BARINGS LLC Q3 2023 significant ownership

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BARINGS LLC is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

13F

13D/G

BARINGS LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ClearBridge MLP & Midstream Fund Inc.	July 25, 2023	43	22.0%
Barings BDC, Inc.	February 12, 2019	13,356,159	26.0%
LAYNE CHRISTENSEN CO^{Sold out}	February 12, 2019	0	0.0%
TCP Capital Corp.	February 17, 2015	1,603,372	3.3%
MFRI INC^{Sold out}	February 05, 2014	0	0.0%
GSE SYSTEMS INC	February 12, 2010	472,100	2.5%
KEITHLEY INSTRUMENTS INC	February 12, 2010	534,200	3.4%
MICRONETICS INC	February 12, 2010	166,600	3.7%
UROPLASTY INC^{Sold out}	February 12, 2010	0	0.0%
CARRIAGE SERVICES INC^{Sold out}	June 03, 2009	0	0.0%
SAMSONITE CORP/FL^{Sold out}	February 15, 2008	0	0.0%
BOLT TECHNOLOGY CORP^{Sold out}	February 14, 2008	0	0.0%
AZZ INC	February 13, 2007	25,000	0.4%
GLOBAL POWER EQUIPMENT GROUP INC/^{Sold out}	February 13, 2007	0	0.0%
HANCOCK FABRICS INC^{Sold out}	February 13, 2007	0	0.0%
HMS HOLDINGS CORP	February 13, 2007	338,900	1.5%
II-VI INC	February 13, 2007	274,328	0.9%
NCI, Inc.^{Sold out}	February 13, 2007	0	0.0%
NU HORIZONS ELECTRONICS CORP	February 13, 2007	398,000	2.2%
PW EAGLE INC	February 13, 2007	7,600	0.1%
FIELDSTONE INVESTMENT CORP	January 16, 2007	4,600,000	9.8%
Tennenbaum Opportunities Fund V, LLC	November 06, 2006	1,000	13.8%
W-H ENERGY SERVICES INC^{Sold out}	October 02, 2006	0	0.0%
SPARTECH CORP^{Sold out}	September 27, 2006	0	0.0%
STEINWAY MUSICAL INSTRUMENTS INC^{Sold out}	September 27, 2006	0	0.0%
ULTRALIFE BATTERIES INC^{Sold out}	September 27, 2006	0	0.0%
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC^{Sold out}	September 27, 2006	0	0.0%
ORBIT INTERNATIONAL CORP^{Sold out}	September 26, 2006	0	0.0%
PINNACLE FINANCIAL SERVICES INC^{Sold out}	September 26, 2006	0	0.0%
REMEDYTEMP INC^{Sold out}	September 26, 2006	0	0.0%
SAGA COMMUNICATIONS INC^{Sold out}	September 26, 2006	0	0.0%
INTERTAPE POLYMER GROUP INC^{Sold out}	September 18, 2006	0	0.0%
LABARGE INC^{Sold out}	September 18, 2006	0	0.0%
MOVADO GROUP INC^{Sold out}	September 18, 2006	0	0.0%
NEOGEN CORP^{Sold out}	September 18, 2006	0	0.0%
COHERENT INC^{Sold out}	September 14, 2006	0	0.0%
Comstock Homebuilding Companies, Inc.^{Sold out}	September 14, 2006	0	0.0%
EASTERN CO^{Sold out}	September 14, 2006	0	0.0%
ENESCO GROUP INC^{Sold out}	September 14, 2006	0	0.0%
HARRINGTON WEST FINANCIAL GROUP INC/CA^{Sold out}	September 14, 2006	0	0.0%
HEICO CORP^{Sold out}	September 14, 2006	0	0.0%
ALLIED DEFENSE GROUP INC^{Sold out}	September 08, 2006	0	0.0%
BIO IMAGING TECHNOLOGIES INC^{Sold out}	September 08, 2006	0	0.0%
BIO REFERENCE LABORATORIES INC^{Sold out}	September 08, 2006	0	0.0%
CASUAL MALE RETAIL GROUP INC^{Sold out}	September 08, 2006	0	0.0%
TEAM INC	February 07, 2006	285,800	3.5%
ZILOG INC^{Sold out}	February 07, 2006	0	0.0%
SOUTHCOAST FINANCIAL CORP	February 03, 2006	129,449	2.7%
SPORTSMANS GUIDE INC	February 03, 2006	347,200	4.7%
STERLING BANCORP	February 03, 2006	328,175	1.7%
MARTEN TRANSPORT LTD	February 01, 2006	91,547,501	4.2%
MITY ENTERPRISES INC^{Sold out}	February 01, 2006	0	0.0%
MOLDFLOW CORP	February 01, 2006	430,563	3.8%
MYKROLIS CORP^{Sold out}	February 01, 2006	0	0.0%
NATURAL GAS SERVICES GROUP INC^{Sold out}	February 01, 2006	0	0.0%
KAYDON CORP	January 30, 2006	1,038,555	3.7%
KEITH COMPANIES INC^{Sold out}	January 30, 2006	0	0.0%
FIRST REPUBLIC BANK	January 20, 2006	99,717,301	3.9%
CORVEL CORP^{Sold out}	January 19, 2006	0	0.0%
ACTEL CORP^{Sold out}	January 17, 2006	0	0.0%
ANSOFT CORP	January 17, 2006	40,813,800	3.4%
AXSYS TECHNOLOGIES INC	January 17, 2006	48,400,000	4.6%
ELKCORP	February 11, 2005	53,283,678	2.7%
PENFORD CORP	February 11, 2005	393,850	4.5%
SPECTRUM CONTROL INC	February 11, 2005	294,000	2.3%
WOODHEAD INDUSTRIES INC^{Sold out}	February 11, 2005	0	0.0%
ONESOURCE INFORMATION SERVICES INC^{Sold out}	February 08, 2005	0	0.0%
MICRO LINEAR CORP /CA/^{Sold out}	February 02, 2005	0	0.0%
LSI INDUSTRIES INC	January 28, 2005	691,587	3.5%
MET PRO CORP	January 28, 2005	326,816	3.9%
HARDINGE INC	January 27, 2005	25,750	0.3%
CENTRAL VERMONT PUBLIC SERVICE CORP	January 20, 2005	212,700	1.8%
DONEGAL GROUP INC	January 20, 2005	489,694	4.8%
FIRST REPUBLIC BANK	February 12, 2004	40,940,000	5.5%
TECHNITROL INC	February 12, 2004	2,037,300	5.1%
PACIFIC CREST CAPITAL INC^{Sold out}	February 11, 2004	0	0.0%
GARDNER DENVER INC	February 10, 2004	583,491	3.6%
HUFFY CORP	February 10, 2004	674,925	4.2%
POLYMEDICA CORP	February 10, 2004	142,017,867	5.6%
INTERFACE INC	February 09, 2004	1,676,450	3.8%
LSB CORP	February 09, 2004	108,300	2.6%
MAGNETEK INC^{Sold out}	February 09, 2004	0	0.0%
MATRIX SERVICE CO	February 09, 2004	369,400	2.2%
MID ATLANTIC REALTY TRUST^{Sold out}	February 09, 2004	0	0.0%
PENTON MEDIA INC^{Sold out}	February 09, 2004	0	0.0%
BENIHANA INC	February 04, 2004	19,000	0.3%
CASH AMERICA INTERNATIONAL INC	February 04, 2004	57,414,418	2.0%
CUNO INC	February 04, 2004	528,880	3.1%
ACRES GAMING INC	August 07, 2003	458,500	4.4%
ULTIMATE ELECTRONICS INC	February 14, 2003	693,000	4.8%
STOLT OFFSHORE S A^{Sold out}	February 11, 2003	0	0.0%
TALX CORP	February 11, 2003	32,000	0.2%
SOUTHWEST WATER CO	February 10, 2003	30,851,078	3.2%
STEWART INFORMATION SERVICES CORP	February 10, 2003	659,900	4.0%
NEW ENGLAND BUSINESS SERVICE INC	February 06, 2003	592,475	4.5%
MTR GAMING GROUP INC^{Sold out}	February 05, 2003	0	0.0%
MEDAMICUS INC^{Sold out}	February 04, 2003	0	0.0%
LIFELINE SYSTEMS INC^{Sold out}	February 03, 2003	0	0.0%
GERBER SCIENTIFIC INC^{Sold out}	January 30, 2003	0	0.0%
CROSSMANN COMMUNITIES INC^{Sold out}	January 27, 2003	0	0.0%
CARLISLE COMPANIES INC	January 24, 2003	1,473,925	4.9%
ADVO INC	January 23, 2003	844,590	4.3%
ASCENTIAL SOFTWARE CORP	January 23, 2003	8,992,800	3.7%
ASTRONICS CORP	January 22, 2003	172,175	2.9%
KENDLE INTERNATIONAL INC	November 15, 2002	381,200	3.0%
KENDLE INTERNATIONAL INC	January 15, 2002	821,675	3.8%
ELCOR CORP	January 14, 2002	1,582,600	8.2%
SEA CONTAINERS LTD /NY/^{Sold out}	December 11, 2001	0	0.0%
CONGOLEUM CORP^{Sold out}	December 10, 2001	0	0.0%
BTU INTERNATIONAL INC^{Sold out}	December 06, 2001	0	0.0%
HIGHLANDS INSURANCE GROUP INC^{Sold out}	August 23, 2001	0	0.0%
EXIDE CORP^{Sold out}	August 17, 2001	0	0.0%
COMPX INTERNATIONAL INC	March 09, 2001	11,260,000	1.9%
RENT WAY INC	February 14, 2001	152,084,700	6.2%
STERLING FINANCIAL CORP /WA/	February 09, 2001	16,159,000	2.0%
STRIDE RITE CORP	February 09, 2001	186,780,990	4.5%
SWISS ARMY BRANDS INC	February 09, 2001	12,220,000	1.5%
