$150 Million is the total value of DOLIVER ADVISORS, LP's 275 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 62.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $2,786,000 | +1598.8% | 206,829 | +1714.8% | 1.86% | +1671.4% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $2,430,000 | +541.2% | 490,001 | +594.7% | 1.62% | +564.8% |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $2,172,000 | +90.5% | 140,408 | +100.4% | 1.45% | +97.8% |
| GAM | Buy | GENERAL AMERN INVS INC | $2,152,000 | +42.9% | 61,827 | +43.6% | 1.44% | +48.2% |
| INF | New | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FD | $2,121,000 | – | 128,130 | +100.0% | 1.42% | – |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID FD | $2,027,000 | +51.5% | 234,603 | +56.2% | 1.35% | +57.1% |
| PHT | Buy | PIONEER HIGH INCOME TR | $2,017,000 | +495.0% | 173,456 | +559.3% | 1.35% | +517.4% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $2,016,000 | -22.7% | 186,834 | -20.1% | 1.35% | -19.7% |
| VPV | Buy | INVESCO PA VALUE MUN INCOME | $1,964,000 | +325.1% | 162,302 | +368.1% | 1.31% | +341.4% |
| PDI | Sell | PIMCO DYNAMIC INCOME FD | $1,804,000 | -45.5% | 61,747 | -45.9% | 1.20% | -43.4% |
| BBN | New | BLACKROCK BUILD AMERICA BOND TRUST | $1,798,000 | – | 90,464 | +100.0% | 1.20% | – |
| EMO | Buy | EATON VANCE NEW YORK MUN BD | $1,741,000 | +311.6% | 93,003 | +360.5% | 1.16% | +327.2% |
| MHI | New | PIONEER MUN HIGH INCOME TR | $1,656,000 | – | 136,609 | +100.0% | 1.10% | – |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $1,628,000 | +463.3% | 107,482 | +487.9% | 1.09% | +484.4% |
| TDF | Buy | TEMPLETON DRAGON FD INC | $1,542,000 | +53.1% | 62,163 | +53.4% | 1.03% | +58.8% |
| PCN | New | PIMCO CORPORATE & INCOME STRATEGY FD | $1,520,000 | – | 107,061 | +100.0% | 1.02% | – |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $1,510,000 | -30.4% | 318,606 | -20.3% | 1.01% | -27.7% |
| BHK | New | BLACKROCK CORE BOND T | $1,489,000 | – | 117,528 | +100.0% | 0.99% | – |
| BCX | Sell | BLACKROCK RES & COMM STRAT T | $1,429,000 | -22.3% | 156,636 | -18.5% | 0.95% | -19.3% |
| PTY | New | PIMCO CORPORATE & INCOME OPPORTUNITY FD | $1,423,000 | – | 98,295 | +100.0% | 0.95% | – |
| NAC | Buy | NUVEEN CA DIVIDEND ADV MUN F | $1,401,000 | +173.1% | 97,420 | +157.8% | 0.94% | +183.3% |
| NFJ | New | AALLIANZ GI DIV INTEREST & PREMIUM STRATEGY FD | $1,398,000 | – | 92,428 | +100.0% | 0.93% | – |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI | $1,357,000 | +19.6% | 107,153 | +26.0% | 0.91% | +24.1% |
| RMRM | Buy | RMR REAL ESTATE INCOME FUND | $1,290,000 | -6.4% | 69,578 | +6.3% | 0.86% | -2.8% |
| JPS | Buy | NUVEEN QUALITY PFD INCOME FD 2 | $1,262,000 | +92.4% | 149,027 | +108.1% | 0.84% | +99.5% |
| CTF | Buy | NUVEEN LG/SHT COMMODITY TOTR | $1,225,000 | +1.9% | 74,541 | +3.4% | 0.82% | +5.8% |
| RVT | Buy | ROYCE VALUE TR INC | $1,223,000 | +48.6% | 88,694 | +54.2% | 0.82% | +54.3% |
| TY | Buy | TRI CONTL CORP | $1,195,000 | +20.2% | 56,405 | +23.0% | 0.80% | +24.9% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $1,166,000 | -50.3% | 134,854 | -46.8% | 0.78% | -48.5% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $1,157,000 | -42.9% | 155,551 | -40.8% | 0.77% | -40.8% |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $1,103,000 | – | 45,562 | +100.0% | 0.74% | – |
| EDF | Buy | STONE HBR EMERG MRKTS INC FD | $1,091,000 | +173.4% | 72,559 | +181.9% | 0.73% | +183.3% |
| CTR | Sell | CLEARBRIDGE ENERGY MLP TR FD | $1,089,000 | -21.1% | 59,577 | -14.2% | 0.73% | -18.1% |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $1,080,000 | -52.4% | 55,966 | -51.1% | 0.72% | -50.5% |
| EXD | Sell | EATON VANCE TAX-ADV BD & OPT | $1,071,000 | -42.7% | 83,012 | -43.1% | 0.72% | -40.5% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $1,071,000 | -30.8% | 68,548 | -28.3% | 0.72% | -28.2% |
| BGH | Buy | BABSON CAP GLB SHT DURHGH YL | $1,062,000 | +24.1% | 53,211 | +29.2% | 0.71% | +28.7% |
| NCV | New | AALIANC GI CONV & INCOME FD | $1,038,000 | – | 127,794 | +100.0% | 0.69% | – |
| FIF | New | FIRST TRUST ENERGY INFRASTRUCTURE FD | $1,036,000 | – | 50,303 | +100.0% | 0.69% | – |
| JMF | Buy | NUVEEN ENERGY MLP TOTL RTRNF | $1,035,000 | +119.3% | 62,824 | +143.7% | 0.69% | +127.3% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $1,026,000 | -29.2% | 68,571 | -25.5% | 0.68% | -26.6% |
