$135 Million is the total value of DOLIVER ADVISORS, LP's 195 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 62.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HQH | New | H&Q HEALTHCARE INVESTORSsh ben int | $3,159,000 | – | 114,467 | +100.0% | 2.35% | – |
| CHI | Buy | CALAMOS CONV OPPORTUNITIES & INCM FDsh ben int | $3,087,000 | +609.7% | 312,095 | +775.6% | 2.29% | +691.0% |
| EXG | New | EATON VANCE TAX MNGD GBL DVeaton vance tax mngd gbl dv | $3,041,000 | – | 366,443 | +100.0% | 2.26% | – |
| CHY | Buy | CALAMOS CONV & HIGH INCOME F | $2,987,000 | +228.6% | 274,823 | +301.6% | 2.22% | +265.6% |
| NCV | Buy | AALIANC GI CONV & INCOME FD | $2,963,000 | +185.5% | 508,257 | +297.7% | 2.20% | +217.7% |
| New | ALLIANZ GI CONV & INCOME FD II | $2,962,000 | – | 560,973 | +100.0% | 2.20% | – | |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $2,949,000 | +438.1% | 409,575 | +496.5% | 2.19% | +498.6% |
| AVK | Buy | ADVENT CLAY CONV SEC INC FD | $2,932,000 | +581.9% | 222,646 | +743.9% | 2.18% | +659.2% |
| New | APOLLO SR FLOATING RATE FD I | $2,717,000 | – | 173,269 | +100.0% | 2.02% | – | |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $2,580,000 | +737.7% | 241,151 | +844.5% | 1.92% | +830.6% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $2,572,000 | +670.1% | 276,815 | +808.5% | 1.91% | +757.0% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $2,489,000 | +176.2% | 408,648 | +218.9% | 1.85% | +207.7% |
| THQ | New | TEKLA HEALTHCARE OPPORTUNIT | $2,467,000 | – | 151,340 | +100.0% | 1.83% | – |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $2,122,000 | -23.8% | 167,328 | -19.1% | 1.58% | -15.2% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $2,039,000 | -16.1% | 453,127 | -7.5% | 1.52% | -6.6% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $1,923,000 | +130.9% | 181,964 | +153.6% | 1.43% | +157.0% |
| GAM | Sell | GENERAL AMERN INVS INC | $1,838,000 | -14.6% | 59,331 | -4.0% | 1.37% | -4.9% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $1,772,000 | +515.3% | 92,941 | +577.4% | 1.32% | +585.9% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $1,771,000 | +273.6% | 100,867 | +343.2% | 1.32% | +316.5% |
| BGH | Buy | BABSON CAP GLB SHT DURHGH YL | $1,714,000 | +61.4% | 98,837 | +85.7% | 1.27% | +79.7% |
| CHW | Buy | CALAMOS GBL DYN INCOME FUND | $1,547,000 | +714.2% | 222,293 | +895.4% | 1.15% | +804.7% |
| BGY | New | BLACKROCK INTL GRWTH & INC T | $1,541,000 | – | 253,903 | +100.0% | 1.14% | – |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $1,459,000 | +378.4% | 197,655 | +416.4% | 1.08% | +431.4% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $1,345,000 | +16.2% | 171,110 | +10.0% | 1.00% | +29.4% |
| JRI | Buy | NUVEEN REAL ASSET INC & GROW | $1,297,000 | +190.2% | 88,282 | +241.4% | 0.96% | +223.5% |
| TEI | Buy | TEMPLETON EMERGING MARKETS INCOME FD | $1,290,000 | +308.2% | 133,138 | +351.0% | 0.96% | +354.5% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $1,274,000 | +25.9% | 109,754 | +54.3% | 0.95% | +40.3% |
| AWP | Buy | ALPINE GLOBAL PREMIER PROPERTIES FD | $1,263,000 | +74.9% | 226,268 | +102.7% | 0.94% | +94.6% |
| CTF | NUVEEN LG/SHT COMMODITY TOTR | $1,193,000 | -2.6% | 74,541 | 0.0% | 0.89% | +8.3% | |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $1,192,000 | +2.2% | 173,262 | +28.5% | 0.89% | +13.9% |
| IFN | Buy | INDIA FD INC | $1,180,000 | +243.0% | 48,437 | +273.1% | 0.88% | +281.3% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $1,179,000 | +10.1% | 82,971 | +21.0% | 0.88% | +22.5% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $1,163,000 | – | 67,256 | +100.0% | 0.86% | – |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $1,132,000 | -16.6% | 99,765 | -6.9% | 0.84% | -7.2% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $1,112,000 | +169.2% | 116,351 | +202.1% | 0.83% | +199.3% |
| PHK | New | PIMCO HIGH INCOME FD | $1,110,000 | – | 149,009 | +100.0% | 0.82% | – |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $1,103,000 | +7.5% | 82,811 | +20.8% | 0.82% | +19.7% |
