$6.02 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 426 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 33.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | MICROSOFT CORP | $124,651,000 | +6.4% | 2,683,555 | +6.2% | 2.07% | +1.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $111,152,000 | -13.7% | 1,062,945 | -12.0% | 1.84% | -17.9% |
| HD | Buy | HOME DEPOT INC | $108,372,000 | +42.1% | 1,032,405 | +24.1% | 1.80% | +35.2% |
| New | APPLE INC | $106,323,000 | – | 963,247 | +100.0% | 1.76% | – | |
| PEP | Buy | PEPSICO INC | $103,512,000 | +4.7% | 1,094,675 | +3.1% | 1.72% | -0.3% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $103,068,000 | +6.6% | 1,031,510 | -0.7% | 1.71% | +1.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $100,300,000 | -4.0% | 2,144,070 | +2.6% | 1.66% | -8.7% |
| MDT | Buy | MEDTRONIC INC | $99,315,000 | +19.3% | 1,375,555 | +2.4% | 1.65% | +13.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $98,361,000 | +3.4% | 1,571,760 | -0.5% | 1.63% | -1.6% |
| CVS | Sell | CVS HEALTH CORPORATION | $83,316,000 | +13.6% | 865,085 | -6.1% | 1.38% | +8.0% |
| INTC | Buy | INTEL CORP | $81,714,000 | +9.2% | 2,251,700 | +4.8% | 1.36% | +3.9% |
| TWX | Buy | TIME WARNER INC | $76,406,000 | +39.1% | 894,480 | +22.5% | 1.27% | +32.2% |
| PG | Buy | PROCTER & GAMBLE CO | $74,085,000 | +9.8% | 813,315 | +0.9% | 1.23% | +4.5% |
| TJX | Buy | TJX COS INC | $73,376,000 | +42.3% | 1,069,931 | +22.8% | 1.22% | +35.3% |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $70,640,000 | +2.4% | 702,260 | -11.4% | 1.17% | -2.6% |
| M | Buy | MACYS INC | $67,004,000 | +47.0% | 1,019,065 | +30.1% | 1.11% | +39.9% |
| New | BECTON DICKINSON AND CO | $66,018,000 | – | 474,400 | +100.0% | 1.10% | – | |
| STJ | Buy | ST JUDE MEDICAL INC | $62,588,000 | +12.0% | 962,450 | +3.6% | 1.04% | +6.6% |
| UNP | Buy | UNION PACIFIC CORP | $62,390,000 | +10.3% | 523,715 | +0.4% | 1.04% | +5.0% |
| OXY | Sell | OCCIDENTAL PETROLEUM CORP | $61,829,000 | -23.1% | 767,015 | -8.3% | 1.03% | -26.9% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC ZTR | $60,022,000 | +43.4% | 4,284,237 | +41.8% | 1.00% | +36.4% |
| CAH | Sell | CARDINAL HEALTH INC | $59,687,000 | +3.8% | 739,340 | -3.6% | 0.99% | -1.2% |
| SNA | Sell | SNAP-ON INC | $59,388,000 | +2.9% | 434,311 | -8.9% | 0.99% | -2.1% |
| ZBH | New | ZIMMER HLDGS INC | $56,092,000 | – | 494,554 | +100.0% | 0.93% | – |
| MRK | Sell | MERCK & CO INC | $54,272,000 | -13.6% | 955,665 | -9.9% | 0.90% | -17.9% |
| R | Buy | RYDER SYS INC | $53,005,000 | +49.6% | 570,865 | +45.0% | 0.88% | +42.4% |
| PFE | Buy | PFIZER INC | $52,865,000 | +8.1% | 1,697,100 | +2.6% | 0.88% | +2.9% |
| New | APPLIED MATERIALS INC | $52,418,000 | – | 2,103,460 | +100.0% | 0.87% | – | |
