$76.4 Million is the total value of Penn Mutual Asset Management, LLC's 64 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 77.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | New | WELLS FARGO CO NEW | $7,224,000 | – | 6,000 | +100.0% | 9.45% | – |
| BCX | BLACKROCK RES & COMMODITIES | $5,050,000 | -3.2% | 581,181 | 0.0% | 6.61% | -6.1% | |
| Sell | FRANKLIN BSP RLTY TR INC | $4,308,000 | -50.3% | 399,988 | -37.8% | 5.64% | -51.8% | |
| EDD | MORGAN STANLEY EMERGING MKTS | $3,875,000 | -10.5% | 963,819 | 0.0% | 5.07% | -13.1% | |
| FAX | ABRDN ASIA PACIFIC INCOME FU | $3,790,000 | -13.7% | 1,503,855 | 0.0% | 4.96% | -16.2% | |
| SPG | SIMON PPTY GROUP INC NEW | $2,714,000 | -5.4% | 30,240 | 0.0% | 3.55% | -8.2% | |
| DLY | DOUBLELINE YIELD OPPORTUNITI | $2,696,000 | -5.9% | 199,841 | 0.0% | 3.53% | -8.7% | |
| NRZ | RITHM CAPITAL CORP | $2,634,000 | -21.5% | 359,900 | 0.0% | 3.45% | -23.8% | |
| AGNC | AGNC INVT CORP | $2,580,000 | -23.9% | 306,362 | 0.0% | 3.38% | -26.1% | |
| T | AT&T INC | $2,189,000 | -26.8% | 142,700 | 0.0% | 2.86% | -29.0% | |
| JPS | NUVEEN PFD & INCOME SECS FD | $2,034,000 | -9.5% | 309,650 | 0.0% | 2.66% | -12.1% | |
| NVEC | Buy | NVE CORP COM | $1,853,000 | +6.1% | 39,718 | +6.0% | 2.42% | +3.0% |
| HCSG | Buy | HEALTHCARE SVCS GROUP INC | $1,654,000 | +67.4% | 136,770 | +140.9% | 2.16% | +62.5% |
| IBM | INTERNATIONAL BUSINESS MACHS | $1,646,000 | -15.8% | 13,855 | 0.0% | 2.15% | -18.3% | |
| New | ANNALY CAPITAL MANAGEMENT IN | $1,518,000 | – | 88,436 | +100.0% | 1.99% | – | |
| ET | Buy | ENERGY TRANSFER L P | $1,473,000 | +54.6% | 133,500 | +39.8% | 1.93% | +50.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,371,000 | +57.2% | 57,663 | +61.1% | 1.79% | +52.7% |
| MPLX | Buy | MPLX LP | $1,329,000 | +84.3% | 44,277 | +79.0% | 1.74% | +78.9% |
| New | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $1,219,000 | – | 1,256,000 | +100.0% | 1.60% | – | |
| New | INTERDIGITAL INCnote 2.000% 6/0 | $1,196,000 | – | 1,274,000 | +100.0% | 1.56% | – | |
| GOLD | Sell | BARRICK GOLD CORP | $1,162,000 | -21.5% | 75,000 | -10.3% | 1.52% | -23.8% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,152,000 | +196.9% | 109,500 | +177.2% | 1.51% | +188.1% |
| New | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $1,136,000 | – | 1,256,000 | +100.0% | 1.49% | – | |
| EMLC | VANECK ETF TRUSTjp mrgan em loc | $1,116,000 | -6.8% | 48,943 | 0.0% | 1.46% | -9.6% | |
| New | HALOZYME THERAPEUTICS INCnote 0.250% 3/0 | $1,105,000 | – | 1,305,000 | +100.0% | 1.45% | – | |
| FF | Buy | FUTUREFUEL CORP | $1,067,000 | -2.9% | 176,629 | +17.0% | 1.40% | -5.7% |
| EPM | New | EVOLUTION PETE CORP | $997,000 | – | 143,268 | +100.0% | 1.30% | – |
| OHI | New | OMEGA HEALTHCARE INVS INC | $976,000 | – | 33,100 | +100.0% | 1.28% | – |
| PHAT | PHATHOM PHARMACEUTICALS INC | $963,000 | +31.2% | 86,940 | 0.0% | 1.26% | +27.4% | |
| New | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $950,000 | – | 1,015,000 | +100.0% | 1.24% | – | |
| EMD | WESTERN ASSET EMERGING MKTS | $910,000 | -9.6% | 114,079 | 0.0% | 1.19% | -12.2% | |
| New | TURNING PT BRANDS INCnote 2.500% 7/1 | $880,000 | – | 1,000,000 | +100.0% | 1.15% | – | |
| D | DOMINION ENERGY INC | $859,000 | -13.4% | 12,426 | 0.0% | 1.12% | -15.9% | |
| TWO | TWO HBRS INVT CORP | $823,000 | -33.4% | 248,000 | 0.0% | 1.08% | -35.3% | |
| New | SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $657,000 | – | 675,000 | +100.0% | 0.86% | – | |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $565,000 | -34.5% | 18,000 | -20.9% | 0.74% | -36.4% |
| LYTS | Buy | LSI INDS INC OHIO | $561,000 | +39.9% | 72,990 | +12.3% | 0.73% | +35.9% |
| New | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $487,000 | – | 515,000 | +100.0% | 0.64% | – | |
| RELL | Sell | RICHARDSON ELECTRS LTD | $433,000 | -6.7% | 28,644 | -9.5% | 0.57% | -9.3% |
| AGX | Buy | ARGAN INC | $427,000 | +1.4% | 13,280 | +17.7% | 0.56% | -1.4% |