| INF | Sell | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FD | $1,104,000 | -47.9% | 88,128 | -31.2% | 0.82% | -42.1% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVID FD | $1,094,000 | -46.0% | 145,904 | -37.8% | 0.81% | -39.9% |
| HQL | New | H&Q LIFE SCIENCES INVESTORSsh ben int | $1,091,000 | – | 48,463 | +100.0% | 0.81% | – |
| MXE | New | MEXICO EQUITY & INCOME FD | $961,000 | – | 55,167 | +100.0% | 0.71% | – |
| RVT | Sell | ROYCE VALUE TR INC | $954,000 | -22.0% | 82,917 | -6.5% | 0.71% | -13.1% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $946,000 | -41.9% | 65,485 | -39.1% | 0.70% | -35.3% |
| PDT | New | HANCOCK JOHN PREMUIM DIV FD | $910,000 | – | 72,441 | +100.0% | 0.68% | – |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $890,000 | +51.4% | 61,689 | +75.3% | 0.66% | +68.6% |
| RIT | Buy | LMP REAL ESTATE INCOME FD IN | $882,000 | +5.4% | 71,849 | +0.4% | 0.66% | +17.2% |
| VVR | Buy | INVESCO SENIOR INCOME TRUST | $858,000 | +621.0% | 205,340 | +670.6% | 0.64% | +707.6% |
| DHG | Sell | DWS HIGH INCOME OPPORT FD INsh ben int | $848,000 | -12.4% | 64,480 | -2.7% | 0.63% | -2.5% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $845,000 | +14.5% | 59,982 | +27.1% | 0.63% | +27.4% |
| HIE | New | MILLER HOWARD HIGH INC EQTY | $837,000 | – | 69,378 | +100.0% | 0.62% | – |
| EDF | Sell | STONE HBR EMERG MRKTS INC FD | $827,000 | -24.2% | 69,380 | -4.4% | 0.61% | -15.7% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $786,000 | +118.3% | 61,159 | +141.2% | 0.58% | +143.3% |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $785,000 | +45.6% | 75,517 | +56.7% | 0.58% | +61.9% |
| EOD | Buy | WELLS FARGO ADV GLOBAL DIV OPPORTUNITY FD | $783,000 | +210.7% | 132,452 | +263.1% | 0.58% | +246.4% |
| EAD | Buy | WELLS FARGO ADVANTAGE INCOME | $743,000 | +12.7% | 98,090 | +23.2% | 0.55% | +25.5% |
| PFN | Buy | PIMCO INCOME STRATEGY FD II | $732,000 | +37.3% | 82,751 | +52.7% | 0.54% | +52.8% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $719,000 | +64.2% | 141,536 | +85.8% | 0.53% | +82.9% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $703,000 | +127.5% | 53,545 | +154.3% | 0.52% | +153.4% |
| BST | New | BLACKROCK SCIENCE & TECH TR | $702,000 | – | 44,285 | +100.0% | 0.52% | – |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $701,000 | -2.6% | 55,351 | +13.7% | 0.52% | +8.3% |
| EXD | Sell | EATON VANCE TAX-ADV BD & OPT | $700,000 | -34.6% | 57,328 | -30.9% | 0.52% | -27.3% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $689,000 | +48.5% | 206,434 | +61.1% | 0.51% | +65.2% |
| PCI | New | NUVEEN TX ADV TOTAL RET STRG | $687,000 | – | 37,617 | +100.0% | 0.51% | – |
| NNJ | New | NUVEEN N C PREM INCOME MUN F | $667,000 | – | 52,330 | +100.0% | 0.50% | – |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $660,000 | – | 53,814 | +100.0% | 0.49% | – |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $647,000 | +43.1% | 72,128 | +65.0% | 0.48% | +59.3% |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $645,000 | – | 60,351 | +100.0% | 0.48% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $635,000 | – | 61,800 | +100.0% | 0.47% | – |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $633,000 | -55.7% | 89,138 | -43.1% | 0.47% | -50.7% |
| EOI | Buy | EATON VANCE ENHANCED EQ INC | $632,000 | +126.5% | 53,131 | +150.3% | 0.47% | +152.7% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $603,000 | – | 83,693 | +100.0% | 0.45% | – |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $598,000 | -1.3% | 56,663 | +5.3% | 0.44% | +9.9% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $566,000 | -47.6% | 32,949 | -41.1% | 0.42% | -41.6% |
| CFD | Sell | NUVEEN DIVERSIFIED COMMODTY | $566,000 | -15.6% | 54,865 | -2.7% | 0.42% | -6.0% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD 2 | $544,000 | -56.9% | 62,176 | -58.3% | 0.40% | -52.0% |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $542,000 | – | 38,798 | +100.0% | 0.40% | – |
