$105 Million is the total value of Penn Mutual Asset Management, LLC's 63 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 32.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FRANKLIN BSP RLTY TR INC | $7,304,596 | +61.8% | 612,288 | +74.9% | 6.93% | +37.5% | |
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $7,057,500 | -0.7% | 6,000 | 0.0% | 6.70% | -15.6% | |
| BCX | Sell | BLACKROCK RES & COMMODITIES | $4,627,959 | -20.1% | 485,111 | -16.5% | 4.39% | -32.1% |
| EDD | MORGAN STANLEY EMERGING MARKETS | $4,356,462 | +2.7% | 963,819 | 0.0% | 4.13% | -12.7% | |
| FAX | ABRDN ASIA PACIFIC INCOME FU | $4,000,254 | +1.1% | 1,503,855 | 0.0% | 3.80% | -14.0% | |
| SPOK | Sell | SPOK HLDGS INC | $3,862,164 | +17.5% | 381,260 | -5.0% | 3.66% | -0.1% |
| PKE | New | PARK AEROSPACE CORP | $3,600,000 | – | 267,658 | +100.0% | 3.42% | – |
| SPG | SIMON PPTY GROUP INC NEW | $3,385,973 | -4.7% | 30,240 | 0.0% | 3.21% | -19.0% | |
| MPLX | Buy | MPLX LP | $3,173,775 | +85.4% | 92,127 | +76.7% | 3.01% | +57.6% |
| EPM | Buy | EVOLUTION PETE CORP | $2,863,188 | +18.9% | 453,754 | +42.3% | 2.72% | +1.1% |
| DLY | DOUBLELINE YIELD OPPORTUNITI | $2,795,776 | +6.6% | 199,841 | 0.0% | 2.65% | -9.4% | |
| T | AT&T INC | $2,746,975 | +4.6% | 142,700 | 0.0% | 2.61% | -11.1% | |
| FF | Buy | FUTUREFUEL CORP | $2,689,405 | +5.5% | 364,418 | +16.2% | 2.55% | -10.3% |
| LYTS | Buy | LSI INDS INC OHIO | $2,616,709 | +60.0% | 187,847 | +40.6% | 2.48% | +36.1% |
| MIXT | New | MIX TELEMATICS LTDsponsored adr | $2,591,693 | – | 334,412 | +100.0% | 2.46% | – |
| Buy | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $2,537,097 | +122.4% | 2,756,000 | +119.4% | 2.41% | +89.1% | |
| NVEC | Sell | NVE CORP | $2,418,827 | -5.9% | 29,146 | -26.6% | 2.30% | -20.1% |
| MMM | New | 3M CO | $2,417,530 | – | 23,000 | +100.0% | 2.29% | – |
| PFF | ISHARES TRpfd and incm sec | $2,319,646 | +2.3% | 74,300 | 0.0% | 2.20% | -13.1% | |
| NSA | New | NATIONAL STORAGE AFFILIATES | $2,130,780 | – | 51,000 | +100.0% | 2.02% | – |
| GOLD | Buy | BARRICK GOLD CORP | $2,061,270 | +20.0% | 111,000 | +11.0% | 1.96% | +2.0% |
| HCSG | Buy | HEALTHCARE SVCS GROUP INC | $2,021,830 | +23.2% | 145,770 | +6.6% | 1.92% | +4.7% |
| AGX | Sell | ARGAN INC | $1,963,888 | +4.4% | 48,527 | -4.9% | 1.86% | -11.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,852,302 | -22.0% | 14,130 | -16.2% | 1.76% | -33.7% |
| ET | ENERGY TRANSFER L P | $1,664,745 | +5.1% | 133,500 | 0.0% | 1.58% | -10.7% | |
| APAM | ARTISAN PARTNERS ASSET MGMTcl a | $1,520,649 | +7.7% | 47,550 | 0.0% | 1.44% | -8.5% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $1,493,472 | +7.4% | 57,663 | 0.0% | 1.42% | -8.8% | |
| NAT | Buy | NORDIC AMERICAN TANKERS LIMI | $1,490,940 | +632.7% | 376,500 | +466.2% | 1.42% | +523.3% |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,365,465 | +6.0% | 109,500 | 0.0% | 1.30% | -9.9% | |
| UTMD | Buy | UTAH MED PRODS INC | $1,321,852 | +471.7% | 13,948 | +506.4% | 1.25% | +386.0% |
| Buy | HALOZYME THERAPEUTICS INCnote 0.250% 3/0 | $1,318,197 | +4.3% | 1,555,000 | +19.2% | 1.25% | -11.3% | |
| PHG | New | KONINKLIJKE PHILIPS N V | $1,271,655 | – | 69,300 | +100.0% | 1.21% | – |
| SNY | Sell | SANOFIsponsored adr | $1,251,660 | -6.0% | 23,000 | -16.4% | 1.19% | -20.1% |
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $1,247,353 | +2.1% | 1,256,000 | 0.0% | 1.18% | -13.2% | ||
| EMLC | VANECK ETF TRUSTjp mrgan em loc | $1,235,811 | +4.2% | 48,943 | 0.0% | 1.17% | -11.4% | |
| TURNING PT BRANDS INCnote 2.500% 7/1 | $1,179,565 | +6.5% | 1,250,000 | 0.0% | 1.12% | -9.5% | ||
| Buy | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $983,103 | +93.9% | 1,015,000 | +97.1% | 0.93% | +64.8% | |