| QCOM | Sell | QUALCOMM INC | $52,399,000 | -21.4% | 704,945 | -21.0% | 0.87% | -25.3% |
| SBUX | Buy | STARBUCKS CORP | $51,713,000 | +515.1% | 630,265 | +465.7% | 0.86% | +483.7% |
| TYC | New | TYCO INTERNATIONAL PLC | $51,520,000 | – | 1,174,640 | +100.0% | 0.86% | – |
| DFS | Buy | DISCOVER FINANCIAL SERVICES | $48,823,000 | +4.2% | 745,510 | +2.5% | 0.81% | -1.0% |
| TROW | Sell | T ROWE PRICE GROUP INC | $48,519,000 | -0.6% | 565,090 | -9.2% | 0.80% | -5.5% |
| DRA | Sell | DIVERSIFIED REAL ASSET INCOME | $48,424,000 | -25.2% | 2,792,180 | -23.5% | 0.80% | -28.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $48,223,000 | +10.5% | 477,035 | -5.8% | 0.80% | +5.0% |
| CVX | Sell | CHEVRON CORP | $46,884,000 | -53.7% | 417,935 | -50.8% | 0.78% | -56.0% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUND | $46,282,000 | +109.3% | 6,195,660 | +110.1% | 0.77% | +99.0% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $46,022,000 | +394.3% | 508,755 | +380.5% | 0.76% | +371.6% |
| ITW | New | ILLINOIS TOOL WORKS INC | $45,113,000 | – | 476,375 | +100.0% | 0.75% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $44,713,000 | +12.9% | 757,470 | -2.1% | 0.74% | +7.4% |
| F113PS | Sell | COVIDIEN PLC | $44,176,000 | +13.5% | 431,910 | -4.0% | 0.73% | +8.0% |
| WEC | Sell | WISCONSIN ENERGY CORP | $43,923,000 | +4.8% | 832,825 | -14.6% | 0.73% | -0.3% |
| IP | Sell | INTERNATIONAL PAPER CO | $43,920,000 | -2.9% | 819,710 | -13.5% | 0.73% | -7.6% |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $43,706,000 | +27.2% | 601,020 | +7.3% | 0.72% | +20.8% |
| KMI | Sell | KINDER MORGAN INC | $43,615,000 | -3.2% | 1,030,845 | -12.3% | 0.72% | -7.9% |
| KYN | Sell | KAYNE ANDERSON MLP INVSM | $43,138,000 | -19.4% | 1,129,866 | -13.8% | 0.72% | -23.3% |
| DVN | Buy | DEVON ENERGY CORP | $41,895,000 | +9.3% | 684,445 | +21.7% | 0.70% | +3.9% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE | $41,788,000 | +73.5% | 587,825 | +62.8% | 0.69% | +65.2% |
| XLNX | Buy | XILINX INC | $41,217,000 | +12.4% | 952,109 | +10.0% | 0.68% | +6.9% |
| PACW | New | PACWEST BANCORP DEL | $40,963,000 | – | 901,075 | +100.0% | 0.68% | – |
| PNC | Sell | PNC FINL SVCS GROUP INC/THE | $40,468,000 | +4.3% | 443,585 | -2.2% | 0.67% | -0.7% |
| ACN | Sell | ACCENTURE PLC | $39,786,000 | -1.5% | 445,484 | -10.3% | 0.66% | -6.4% |
| NEE | Sell | NEXTERA ENERGY INC | $39,530,000 | -3.5% | 371,910 | -14.8% | 0.66% | -8.3% |
| MMM | Sell | 3M CO | $39,334,000 | -11.5% | 239,375 | -23.7% | 0.65% | -15.9% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $38,833,000 | +8.1% | 349,309 | -4.5% | 0.64% | +2.9% |