| DHY | Buy | CREDIT SUISSE HIGH YLD BND Fsh ben int | $533,000 | +55.4% | 234,937 | +76.6% | 0.40% | +72.9% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $533,000 | -45.0% | 68,775 | -39.9% | 0.40% | -38.8% |
| VPV | Sell | INVESCO PA VALUE MUN INCOME | $533,000 | -72.9% | 43,457 | -73.2% | 0.40% | -69.8% |
| BGX | Buy | BLACKSTONE GSO LONG-SHORT CREDIT INCOME FD | $527,000 | +34.4% | 37,017 | +46.2% | 0.39% | +49.6% |
| NXJ | Sell | NUVEEN NJ DIV ADVANTAGE MUN | $524,000 | -44.8% | 40,864 | -44.7% | 0.39% | -38.6% |
| ADX | Buy | ADAMS EXPRESS CO | $522,000 | +91.9% | 40,950 | +110.5% | 0.39% | +113.2% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $517,000 | -76.2% | 35,250 | -74.9% | 0.38% | -73.5% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $513,000 | +77.5% | 26,612 | +115.2% | 0.38% | +97.4% |
| PPR | Buy | ING PRIME RATE TRUST | $509,000 | +21.2% | 100,590 | +25.7% | 0.38% | +35.0% |
| JGV | Buy | NUVEEN GBL VL OPPORTUNITIES | $501,000 | +169.4% | 49,144 | +230.2% | 0.37% | +200.0% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FD | $469,000 | -28.2% | 58,723 | -22.5% | 0.35% | -20.2% |
| DPG | Sell | DUFF & PHELPS GLOBAL UTILITY INCOME FD | $469,000 | -27.7% | 30,987 | -15.3% | 0.35% | -19.6% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $464,000 | +82.0% | 32,479 | +100.0% | 0.34% | +102.9% |
| PCN | Sell | PIMCO CORPORATE & INCOME STRATEGY FD | $463,000 | -69.5% | 35,203 | -67.1% | 0.34% | -66.1% |
| GLV | New | CLOUGH GLOBAL ALLOCATION FUN | $458,000 | – | 35,005 | +100.0% | 0.34% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $451,000 | – | 36,293 | +100.0% | 0.34% | – |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $450,000 | -70.2% | 97,708 | -69.3% | 0.33% | -66.9% |
| FAM | Sell | FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD | $446,000 | -56.0% | 46,063 | -50.4% | 0.33% | -51.0% |
| BCV | Sell | BANCROFT FUND LTD | $443,000 | -25.4% | 23,710 | -15.4% | 0.33% | -16.9% |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $437,000 | -31.6% | 19,745 | -28.9% | 0.32% | -23.9% |
| BTO | New | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $434,000 | – | 17,158 | +100.0% | 0.32% | – |
| IGD | Buy | ING GLOBAL EQTY DIV & PREM O | $426,000 | +11.8% | 61,292 | +31.5% | 0.32% | +24.8% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $423,000 | +42.4% | 78,243 | +68.8% | 0.31% | +58.6% |
| Sell | WESTERN ASSET HIGH INCOME OPPORTUNITY FD | $418,000 | -18.5% | 89,085 | -10.5% | 0.31% | -9.1% | |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $412,000 | – | 20,679 | +100.0% | 0.31% | – |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $389,000 | -0.3% | 24,546 | +7.8% | 0.29% | +11.2% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $383,000 | +6.4% | 45,926 | +15.0% | 0.28% | +18.8% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $377,000 | -50.7% | 32,989 | -44.1% | 0.28% | -45.1% |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $367,000 | -53.3% | 46,461 | -53.3% | 0.27% | -48.0% |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $355,000 | +91.9% | 34,312 | +112.6% | 0.26% | +114.6% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV &sh ben int | $341,000 | +29.2% | 36,786 | +50.7% | 0.25% | +43.8% |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $339,000 | +6.3% | 46,561 | +19.0% | 0.25% | +18.3% |
| NFJ | Sell | AALLIANZ GI DIV INTEREST & PREMIUM STRATEGY FD | $336,000 | -76.0% | 26,258 | -71.6% | 0.25% | -73.2% |
| MSP | Sell | MADISON STRTG SECTOR PREM FD | $335,000 | -16.5% | 31,427 | -8.3% | 0.25% | -7.1% |
| BME | New | BLACKROCK HEALTH SCIENCES TR | $334,000 | – | 8,888 | +100.0% | 0.25% | – |
| GHI | Buy | GLOBAL HIGH INCOME FUND INC | $331,000 | +54.0% | 42,832 | +69.2% | 0.25% | +70.8% |
| SCD | Sell | LMP CAP & INCOME FD INC | $330,000 | -58.6% | 27,106 | -48.8% | 0.24% | -54.0% |
| ETG | Sell | EATON VANCE TX ADV GLBL DIV | $328,000 | -45.8% | 22,140 | -38.2% | 0.24% | -39.6% |
| MCN | Buy | MADISON COVERED CALL & EQUITY STRATEGY FD | $327,000 | +177.1% | 46,184 | +213.1% | 0.24% | +207.6% |
| NSL | New | NUVEEN SENIOR INCOME FD | $327,000 | – | 55,388 | +100.0% | 0.24% | – |