| FAM | Buy | FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD | $1,013,000 | +45.5% | 92,786 | +56.2% | 0.68% | +50.9% |
| BWG | Buy | LEGG MASON BW GLB INC OPP FD | $1,012,000 | +23.9% | 71,117 | +38.7% | 0.68% | +28.6% |
| NEA | Buy | NUVEEN AMT-FREE MUN INCOME F | $1,010,000 | -5.3% | 79,262 | +2.9% | 0.67% | -1.7% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $969,000 | -51.7% | 114,408 | -49.8% | 0.65% | -49.8% |
| DHG | Sell | DWS HIGH INCOME OPPORT FD INsh ben int | $968,000 | +0.8% | 66,284 | -0.9% | 0.65% | +4.7% |
| NXJ | Sell | NUVEEN NJ DIV ADVANTAGE MUN | $950,000 | -48.7% | 73,894 | -4.7% | 0.63% | -46.7% |
| CHY | Buy | CALAMOS CONV & HIGH INCOME F | $909,000 | +66.5% | 68,426 | +77.6% | 0.61% | +72.9% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $901,000 | +711.7% | 128,125 | +732.8% | 0.60% | +746.5% |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $898,000 | -23.9% | 49,994 | -13.8% | 0.60% | -21.1% |
| RIT | Sell | LMP REAL ESTATE INCOME FD IN | $837,000 | -11.5% | 71,549 | -1.5% | 0.56% | -8.1% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $833,000 | -9.3% | 71,739 | -6.5% | 0.56% | -5.8% |
| GOF | New | GUGGENHEIM STRATEGIC OPPORTUNITIES FD | $812,000 | – | 40,745 | +100.0% | 0.54% | – |
| NBB | New | NUVEEN BUILD AMERICA COND FD | $808,000 | – | 41,759 | +100.0% | 0.54% | – |
| BUI | Sell | BLACKROCK UTIL & INFRASTRCTU | $800,000 | -16.2% | 44,089 | -9.5% | 0.53% | -13.0% |
| SCD | Buy | LMP CAP & INCOME FD INC | $798,000 | +336.1% | 52,913 | +385.0% | 0.53% | +351.7% |
| JTP | Buy | NUVEEN QUALITY PFD INCOME FD | $786,000 | +509.3% | 99,428 | +556.0% | 0.52% | +532.5% |
| MUJ | Buy | BLACKROCK MUNIHLDGS NJ QLTY | $777,000 | +232.1% | 58,634 | +269.9% | 0.52% | +246.0% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $764,000 | +88.2% | 59,057 | +99.0% | 0.51% | +95.4% |
| NNC | Buy | NUVEEN N C PREM INCOME MUN F | $744,000 | -27.2% | 58,598 | +227.8% | 0.50% | -24.4% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $744,000 | +22.0% | 37,587 | +27.0% | 0.50% | +26.8% |
| BTZ | Buy | BLACKROCK CREDIT ALLCTN INC TR | $742,000 | +263.7% | 58,590 | +287.3% | 0.50% | +277.9% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $738,000 | +270.9% | 47,206 | +288.8% | 0.49% | +285.2% |
| JFR | New | NUVEEN FLOATING RATE INCOME FD | $738,000 | – | 68,695 | +100.0% | 0.49% | – |
| AWP | Sell | ALPINE GLOBAL PREMIER PROPERTIES FD | $722,000 | -31.2% | 111,615 | -27.2% | 0.48% | -28.6% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $720,000 | -3.2% | 48,677 | -1.6% | 0.48% | +0.6% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $717,000 | +154.3% | 95,123 | +171.2% | 0.48% | +164.6% |
| PEO | Sell | PETROLEUM & RES CORP | $685,000 | -51.4% | 30,690 | -49.6% | 0.46% | -49.6% |
| CFD | Buy | NUVEEN DIVERSIFIED COMMODTY | $671,000 | +8.8% | 56,365 | +8.6% | 0.45% | +12.8% |
| NAD | Buy | NUVEEN DIVID ADVANTAGE MUN F | $668,000 | +239.1% | 49,193 | +257.6% | 0.45% | +251.2% |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $659,000 | -37.1% | 79,644 | -33.0% | 0.44% | -34.6% |
| PSF | Buy | COHEN & STEERS SLT PFD INCM | $653,000 | +101.5% | 27,084 | +121.3% | 0.44% | +109.6% |
| JQC | New | NUVEEN CREDIT STRATEGIES INCOME FD | $653,000 | – | 75,794 | +100.0% | 0.44% | – |
| NMY | Sell | NUVEEN MD PREM INCOME MUN FD | $652,000 | -42.1% | 51,455 | -40.5% | 0.44% | -39.9% |
| DPG | New | DUFF & PHELPS GLOBAL UTILITY INCOME FD | $649,000 | – | 36,599 | +100.0% | 0.43% | – |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $639,000 | – | 27,771 | +100.0% | 0.43% | – |
| IIM | Sell | INVESCO VALUE MUN INCOME TR | $637,000 | -24.3% | 44,231 | -16.0% | 0.42% | -21.6% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $627,000 | +29.0% | 67,983 | +37.0% | 0.42% | +33.9% |
| IRR | New | ING RISK MANAGED NAT RES FD | $626,000 | – | 80,285 | +100.0% | 0.42% | – |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $619,000 | +139.9% | 56,969 | +151.4% | 0.41% | +148.8% |
| RQI | New | COHEN & STEERS QUALITY REALTY | $617,000 | – | 57,759 | +100.0% | 0.41% | – |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC | $606,000 | -25.2% | 53,795 | -23.4% | 0.40% | -22.5% |
| VCV | New | INVESCO CALIF VALUE MUNIC INCOME TRUST | $606,000 | – | 49,003 | +100.0% | 0.40% | – |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $605,000 | +33.3% | 35,840 | +33.8% | 0.40% | +38.4% |