| New | ABBOTT LABORATORIES | $38,774,000 | – | 861,265 | +100.0% | 0.64% | – | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $38,664,000 | +15.3% | 199,475 | +9.2% | 0.64% | +9.7% |
| LMT | Sell | LOCKHEED MARTIN CORP | $38,193,000 | +5.3% | 198,335 | -0.1% | 0.63% | +0.2% |
| New | ARCHER DANIELS MIDLAND CO | $37,436,000 | – | 719,925 | +100.0% | 0.62% | – | |
| NLSN | Buy | NIELSEN NV | $37,231,000 | +24.3% | 832,360 | +23.2% | 0.62% | +18.2% |
| New | BLOCK H & R INC | $36,918,000 | – | 1,096,142 | +100.0% | 0.61% | – | |
| RTN | Buy | RAYTHEON CO | $36,651,000 | +85.0% | 338,826 | +73.8% | 0.61% | +75.7% |
| PPT | Buy | PUTNAM PREMIER INCOME TRUST PP | $36,537,000 | +37.2% | 6,959,414 | +43.2% | 0.61% | +30.3% |
| EFX | Sell | EQUIFAX INC | $36,056,000 | +6.6% | 445,855 | -1.5% | 0.60% | +1.5% |
| MPC | Sell | MARATHON PETROLEUM CORP | $33,993,000 | -3.2% | 376,615 | -9.2% | 0.56% | -8.0% |
| FTT | Buy | FEDERATED ENHANCED TREASURY IN | $33,596,000 | +42.2% | 2,522,198 | +43.8% | 0.56% | +35.4% |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $33,601,000 | -0.9% | 713,690 | -4.6% | 0.56% | -5.7% |
| LG | Sell | LACLEDE GROUP INC | $32,973,000 | +11.9% | 619,790 | -2.4% | 0.55% | +6.4% |
| RHI | Sell | ROBERT HALF INTL INC | $32,564,000 | +3.8% | 557,796 | -12.9% | 0.54% | -1.1% |
| EGF | Sell | BLACKROCK ENHANCED GOVERNMENT | $32,547,000 | -1.3% | 2,282,394 | -2.8% | 0.54% | -6.1% |
| DEO | Buy | DIAGEO PLC ADRdepository recei | $32,401,000 | +6.3% | 283,995 | +7.5% | 0.54% | +1.1% |
| HTR | Buy | BROOKFIELD TOTAL RETURN FUND H | $32,355,000 | +6.8% | 1,330,397 | +9.6% | 0.54% | +1.5% |
| SU | Sell | SUNCOR ENERGY INC | $31,104,000 | -40.1% | 978,715 | -31.8% | 0.52% | -43.0% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $30,781,000 | -30.1% | 537,755 | -36.1% | 0.51% | -33.5% |
| CMI | Sell | CUMMINS INC | $30,700,000 | +5.1% | 212,940 | -3.8% | 0.51% | 0.0% |
| BKT | Buy | BLACKROCK INCOME TRUST BKT | $30,428,000 | +10.4% | 4,754,363 | +9.5% | 0.50% | +5.0% |
| TGT | Sell | TARGET CORP | $30,113,000 | +14.6% | 396,687 | -5.3% | 0.50% | +9.2% |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $30,107,000 | -4.4% | 227,655 | -10.8% | 0.50% | -9.1% |
| ACE | Sell | ACE LTDord | $30,012,000 | +4.3% | 261,250 | -4.8% | 0.50% | -0.8% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $29,839,000 | +38.3% | 6,203,618 | +44.7% | 0.50% | +31.6% |
| MCO | Sell | MOODYS CORP | $29,657,000 | -2.6% | 309,535 | -3.9% | 0.49% | -7.3% |
| GPC | Sell | GENUINE PARTS CO | $29,363,000 | +3.8% | 275,525 | -14.6% | 0.49% | -1.4% |
| SJM | Sell | JM SMUCKER CO | $29,080,000 | -16.1% | 287,975 | -17.8% | 0.48% | -20.2% |
| New | AUTOMATIC DATA PROCESSING INC | $28,663,000 | – | 343,805 | +100.0% | 0.48% | – | |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $28,424,000 | -5.5% | 348,970 | -3.2% | 0.47% | -10.1% |