| EMD | WESTERN ASSET EMERGING MKTS | $979,939 | -5.7% | 114,079 | 0.0% | 0.93% | -19.8% | |
| OHI | OMEGA HEALTHCARE INVS INC | $907,271 | -1.9% | 33,100 | 0.0% | 0.86% | -16.7% | |
| VLGEA | New | VILLAGE SUPER MKT INCcl a new | $731,359 | – | 31,965 | +100.0% | 0.69% | – |
| D | DOMINION ENERGY INC | $694,722 | -8.8% | 12,426 | 0.0% | 0.66% | -22.6% | |
| SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $677,018 | +2.1% | 675,000 | 0.0% | 0.64% | -13.2% | ||
| WBA | WALGREENS BOOTS ALLIANCE INC | $622,440 | -7.4% | 18,000 | 0.0% | 0.59% | -21.3% | |
| VALE | VALE S Asponsored ads | $456,878 | -7.0% | 28,953 | 0.0% | 0.43% | -20.8% | |
| JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $456,222 | +6.3% | 500,000 | 0.0% | 0.43% | -9.6% | ||
| PHAT | PHATHOM PHARMACEUTICALS INC | $448,406 | -36.4% | 62,802 | 0.0% | 0.42% | -46.0% | |
| CAL | New | CALERES INC | $432,600 | – | 20,000 | +100.0% | 0.41% | – |
| RES | Buy | RPC INC | $426,687 | +62.2% | 55,486 | +87.5% | 0.40% | +37.8% |
| BK | Buy | BANK NEW YORK MELLON CORP | $406,688 | +36.4% | 8,950 | +36.6% | 0.39% | +15.9% |
| NVS | NOVARTIS AGsponsored adr | $379,040 | +1.4% | 4,120 | 0.0% | 0.36% | -13.7% | |
| SNAP INCnote 0.750% 8/0 | $366,900 | +8.3% | 400,000 | 0.0% | 0.35% | -7.9% | ||
| BRC | Buy | BRADY CORPcl a | $320,231 | +21.2% | 5,960 | +6.2% | 0.30% | +3.1% |
| HAYN | New | HAYNES INTL INC | $319,825 | – | 6,385 | +100.0% | 0.30% | – |
| SNA | SNAP ON INC | $312,316 | +8.1% | 1,265 | 0.0% | 0.30% | -8.4% | |
| VST | Buy | VISTRA CORP | $304,920 | +51.0% | 12,705 | +46.0% | 0.29% | +28.4% |
| TS | TENARIS S Asponsored ads | $268,001 | -19.2% | 9,430 | 0.0% | 0.25% | -31.4% | |
| RELL | RICHARDSON ELECTRS LTD | $259,894 | +4.6% | 11,644 | 0.0% | 0.25% | -10.8% | |
| New | AMPLITUDE INC | $224,144 | – | 18,018 | +100.0% | 0.21% | – | |
| SCCO | Sell | SOUTHERN COPPER CORP | $223,794 | -24.9% | 2,935 | -40.5% | 0.21% | -36.3% |
| NS | NUSTAR ENERGY LP | $167,348 | -2.2% | 10,700 | 0.0% | 0.16% | -16.8% | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $144,277 | +1.2% | 13,152 | 0.0% | 0.14% | -13.8% | |
| New | TRIPADVISOR INCnote 0.250% 4/0 | $93,566 | – | 114,000 | +100.0% | 0.09% | – | |
| New | SNAP INCnote 0.250% 5/0 | $24,571 | – | 26,000 | +100.0% | 0.02% | – | |
| EAF | Exit | GRAFTECH INTL LTD | $0 | – | -42,000 | -100.0% | -0.22% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -45,280 | -100.0% | -0.42% | – |
| GTXAP | Exit | GARRETT MOTION INCpfd conv ser a | $0 | – | -44,986 | -100.0% | -0.44% | – |
| UGIC | Exit | UGI CORP NEWunit 06/01/2024 | $0 | – | -5,645 | -100.0% | -0.54% | – |
| DAWN | Exit | DAY ONE BIOPHARMACEUTICALS I | $0 | – | -24,920 | -100.0% | -0.60% | – |
| Exit | TWO HBRS INVT CORP | $0 | – | -62,000 | -100.0% | -1.09% | – | |
| Exit | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $0 | – | -1,015,000 | -100.0% | -1.09% | – | |
| Exit | INTERDIGITAL INCnote 2.000% 6/0 | $0 | – | -1,274,000 | -100.0% | -1.36% | – | |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -306,362 | -100.0% | -3.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 21 | Q3 2023 | 7.4% |
| PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC | 21 | Q3 2023 | 3.1% |
| DOMINION ENERGY INC | 21 | Q3 2023 | 1.4% |
| ANNALY CAPITAL MANAGEMENT INC | 20 | Q3 2023 | 31.9% |
| MORGAN STANLEY EMERGING MKTS | 20 | Q3 2023 | 17.7% |
| WESTERN ASSET EMERGINIG MKTS DEBT FUND INC | 19 | Q3 2023 | 7.6% |
| AT&T INC | 18 | Q3 2023 | 7.4% |
| RITHM CAPITAL CORP | 17 | Q3 2022 | 10.7% |
| SIMON PROPERTY GROUP INC | 17 | Q2 2023 | 6.2% |
| TWO HBRS INVT CORP | 17 | Q3 2022 | 3.9% |
View Penn Mutual Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-05 |
View Penn Mutual Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.