| MIN | Buy | MFS INTERMEDIATE INCOME TRUSTsh ben int | $605,000 | +493.1% | 130,992 | +527.3% | 0.40% | +512.1% |
| NQP | Sell | NUVEEN PA INVT QUALITY MUN F | $602,000 | -26.9% | 45,795 | -22.7% | 0.40% | -24.0% |
| GDL | Sell | GDL FUND | $603,000 | -26.3% | 59,143 | -25.3% | 0.40% | -23.6% |
| RCS | New | PIMCO STRATEGIC INCOME FD | $602,000 | – | 69,276 | +100.0% | 0.40% | – |
| MMD | Buy | MAINSTAY DEFINEDTERM MN OPP | $596,000 | +30.4% | 34,542 | +40.6% | 0.40% | +35.4% |
| BCV | Sell | BANCROFT FUND LTD | $594,000 | -28.7% | 28,040 | -29.5% | 0.40% | -26.1% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $588,000 | -62.5% | 35,200 | -61.7% | 0.39% | -61.1% |
| MCA | New | BLACKROCK MUNIYIELD CALIF QUALITY FD | $579,000 | – | 39,873 | +100.0% | 0.39% | – |
| NAN | Buy | NUVEEN NY DIVID ADVNTG MUN F | $575,000 | +5.3% | 42,475 | +7.9% | 0.38% | +9.4% |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $567,000 | – | 33,970 | +100.0% | 0.38% | – |
| JPI | Buy | NUVEEN PFD & INCOME TERM FD | $553,000 | +18.9% | 24,857 | +25.2% | 0.37% | +23.4% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $548,000 | – | 68,661 | +100.0% | 0.37% | – |
| MUC | New | BLACKROCK MUNIHOLDINGS CALI QL | $543,000 | – | 38,798 | +100.0% | 0.36% | – |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $539,000 | -43.5% | 48,203 | -42.7% | 0.36% | -41.4% |
| PFN | Sell | PIMCO INCOME STRATEGY FD II | $533,000 | -30.6% | 54,209 | -29.1% | 0.36% | -27.9% |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FUN | $521,000 | +43.1% | 32,874 | +54.7% | 0.35% | +48.7% |
| Sell | WESTERN ASSET HIGH INCOME OPPORTUNITY FD | $513,000 | -8.7% | 99,551 | -5.7% | 0.34% | -5.3% | |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $510,000 | – | 47,288 | +100.0% | 0.34% | – |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $508,000 | -59.9% | 29,069 | -55.4% | 0.34% | -58.4% |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $506,000 | – | 32,865 | +100.0% | 0.34% | – |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD | $496,000 | +150.5% | 41,297 | +162.1% | 0.33% | +160.6% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $490,000 | -64.9% | 36,704 | -63.1% | 0.33% | -63.6% |
| BFK | New | BLACKROCK MUNICIPAL INCOME Tbric etf | $490,000 | – | 36,352 | +100.0% | 0.33% | – |
| GDV | Sell | GABELLI DIVD & INCOME TR | $474,000 | -64.4% | 22,757 | -63.8% | 0.32% | -63.1% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $464,000 | -36.4% | 128,142 | -34.6% | 0.31% | -33.9% |
| NVX | Buy | NUVEEN CA DIV ADVANTG MUN FD | $465,000 | +148.7% | 34,181 | +164.1% | 0.31% | +158.3% |
| BOE | Sell | BLACKROCK GLOBAL OPP EQTY TR | $458,000 | -47.9% | 33,274 | -47.5% | 0.31% | -45.8% |
| DHF | Buy | DELAWARE INVTS GLOBAL DIV & INCOME FD | $452,000 | +270.5% | 135,393 | +305.4% | 0.30% | +287.2% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $452,000 | +19.9% | 43,717 | +28.8% | 0.30% | +24.8% |
| FMO | New | FIDUCIARY/CLAYMORE MLP OPPORTUNITY FD | $449,000 | – | 20,199 | +100.0% | 0.30% | – |
| JRI | New | NUVEEN REAL ASSET INC & GROW | $447,000 | – | 25,856 | +100.0% | 0.30% | – |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $438,000 | -60.3% | 76,190 | -59.6% | 0.29% | -58.8% |
| CHI | New | CALAMOS CONV OPPORTUNITIES & INCM FDsh ben int | $435,000 | – | 35,642 | +100.0% | 0.29% | – |
| AVK | Buy | ADVENT CLAY CONV SEC INC FD | $430,000 | +91.1% | 26,384 | +102.6% | 0.29% | +97.9% |
| PPR | New | ING PRIME RATE TRUST | $420,000 | – | 80,033 | +100.0% | 0.28% | – |
| KMM | Buy | DWS MULTI MKT INCOME TR | $417,000 | +239.0% | 51,372 | +253.8% | 0.28% | +251.9% |
| CEE | New | CENTRAL EUROPE, RUSSIA & TURKEY FD | $416,000 | – | 19,939 | +100.0% | 0.28% | – |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $413,000 | +9.3% | 38,510 | +13.3% | 0.28% | +13.6% |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $407,000 | – | 28,269 | +100.0% | 0.27% | – |
| HTY | New | HANCOCK JOHN INV TRUSTtax adv glb sh | $407,000 | – | 40,401 | +100.0% | 0.27% | – |
| MSP | Sell | MADISON STRTG SECTOR PREM FD | $401,000 | -13.6% | 34,255 | -11.2% | 0.27% | -10.1% |
| ECF | Sell | ELLSWORTH FD LTD | $392,000 | -43.4% | 44,438 | -43.8% | 0.26% | -41.1% |
| BGX | New | BLACKSTONE GSO LONG-SHORT CREDIT INCOME FD | $392,000 | – | 25,326 | +100.0% | 0.26% | – |
