$89.6 Million is the total value of Penn Mutual Asset Management, LLC's 61 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 51.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $7,110,000 | -1.6% | 6,000 | 0.0% | 7.94% | -16.0% | |
| BCX | BLACKROCK RES & COMMODITIES | $5,794,375 | +14.7% | 581,181 | 0.0% | 6.47% | -2.1% | |
| Sell | FRANKLIN BSP RLTY TR INC | $4,514,845 | +4.8% | 349,988 | -12.5% | 5.04% | -10.6% | |
| EDD | MORGAN STANLEY EMERGING MKTS | $4,240,804 | +9.4% | 963,819 | 0.0% | 4.73% | -6.6% | |
| FAX | ABRDN ASIA PACIFIC INCOME FU | $3,955,139 | +4.4% | 1,503,855 | 0.0% | 4.42% | -11.0% | |
| SPG | SIMON PPTY GROUP INC NEW | $3,552,595 | +30.9% | 30,240 | 0.0% | 3.97% | +11.7% | |
| SPOK | New | SPOK HLDGS INC | $3,286,319 | – | 401,260 | +100.0% | 3.67% | – |
| AGNC | AGNC INVT CORP | $3,170,847 | +22.9% | 306,362 | 0.0% | 3.54% | +4.9% | |
| T | AT&T INC | $2,627,107 | +20.0% | 142,700 | 0.0% | 2.93% | +2.4% | |
| DLY | DOUBLELINE YIELD OPPORTUNITI | $2,621,914 | -2.7% | 199,841 | 0.0% | 2.93% | -17.0% | |
| NVEC | NVE CORP | $2,571,741 | +38.8% | 39,718 | 0.0% | 2.87% | +18.4% | |
| FF | Buy | FUTUREFUEL CORP | $2,549,275 | +138.9% | 313,564 | +77.5% | 2.85% | +103.9% |
| EPM | Buy | EVOLUTION PETE CORP | $2,408,299 | +141.6% | 318,980 | +122.6% | 2.69% | +106.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,374,701 | +44.3% | 16,855 | +21.7% | 2.65% | +23.1% |
| PFF | New | ISHARES TRpfd and incm sec | $2,268,379 | – | 74,300 | +100.0% | 2.53% | – |
| AGX | Buy | ARGAN INC | $1,881,876 | +340.7% | 51,027 | +284.2% | 2.10% | +275.8% |
| GOLD | Buy | BARRICK GOLD CORP | $1,718,000 | +47.8% | 100,000 | +33.3% | 1.92% | +26.1% |
| MPLX | Buy | MPLX LP | $1,711,851 | +28.8% | 52,127 | +17.7% | 1.91% | +9.9% |
| HCSG | HEALTHCARE SVCS GROUP INC | $1,641,240 | -0.8% | 136,770 | 0.0% | 1.83% | -15.3% | |
| LYTS | Buy | LSI INDS INC OHIO | $1,635,191 | +191.5% | 133,594 | +83.0% | 1.82% | +148.6% |
| ET | ENERGY TRANSFER L P | $1,584,645 | +7.6% | 133,500 | 0.0% | 1.77% | -8.2% | |
| APAM | New | ARTISAN PARTNERS ASSET MGMTcl a | $1,412,235 | – | 47,550 | +100.0% | 1.58% | – |
| EPD | ENTERPRISE PRODS PARTNERS L | $1,390,832 | +1.4% | 57,663 | 0.0% | 1.55% | -13.4% | |
| SNY | New | SANOFIsponsored adr | $1,331,825 | – | 27,500 | +100.0% | 1.49% | – |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,287,720 | +11.8% | 109,500 | 0.0% | 1.44% | -4.6% | |
| HALOZYME THERAPEUTICS INCnote 0.250% 3/0 | $1,263,403 | +14.3% | 1,305,000 | 0.0% | 1.41% | -2.5% | ||
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $1,222,245 | +0.3% | 1,256,000 | 0.0% | 1.36% | -14.5% | ||
| INTERDIGITAL INCnote 2.000% 6/0 | $1,217,466 | +1.8% | 1,274,000 | 0.0% | 1.36% | -13.2% | ||
| EMLC | VANECK ETF TRUSTjp mrgan em loc | $1,185,889 | +6.3% | 48,943 | 0.0% | 1.32% | -9.3% | |
| IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $1,140,574 | +0.4% | 1,256,000 | 0.0% | 1.27% | -14.4% | ||
| Buy | TURNING PT BRANDS INCnote 2.500% 7/1 | $1,107,686 | +25.9% | 1,250,000 | +25.0% | 1.24% | +7.4% | |
| EMD | WESTERN ASSET EMERGING MKTS | $1,039,260 | +14.2% | 114,079 | 0.0% | 1.16% | -2.6% | |
| VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $979,578 | +3.1% | 1,015,000 | 0.0% | 1.09% | -12.0% | ||
| New | TWO HBRS INVT CORP | $977,740 | – | 62,000 | +100.0% | 1.09% | – | |
| OHI | OMEGA HEALTHCARE INVS INC | $925,145 | -5.2% | 33,100 | 0.0% | 1.03% | -19.1% | |
| D | DOMINION ENERGY INC | $761,945 | -11.3% | 12,426 | 0.0% | 0.85% | -24.3% | |
| PHAT | Sell | PHATHOM PHARMACEUTICALS INC | $704,638 | -26.8% | 62,802 | -27.8% | 0.79% | -37.5% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $672,480 | +19.0% | 18,000 | 0.0% | 0.75% | +1.6% | |
| SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $663,188 | +0.9% | 675,000 | 0.0% | 0.74% | -14.0% | ||
| DAWN | New | DAY ONE BIOPHARMACEUTICALS I | $536,278 | – | 24,920 | +100.0% | 0.60% | – |
| JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $506,953 | +4.1% | 515,000 | 0.0% | 0.57% | -11.1% | ||
| VALE | VALE S Asponsored ads | $491,332 | +27.3% | 28,953 | 0.0% | 0.55% | +8.5% | |
| UGIC | Buy | UGI CORP NEWunit 06/01/2024 | $487,869 | +19.0% | 5,645 | +9.7% | 0.54% | +1.5% |
| JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $429,250 | +3.7% | 500,000 | 0.0% | 0.48% | -11.6% | ||
| GTXAP | New | GARRETT MOTION INCpfd conv ser a | $391,378 | – | 44,986 | +100.0% | 0.44% | – |
| AG | FIRST MAJESTIC SILVER CORP | $377,635 | +9.5% | 45,280 | 0.0% | 0.42% | -6.4% | |
| NVS | NOVARTIS AGsponsored adr | $373,766 | +19.4% | 4,120 | 0.0% | 0.42% | +1.7% | |
| SNAP INCnote 0.750% 8/0 | $338,800 | -1.5% | 400,000 | 0.0% | 0.38% | -16.0% | ||
| TS | Sell | TENARIS S Asponsored ads | $331,559 | -13.7% | 9,430 | -36.5% | 0.37% | -26.3% |
| BK | New | BANK NEW YORK MELLON CORP | $298,156 | – | 6,550 | +100.0% | 0.33% | – |
| SCCO | New | SOUTHERN COPPER CORP | $298,025 | – | 4,935 | +100.0% | 0.33% | – |
| SNA | Sell | SNAP ON INC | $289,040 | -18.6% | 1,265 | -28.3% | 0.32% | -30.5% |
| BRC | New | BRADY CORPcl a | $264,231 | – | 5,610 | +100.0% | 0.30% | – |
| RES | New | RPC INC | $263,020 | – | 29,586 | +100.0% | 0.29% | – |
| RELL | Sell | RICHARDSON ELECTRS LTD | $248,367 | -42.6% | 11,644 | -59.3% | 0.28% | -51.1% |
| UTMD | New | UTAH MED PRODS INC | $231,219 | – | 2,300 | +100.0% | 0.26% | – |
| NAT | New | NORDIC AMERICAN TANKERS LIMI | $203,490 | – | 66,500 | +100.0% | 0.23% | – |
| VST | New | VISTRA CORP | $201,956 | – | 8,705 | +100.0% | 0.22% | – |
| EAF | New | GRAFTECH INTL LTD | $199,920 | – | 42,000 | +100.0% | 0.22% | – |
| NS | NUSTAR ENERGY LP | $171,200 | +18.9% | 10,700 | 0.0% | 0.19% | +1.6% | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $142,568 | +2.6% | 13,152 | 0.0% | 0.16% | -12.6% | |
| Exit | SNAP INCnote 0.250% 5/0 | $0 | – | -26,000 | -100.0% | -0.03% | – | |
| AVRO | Exit | AVROBIO INC | $0 | – | -37,306 | -100.0% | -0.03% | – |
| ETNB | Exit | 89BIO INC | $0 | – | -10,292 | -100.0% | -0.08% | – |
| Exit | HF SINCLAIR CORP | $0 | – | -3,925 | -100.0% | -0.28% | – | |
| ELAT | Exit | ELANCO ANIMAL HEALTH INCunit 02/01/2023 | $0 | – | -11,800 | -100.0% | -0.32% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -9,950 | -100.0% | -0.37% | – |
| VIACP | Exit | PARAMOUNT GLOBAL5.75% conv pfd a | $0 | – | -9,330 | -100.0% | -0.38% | – |
| CVGW | Exit | CALAVO GROWERS INC | $0 | – | -9,200 | -100.0% | -0.38% | – |
| MIXT | Exit | MIX TELEMATICS LTDsponsored adr | $0 | – | -42,410 | -100.0% | -0.42% | – |
| CCJ | Exit | CAMECO CORPcl a | $0 | – | -13,115 | -100.0% | -0.46% | – |
| BWXT | Exit | BWX TECHNOLOGIES INC | $0 | – | -7,305 | -100.0% | -0.48% | – |
| UNM | Exit | UNUM GROUP | $0 | – | -9,595 | -100.0% | -0.49% | – |
| PCVX | Exit | VAXCYTE INC | $0 | – | -15,585 | -100.0% | -0.49% | – |
| Exit | WARNER BROS DISCOVERY INC | $0 | – | -34,520 | -100.0% | -0.52% | – | |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -248,000 | -100.0% | -1.08% | – |
| Exit | ANNALY CAPITAL MANAGEMENT IN | $0 | – | -88,436 | -100.0% | -1.99% | – | |
| JPS | Exit | NUVEEN PFD & INCOME SECS FD | $0 | – | -309,650 | -100.0% | -2.66% | – |
| NRZ | Exit | RITHM CAPITAL CORP | $0 | – | -359,900 | -100.0% | -3.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.