| DUC | Buy | DUFF & PHELPS UTILITY AND CORP | $28,219,000 | +53.3% | 2,876,599 | +53.0% | 0.47% | +45.8% |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $27,746,000 | -5.7% | 532,350 | -10.7% | 0.46% | -10.3% |
| FTF | Buy | FRANKLIN LIMITED DURATION INCO | $27,711,000 | +48.2% | 2,273,245 | +50.5% | 0.46% | +41.1% |
| RSG | Buy | REPUBLIC SERVICES INC | $27,672,000 | +20.6% | 687,491 | +16.9% | 0.46% | +14.5% |
| CNP | Buy | CENTERPOINT ENERGY INC | $26,763,000 | +0.3% | 1,142,235 | +4.7% | 0.44% | -4.7% |
| EMR | Sell | EMERSON ELECTRIC CO | $26,571,000 | -42.2% | 430,435 | -41.4% | 0.44% | -45.0% |
| XL | Sell | XL GROUP PLC | $26,448,000 | -14.2% | 769,500 | -17.2% | 0.44% | -18.4% |
| EVV | Buy | EATON VANCE LIMITED DURATION I | $26,367,000 | +28.3% | 1,867,360 | +32.5% | 0.44% | +22.0% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES | $24,791,000 | -42.9% | 312,270 | -21.9% | 0.41% | -45.6% |
| MIN | Buy | MFS INTER INC TRUST MIN | $23,969,000 | +56.9% | 5,014,432 | +64.5% | 0.40% | +49.1% |
| KMB | New | KIMBERLY CLARK CORP | $22,383,000 | – | 193,725 | +100.0% | 0.37% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME JGH | $22,316,000 | – | 1,293,697 | +100.0% | 0.37% | – |
| New | BLACKROCK CREDIT ALLOCATION IN | $21,407,000 | – | 1,656,851 | +100.0% | 0.36% | – | |
| EVG | Buy | EATON VANCE SHORT DUR DIVERSIF | $21,052,000 | +20.9% | 1,487,750 | +25.4% | 0.35% | +14.8% |
| HP | Sell | HELMERICH & PAYNE INC | $19,295,000 | -35.2% | 286,190 | -6.0% | 0.32% | -38.5% |
| CELG | Sell | CELGENE CORP | $19,072,000 | +12.1% | 170,500 | -5.0% | 0.32% | +6.7% |
| BCE | New | BCE INC | $19,091,000 | – | 416,285 | +100.0% | 0.32% | – |
| V | Sell | VISA INC | $19,037,000 | +21.5% | 72,605 | -1.1% | 0.32% | +15.8% |
| BHK | Buy | BLACKROCK CORE BOND TRUST BHK | $18,735,000 | +227.0% | 1,419,305 | +231.2% | 0.31% | +211.0% |
| GILD | Buy | GILEAD SCIENCES INC | $18,677,000 | -3.3% | 198,140 | +9.2% | 0.31% | -8.0% |
| FMY | Buy | FIRST TRUST MORTGAGE INCOME FU | $18,510,000 | +14.0% | 1,245,610 | +16.1% | 0.31% | +8.5% |
| New | AVALONBAY CMNTYS INC | $18,219,000 | – | 111,506 | +100.0% | 0.30% | – | |
| CFP | New | CORNERSTONE PROGRESSIVE RETURN | $17,618,000 | – | 1,158,347 | +100.0% | 0.29% | – |
| HAL | Buy | HALLIBURTON CO | $17,377,000 | -24.2% | 441,825 | +24.4% | 0.29% | -28.0% |
| ECL | Buy | ECOLAB INC | $17,115,000 | -4.2% | 163,750 | +5.2% | 0.28% | -9.0% |
| GFY | Buy | WESTERN ASSET VARIABLE RATE ST | $16,483,000 | +8.6% | 989,977 | +11.4% | 0.27% | +3.4% |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES | $15,874,000 | +13.8% | 1,110,813 | +12.2% | 0.26% | +8.2% |