| AYN | Sell | ALLIANCE NEW YORK MUN INC FD | $391,000 | 0.0% | 27,815 | -0.7% | 0.26% | +4.0% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $390,000 | -1.5% | 22,767 | +1.6% | 0.26% | +2.0% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $387,000 | -50.5% | 29,767 | -47.6% | 0.26% | -48.7% |
| IGD | New | ING GLOBAL EQTY DIV & PREM O | $381,000 | – | 46,610 | +100.0% | 0.25% | – |
| FRA | New | BLACKROCK FLOATING RATE INCOME STRATEGIES FD | $379,000 | – | 28,047 | +100.0% | 0.25% | – |
| PML | New | PIMCO MUNIC INCOME FD II | $379,000 | – | 33,019 | +100.0% | 0.25% | – |
| CEM | Sell | MFS CALIF MUN FD | $372,000 | -87.4% | 15,977 | -86.5% | 0.25% | -87.0% |
| NTC | Sell | NUVEEN CONN PREM INCOME MUN | $366,000 | -49.3% | 29,296 | -48.2% | 0.24% | -47.4% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $360,000 | -41.9% | 39,922 | -40.3% | 0.24% | -39.8% |
| ACP | New | AVENUE INCOME CR STRATEGIES | $360,000 | – | 25,353 | +100.0% | 0.24% | – |
| ICB | Sell | MORGAN STANLEY TRUSTS | $357,000 | -30.8% | 20,736 | -28.1% | 0.24% | -28.3% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $357,000 | -60.8% | 58,852 | -58.9% | 0.24% | -59.3% |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $353,000 | – | 24,336 | +100.0% | 0.24% | – |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $349,000 | +60.8% | 29,667 | +68.5% | 0.23% | +66.4% |
| IFN | Sell | INDIA FD INC | $344,000 | -63.8% | 12,983 | -61.4% | 0.23% | -62.4% |
| DHY | Buy | CREDIT SUISSE HIGH YLD BND Fsh ben int | $343,000 | +67.3% | 133,070 | +80.7% | 0.23% | +73.5% |
| EFT | New | EATON VANCE FLTING RATE INC | $341,000 | – | 24,777 | +100.0% | 0.23% | – |
| GBAB | Sell | GUGGENHEIM BLD AMR BDS MANG | $340,000 | -60.1% | 16,538 | -56.5% | 0.23% | -58.6% |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUN | $338,000 | -37.3% | 24,077 | -33.6% | 0.23% | -34.9% |
| VFL | Sell | DELAWARE INVT NAT MUNI INC Fsh ben int | $338,000 | -35.5% | 26,747 | -33.0% | 0.23% | -32.9% |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $335,000 | +13.6% | 25,336 | +22.1% | 0.22% | +17.9% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $334,000 | +8.8% | 30,471 | +11.7% | 0.22% | +13.2% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $334,000 | -35.9% | 36,517 | -33.1% | 0.22% | -33.4% |
| MAV | New | PIONEER MUNIC HIGH INCOME ADV TRUST | $332,000 | – | 26,610 | +100.0% | 0.22% | – |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $331,000 | -38.8% | 28,388 | -36.1% | 0.22% | -36.5% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $330,000 | -58.6% | 50,741 | -55.8% | 0.22% | -57.1% |
| GEQ | Sell | GUGGENHEIM EQ WEIGHT ENHANC | $329,000 | -13.9% | 17,848 | -9.0% | 0.22% | -10.6% |
| NZH | New | NUVEEN CA DIV ADV MUNI FD 3 | $324,000 | – | 25,418 | +100.0% | 0.22% | – |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $319,000 | +13.9% | 39,125 | +23.2% | 0.21% | +18.3% |
| TEI | Sell | TEMPLETON EMERGING MARKETS INCOME FD | $316,000 | -70.2% | 29,522 | -70.1% | 0.21% | -69.1% |
| JHI | New | HANCOCK JOHN INVS TR | $311,000 | – | 19,388 | +100.0% | 0.21% | – |
| EMI | Sell | EATON VANCE MI MUNI INCOME Tsh ben int | $311,000 | -23.6% | 25,172 | -19.2% | 0.21% | -20.6% |
| BGT | New | BLACKROCK GLOBAL FLOATING RATE INCOME T | $310,000 | – | 23,916 | +100.0% | 0.21% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $309,000 | – | 21,055 | +100.0% | 0.21% | – |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $308,000 | -72.9% | 25,531 | -72.0% | 0.21% | -71.8% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $305,000 | -16.0% | 49,077 | -12.0% | 0.20% | -12.4% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $305,000 | -64.3% | 38,277 | -60.0% | 0.20% | -62.9% |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $302,000 | -4.7% | 16,641 | -2.7% | 0.20% | -1.0% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $297,000 | -43.2% | 46,351 | -40.5% | 0.20% | -41.1% |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $293,000 | -51.7% | 23,194 | -48.7% | 0.20% | -49.7% |
| HNW | New | PIONEER DIVERSIFIES HIGH INCOME TRUST | $291,000 | – | 17,813 | +100.0% | 0.19% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $289,000 | – | 12,368 | +100.0% | 0.19% | – |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $288,000 | -80.8% | 13,720 | -79.2% | 0.19% | -80.1% |
| GCH | New | ABERDEEN GTR CHINA FD INC COM | $285,000 | – | 28,096 | +100.0% | 0.19% | – |