| RMRM | Sell | RMR REAL ESTATE INCOME FUND | $324,000 | -74.9% | 17,932 | -74.2% | 0.24% | -72.0% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $323,000 | – | 26,740 | +100.0% | 0.24% | – |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $321,000 | +26.4% | 32,692 | +39.6% | 0.24% | +40.6% |
| IIF | Buy | MORGAN STANLEY INDIA INVS FD | $319,000 | +49.8% | 12,108 | +56.2% | 0.24% | +66.9% |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $315,000 | +69.4% | 111,133 | +91.4% | 0.23% | +88.7% |
| DNIF | Buy | DIVIDEND & INCOME FUND | $309,000 | +10.4% | 28,461 | +43.7% | 0.23% | +23.0% |
| EDI | Buy | STONE HBR EMERG MKTS TL INC | $309,000 | +20.7% | 27,240 | +49.4% | 0.23% | +34.5% |
| ETJ | Buy | EATON VANCE RISK MNGD DIV EQ | $305,000 | +83.7% | 31,738 | +106.7% | 0.23% | +104.5% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $301,000 | +71.0% | 36,680 | +89.1% | 0.22% | +91.5% |
| AGD | Buy | ALPINE GLOBAL DYNAMIC DIVIDEND FUND | $297,000 | +172.5% | 34,769 | +215.6% | 0.22% | +202.7% |
| EMI | Sell | EATON VANCE MI MUNI INCOME Tsh ben int | $293,000 | -5.8% | 23,476 | -6.7% | 0.22% | +4.8% |
| HNW | Buy | PIONEER DIVERSIFIES HIGH INCOME TRUST | $291,000 | 0.0% | 19,728 | +10.8% | 0.22% | +11.3% |
| NTC | Sell | NUVEEN CONN PREM INCOME MUN | $287,000 | -21.6% | 23,305 | -20.4% | 0.21% | -12.7% |
| IAE | New | VOYA ASIA PAC DIVID EQUITY I | $287,000 | – | 33,560 | +100.0% | 0.21% | – |
| ECF | Sell | ELLSWORTH FD LTD | $284,000 | -27.6% | 36,274 | -18.4% | 0.21% | -19.5% |
| FMO | Sell | FIDUCIARY/CLAYMORE MLP OPPORTUNITY FD | $281,000 | -37.4% | 17,983 | -11.0% | 0.21% | -30.3% |
| NRK | Buy | NUVEEN INSURED N Y TAX FREE ADV MUNIC FD | $276,000 | +12.7% | 21,944 | +12.4% | 0.20% | +25.0% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $275,000 | +26.1% | 20,751 | +32.0% | 0.20% | +39.7% |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $272,000 | -17.8% | 24,957 | -12.1% | 0.20% | -8.6% |
| TY | Sell | TRI CONTL CORP | $271,000 | -77.3% | 13,922 | -75.3% | 0.20% | -74.8% |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD I | $271,000 | +76.0% | 21,607 | +115.9% | 0.20% | +95.1% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $260,000 | – | 13,277 | +100.0% | 0.19% | – |
| NMY | Sell | NUVEEN MD PREM INCOME MUN FD | $260,000 | -60.1% | 19,303 | -62.5% | 0.19% | -55.6% |
| NMZ | New | NUVEEN MD PREM INCOME MUN FD | $258,000 | – | 20,909 | +100.0% | 0.19% | – |
| GOF | Sell | GUGGENHEIM STRATEGIC OPPORTUNITIES FD | $259,000 | -68.1% | 14,482 | -64.5% | 0.19% | -64.6% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $257,000 | +131.5% | 67,881 | +171.4% | 0.19% | +158.1% |
| MIY | Buy | BLACKROCK MUNIYLD MICH QLTY | $253,000 | +14.0% | 19,200 | +15.0% | 0.19% | +27.0% |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FD | $252,000 | – | 16,542 | +100.0% | 0.19% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $252,000 | – | 16,061 | +100.0% | 0.19% | – |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $252,000 | +12.5% | 27,690 | +44.3% | 0.19% | +24.7% |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $245,000 | – | 21,740 | +100.0% | 0.18% | – |
| MHY | Buy | WESTERN ASSET MGD HI INCM FD | $245,000 | -3.9% | 54,774 | +6.1% | 0.18% | +7.1% |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $245,000 | – | 18,190 | +100.0% | 0.18% | – |
| ZF | Buy | ZWEIG FD | $234,000 | -6.0% | 18,235 | +7.6% | 0.17% | +4.8% |
| TLI | New | LMP CORPORATE LN FD INC | $234,000 | – | 22,747 | +100.0% | 0.17% | – |
| GEQ | Sell | GUGGENHEIM EQ WEIGHT ENHANC | $222,000 | -32.5% | 13,478 | -24.5% | 0.16% | -25.0% |
| GDF | Buy | WESTERN ASSET GLB PTNRS INCO | $214,000 | +43.6% | 26,774 | +64.5% | 0.16% | +60.6% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $210,000 | -63.5% | 15,633 | -63.2% | 0.16% | -59.4% |
| IRR | Sell | ING RISK MANAGED NAT RES FD | $204,000 | -67.4% | 33,911 | -57.8% | 0.15% | -63.6% |
| JTD | New | NUVEEN TAX ADVANTAGED DIV GR | $204,000 | – | 15,082 | +100.0% | 0.15% | – |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $205,000 | – | 26,646 | +100.0% | 0.15% | – |
| JMM | Sell | NUVEEN MULTI MKT INCOME FD | $204,000 | -7.3% | 29,369 | -3.8% | 0.15% | +3.4% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $205,000 | -59.5% | 14,610 | -55.5% | 0.15% | -55.0% |
| KMM | Sell | DWS MULTI MKT INCOME TR | $197,000 | -52.8% | 26,633 | -48.2% | 0.15% | -47.5% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $195,000 | -9.3% | 19,421 | -7.9% | 0.14% | +0.7% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $189,000 | +50.0% | 31,984 | +64.2% | 0.14% | +66.7% |
| HYF | Sell | MANAGED HIGH YIELD PLUS FD I | $187,000 | -12.2% | 116,215 | -2.2% | 0.14% | -2.1% |
| MFM | Buy | MFS MUNIC INCOME TRUSTsh ben int | $186,000 | +118.8% | 29,161 | +41.8% | 0.14% | +142.1% |
| PHT | Sell | PIONEER HIGH INCOME TR | $184,000 | -90.9% | 17,879 | -89.7% | 0.14% | -89.8% |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $181,000 | -74.8% | 27,996 | -70.6% | 0.13% | -72.0% |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $174,000 | -42.4% | 10,823 | -35.0% | 0.13% | -36.1% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $172,000 | -72.6% | 22,159 | -67.4% | 0.13% | -69.5% |
| TWN | TAIWAN FD INC | $172,000 | -18.9% | 11,890 | 0.0% | 0.13% | -9.9% | |
| GDL | Sell | GDL FUND | $171,000 | -71.6% | 17,423 | -70.5% | 0.13% | -68.4% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $164,000 | -51.9% | 12,412 | -49.9% | 0.12% | -46.5% |
| IRL | Sell | NEW IRELAND FUND INC | $162,000 | -30.8% | 12,029 | -29.2% | 0.12% | -23.1% |
| LBF | Buy | DWS GLOBAL HIGH INCOME FD | $160,000 | -1.8% | 21,169 | +5.9% | 0.12% | +9.2% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $160,000 | -52.1% | 17,777 | -51.3% | 0.12% | -46.6% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $155,000 | -55.6% | 15,214 | -48.7% | 0.12% | -50.6% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $147,000 | -58.8% | 26,278 | -55.3% | 0.11% | -54.2% |
| MUS | New | BLACROCK MUNIHOLDNGS QLTY I | $144,000 | – | 11,131 | +100.0% | 0.11% | – |
| EFR | Sell | EATON VANCE SR FLTG RTE TR | $142,000 | -45.2% | 10,739 | -43.1% | 0.11% | -38.7% |
| VFL | Sell | DELAWARE INVT NAT MUNI INC Fsh ben int | $140,000 | -58.6% | 10,941 | -59.1% | 0.10% | -54.0% |
| RGT | Sell | ROYCE GLOBAL VALUE TRUST | $138,000 | -38.1% | 19,695 | -26.6% | 0.10% | -30.9% |
| DDF | New | DELAWARE INVTS DIV & INCOME | $134,000 | – | 16,039 | +100.0% | 0.10% | – |
| EVP | Sell | EATON VANCE PA MUNI INCOME Tsh ben int | $131,000 | -31.8% | 11,000 | -34.0% | 0.10% | -24.2% |
| INB | New | COHEN & STEERS GLOBAL INCOME BUILDER | $122,000 | – | 12,864 | +100.0% | 0.09% | – |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $118,000 | – | 11,270 | +100.0% | 0.09% | – |
| IID | New | VOYA INTL HIGH DIVID EQTY IN | $115,000 | – | 18,167 | +100.0% | 0.08% | – |
| FUND | Buy | ROYCE FOCUS TR | $111,000 | +11.0% | 18,854 | +33.0% | 0.08% | +22.4% |
| KST | Sell | DWS STRATEGIC INCOME TR | $107,000 | -34.8% | 10,374 | -29.8% | 0.08% | -26.6% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $104,000 | -68.5% | 20,889 | -58.8% | 0.08% | -65.0% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $95,000 | -68.9% | 16,256 | -66.9% | 0.07% | -65.2% |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $96,000 | +209.7% | 42,142 | +266.9% | 0.07% | +238.1% |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $94,000 | – | 16,163 | +100.0% | 0.07% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $85,000 | – | 10,231 | +100.0% | 0.06% | – |
| MFV | New | MFS SPL VALUE TRsh ben int | $62,000 | – | 11,917 | +100.0% | 0.05% | – |
| DHF | Sell | DELAWARE INVTS GLOBAL DIV & INCOME FD | $49,000 | -89.2% | 16,006 | -88.2% | 0.04% | -88.1% |
| FGB | Exit | FIRST TRUST/GALLATIN SPECIALTY FINANCE & FIN OPP FD | $0 | – | -10,248 | -100.0% | -0.04% | – |
| MGF | Exit | MFS GOVT MKTS INCOME TRsh ben int | $0 | – | -12,247 | -100.0% | -0.04% | – |
| MHF | Exit | WESTERN ASSET MUNIC HIGH INCOME FD | $0 | – | -12,356 | -100.0% | -0.06% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -12,501 | -100.0% | -0.07% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -26,123 | -100.0% | -0.08% | – |