| VR | Sell | VALIDUS HOLDINGS LTD | $15,247,000 | -27.4% | 366,875 | -31.6% | 0.25% | -30.9% |
| New | ALEXANDRIA REAL ESTATE EQ | $14,241,000 | – | 160,475 | +100.0% | 0.24% | – | |
| New | ALEXION PHARMACEUTICALS INC | $14,151,000 | – | 76,480 | +100.0% | 0.24% | – | |
| New | ALLERGAN INC | $14,121,000 | – | 66,425 | +100.0% | 0.23% | – | |
| SLB | Sell | SCHLUMBERGER LTD | $14,104,000 | -21.1% | 165,130 | -6.1% | 0.23% | -25.0% |
| PCLN | Sell | PRICELINE.COM INC | $13,647,000 | -4.2% | 11,969 | -2.6% | 0.23% | -8.8% |
| PII | Sell | POLARIS INDUSTRIES INC | $13,602,000 | -2.4% | 89,935 | -3.3% | 0.23% | -7.0% |
| GAM | New | GENERAL AMERN INVS CO GAM | $13,458,000 | – | 384,502 | +100.0% | 0.22% | – |
| MCR | Buy | MFS CHARTER INCOME TRUST MCR | $13,117,000 | +84.0% | 1,427,298 | +77.4% | 0.22% | +75.8% |
| NKE | Sell | NIKE INCcl b | $12,979,000 | -70.1% | 134,985 | -72.2% | 0.22% | -71.6% |
| GLO | New | CLOUGH GLOBAL OPP FD GLO | $12,851,000 | – | 1,002,443 | +100.0% | 0.21% | – |
| GOOGL | Buy | GOOGLE INCcl a | $12,861,000 | -8.1% | 24,235 | +1.8% | 0.21% | -12.7% |
| New | AGRIUM INC | $12,273,000 | – | 129,575 | +100.0% | 0.20% | – | |
| OII | Sell | OCEANEERING INTERNATIONAL INC | $12,006,000 | -50.4% | 204,150 | -45.0% | 0.20% | -52.8% |
| DKS | Sell | DICKS SPORTING GOODS INC | $11,955,000 | +9.9% | 240,785 | -2.9% | 0.20% | +4.2% |
| JQC | New | NUVEEN CRED STRAT INC FD JQC | $11,854,000 | – | 1,351,654 | +100.0% | 0.20% | – |
| GOOG | Sell | GOOGLE INCcl c | $11,857,000 | -9.3% | 22,525 | -0.6% | 0.20% | -13.6% |
| JMM | Buy | NUVEEN MULTI-MARKET INCOME FD | $11,866,000 | +11.3% | 1,547,073 | +9.5% | 0.20% | +5.9% |
| ORCL | Sell | ORACLE CORP | $11,535,000 | -69.8% | 256,500 | -74.3% | 0.19% | -71.3% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $11,535,000 | +4.4% | 158,650 | -16.7% | 0.19% | -1.0% |
| ANSS | Sell | ANSYS INC | $11,232,000 | +5.7% | 136,975 | -2.5% | 0.19% | 0.0% |
| SBAC | Sell | SBA COMMUNICATIONS CORP | $11,229,000 | -4.5% | 101,380 | -4.4% | 0.19% | -9.3% |
| ADBE | Sell | ADOBE SYSTEMS INC | $11,037,000 | +0.2% | 151,815 | -4.7% | 0.18% | -4.7% |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORT FD | $10,983,000 | +131.0% | 782,789 | +141.0% | 0.18% | +119.3% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONScl a | $10,731,000 | +8.8% | 203,780 | -7.5% | 0.18% | +3.5% |
| KTF | Buy | DEUTSCHE MUNICIPAL INCOME TRUS | $10,523,000 | +3.5% | 787,061 | +2.1% | 0.18% | -1.1% |
| B108PS | Sell | ACTAVIS PLC | $10,555,000 | +3.3% | 41,005 | -3.2% | 0.18% | -1.7% |
| MCK | Sell | MCKESSON CORP | $9,288,000 | +6.0% | 44,745 | -0.6% | 0.15% | +0.7% |
| KORS | Sell | MICHAEL KORS HOLDINGS LTD | $9,271,000 | +4.7% | 123,455 | -0.4% | 0.15% | 0.0% |
