BARINGS LLC - Q1 2023 holdings

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$2.91 Billion is the total value of BARINGS LLC's 210 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 36.4% .

All

			Value		Shares		↓ Weighting
IVV	Buy	ISHARES TRcore s&p500 etf	$735,999,276	+17.9%	1,790,404	+10.2%	25.28%	+14.2%
QQQ	Buy	INVESCO QQQ TRunit ser 1	$358,038,815	+22.4%	1,115,629	+1.5%	12.30%	+18.6%
IWO	Sell	ISHARES TRrus 2000 grw etf	$309,121,637	+3.7%	1,362,850	-2.0%	10.62%	+0.4%
BBDC		BARINGS BDC, INC.	$108,299,067	-2.6%	13,639,681	0.0%	3.72%	-5.6%
LQD	Buy	ISHARES TRiboxx inv cp etf	$87,643,280	+446.3%	799,592	+425.5%	3.01%	+429.2%
AGG	Buy	ISHARES TRcore us aggbd et	$75,937,936	+127.7%	762,123	+121.7%	2.61%	+120.6%
VT	Buy	VANGUARD INTL EQUITY INDEX Ftt wrld st etf	$63,325,504	+156.8%	687,648	+140.4%	2.18%	+148.9%
HTHT	Buy	H WORLD GROUP LTDsponsored ads	$60,615,648	+65.2%	1,242,888	+43.7%	2.08%	+60.0%
FLOT	Sell	ISHARES TRfltg rate nt etf	$59,769,595	-28.8%	1,186,140	-28.9%	2.05%	-31.1%
IEF	Buy	ISHARES TR7-10 yr trsy bd	$51,466,573	+142.9%	519,235	+134.8%	1.77%	+135.4%
PDD	Buy	PDD HOLDINGS INCsponsored ads	$50,417,789	+28.3%	664,266	+37.9%	1.73%	+24.3%
SU	Buy	SUNCOR ENERGY INC NEW	$40,392,759	+1.4%	1,300,894	+3.6%	1.39%	-1.8%
NTR	Buy	NUTRIEN LTD	$37,052,700	+1.6%	509,806	+2.1%	1.27%	-1.6%
VWO	Buy	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$34,969,634	+75.2%	865,585	+69.0%	1.20%	+69.6%
SE	Sell	SEA LTDsponsord ads	$34,019,342	+56.2%	393,060	-6.1%	1.17%	+51.4%
	New	LINDE PLC	$30,662,742	–	86,267	+100.0%	1.05%	–
TCOM	New	TRIP COM GROUP LTDads	$29,839,537	–	792,130	+100.0%	1.02%	–
		DISH NETWORK CORPORATIONnote 3.375% 8/1	$29,224,448	-18.2%	56,889,000	0.0%	1.00%	-20.8%
YUMC	Buy	YUM CHINA HLDGS INC	$28,694,878	+17.6%	452,672	+1.4%	0.99%	+14.0%
CEMB	Buy	ISHARES INCjp mrg em crp bd	$23,251,326	+430.4%	533,777	+420.7%	0.80%	+415.5%
XOM	Sell	EXXON MOBIL CORP	$21,653,573	-6.3%	197,461	-5.8%	0.74%	-9.3%
		DIGITALBRIDGE GROUP INCnote 5.000% 4/1	$21,467,750	+1.3%	21,500,000	0.0%	0.74%	-1.9%
GTXAP		GARRETT MOTION INCpfd conv ser a	$20,947,507	+2.2%	2,356,300	0.0%	0.72%	-1.0%
URTH	Sell	ISHARES INCmsci world etf	$19,732,318	-14.4%	167,692	-20.5%	0.68%	-17.0%
DEM	Buy	WISDOMTREE TRemer mkt high fd	$19,619,203	+62.8%	518,204	+53.2%	0.67%	+57.8%
IEV	New	ISHARES TReurope etf	$18,947,826	–	378,805	+100.0%	0.65%	–
DE	Sell	DEERE & CO	$16,907,023	-26.5%	40,949	-23.7%	0.58%	-28.8%
SHY	Sell	ISHARES TR1 3 yr treas bd	$16,606,261	-14.3%	202,121	-15.4%	0.57%	-17.0%
TCPC		BLACKROCK TCP CAPITAL CORP	$16,514,732	-20.4%	1,603,372	0.0%	0.57%	-23.0%
		PENNYMAC CORPnote 5.500%11/0	$15,810,000	+2.7%	17,000,000	0.0%	0.54%	-0.5%
COP	Sell	CONOCOPHILLIPS	$14,317,094	-24.3%	144,311	-9.9%	0.49%	-26.6%
		MFA FINL INCnote 6.250% 6/1	$14,190,000	+2.3%	15,000,000	0.0%	0.49%	-1.0%
CF	Buy	CF INDS HLDGS INC	$12,933,376	-3.1%	178,416	+13.9%	0.44%	-6.1%
TSCO	Buy	TRACTOR SUPPLY CO	$12,766,198	+4.9%	54,315	+0.4%	0.44%	+1.9%
EAGG	Buy	ISHARES TResg awr us agrgt	$12,741,042	+200.3%	265,107	+192.1%	0.44%	+192.0%
SPGP	New	INVESCO EXCHANGE TRADED FD Ts&p 500 garp etf	$11,408,363	–	133,744	+100.0%	0.39%	–
CVX		CHEVRON CORP NEW	$11,402,110	-9.1%	69,883	0.0%	0.39%	-11.9%
GPRE	Sell	GREEN PLAINS INC	$10,928,004	-26.5%	352,630	-27.7%	0.38%	-28.8%
HES	Sell	HESS CORP	$10,895,288	-13.8%	82,328	-7.6%	0.37%	-16.5%
EOG	Buy	EOG RES INC	$10,819,696	-11.1%	94,388	+0.4%	0.37%	-13.9%
DAR	Sell	DARLING INGREDIENTS INC	$10,560,881	-20.4%	180,837	-14.7%	0.36%	-22.9%
GRID	New	FIRST TR EXCHANGE TRADED FDnasdq cln edge	$9,930,362	–	101,683	+100.0%	0.34%	–
EZU	Buy	ISHARES INCmsci eurzone etf	$9,819,957	+501.3%	217,834	+426.5%	0.34%	+481.0%
		GRAB HOLDINGS LIMITEDclass a ord	$9,471,052	-11.5%	3,323,176	0.0%	0.32%	-14.2%
MOS	Buy	MOSAIC CO NEW	$9,313,365	+6.7%	202,994	+2.0%	0.32%	+3.2%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$9,252,416	-46.8%	121,375	-47.5%	0.32%	-48.4%
AGCO	Sell	AGCO CORP	$9,251,736	-4.0%	68,430	-1.6%	0.32%	-7.0%
ASHR	New	DBX ETF TRxtrack hrvst csi	$9,228,213	–	313,033	+100.0%	0.32%	–
SHV	Sell	ISHARES TRshort treas bd	$8,928,511	-79.2%	80,801	-79.3%	0.31%	-79.8%
BG		BUNGE LIMITED	$8,814,012	-4.3%	92,274	0.0%	0.30%	-7.1%
CNHI	Sell	CNH INDL N V	$8,796,054	-29.3%	576,035	-25.6%	0.30%	-31.5%
VLO	Sell	VALERO ENERGY CORP	$8,669,858	-0.7%	62,105	-9.8%	0.30%	-3.9%
CTVA		CORTEVA INC	$8,565,950	+2.6%	142,032	0.0%	0.29%	-0.7%
AU		ANGLOGOLD ASHANTI LIMITEDsponsored adr	$8,550,633	+24.6%	353,478	0.0%	0.29%	+21.0%
PBRA	Buy	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$7,783,498	+83.5%	838,739	+83.7%	0.27%	+78.0%
VALE	Sell	VALE S Asponsored ads	$7,625,290	-17.8%	483,225	-11.6%	0.26%	-20.4%
ADM	Buy	ARCHER DANIELS MIDLAND CO	$7,300,202	-13.8%	91,642	+0.4%	0.25%	-16.3%
BBD	Sell	BANCO BRADESCO S Asp adr pfd new	$7,057,426	-28.5%	2,693,674	-21.4%	0.24%	-30.9%
EMBD	Buy	GLOBAL X FDSx emerging mkt	$6,999,856	+73.3%	320,800	+69.9%	0.24%	+67.8%
DOW		DOW INC	$6,910,116	+8.8%	126,051	0.0%	0.24%	+5.3%
SHW	Buy	SHERWIN WILLIAMS CO	$6,787,604	+6.8%	30,198	+12.8%	0.23%	+3.6%
ITUB	Sell	ITAU UNIBANCO HLDG S Aspon adr rep pfd	$6,705,313	-4.6%	1,376,861	-7.8%	0.23%	-7.6%
FPE	Buy	FIRST TR EXCH TRADED FD IIIpfd secs inc etf	$6,472,147	+22.1%	405,523	+28.5%	0.22%	+18.1%
MSFT	Buy	MICROSOFT CORP	$6,346,348	+20.2%	22,013	+0.0%	0.22%	+16.6%
ZTO	Sell	ZTO EXPRESS CAYMAN INCsponsored ads a	$6,286,112	-79.5%	219,334	-80.8%	0.22%	-80.1%
LI		LI AUTO INCsponsored ads	$6,095,859	+22.3%	244,323	0.0%	0.21%	+18.1%
TAN	Sell	INVESCO EXCH TRADED FD TR IIsolar etf	$5,849,265	-31.5%	75,348	-35.7%	0.20%	-33.7%
AMCR		AMCOR PLCord	$5,772,573	-4.5%	507,256	0.0%	0.20%	-7.5%
EWH	Sell	ISHARES INCmsci hong kg etf	$5,725,929	-35.1%	278,634	-33.7%	0.20%	-37.1%
VGT	New	VANGUARD WORLD FDSinf tech etf	$5,495,646	–	14,257	+100.0%	0.19%	–
LYB	New	LYONDELLBASELL INDUSTRIES N	$5,000,769	–	53,262	+100.0%	0.17%	–
QUAL	Sell	ISHARES TRmsci usa qlt fct	$4,993,740	-87.7%	40,251	-88.7%	0.17%	-88.0%
SQM	Sell	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$4,611,179	-30.9%	56,886	-31.9%	0.16%	-33.3%
CIB		BANCOLOMBIA S Aspon adr pref	$4,183,064	-11.9%	166,457	0.0%	0.14%	-14.3%
IGSB		ISHARES TR	$3,881,472	+1.4%	76,800	0.0%	0.13%	-2.2%
	Buy	TDCX INCads	$3,855,631	-13.7%	433,217	+20.0%	0.13%	-16.5%
FMC		FMC CORP	$3,751,711	-2.1%	30,719	0.0%	0.13%	-5.1%
AON	Sell	AON PLC	$3,689,839	-11.1%	11,703	-15.4%	0.13%	-13.6%
UNH	Buy	UNITEDHEALTH GROUP INC	$3,478,262	-5.9%	7,360	+5.6%	0.12%	-9.2%
ACWI	Buy	ISHARES TRmsci acwi etf	$3,304,277	+27.3%	36,247	+18.5%	0.11%	+23.9%
AMZN	Sell	AMAZON COM INC	$3,231,841	+22.1%	31,289	-0.7%	0.11%	+18.1%
IEUR	Buy	ISHARES TRcore msci euro	$3,232,213	+532.6%	61,707	+473.7%	0.11%	+516.7%
MCI		BARINGS CORPORATE INVS	$3,108,246	+1.4%	219,664	0.0%	0.11%	-1.8%
EOSE		EOS ENERGY ENTERPRISES INC	$3,095,385	+73.6%	1,204,430	0.0%	0.11%	+68.3%
VGIT		VANGUARD SCOTTSDALE FDSinter term treas	$3,009,272	+2.5%	50,188	0.0%	0.10%	-1.0%
ABEV	Sell	AMBEV SAsponsored adr	$2,839,266	-10.8%	1,006,832	-13.9%	0.10%	-13.3%
AAXJ	Sell	ISHARES TRmsci ac asia etf	$2,724,709	-22.0%	40,146	-25.5%	0.09%	-24.2%
ICVT	New	ISHARES TRconv bd etf	$2,451,942	–	33,764	+100.0%	0.08%	–
MCD	Buy	MCDONALDS CORP	$2,389,267	+8.2%	8,545	+2.0%	0.08%	+5.1%