TRANSTECHNOLOGY CORP^{Sold out}	February 09, 2001	0	0.0%
ZYGO CORP	February 09, 2001	1,280,000	0.1%
MSC SOFTWARE CORP	February 08, 2001	22,460,000	1.6%
PENFORD CORP	February 06, 2001	33,425,000	4.5%
PETROLEUM HELICOPTERS INC	February 06, 2001	4,730,000	1.7%
SIGNAL TECHNOLOGY CORP	February 06, 2001	232,700,000	2.4%
SPARTAN MOTORS INC^{Sold out}	February 06, 2001	0	0.0%
DAYTON SUPERIOR CORP^{Sold out}	January 31, 2001	0	0.0%
HAVEN BANCORP INC^{Sold out}	January 31, 2001	0	0.0%
J&J SNACK FOODS CORP	January 30, 2001	11,460,000	1.4%
EGL INC	January 29, 2001	161,040,000	3.4%
GOTTSCHALKS INC	January 29, 2001	26,200,000	2.1%
MARSH SUPERMARKETS INC	January 29, 2001	11,282,500	2.6%
FALCON PRODUCTS INC /DE/	January 25, 2001	22,377,000	2.6%
FTI CONSULTING INC	January 25, 2001	41,730,000	4.0%
LAMSON & SESSIONS CO	January 25, 2001	19,760,000	1.5%
NORSTAN INC^{Sold out}	January 25, 2001	0	0.0%
STARRETT L S CO^{Sold out}	January 25, 2001	0	0.0%
WALLACE COMPUTER SERVICES INC^{Sold out}	January 25, 2001	0	0.0%
CASS COMMERCIAL CORP	January 24, 2001	5,920,000	1.7%
CHANNELL COMMERCIAL CORP	January 24, 2001	6,640,000	0.7%
CHICAGO BRIDGE & IRON CO N V^{Sold out}	January 24, 2001	0	0.0%
ENGINEERED SUPPORT SYSTEMS INC	January 24, 2001	16,080,000	2.3%
ENNIS BUSINESS FORMS INC	January 24, 2001	26,640,000	1.6%
KANEB SERVICES INC	January 24, 2001	57,890,000	1.9%
METALS USA INC^{Sold out}	January 24, 2001	0	0.0%
STYLING TECHNOLOGY CORP^{Sold out}	January 24, 2001	0	0.0%
INFORMATION RESOURCES INC	January 19, 2001	141,400,000	4.9%
ABC NACO INC	January 18, 2001	13,890,000	0.7%
AMERICAN PRECISION INDUSTRIES INC^{Sold out}	January 18, 2001	0	0.0%
APOGEE ENTERPRISES INC^{Sold out}	January 18, 2001	0	0.0%
BROWN & SHARPE MANUFACTURING CO /DE/	January 18, 2001	22,390,000	1.7%
CONNING CORP^{Sold out}	January 18, 2001	0	0.0%
DAY RUNNER INC^{Sold out}	January 18, 2001	0	0.0%
ESCO TECHNOLOGIES INC	January 18, 2001	27,620,000	2.2%
EXAR CORP	January 18, 2001	22,740,000	0.6%
FAB INDUSTRIES INC	January 18, 2001	9,920,000	1.9%
HELEN OF TROY LTD	January 18, 2001	19,440,000	0.7%
LANDAUER INC	January 18, 2001	9,980,000	1.2%
NASHUA CORP	January 18, 2001	10,610,000	1.8%
ROPER INDUSTRIES INC /DE/	January 18, 2001	149,602,000	4.9%
CAPITAL CORP OF THE WEST	December 11, 2000	15,554,000	3.4%
JACOBSON STORES INC	December 11, 2000	20,440,000	3.5%
K TRON INTERNATIONAL INC	December 11, 2000	11,924,300	4.9%
USEC INC	February 10, 2000	640,000	0.0%
CONNING CORP	February 09, 2000	73,600,000	5.4%
TITAN CORP	February 08, 2000	119,580,000	2.6%
LIFE USA HOLDING INC /MN/^{Sold out}	February 07, 2000	0	0.0%
SYLVAN INC	February 07, 2000	17,380,000	3.0%
PETCO ANIMAL SUPPLIES INC	February 04, 2000	232,040,000	11.0%
PULASKI FURNITURE CORP	February 04, 2000	34,190,000	11.8%
FLIR SYSTEMS INC	February 01, 2000	45,745,000	3.2%
JASON INC	February 01, 2000	90,261,600	4.4%
GENESEE CORP	January 28, 2000	17,640,000	12.5%
EDO CORP	January 27, 2000	69,590,000	10.3%
HUB GROUP INC	January 27, 2000	32,056,000	4.6%
INTERNATIONAL SHIPHOLDING CORP	January 27, 2000	1,200,100	0.2%
ALLTRISTA CORP	January 25, 2000	33,385,000	4.9%
CEM CORP	January 25, 2000	36,540,000	12.0%
ATHEY PRODUCTS CORP^{Sold out}	January 07, 2000	0	0.0%

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