| TYG | Sell | TORTOISE ENERGY INFRSTRCT | $9,281,000 | -25.8% | 212,034 | -18.4% | 0.15% | -29.4% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $9,186,000 | -83.0% | 79,880 | -84.3% | 0.15% | -83.8% |
| DHR | Sell | DANAHER CORP | $8,951,000 | +9.0% | 104,435 | -3.4% | 0.15% | +4.2% |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI-SE | $8,775,000 | +29.4% | 643,777 | +32.6% | 0.15% | +23.7% |
| CIEN | Sell | CIENA CORP | $8,637,000 | +12.9% | 444,955 | -2.8% | 0.14% | +6.7% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $8,570,000 | -1.0% | 68,405 | -3.8% | 0.14% | -6.0% |
| ULTI | Sell | ULTIMATE SOFTWARE GROUP INC | $8,556,000 | -1.3% | 58,275 | -4.9% | 0.14% | -6.0% |
| FB | Buy | FACEBOOK INC-A | $8,496,000 | +73.1% | 108,895 | +75.3% | 0.14% | +64.0% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $8,447,000 | +19.4% | 99,760 | -0.4% | 0.14% | +13.8% |
| BTA | Buy | BLACKROCK LONG-TERM MUNICIPAL | $8,393,000 | +11.1% | 742,753 | +10.7% | 0.14% | +5.3% |
| IVZ | New | INVESCO LTD | $8,350,000 | – | 211,275 | +100.0% | 0.14% | – |
| SVVC | FIRSTHAND TECHNOLOGY VALUE FUN | $8,324,000 | -22.3% | 446,311 | 0.0% | 0.14% | -26.2% | |
| FOXA | Buy | TWENTY FIRST CENTY FOX INC | $7,917,000 | +22.1% | 206,140 | +9.0% | 0.13% | +15.9% |
| ARCC | Sell | ARES CAPITAL CORP | $7,786,000 | -59.5% | 498,933 | -58.0% | 0.13% | -61.5% |
| RIT | Buy | LMP REAL ESTATE INCOME FD RIT | $7,766,000 | +1309.4% | 618,803 | +1160.7% | 0.13% | +1190.0% |
| INFA | Sell | INFORMATICA CORP | $7,789,000 | +7.8% | 204,250 | -3.2% | 0.13% | +2.4% |
| MFL | Buy | BLACKROCK MUNIHOLDINGS INVESTM | $7,604,000 | +5.7% | 532,497 | +2.9% | 0.13% | 0.0% |
| USA | Buy | LIBERTY ALL STAR EQUITY FUND U | $7,455,000 | +50.6% | 1,246,694 | +46.8% | 0.12% | +44.2% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $7,261,000 | -24.4% | 173,960 | -3.3% | 0.12% | -28.0% |
| MTS | Buy | MONTGOMERY STREET INCOME SECUR | $7,167,000 | +14.6% | 436,024 | +13.8% | 0.12% | +9.2% |
| ICON | Sell | ICONIX BRAND GROUP INC | $7,082,000 | -12.7% | 209,575 | -4.6% | 0.12% | -16.9% |
| DNKN | Sell | DUNKIN BRANDS GROUP INC | $7,047,000 | -9.4% | 165,225 | -4.7% | 0.12% | -14.0% |
| New | AFFILIATED MANAGERS GROUP INC | $6,988,000 | – | 32,925 | +100.0% | 0.12% | – | |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPAL IN | $6,952,000 | +11.6% | 599,340 | +9.5% | 0.12% | +5.5% |
| NPM | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $6,923,000 | +3.5% | 488,917 | +0.5% | 0.12% | -1.7% |
| MGF | Buy | MFS GOVERNMENT MARKETS INCOME | $6,933,000 | +13.6% | 1,222,717 | +14.2% | 0.12% | +7.5% |
| ACHC | Sell | ACADIA HEALTHCARE COMPANY | $6,481,000 | +8.4% | 105,875 | -14.1% | 0.11% | +3.8% |
| SBNY | