS | DICKS SPORTING GOODS INC | $295,000 | +19.4% | 2,454 | 0.0% | 0.02% | +12.5% | |
| C | CITIGROUP INC | $295,000 | -0.7% | 4,186 | 0.0% | 0.02% | -5.3% | |
| GM | GENERAL MTRS CO | $305,000 | -10.6% | 5,786 | 0.0% | 0.02% | -18.2% | |
| MS | MORGAN STANLEY | $290,000 | +6.2% | 2,966 | 0.0% | 0.02% | -5.6% | |
| SLB | New | SCHLUMBERGER LTD | $277,000 | – | 9,305 | +100.0% | 0.02% | – |
| DHI | Buy | D R HORTON INC | $276,000 | -6.8% | 3,293 | +0.5% | 0.02% | -10.5% |
| INTU | INTUIT | $283,000 | +10.5% | 523 | 0.0% | 0.02% | 0.0% | |
| PRU | PRUDENTIAL FINL INC | $267,000 | +2.7% | 2,528 | 0.0% | 0.02% | -5.9% | |
| LH | LABORATORY CORP AMER HLDGS | $273,000 | +1.9% | 971 | 0.0% | 0.02% | -5.9% | |
| FWONK | LIBERTY MEDIA CORP DEL | $273,000 | +7.5% | 5,273 | 0.0% | 0.02% | 0.0% | |
| LOW | LOWES COS INC | $257,000 | +4.5% | 1,261 | 0.0% | 0.02% | 0.0% | |
| AIG | AMERICAN INTL GROUP INC | $259,000 | +15.1% | 4,704 | 0.0% | 0.02% | +6.7% | |
| ORLY | OREILLY AUTOMOTIVE INC | $271,000 | +8.0% | 444 | 0.0% | 0.02% | 0.0% | |
| LIN | Sell | LINDE PLC | $244,000 | -3.2% | 831 | -4.4% | 0.02% | -6.2% |
| DOV | DOVER CORP | $253,000 | +3.3% | 1,636 | 0.0% | 0.02% | -6.2% | |
| DE | Buy | DEERE & CO | $246,000 | -3.9% | 732 | +0.5% | 0.02% | -11.8% |
| CVS | CVS HEALTH CORP | $243,000 | +1.7% | 2,852 | 0.0% | 0.02% | 0.0% | |
| UPS | UNITED PARCEL SERVICE INCcl b | $245,000 | -11.6% | 1,333 | 0.0% | 0.02% | -16.7% | |
| MT | ARCELORMITTAL SA LUXEMBOURGny registry sh | $253,000 | -3.1% | 8,381 | 0.0% | 0.02% | -11.8% | |
| MU | MICRON TECHNOLOGY INC | $251,000 | -16.3% | 3,537 | 0.0% | 0.02% | -21.1% | |
| CLF | CLEVELAND-CLIFFS INC NEW | $240,000 | -8.0% | 12,154 | 0.0% | 0.01% | -17.6% | |
| LMT | LOCKHEED MARTIN CORP | $228,000 | -8.4% | 659 | 0.0% | 0.01% | -12.5% | |
| Sell | STARWOOD WAYPOINT HOMESnote 3.500% 1/1 | $239,000 | -65.0% | 142,000 | -66.1% | 0.01% | -68.2% | |
| QCOM | QUALCOMM INC | $227,000 | -9.6% | 1,755 | 0.0% | 0.01% | -12.5% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $237,000 | -17.7% | 4,013 | -7.1% | 0.01% | -26.3% |
| PH | PARKER-HANNIFIN CORP | $230,000 | -8.7% | 817 | 0.0% | 0.01% | -12.5% | |
| TXN | TEXAS INSTRS INC | $236,000 | 0.0% | 1,223 | 0.0% | 0.01% | -6.7% | |
| MRVL | MARVELL TECHNOLOGY INC | $214,000 | +3.4% | 3,529 | 0.0% | 0.01% | 0.0% | |
| JCOM | New | J2 GLOBAL INC | $218,000 | – | 1,589 | +100.0% | 0.01% | – |
| GILD | GILEAD SCIENCES INC | $211,000 | +1.0% | 3,034 | 0.0% | 0.01% | -7.1% | |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $210,000 | -12.9% | 902 | -18.7% | 0.01% | -18.8% |
| WMB | WILLIAMS COS INC | $208,000 | -1.9% | 7,992 | 0.0% | 0.01% | -7.1% | |
| MMM | 3M CO | $222,000 | -11.6% | 1,250 | 0.0% | 0.01% | -18.8% | |
| SE | New | SEA LTDsponsord ads | $212,000 | – | 664 | +100.0% | 0.01% | – |
| IYM | ISHARES TRu.s. bas mtl etf | $218,000 | -5.2% | 1,753 | 0.0% | 0.01% | -13.3% | |
| ARCC | ARES CAPITAL CORP | $213,000 | +2.9% | 10,445 | 0.0% | 0.01% | 0.0% | |
| ITW | ILLINOIS TOOL WKS INC | $214,000 | -7.4% | 1,030 | 0.0% | 0.01% | -13.3% | |
| CMI | CUMMINS INC | $221,000 | -7.5% | 979 | 0.0% | 0.01% | -13.3% | |
| FCX | FREEPORT-MCMORAN INCcl b | $209,000 | -12.9% | 6,423 | 0.0% | 0.01% | -18.8% | |
| PSX | PHILLIPS 66 | $205,000 | -18.7% | 2,941 | 0.0% | 0.01% | -25.0% | |
| TFC | New | TRUIST FINL CORP | $206,000 | – | 3,499 | +100.0% | 0.01% | – |
| APD | AIR PRODS & CHEMS INC | $203,000 | -10.6% | 789 | 0.0% | 0.01% | -20.0% | |
| MICROCHIP TECHNOLOGY INC.note 0.125%11/1 | $181,000 | 0.0% | 160,000 | 0.0% | 0.01% | -8.3% | ||
| CSG SYS INTL INCnote 4.250% 3/1 | $109,000 | -0.9% | 106,000 | 0.0% | 0.01% | 0.0% | ||
| RCLFU | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $99,000 | -1.0% | 10,000 | 0.0% | 0.01% | 0.0% | |
| NICE SYS INCnote 1.250% 1/1 | $85,000 | +14.9% | 25,000 | 0.0% | 0.01% | 0.0% | ||