| PHD | Exit | PIONEER FLOATING RATE TRUST | $0 | – | -10,699 | -100.0% | -0.08% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -19,115 | -100.0% | -0.08% | – |
| DMF | Exit | DREYFUS MUNIC INCOME | $0 | – | -14,954 | -100.0% | -0.09% | – |
| KHI | Exit | NOT REQ"D TO REPORT NOT ON SEC LIST | $0 | – | -15,552 | -100.0% | -0.09% | – |
| PCM | Exit | PCM FUND INC | $0 | – | -13,424 | -100.0% | -0.09% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -11,036 | -100.0% | -0.09% | – |
| MNE | Exit | BLACKROCK MUNI N Y INTER DUR | $0 | – | -10,087 | -100.0% | -0.10% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -11,966 | -100.0% | -0.10% | – |
| FDI | Exit | FORT DEARBORN INCOME SECS IN | $0 | – | -10,564 | -100.0% | -0.10% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -10,787 | -100.0% | -0.10% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -13,772 | -100.0% | -0.10% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -11,208 | -100.0% | -0.10% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -15,441 | -100.0% | -0.10% | – |
| KTF | Exit | DEUTSCHE MUN INCOME | $0 | – | -12,071 | -100.0% | -0.10% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -11,848 | -100.0% | -0.10% | – |
| NXP | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -11,627 | -100.0% | -0.10% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -21,234 | -100.0% | -0.11% | – |
| NUM | Exit | NUVEEN MICH QUALITY INCOME M | $0 | – | -12,400 | -100.0% | -0.11% | – |
| MYM | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -13,214 | -100.0% | -0.11% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME | $0 | – | -19,471 | -100.0% | -0.11% | – |
| CMK | Exit | MFS INTERMARKET INCOME TRUSTsh ben int | $0 | – | -19,872 | -100.0% | -0.11% | – |
| PCQ | Exit | PIMCO CALIF MUNIC INCOME FD | $0 | – | -11,871 | -100.0% | -0.11% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -14,044 | -100.0% | -0.11% | – |
| NUO | Exit | NUVEEN OHIO QUALITY INCOME M | $0 | – | -12,699 | -100.0% | -0.12% | – |
| FAV | Exit | FIRST TR ACTIVE DIVID INCOME | $0 | – | -21,994 | -100.0% | -0.12% | – |
| NZF | Exit | NUVEEN DIV ADV MUNI FD 3 | $0 | – | -14,001 | -100.0% | -0.12% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALIF FD | $0 | – | -12,598 | -100.0% | -0.13% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -14,504 | -100.0% | -0.13% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALsh ben int | $0 | – | -17,943 | -100.0% | -0.13% | – |
| NXZ | Exit | NUVEEN DIV ADVANTAGE MUN FD | $0 | – | -14,621 | -100.0% | -0.13% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -13,924 | -100.0% | -0.14% | – |
| CAF | Exit | MS CHINA A SHARE FD | $0 | – | -6,000 | -100.0% | -0.14% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -15,600 | -100.0% | -0.14% | – |
| JHP | Exit | NUVEEN QUALITY PFD INC FD 3 | $0 | – | -25,261 | -100.0% | -0.14% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY FD IN | $0 | – | -15,618 | -100.0% | -0.14% | – |
| TTF | Exit | THAI FD INC | $0 | – | -26,093 | -100.0% | -0.14% | – |
| NVG | Exit | NUVEEN DIVID ADVANTAGE MUN I | $0 | – | -15,910 | -100.0% | -0.14% | – |
| PIM | Exit | PUTNAM MASTER INTERMEDIATE INCOME TRUSTsh ben int | $0 | – | -45,779 | -100.0% | -0.14% | – |
| NJV | Exit | NUVEEN NEW JERSEY MUN VALUE | $0 | – | -16,107 | -100.0% | -0.15% | – |
| MVT | Exit | BLACKROCK MUNIVEST FD II | $0 | – | -15,031 | -100.0% | -0.15% | – |
| HPF | Exit | JOHN HANCOCK PREFERRED INCOME FD I | $0 | – | -11,825 | -100.0% | -0.15% | – |
| SWZ | Exit | SWISS HELVETIA FD | $0 | – | -19,982 | -100.0% | -0.16% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -18,176 | -100.0% | -0.16% | – |
| NKX | Exit | NUVEEN CAL AMT-FREE MUN INC | $0 | – | -16,811 | -100.0% | -0.16% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTIC CR | $0 | – | -10,550 | -100.0% | -0.16% | – |
| MMV | Exit | EATON VANCE MA MUNI INCOME Tsh ben int | $0 | – | -18,528 | -100.0% | -0.16% | – |
| STK | Exit | COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FD | $0 | – | -13,430 | -100.0% | -0.17% | – |
| NCZ | Exit | ALLIANZ GI CONV & INCOME FD II | $0 | – | -33,774 | -100.0% | -0.17% | – |
| OIA | Exit | INVESCO MUNIC INCOME OPPORTUNITIES TRUST | $0 | – | -38,427 | -100.0% | -0.17% | – |
| ERH | Exit | WELLS FARGO ADV UTILITIES & HIGH INCOME FD | $0 | – | -22,740 | -100.0% | -0.17% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -18,721 | -100.0% | -0.17% | – |
| NMO | Exit | NUVEEN MUN MKT OPPORTUNITY F | $0 | – | -20,284 | -100.0% | -0.18% | – |
| ETV | Exit | EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIE FD | $0 | – | -18,229 | -100.0% | -0.18% | – |
| MPA | Exit | BLACKROCK MUNIYIELD PA QLTY | $0 | – | -20,251 | -100.0% | -0.18% | – |
| SGL | Exit | STRATEGIC GLOBAL INCOME FD | $0 | – | -33,315 | -100.0% | -0.18% | – |
| EVM | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -24,566 | -100.0% | -0.18% | – |
| GCH | Exit | ABERDEEN GTR CHINA FD INC COM | $0 | – | -28,096 | -100.0% | -0.19% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -23,194 | -100.0% | -0.20% | – |
| BGT | Exit | BLACKROCK GLOBAL FLOATING RATE INCOME T | $0 | – | -23,916 | -100.0% | -0.21% | – |
| JHI | Exit | HANCOCK JOHN INVS TR | $0 | – | -19,388 | -100.0% | -0.21% | – |
| NZH | Exit | NUVEEN CA DIV ADV MUNI FD 3 | $0 | – | -25,418 | -100.0% | -0.22% | – |
| MAV | Exit | PIONEER MUNIC HIGH INCOME ADV TRUST | $0 | – | -26,610 | -100.0% | -0.22% | – |
| FHY | Exit | FIRST TR STRATEGIC HIGH INC | $0 | – | -25,336 | -100.0% | -0.22% | – |
| NPP | Exit | NUVEEN PERFORMANCE PLUS MUN | $0 | – | -24,077 | -100.0% | -0.23% | – |
| GBAB | Exit | GUGGENHEIM BLD AMR BDS MANG | $0 | – | -16,538 | -100.0% | -0.23% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -24,336 | -100.0% | -0.24% | – |
| ICB | Exit | MORGAN STANLEY TRUSTS | $0 | – | -20,736 | -100.0% | -0.24% | – |
| CEM | Exit | MFS CALIF MUN FD | $0 | – | -15,977 | -100.0% | -0.25% | – |
| PML | Exit | PIMCO MUNIC INCOME FD II | $0 | – | -33,019 | -100.0% | -0.25% | – |
| FRA | Exit | BLACKROCK FLOATING RATE INCOME STRATEGIES FD | $0 | – | -28,047 | -100.0% | -0.25% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -29,767 | -100.0% | -0.26% | – |
| AYN | Exit | ALLIANCE NEW YORK MUN INC FD | $0 | – | -27,815 | -100.0% | -0.26% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -28,269 | -100.0% | -0.27% | – |
| HTY | Exit | HANCOCK JOHN INV TRUSTtax adv glb sh | $0 | – | -40,401 | -100.0% | -0.27% | – |
| CEE | Exit | CENTRAL EUROPE, RUSSIA & TURKEY FD | $0 | – | -19,939 | -100.0% | -0.28% | – |
| BOE | Exit | BLACKROCK GLOBAL OPP EQTY TR | $0 | – | -33,274 | -100.0% | -0.31% | – |
| NVX | Exit | NUVEEN CA DIV ADVANTG MUN FD | $0 | – | -34,181 | -100.0% | -0.31% | – |
| BFK | Exit | BLACKROCK MUNICIPAL INCOME Tbric etf | $0 | – | -36,352 | -100.0% | -0.33% | – |
| NQU | Exit | NUVEEN QUALITY INCOME MUN FD | $0 | – | -36,704 | -100.0% | -0.33% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD | $0 | – | -41,297 | -100.0% | -0.33% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD IN | $0 | – | -29,069 | -100.0% | -0.34% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -47,288 | -100.0% | -0.34% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FUN | $0 | – | -32,874 | -100.0% | -0.35% | – |
| MUC | Exit | BLACKROCK MUNIHOLDINGS CALI QL | $0 | – | -38,798 | -100.0% | -0.36% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -24,857 | -100.0% | -0.37% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -33,970 | -100.0% | -0.38% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QUALITY FD | $0 | – | -39,873 | -100.0% | -0.39% | – |
| MMD | Exit | MAINSTAY DEFINEDTERM MN OPP | $0 | – | -34,542 | -100.0% | -0.40% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME FD | $0 | – | -69,276 | -100.0% | -0.40% | – |
| NQP | Exit | NUVEEN PA INVT QUALITY MUN F | $0 | – | -45,795 | -100.0% | -0.40% | – |
| VCV | Exit | INVESCO CALIF VALUE MUNIC INCOME TRUST | $0 | – | -49,003 | -100.0% | -0.40% | – |
