KCAP FINL INC's ticker is KCAP and the CUSIP is 48668E101.
Quarter-by-quarter ownership
| Value | Shares | Weighting | ||||
|---|---|---|---|---|---|---|
| Q1 2015 | $282,000 | -6.0% | 42,052 | -4.2% | 0.00% | – |
| Q4 2014 | $300,000 | -17.8% | 43,912 | -0.0% | 0.00% | – |
| Q3 2014 | $365,000 | -14.1% | 43,914 | -12.4% | 0.00% | – |
| Q2 2014 | $425,000 | -89.0% | 50,121 | -88.8% | 0.00% | – |
| Q1 2014 | $3,868,000 | -41.7% | 446,624 | -42.5% | 0.00% | – |
| Q4 2013 | $6,634,000 | +67.0% | 776,922 | +75.7% | 0.00% | – |
| Q3 2013 | $3,972,000 | -17.4% | 442,075 | +3.5% | 0.00% | -100.0% |
| Q2 2013 | $4,810,000 | – | 426,977 | – | 0.00% | – |
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Other shareholders
| Name | Shares | Value | Weighting ↓ |
|---|---|---|---|
| DG Capital Management, LLC | 1,130,127 | $5,097,000 | 5.93% |
| DIALECTIC CAPITAL MANAGEMENT, LP | 268,080 | $1,209,000 | 0.40% |
| Muzinich & Co., Inc. | 149,051 | $656,000 | 0.32% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,083,410 | $4,886,000 | 0.30% |
| Kellner Capital, LLC | 125,036 | $564,000 | 0.30% |
| CUE ADVISORY SERVICES, INC. | 45,700 | $206,000 | 0.21% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 551,090 | $2,485,000 | 0.09% |
| DRILL CRAIG A | 11,800 | $53,000 | 0.08% |
| Texas Yale Capital Corp. | 112,800 | $509,000 | 0.05% |
| Advisors Asset Management, Inc. | 517,400 | $2,333,000 | 0.04% |