| New | JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $414,000 | – | 500,000 | +100.0% | 0.54% | – | |
| UGIC | New | UGI CORP NEW | $410,000 | – | 5,145 | +100.0% | 0.54% | – |
| WARNER BROS DISCOVERY INC | $397,000 | -14.3% | 34,520 | 0.0% | 0.52% | -16.8% | ||
| VALE | VALE S Asponsored ads | $386,000 | -9.0% | 28,953 | 0.0% | 0.50% | -11.6% | |
| TS | Buy | TENARIS S Asponsored ads | $384,000 | +35.7% | 14,850 | +35.0% | 0.50% | +31.8% |
| PCVX | New | VAXCYTE INC | $374,000 | – | 15,585 | +100.0% | 0.49% | – |
| UNM | New | UNUM GROUP | $372,000 | – | 9,595 | +100.0% | 0.49% | – |
| BWXT | New | BWX TECHNOLOGIES INC | $368,000 | – | 7,305 | +100.0% | 0.48% | – |
| SNA | New | SNAP ON INC | $355,000 | – | 1,765 | +100.0% | 0.46% | – |
| CCJ | Buy | CAMECO CORPcl a | $348,000 | +29.9% | 13,115 | +2.7% | 0.46% | +26.0% |
| AG | Buy | FIRST MAJESTIC SILVER CORP | $345,000 | +30.7% | 45,280 | +23.1% | 0.45% | +26.7% |
| New | SNAP INCnote 0.750% 8/0 | $344,000 | – | 400,000 | +100.0% | 0.45% | – | |
| MIXT | Buy | MIX TELEMATICS LTDsponsored adr | $322,000 | +8.8% | 42,410 | +16.5% | 0.42% | +5.5% |
| NVS | New | NOVARTIS AGsponsored adr | $313,000 | – | 4,120 | +100.0% | 0.41% | – |
| CVGW | New | CALAVO GROWERS INC | $292,000 | – | 9,200 | +100.0% | 0.38% | – |
| VIACP | New | PARAMOUNT GLOBAL5.75% conv pfd a | $288,000 | – | 9,330 | +100.0% | 0.38% | – |
| SU | New | SUNCOR ENERGY INC NEW | $280,000 | – | 9,950 | +100.0% | 0.37% | – |
| ELAT | New | ELANCO ANIMAL HEALTH INCunit 02/01/2023 | $247,000 | – | 11,800 | +100.0% | 0.32% | – |
| New | HF SINCLAIR CORP | $211,000 | – | 3,925 | +100.0% | 0.28% | – | |
| NS | NUSTAR ENERGY LP | $144,000 | -4.0% | 10,700 | 0.0% | 0.19% | -6.9% | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $139,000 | -7.9% | 13,152 | 0.0% | 0.18% | -10.8% | |
| ETNB | 89BIO INC | $60,000 | +81.8% | 10,292 | 0.0% | 0.08% | +79.5% | |
| New | SNAP INCnote 0.250% 5/0 | $24,000 | – | 26,000 | +100.0% | 0.03% | – | |
| AVRO | AVROBIO INC | $24,000 | -29.4% | 37,306 | 0.0% | 0.03% | -32.6% | |
| SWBI | Exit | SMITH & WESSON BRANDS | $0 | – | -17,000 | -100.0% | -0.30% | – |
| HURC | Exit | HURCO COMPANIES | $0 | – | -10,305 | -100.0% | -0.34% | – |
| VST | Exit | VISTRA CORP | $0 | – | -12,705 | -100.0% | -0.39% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -17,925 | -100.0% | -0.46% | – |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -25,355 | -100.0% | -0.49% | – |
| Exit | CHEESECAKE FACTORY INC 0.375 15-JUN-2026 | $0 | – | -523,000 | -100.0% | -0.54% | – | |
| Exit | JAZZ INVT I LTDnote | $0 | – | -515,000 | -100.0% | -0.69% | – | |
| Exit | SUPERNUS PHARMACnote | $0 | – | -675,000 | -100.0% | -0.88% | – | |
| Exit | TURNING POINT BRANDS INC 2.500 15-JUL-2024note | $0 | – | -750,000 | -100.0% | -0.92% | – | |
| Exit | VISHAY INTERTECHNOLOGY INC 2.25 15-JUN-2025note | $0 | – | -1,015,000 | -100.0% | -1.30% | – | |
| Exit | IONS PHARM INC 0.125 15-DEC-2024note | $0 | – | -1,256,000 | -100.0% | -1.49% | – | |
| Exit | HALOZYME THERAPEUTICS INC 0.25 01-MAR-2027note | $0 | – | -1,305,000 | -100.0% | -1.55% | – | |
| Exit | LIGAND PHARMACEUnote | $0 | – | -1,214,000 | -100.0% | -1.57% | – | |
| DBRG | Exit | DIGITALBRIDGE GROUPcla | $0 | – | -352,939 | -100.0% | -2.32% | – |
| SRRA | Exit | SIERRA ONCOLOGY | $0 | – | -37,424 | -100.0% | -2.77% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT INC | $0 | – | -353,745 | -100.0% | -2.82% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Janus Henderson Investors #1
- DIFA, Macquarie Investment Management #2
- AllianceBernstein L.P. #3
- American Century Investment Management, Inc. #4
- Cohen & Steers Capital Management, Inc. #5
- Goldman Sachs Asset Management, L.P. #6
- MFS Investment Management #7
- Morgan Stanley Investment Management, Inc. #8
- SSgA Funds Management, Inc. #9
- T. Rowe Price Associates, Inc. #10
- Vontobel Asset Management, Inc. #11
- Eaton Vance Management #12
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.