| DNIF | Sell | DIVIDEND & INCOME FUND | $280,000 | -22.2% | 19,808 | -17.1% | 0.19% | -19.4% |
| EOI | Buy | EATON VANCE ENHANCED EQ INC | $279,000 | +9.0% | 21,223 | +13.9% | 0.19% | +12.7% |
| EVM | New | EATON VANCE CALIF MUN BD FD | $277,000 | – | 24,566 | +100.0% | 0.18% | – |
| SGL | Sell | STRATEGIC GLOBAL INCOME FD | $276,000 | -36.4% | 33,315 | -35.3% | 0.18% | -34.1% |
| MPA | Sell | BLACKROCK MUNIYIELD PA QLTY | $272,000 | -16.3% | 20,251 | -9.5% | 0.18% | -12.9% |
| ADX | Sell | ADAMS EXPRESS CO | $272,000 | -80.9% | 19,455 | -81.0% | 0.18% | -80.2% |
| ETV | New | EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIE FD | $270,000 | – | 18,229 | +100.0% | 0.18% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV &sh ben int | $264,000 | -35.3% | 24,411 | -31.4% | 0.18% | -32.8% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $262,000 | -66.3% | 20,284 | -64.3% | 0.18% | -65.0% |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $259,000 | – | 18,721 | +100.0% | 0.17% | – |
| EFR | New | EATON VANCE SR FLTG RTE TR | $259,000 | – | 18,872 | +100.0% | 0.17% | – |
| OIA | New | INVESCO MUNIC INCOME OPPORTUNITIES TRUST | $257,000 | – | 38,427 | +100.0% | 0.17% | – |
| ERH | New | WELLS FARGO ADV UTILITIES & HIGH INCOME FD | $257,000 | – | 22,740 | +100.0% | 0.17% | – |
| EDI | Sell | STONE HBR EMERG MKTS TL INC | $256,000 | -50.0% | 18,238 | -48.4% | 0.17% | -48.0% |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $255,000 | -30.9% | 51,616 | -27.7% | 0.17% | -28.3% |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $255,000 | – | 16,242 | +100.0% | 0.17% | – |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $254,000 | +19.8% | 23,415 | +25.2% | 0.17% | +25.0% |
| NCZ | New | ALLIANZ GI CONV & INCOME FD II | $253,000 | – | 33,774 | +100.0% | 0.17% | – |
| EOD | New | WELLS FARGO ADV GLOBAL DIV OPPORTUNITY FD | $252,000 | – | 36,474 | +100.0% | 0.17% | – |
| STK | New | COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FD | $251,000 | – | 13,430 | +100.0% | 0.17% | – |
| ZF | New | ZWEIG FD | $249,000 | – | 16,950 | +100.0% | 0.17% | – |
| MMV | Sell | EATON VANCE MA MUNI INCOME Tsh ben int | $247,000 | -21.3% | 18,528 | -19.0% | 0.16% | -18.3% |
| NRK | Sell | NUVEEN INSURED N Y TAX FREE ADV MUNIC FD | $245,000 | -39.4% | 19,516 | -36.9% | 0.16% | -36.9% |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $244,000 | -85.4% | 10,550 | -84.3% | 0.16% | -84.8% |
| NKX | New | NUVEEN CAL AMT-FREE MUN INC | $238,000 | – | 16,811 | +100.0% | 0.16% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $235,000 | – | 18,176 | +100.0% | 0.16% | – |
| IRL | Sell | NEW IRELAND FUND INC | $234,000 | -13.0% | 16,985 | -17.6% | 0.16% | -9.8% |
| SWZ | Sell | SWISS HELVETIA FD | $234,000 | -67.8% | 19,982 | -68.2% | 0.16% | -66.6% |
| HPF | New | JOHN HANCOCK PREFERRED INCOME FD I | $228,000 | – | 11,825 | +100.0% | 0.15% | – |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $224,000 | +8.7% | 19,184 | +17.9% | 0.15% | +13.6% |
| RGT | Sell | ROYCE GLOBAL VALUE TRUST | $223,000 | -30.7% | 26,848 | -32.9% | 0.15% | -28.0% |
| MVT | New | BLACKROCK MUNIVEST FD II | $223,000 | – | 15,031 | +100.0% | 0.15% | – |
| MIY | Sell | BLACKROCK MUNIYLD MICH QLTY | $222,000 | -26.5% | 16,690 | -22.1% | 0.15% | -23.7% |
| NJV | Sell | NUVEEN NEW JERSEY MUN VALUE | $221,000 | -16.9% | 16,107 | -88.1% | 0.15% | -13.5% |
| JMM | Sell | NUVEEN MULTI MKT INCOME FD | $220,000 | -23.9% | 30,535 | -19.9% | 0.15% | -21.0% |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $218,000 | – | 15,720 | +100.0% | 0.15% | – |
| TTF | Sell | THAI FD INC | $216,000 | -72.8% | 26,093 | -71.3% | 0.14% | -71.8% |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $215,000 | – | 21,088 | +100.0% | 0.14% | – |
| NVG | Buy | NUVEEN DIVID ADVANTAGE MUN I | $216,000 | +14.3% | 15,910 | +22.4% | 0.14% | +18.0% |
| GHI | Buy | GLOBAL HIGH INCOME FUND INC | $215,000 | +80.7% | 25,314 | +125.2% | 0.14% | +87.0% |
| PIM | New | PUTNAM MASTER INTERMEDIATE INCOME TRUSTsh ben int | $216,000 | – | 45,779 | +100.0% | 0.14% | – |
| IIF | Sell | MORGAN STANLEY INDIA INVS FD | $213,000 | -84.1% | 7,750 | -83.9% | 0.14% | -83.5% |
| HYF | Buy | MANAGED HIGH YIELD PLUS FD I | $213,000 | +108.8% | 118,794 | +124.5% | 0.14% | +115.2% |
| NIO | New | NUVEEN MUN OPPORTUNITY FD IN | $213,000 | – | 15,618 | +100.0% | 0.14% | – |
| TWN | Buy | TAIWAN FD INC | $212,000 | +11.0% | 11,890 | +4.4% | 0.14% | +15.4% |