PBR		PETROLEO BRASILEIRO SA PETROsponsored adr	$2,232,156	-2.1%	214,013	0.0%	0.08%	-4.9%
AAPL	Sell	APPLE INC	$2,099,012	+1.6%	12,729	-19.9%	0.07%	-1.4%
BLFS		BIOLIFE SOLUTIONS INC	$1,986,123	+19.5%	91,316	0.0%	0.07%	+15.3%
MPV		BARINGS PARTN INVS TRUST	$1,838,439	+4.1%	143,404	0.0%	0.06%	0.0%
SBS	Buy	COMPANHIA DE SANEAMENTO BASIsponsored adr	$1,615,982	+35.7%	161,760	+44.8%	0.06%	+33.3%
VIST	Sell	VISTA ENERGY S.A.B. DE C.V.sponsored ads	$1,599,586	-49.3%	80,828	-59.9%	0.06%	-50.9%
WFRD		WEATHERFORD INTL PLC	$1,594,200	+16.6%	26,861	0.0%	0.06%	+14.6%
V	Sell	VISA INC	$1,541,921	-16.6%	6,839	-23.1%	0.05%	-19.7%
TJX	Sell	TJX COS INC NEW	$1,510,311	-18.9%	19,274	-17.6%	0.05%	-21.2%
TMO	Buy	THERMO FISHER SCIENTIFIC INC	$1,270,319	+27.4%	2,204	+21.8%	0.04%	+25.7%
VAL		VALARIS LIMITEDcl a	$1,282,134	-4.4%	19,835	0.0%	0.04%	-8.3%
BAP	Sell	CREDICORP LTD	$1,217,061	-32.8%	9,193	-31.1%	0.04%	-34.4%
ASAI	Buy	SENDAS DISTRIBUIDORA S Aspon ads	$1,162,786	+58.8%	74,110	+85.3%	0.04%	+53.8%
MPV		BARINGS PARTN INVSsh ben int	$1,104,404	+4.1%	86,128	0.0%	0.04%	0.0%
PEP	Buy	PEPSICO INC	$1,089,607	+13.8%	5,977	+12.8%	0.04%	+8.8%
DIS	Sell	DISNEY WALT CO	$1,083,607	-14.6%	10,822	-25.9%	0.04%	-17.8%
HEPS		D MARKET ELECTR SVCS & TRADIsponsored ads	$1,066,420	+103.0%	795,836	0.0%	0.04%	+94.7%
MA	Sell	MASTERCARD INCORPORATEDcl a	$1,046,621	-22.6%	2,880	-25.9%	0.04%	-25.0%
GOOGL	Sell	ALPHABET INCcap stk cl a	$1,038,338	-2.1%	10,010	-16.7%	0.04%	-5.3%
TTWO	Sell	TAKE-TWO INTERACTIVE SOFTWAR	$990,906	-13.5%	8,306	-24.5%	0.03%	-17.1%
GOOG	Sell	ALPHABET INCcap stk cl c	$976,040	+3.2%	9,385	-12.0%	0.03%	0.0%
NVDA	Sell	NVIDIA CORPORATION	$974,417	+29.4%	3,508	-31.9%	0.03%	+22.2%
SLQD	Sell	ISHARES TR0-5yr invt gr cp	$925,047	-87.7%	19,081	-87.9%	0.03%	-88.0%
WSC		WILLSCOT MOBIL MINI HLDNG CO	$927,005	+3.8%	19,774	0.0%	0.03%	0.0%
FB	Sell	META PLATFORMS INCcl a	$909,435	+17.7%	4,291	-33.2%	0.03%	+14.8%
SYK	Sell	STRYKER CORPORATION	$898,374	-2.8%	3,147	-16.8%	0.03%	-6.1%
BIZD	Buy	VANECK ETF TRUST	$908,100	+189.5%	61,234	+176.3%	0.03%	+181.8%
CWB	New	SPDR SER TRbbg conv sec etf	$815,638	–	12,161	+100.0%	0.03%	–
FIS	Sell	FIDELITY NATL INFORMATION SV	$785,340	-63.0%	14,455	-53.8%	0.03%	-64.0%
URI	New	UNITED RENTALS INC	$747,195	–	1,888	+100.0%	0.03%	–
MBB		ISHARES TRmbs etf	$767,313	+2.1%	8,100	0.0%	0.03%	-3.7%
HNRG		HALLADOR ENERGY COMPANY	$636,306	-8.0%	69,239	0.0%	0.02%	-12.0%
OEG	Buy	ORBITAL INFRASTRUCTURE GRP I	$612,779	+16.0%	4,199,992	+56.6%	0.02%	+10.5%
PG	Sell	PROCTER AND GAMBLE CO	$603,384	-8.9%	4,058	-7.1%	0.02%	-8.7%
IFF		INTERNATIONAL FLAVORS&FRAGRA	$545,415	-12.3%	5,931	0.0%	0.02%	-13.6%
BDX	Sell	BECTON DICKINSON & CO	$538,647	-20.7%	2,176	-18.6%	0.02%	-20.8%
JPM	Buy	JPMORGAN CHASE & CO	$459,212	+8.4%	3,524	+11.6%	0.02%	+6.7%
CRM	Sell	SALESFORCE INC	$395,765	-33.4%	1,981	-55.8%	0.01%	-33.3%
NET	New	CLOUDFLARE INC	$395,795	–	6,419	+100.0%	0.01%	–
HDB		HDFC BANK LTDsponsored ads	$385,353	-2.5%	5,780	0.0%	0.01%	-7.1%
ZTS		ZOETIS INCcl a	$353,019	+13.6%	2,121	0.0%	0.01%	+9.1%
KO		COCA COLA CO	$346,872	-2.5%	5,592	0.0%	0.01%	-7.7%
COST	Sell	COSTCO WHSL CORP NEW	$351,287	-45.0%	707	-49.4%	0.01%	-47.8%
MU	Buy	MICRON TECHNOLOGY INC	$353,774	+26.5%	5,863	+4.8%	0.01%	+20.0%
MRK	Sell	MERCK & CO INC	$337,256	-10.9%	3,170	-7.1%	0.01%	-7.7%
ADBE	Sell	ADOBE SYSTEMS INCORPORATED	$328,335	-44.0%	852	-51.1%	0.01%	-47.6%
QCOM	Sell	QUALCOMM INC	$319,205	-2.6%	2,502	-16.0%	0.01%	-8.3%
WMT		WALMART INC	$307,286	+4.0%	2,084	0.0%	0.01%	+10.0%
LRCX	New	LAM RESEARCH CORP	$313,831	–	592	+100.0%	0.01%	–
SNPS	Sell	SYNOPSYS INC	$295,481	-11.2%	765	-26.6%	0.01%	-16.7%
TSLA	New	TESLA INC	$294,801	–	1,421	+100.0%	0.01%	–
ADSK	Sell	AUTODESK INC	$280,808	-10.6%	1,349	-19.8%	0.01%	-9.1%
HD	Buy	HOME DEPOT INC	$295,710	+30.0%	1,002	+39.2%	0.01%	+25.0%
AVGO		BROADCOM INC	$252,767	+14.7%	394	0.0%	0.01%	+12.5%
JNJ	Sell	JOHNSON & JOHNSON	$256,215	-74.2%	1,653	-70.6%	0.01%	-74.3%
MGRC	New	MCGRATH RENTCORP	$274,425	–	2,941	+100.0%	0.01%	–
CSCO	Sell	CISCO SYS INC	$252,750	-35.5%	4,835	-41.2%	0.01%	-35.7%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$270,483	-13.4%	876	-13.4%	0.01%	-18.2%
AMAT	New	APPLIED MATLS INC	$263,593	–	2,146	+100.0%	0.01%	–
ACN	Sell	ACCENTURE PLC IRELAND	$257,229	-33.6%	900	-38.0%	0.01%	-35.7%
ADI	New	ANALOG DEVICES INC	$272,755	–	1,383	+100.0%	0.01%	–
ABT	Sell	ABBOTT LABS	$252,644	-24.9%	2,495	-18.5%	0.01%	-25.0%
INFY		INFOSYS LTDsponsored adr	$221,523	-3.2%	12,702	0.0%	0.01%	0.0%
VRTX	New	VERTEX PHARMACEUTICALS INC	$232,837	–	739	+100.0%	0.01%	–
BAC	Sell	BANK AMERICA CORP	$201,029	-37.5%	7,029	-27.6%	0.01%	-36.4%
MDLZ	New	MONDELEZ INTL INCcl a	$205,744	–	2,951	+100.0%	0.01%	–
DHR		DANAHER CORPORATION	$213,982	-5.0%	849	0.0%	0.01%	-12.5%
SPGI	New	S&P GLOBAL INC	$207,552	–	602	+100.0%	0.01%	–
BGH	Buy	BARINGS GLOBAL SHORT DURATION	$148,999	+4.2%	11,550	+2.4%	0.01%	0.0%
BMTX		BM TECHNOLOGIES INC	$111,901	-32.4%	31,790	0.0%	0.00%	-33.3%
CURI		CURIOSITYSTREAM INC	$37,707	+18.4%	27,931	0.0%	0.00%	0.0%
YNDX		YANDEX N V	$0	–	1,002,695	0.0%	0.00%	–
QAT	Exit	ISHARES TRmsci qatar etf	$0	–	-5,087	-100.0%	-0.00%	–
TGT	Exit	TARGET CORP	$0	–	-1,379	-100.0%	-0.01%	–
CDNS	Exit	CADENCE DESIGN SYSTEM INC	$0	–	-1,254	-100.0%	-0.01%	–
SCHW	Exit	SCHWAB CHARLES CORP	$0	–	-2,613	-100.0%	-0.01%	–
LNT	Exit	ALLIANT ENERGY CORP	$0	–	-4,004	-100.0%	-0.01%	–
ITW	Exit	ILLINOIS TOOL WKS INC	$0	–	-1,053	-100.0%	-0.01%	–
WTRG	Exit	ESSENTIAL UTILS INC	$0	–	-4,847	-100.0%	-0.01%	–
MMM	Exit	3M CO	$0	–	-2,022	-100.0%	-0.01%	–
AWK	Exit	AMERICAN WTR WKS CO INC NEW	$0	–	-1,655	-100.0%	-0.01%	–
NOW	Exit	SERVICENOW INC	$0	–	-745	-100.0%	-0.01%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-606	-100.0%	-0.01%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-2,495	-100.0%	-0.01%	–
PGR	Exit	PROGRESSIVE CORP	$0	–	-2,445	-100.0%	-0.01%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-1,863	-100.0%	-0.01%	–
PFE	Exit	PFIZER INC	$0	–	-5,812	-100.0%	-0.01%	–
AMGN	Exit	AMGEN INC	$0	–	-1,414	-100.0%	-0.01%	–
INTU	Exit	INTUIT	$0	–	-965	-100.0%	-0.01%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-4,891	-100.0%	-0.01%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-7,783	-100.0%	-0.02%	–
BLK	Exit	BLACKROCK INC	$0	–	-618	-100.0%	-0.02%	–
ORCL	Exit	ORACLE CORP	$0	–	-5,410	-100.0%	-0.02%	–
NKE	Exit	NIKE INCcl b	$0	–	-4,146	-100.0%	-0.02%	–
LLY	Exit	LILLY ELI & CO	$0	–	-1,889	-100.0%	-0.02%	–
VTV	Exit	VANGUARD INDEX FDSvalue etf	$0	–	-5,310	-100.0%	-0.03%	–
GGB	Exit	GERDAU SAspon adr rep pfd	$0	–	-287,104	-100.0%	-0.06%	–
XLV	Exit	SELECT SECTOR SPDR TRsbi healthcare	$0	–	-11,590	-100.0%	-0.06%	–
IGV	Exit	ISHARES TRexpanded tech	$0	–	-9,305	-100.0%	-0.08%	–
ZH	Exit	ZHIHU INCads	$0	–	-1,888,411	-100.0%	-0.09%	–
WPM	Exit	WHEATON PRECIOUS METALS CORP	$0	–	-71,758	-100.0%	-0.10%	–
ALB	Exit	ALBEMARLE CORP	$0	–	-19,732	-100.0%	-0.15%	–
	Exit	ROYAL CARIBBEAN GROUPnote 4.250% 6/1	$0	–	-4,989,000	-100.0%	-0.18%	–
EBR	Exit	CENTRAIS ELETRICAS BRASILEIRsponsored adr	$0	–	-649,975	-100.0%	-0.18%	–
SHYG	Exit	ISHARES TR0-5yr hi yl cp	$0	–	-137,505	-100.0%	-0.20%	–
QCLN	Exit	FIRST TR EXCHANGE-TRADED FDnas clnedg green	$0	–	-121,158	-100.0%	-0.20%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-15,535	-100.0%	-0.21%	–
	Exit	BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1	$0	–	-6,000,000	-100.0%	-0.21%	–
VYM	Exit	VANGUARD WHITEHALL FDShigh div yld	$0	–	-75,643	-100.0%	-0.29%	–
APD	Exit	AIR PRODS & CHEMS INC	$0	–	-28,079	-100.0%	-0.31%	–
JNK	Exit	SPDR SER TRbloomberg high y	$0	–	-100,000	-100.0%	-0.32%	–
ICLN	Exit	ISHARES TRgl clean ene etf	$0	–	-467,451	-100.0%	-0.33%	–
IYH	Exit	ISHARES TRus hlthcare etf	$0	–	-33,473	-100.0%	-0.34%	–
BEKE	Exit	KE HLDGS INCsponsored ads	$0	–	-729,629	-100.0%	-0.36%	–
IXJ	Exit	ISHARES TRglob hlthcre etf	$0	–	-148,956	-100.0%	-0.45%	–
LIN	Exit	LINDE PLC	$0	–	-51,552	-100.0%	-0.60%	–
FDL	Exit	FIRST TR MORNINGSTAR DIVID L	$0	–	-728,680	-100.0%	-0.94%	–
HDV	Exit	ISHARES TRcore high dv etf	$0	–	-774,204	-100.0%	-2.86%	–
VIG	Exit	VANGUARD SPECIALIZED FUNDSdiv app etf	$0	–	-583,507	-100.0%	-3.14%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-05-09

Signatures

The EDGAR filing(s) were signed by:

Christina Coone — Head of Regulatory Solutions

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE, INC.	42	Q3 2023	2.1%
MICROSOFT CORPORATION	42	Q3 2023	2.2%
EXXONMOBIL CORP.	42	Q3 2023	1.4%
AMAZON.COM INC.	42	Q3 2023	1.3%
JOHNSON & JOHNSON	42	Q3 2023	1.0%
CHEVRON CORPORATION	42	Q3 2023	0.9%
JPMORGAN CHASE & CO.	42	Q3 2023	0.8%
UNITEDHEALTH GROUP INCORPORATED	42	Q3 2023	0.6%
CONOCOPHILLIPS	42	Q3 2023	0.7%
MASTERCARD INCORPORATED	42	Q3 2023	0.6%

View BARINGS LLC's complete holdings history.

Latest significant ownerships (13-D/G)

BARINGS LLC Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ClearBridge MLP & Midstream Fund Inc.	July 25, 2023	43	22.0%
Barings BDC, Inc.	February 12, 2019	13,356,159	26.0%
LAYNE CHRISTENSEN CO^{Sold out}	February 12, 2019	0	0.0%
TCP Capital Corp.	February 17, 2015	1,603,372	3.3%
MFRI INC^{Sold out}	February 05, 2014	0	0.0%
GSE SYSTEMS INC	February 12, 2010	472,100	2.5%
KEITHLEY INSTRUMENTS INC	February 12, 2010	534,200	3.4%
MICRONETICS INC	February 12, 2010	166,600	3.7%
UROPLASTY INC^{Sold out}	February 12, 2010	0	0.0%
CARRIAGE SERVICES INC^{Sold out}	June 03, 2009	0	0.0%

View BARINGS LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-08
40-APP/A	2023-12-04
13F-HR	2023-11-13
40-APP/A	2023-10-25
13F-HR	2023-08-08
SC 13D	2023-07-25
SC 13D	2023-07-25
40-APP	2023-07-20
13F-HR	2023-05-09
13F-HR	2023-02-13

View BARINGS LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export BARINGS LLC's holdings