| MIN | Exit | MFS INTERMEDIATE INCOME TRUSTsh ben int | $0 | – | -130,992 | -100.0% | -0.40% | – |
| RQI | Exit | COHEN & STEERS QUALITY REALTY | $0 | – | -57,759 | -100.0% | -0.41% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -56,969 | -100.0% | -0.41% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -44,231 | -100.0% | -0.42% | – |
| PSF | Exit | COHEN & STEERS SLT PFD INCM | $0 | – | -27,084 | -100.0% | -0.44% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN F | $0 | – | -49,193 | -100.0% | -0.45% | – |
| PEO | Exit | PETROLEUM & RES CORP | $0 | – | -30,690 | -100.0% | -0.46% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME FD | $0 | – | -68,695 | -100.0% | -0.49% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLCTN INC TR | $0 | – | -58,590 | -100.0% | -0.50% | – |
| NNC | Exit | NUVEEN N C PREM INCOME MUN F | $0 | – | -58,598 | -100.0% | -0.50% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -37,587 | -100.0% | -0.50% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -58,634 | -100.0% | -0.52% | – |
| BUI | Exit | BLACKROCK UTIL & INFRASTRCTU | $0 | – | -44,089 | -100.0% | -0.53% | – |
| NBB | Exit | NUVEEN BUILD AMERICA COND FD | $0 | – | -41,759 | -100.0% | -0.54% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -49,994 | -100.0% | -0.60% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -79,262 | -100.0% | -0.67% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -62,824 | -100.0% | -0.69% | – |
| FIF | Exit | FIRST TRUST ENERGY INFRASTRUCTURE FD | $0 | – | -50,303 | -100.0% | -0.69% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TR FD | $0 | – | -59,577 | -100.0% | -0.73% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -45,562 | -100.0% | -0.74% | – |
| NAC | Exit | NUVEEN CA DIVIDEND ADV MUN F | $0 | – | -97,420 | -100.0% | -0.94% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPPORTUNITY FD | $0 | – | -98,295 | -100.0% | -0.95% | – |
| BHK | Exit | BLACKROCK CORE BOND T | $0 | – | -117,528 | -100.0% | -0.99% | – |
| TDF | Exit | TEMPLETON DRAGON FD INC | $0 | – | -62,163 | -100.0% | -1.03% | – |
| MHI | Exit | PIONEER MUN HIGH INCOME TR | $0 | – | -136,609 | -100.0% | -1.10% | – |
| EMO | Exit | EATON VANCE NEW YORK MUN BD | $0 | – | -93,003 | -100.0% | -1.16% | – |
| BBN | Exit | BLACKROCK BUILD AMERICA BOND TRUST | $0 | – | -90,464 | -100.0% | -1.20% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -61,747 | -100.0% | -1.20% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -186,834 | -100.0% | -1.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BlackRock Resources & Commodit | 33 | Q4 2021 | 2.1% |
| CBRE GBL REAL ESTATE INC FD | 32 | Q2 2023 | 1.7% |
| GAMCO Global Gold Natural Reso | 29 | Q1 2023 | 2.2% |
| Royce Micro-Cap Trust Inc | 29 | Q3 2020 | 0.9% |
| ADAMS EXPRESS CO | 28 | Q3 2021 | 2.0% |
| BLACKROCK INTL GRWTH & INC T | 28 | Q2 2022 | 2.1% |
| EXXON MOBIL CORP | 27 | Q4 2023 | 46.5% |
| PHILIP MORRIS INTL INC | 27 | Q4 2023 | 1.7% |
| ALTRIA GROUP INC | 27 | Q4 2023 | 1.6% |
| SUPERCOM LTD NEW | 27 | Q4 2023 | 1.5% |
View DOLIVER ADVISORS, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BOULDER GROWTH & INCOME FUND | August 29, 2012 | 1,048,089 | 4.1% |
| CORNERSTONE PROGRESSIVE RETURN FUND | October 14, 2010 | 417,000 | 4.5% |
| FORT DEARBORN INCOME SECURITIES INC | September 14, 2010 | 206,974 | 2.4% |
| RIVUS BOND FUND | June 10, 2009 | 18,295 | 0.4% |
| FIRST TRUST VALUE LINE R 100 FUNDSold out | August 07, 2007 | 0 | 0.0% |
| FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDSold out | August 06, 2007 | 0 | 0.0% |
| PIONEER INTEREST SHARES | April 10, 2007 | 1,696,100 | 22.9% |
| BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC | February 14, 2007 | 637,800 | 5.0% |
| RIVUS BOND FUND | February 14, 2007 | 253,700 | 5.2% |
| CORNERSTONE STRATEGIC VALUE FUND INC/ NEW | April 03, 2006 | 319,490 | 1.3% |
View DOLIVER ADVISORS, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-01-03 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-07 |
View DOLIVER ADVISORS, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.