| JHP | New | NUVEEN QUALITY PFD INC FD 3 | $206,000 | – | 25,261 | +100.0% | 0.14% | – |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $207,000 | -47.7% | 15,600 | -44.1% | 0.14% | -45.9% |
| CAF | Sell | MS CHINA A SHARE FD | $204,000 | -94.1% | 6,000 | -94.3% | 0.14% | -93.9% |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $202,000 | – | 13,924 | +100.0% | 0.14% | – |
| VKI | New | INVESCO ADVANTAGE MUNICIPALsh ben int | $197,000 | – | 17,943 | +100.0% | 0.13% | – |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $196,000 | -74.6% | 14,621 | -73.1% | 0.13% | -73.6% |
| EVP | Sell | EATON VANCE PA MUNI INCOME Tsh ben int | $192,000 | -22.3% | 16,676 | -17.4% | 0.13% | -19.5% |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $191,000 | – | 14,504 | +100.0% | 0.13% | – |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD | $190,000 | – | 12,598 | +100.0% | 0.13% | – |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $190,000 | -68.0% | 22,333 | -66.9% | 0.13% | -66.7% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 | $187,000 | -71.4% | 14,001 | -69.6% | 0.12% | -70.3% |
| FAV | New | FIRST TR ACTIVE DIVID INCOME | $186,000 | – | 21,994 | +100.0% | 0.12% | – |
| JGV | Sell | NUVEEN GBL VL OPPORTUNITIES | $186,000 | -43.8% | 14,883 | -42.1% | 0.12% | -41.8% |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $186,000 | -14.3% | 58,072 | -14.2% | 0.12% | -11.4% |
| JDD | Sell | NUVEEN DIVERSIFIED DIV INCM | $185,000 | -39.5% | 16,141 | -35.7% | 0.12% | -37.6% |
| NUO | Sell | NUVEEN OHIO QUALITY INCOME M | $182,000 | -42.2% | 12,699 | -38.7% | 0.12% | -40.4% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $176,000 | +1.7% | 19,398 | +5.5% | 0.12% | +5.4% |
| PCQ | New | PIMCO CALIF MUNIC INCOME FD | $170,000 | – | 11,871 | +100.0% | 0.11% | – |
| FOF | Sell | COHEN & STEERS CLOSED END OP | $170,000 | -64.9% | 14,044 | -62.6% | 0.11% | -63.7% |
| CMK | Sell | MFS INTERMARKET INCOME TRUSTsh ben int | $168,000 | -35.9% | 19,872 | -35.6% | 0.11% | -33.7% |
| FCO | New | ABERDEEN GLOBAL INCOME | $167,000 | – | 19,471 | +100.0% | 0.11% | – |
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $166,000 | -84.5% | 15,351 | -84.5% | 0.11% | -83.9% |
| MYM | Sell | BLACKROCK MUNIYLD MICH QLTY | $165,000 | -50.7% | 13,214 | -48.7% | 0.11% | -48.8% |
| NUM | Sell | NUVEEN MICH QUALITY INCOME M | $164,000 | -28.4% | 12,400 | -24.9% | 0.11% | -25.9% |
| KST | Sell | DWS STRATEGIC INCOME TR | $164,000 | -21.5% | 14,769 | -17.3% | 0.11% | -18.7% |
| LBF | Buy | DWS GLOBAL HIGH INCOME FD | $163,000 | +10.1% | 19,981 | +13.0% | 0.11% | +14.7% |
| GNT | Sell | GAMCO NAT RES GOLD & INCOMEsh ben int | $162,000 | -11.0% | 21,234 | -7.1% | 0.11% | -7.7% |
| NXP | New | NUVEEN SELECT TAX FREE INCMsh ben int | $158,000 | – | 11,627 | +100.0% | 0.10% | – |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $156,000 | -74.1% | 11,848 | -72.4% | 0.10% | -73.2% |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $154,000 | – | 10,006 | +100.0% | 0.10% | – |
| KTF | New | DEUTSCHE MUN INCOME | $152,000 | – | 12,071 | +100.0% | 0.10% | – |
| IHD | Sell | VOYA EMERGING MKTS HIGH DIVI | $152,000 | -76.1% | 15,441 | -75.5% | 0.10% | -75.2% |
| NQS | Sell | NUVEEN SELECT QUALITY MUN FD | $148,000 | -67.5% | 11,208 | -65.3% | 0.10% | -66.2% |
| GDF | Sell | WESTERN ASSET GLB PTNRS INCO | $149,000 | -36.1% | 16,279 | -33.0% | 0.10% | -34.0% |
| GGZ | Sell | GABELLI GLB SML & MD CP VAL | $147,000 | -2.0% | 13,772 | -19.6% | 0.10% | +2.1% |
| MMU | Sell | WESTERN ASST MNGD MUN FD INC | $145,000 | -37.8% | 10,787 | -34.4% | 0.10% | -35.3% |
| FDI | Sell | FORT DEARBORN INCOME SECS IN | $146,000 | -61.0% | 10,564 | -59.4% | 0.10% | -59.8% |
| VKQ | Sell | INVESCO MUN TR | $144,000 | -81.2% | 11,966 | -80.0% | 0.10% | -80.4% |
| MNE | Sell | BLACKROCK MUNI N Y INTER DUR | $142,000 | -41.3% | 10,087 | -84.4% | 0.10% | -39.1% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $139,000 | -62.1% | 11,036 | -59.7% | 0.09% | -60.6% |
| PCM | New | PCM FUND INC | $135,000 | – | 13,424 | +100.0% | 0.09% | – |
| DMF | New | DREYFUS MUNIC INCOME | $133,000 | – | 14,954 | +100.0% | 0.09% | – |
| KHI | New | NOT REQ"D TO REPORT NOT ON SEC LIST | $133,000 | – | 15,552 | +100.0% | 0.09% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $126,000 | – | 19,475 | +100.0% | 0.08% | – |