| Sell | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $53,000 | -41.8% | 32,000 | -52.2% | 0.00% | -50.0% | |
| ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $25,000 | +13.6% | 17,000 | 0.0% | 0.00% | +100.0% | ||
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $37,000 | +2.8% | 11,000 | 0.0% | 0.00% | 0.0% | ||
| CAT | Exit | CATERPILLAR INC | $0 | – | -941 | -100.0% | -0.01% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -551 | -100.0% | -0.01% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -1,780 | -100.0% | -0.01% | – |
| CHX | Exit | CHAMPIONX CORPORATION | $0 | – | -7,977 | -100.0% | -0.01% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -570 | -100.0% | -0.01% | – |
| BLMN | Exit | BLOOMIN BRANDS INC | $0 | – | -7,548 | -100.0% | -0.01% | – |
| STLD | Exit | STEEL DYNAMICS INC | $0 | – | -3,741 | -100.0% | -0.01% | – |
| WDC | Exit | WESTERN DIGITAL CORP. | $0 | – | -3,064 | -100.0% | -0.01% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -715 | -100.0% | -0.01% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -1,475 | -100.0% | -0.01% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -327 | -100.0% | -0.01% | – |
| MCS | Exit | MARCUS CORP DEL | $0 | – | -11,003 | -100.0% | -0.02% | – |
| PUBM | Exit | PUBMATIC INC | $0 | – | -6,416 | -100.0% | -0.02% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG L | $0 | – | -8,565 | -100.0% | -0.02% | – |
| Exit | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $0 | – | -170,000 | -100.0% | -0.02% | – | |
| Exit | WORLD WRESTLING ENTMT INCnote 3.375%12/1 | $0 | – | -118,000 | -100.0% | -0.02% | – | |
| Exit | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $0 | – | -207,000 | -100.0% | -0.02% | – | |
| IFFT | Exit | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $0 | – | -9,030 | -100.0% | -0.03% | – |
| Exit | CREE INCnote 0.875% 9/0 | $0 | – | -336,000 | -100.0% | -0.04% | – | |
| Exit | THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $0 | – | -1,750,000 | -100.0% | -0.11% | – | |
| PAVE | Exit | GLOBAL X FDSus infr dev etf | $0 | – | -67,622 | -100.0% | -0.11% | – |
| Exit | JOYY INCnote 1.375% 6/1 | $0 | – | -1,750,000 | -100.0% | -0.11% | – | |
| Exit | WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $0 | – | -2,297,000 | -100.0% | -0.14% | – | |
| Exit | NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0 | $0 | – | -1,968,000 | -100.0% | -0.20% | – | |
| Exit | INVITAE CORPnote 2.000% 9/0 | $0 | – | -2,807,000 | -100.0% | -0.24% | – | |
| Exit | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $0 | – | -2,150,000 | -100.0% | -0.26% | – | |
| Exit | UNITED STATES STL CORP NEWnote 5.000%11/0 | $0 | – | -2,292,000 | -100.0% | -0.30% | – | |
| Exit | UNDER ARMOUR INCnote 1.500% 6/0 | $0 | – | -2,342,000 | -100.0% | -0.30% | – | |
| Exit | PATRICK INDS INCdbcv 1.000% 2/0 | $0 | – | -4,289,000 | -100.0% | -0.30% | – | |
| Exit | FARFETCH LTDnote 3.750% 5/0 | $0 | – | -1,640,000 | -100.0% | -0.34% | – | |
| Exit | COPA HOLDINGS SAnote 4.500% 4/1 | $0 | – | -3,824,000 | -100.0% | -0.40% | – | |
| Exit | FIREEYE INCnote 0.875% 6/0 | $0 | – | -5,586,000 | -100.0% | -0.41% | – | |
| Exit | CREE INCnote 1.750% 5/0 | $0 | – | -2,935,000 | -100.0% | -0.41% | – | |
| Exit | THE REALREAL INCnote 3.000% 6/1 | $0 | – | -4,725,000 | -100.0% | -0.42% | – | |
| Exit | GUESS INCnote 2.000% 4/1 | $0 | – | -5,462,000 | -100.0% | -0.44% | – | |
| Exit | TELADOC HEALTH INCnote 1.250% 6/0 | $0 | – | -8,146,000 | -100.0% | -0.59% | – | |
| Exit | SYNAPTICS INCnote 0.500% 6/1 | $0 | – | -4,343,000 | -100.0% | -0.59% | – | |
| Exit | RINGCENTRAL INCnote 3/0 | $0 | – | -8,389,000 | -100.0% | -0.60% | – | |
| Exit | PRICELINE GRP INCnote 0.900% 9/1 | $0 | – | -9,227,000 | -100.0% | -0.65% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.