| BKT | New | BLACKROCK INCOME TR INC | $121,000 | – | 19,115 | +100.0% | 0.08% | – |
| PHD | New | PIONEER FLOATING RATE TRUST | $122,000 | – | 10,699 | +100.0% | 0.08% | – |
| CXE | Sell | MFS HIGH INCOME MUN TRsh ben int | $120,000 | -56.5% | 26,123 | -54.0% | 0.08% | -55.1% |
| MCN | Sell | MADISON COVERED CALL & EQUITY STRATEGY FD | $118,000 | -25.8% | 14,751 | -23.9% | 0.08% | -22.5% |
| VVR | New | INVESCO SENIOR INCOME TRUST | $119,000 | – | 26,647 | +100.0% | 0.08% | – |
| DCA | New | VIRTUS TOTAL RETURN FD | $111,000 | – | 25,007 | +100.0% | 0.07% | – |
| AGD | New | ALPINE GLOBAL DYNAMIC DIVIDEND FUND | $109,000 | – | 11,016 | +100.0% | 0.07% | – |
| FUND | Sell | ROYCE FOCUS TR | $100,000 | -66.0% | 14,181 | -64.9% | 0.07% | -64.6% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $99,000 | -34.4% | 12,501 | -30.4% | 0.07% | -32.0% |
| MHF | New | WESTERN ASSET MUNIC HIGH INCOME FD | $88,000 | – | 12,356 | +100.0% | 0.06% | – |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $85,000 | -61.5% | 20,571 | -52.0% | 0.06% | -59.9% |
| MGF | Sell | MFS GOVT MKTS INCOME TRsh ben int | $66,000 | -70.1% | 12,247 | -69.0% | 0.04% | -69.0% |
| FGB | New | FIRST TRUST/GALLATIN SPECIALTY FINANCE & FIN OPP FD | $66,000 | – | 10,248 | +100.0% | 0.04% | – |
| CIF | Buy | MFS INTERMEDIATE HIGH INC FDsh ben int | $31,000 | 0.0% | 11,486 | +3.5% | 0.02% | +5.0% |
| GCV | Exit | GABELLI CONV&INCOM SECS FD I | $0 | – | -11,243 | -100.0% | -0.04% | – |
| AEF | Exit | ABERDEEN CHILE FD INC | $0 | – | -10,183 | -100.0% | -0.05% | – |
| MFV | Exit | MFS SPL VALUE TRsh ben int | $0 | – | -12,070 | -100.0% | -0.05% | – |
| EEA | Exit | EUROPEAN EQUITY FUND | $0 | – | -10,067 | -100.0% | -0.06% | – |
| GAB | Exit | GABELLI EQUITY TR INC | $0 | – | -13,687 | -100.0% | -0.06% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORP BD T | $0 | – | -10,825 | -100.0% | -0.07% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -15,929 | -100.0% | -0.08% | – |
| SGF | Exit | ABERDEEN SINGAPORE FD INC | $0 | – | -10,680 | -100.0% | -0.08% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -10,524 | -100.0% | -0.08% | – |
| IF | Exit | ABERDEEN INDONESIA FD INC | $0 | – | -16,542 | -100.0% | -0.08% | – |
| TKF | Exit | TURKISH INVESTMENT FD | $0 | – | -13,400 | -100.0% | -0.08% | – |
| BSE | Exit | BLACKROCK NY MUNI INC QLTY T | $0 | – | -10,217 | -100.0% | -0.09% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY II | $0 | – | -10,281 | -100.0% | -0.09% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD IN | $0 | – | -14,315 | -100.0% | -0.09% | – |
| NSL | Exit | NUVEEN SENIOR INCOME FD | $0 | – | -21,641 | -100.0% | -0.09% | – |
| GRR | Exit | ASIA TIGERS FD | $0 | – | -13,040 | -100.0% | -0.10% | – |
| NPV | Exit | NUVEEN VA PREM INCOME MUN FD | $0 | – | -11,216 | -100.0% | -0.10% | – |
| NTX | Exit | NUVEEN TEX QUALITY INCOME MU | $0 | – | -11,061 | -100.0% | -0.10% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD N J FD I | $0 | – | -10,539 | -100.0% | -0.10% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC | $0 | – | -12,425 | -100.0% | -0.10% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -31,835 | -100.0% | -0.11% | – |
| GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -10,477 | -100.0% | -0.11% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -13,772 | -100.0% | -0.11% | – |
| DSM | Exit | DREYFUS STRATEGIC MUNICIPAL BOND FD | $0 | – | -22,396 | -100.0% | -0.12% | – |
| GLV | Exit | CLOUGH GLOBAL ALLOCATION FUN | $0 | – | -12,228 | -100.0% | -0.12% | – |
| NNP | Exit | NUVEEN NY PERFORM PLUS MUN F | $0 | – | -12,429 | -100.0% | -0.12% | – |
| IAE | Exit | ING ASIA PAC HGH DIVID EQ IN | $0 | – | -16,123 | -100.0% | -0.12% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QLTY FD | $0 | – | -13,474 | -100.0% | -0.12% | – |
| JHS | Exit | HANCOCK JOHN INCOME SECS TR | $0 | – | -13,693 | -100.0% | -0.13% | – |
| KF | Exit | KOREA FD | $0 | – | -5,298 | -100.0% | -0.14% | – |
| HEQ | Exit | JOHN HANCOCK HDG EQ & INC FD | $0 | – | -13,213 | -100.0% | -0.14% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -17,899 | -100.0% | -0.14% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY | $0 | – | -9,298 | -100.0% | -0.14% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -16,970 | -100.0% | -0.16% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -17,238 | -100.0% | -0.17% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -18,738 | -100.0% | -0.17% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD I | $0 | – | -18,225 | -100.0% | -0.18% | – |
| ETB | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -18,129 | -100.0% | -0.18% | – |
| MYN | Exit | BLACKROCK MUNIYIELD NY QLTY | $0 | – | -21,666 | -100.0% | -0.19% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR O | $0 | – | -24,940 | -100.0% | -0.19% | – |
| TAI | Exit | TRANSAMERICA INCOME SHARES | $0 | – | -14,836 | -100.0% | -0.19% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS & | $0 | – | -19,900 | -100.0% | -0.20% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -19,980 | -100.0% | -0.20% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -13,301 | -100.0% | -0.20% | – |
| PDT | Exit | HANCOCK JOHN PREMUIM DIV FD | $0 | – | -22,754 | -100.0% | -0.20% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -23,264 | -100.0% | -0.21% | – |
| CXH | Exit | MFS INVT GRADE MUN TRsh ben int | $0 | – | -34,752 | -100.0% | -0.21% | – |
| MHN | Exit | BLACKROCK MUNIHLDGS NY QLTY | $0 | – | -23,048 | -100.0% | -0.22% | – |
| WEA | Exit | WESTERN ASSET PREMIER BD FD | $0 | – | -26,489 | -100.0% | -0.24% | – |
| NPT | Exit | NUVEEN PREM INCOME MUN FD 4 | $0 | – | -31,050 | -100.0% | -0.27% | – |
| NXK | Exit | NUVEEN NY DIV ADVANTG MUN FD | $0 | – | -31,539 | -100.0% | -0.28% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -36,545 | -100.0% | -0.30% | – |
| GGT | Exit | GABELLI MULTIMEDIA TR INC | $0 | – | -53,187 | -100.0% | -0.32% | – |
| SPXX | Exit | NUVEEN S&P 500 DYN OVERWRITE | $0 | – | -40,667 | -100.0% | -0.36% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -20,642 | -100.0% | -0.40% | – |
| VGM | Exit | INVESCO TR INVT GRADE MUNS | $0 | – | -51,008 | -100.0% | -0.44% | – |
| HQH | Exit | H&Q HEALTHCARE INVESTORSsh ben int | $0 | – | -20,651 | -100.0% | -0.46% | – |
| DIAX | Exit | NUVEEN DOW 30 DYN OVERWRITE | $0 | – | -50,895 | -100.0% | -0.50% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -117,183 | -100.0% | -0.53% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -63,058 | -100.0% | -0.56% | – |
| IQI | Exit | INVESCO QUALITY MUNI INC TRS | $0 | – | -70,101 | -100.0% | -0.57% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -80,146 | -100.0% | -0.58% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -47,892 | -100.0% | -0.66% | – |
| BLE | Exit | BLACKROCK MUNI INCOME TR II | $0 | – | -17,310 | -100.0% | -0.68% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -111,246 | -100.0% | -0.71% | – |
| BTT | Exit | BLACKROCK MUN TARGET TERM TR | $0 | – | -70,133 | -100.0% | -0.88% | – |
| HQL | Exit | H&Q LIFE SCIENCES INVESTORSsh ben int | $0 | – | -50,373 | -100.0% | -0.89% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -117,846 | -100.0% | -0.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BlackRock Resources & Commodit | 33 | Q4 2021 | 2.1% |
| CBRE GBL REAL ESTATE INC FD | 32 | Q2 2023 | 1.7% |
| GAMCO Global Gold Natural Reso | 29 | Q1 2023 | 2.2% |
| Royce Micro-Cap Trust Inc | 29 | Q3 2020 | 0.9% |
| ADAMS EXPRESS CO | 28 | Q3 2021 | 2.0% |
| BLACKROCK INTL GRWTH & INC T | 28 | Q2 2022 | 2.1% |
| EXXON MOBIL CORP | 27 | Q4 2023 | 46.5% |
| PHILIP MORRIS INTL INC | 27 | Q4 2023 | 1.7% |
| ALTRIA GROUP INC | 27 | Q4 2023 | 1.6% |
| SUPERCOM LTD NEW | 27 | Q4 2023 | 1.5% |
View DOLIVER ADVISORS, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BOULDER GROWTH & INCOME FUND | August 29, 2012 | 1,048,089 | 4.1% |
| CORNERSTONE PROGRESSIVE RETURN FUND | October 14, 2010 | 417,000 | 4.5% |
| FORT DEARBORN INCOME SECURITIES INC | September 14, 2010 | 206,974 | 2.4% |
| RIVUS BOND FUND | June 10, 2009 | 18,295 | 0.4% |
| FIRST TRUST VALUE LINE R 100 FUNDSold out | August 07, 2007 | 0 | 0.0% |
| FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDSold out | August 06, 2007 | 0 | 0.0% |
| PIONEER INTEREST SHARES | April 10, 2007 | 1,696,100 | 22.9% |
| BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC | February 14, 2007 | 637,800 | 5.0% |
| RIVUS BOND FUND | February 14, 2007 | 253,700 | 5.2% |
| CORNERSTONE STRATEGIC VALUE FUND INC/ NEW | April 03, 2006 | 319,490 | 1.3% |
View DOLIVER ADVISORS, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-01-03 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-07 |
View DOLIVER ADVISORS, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.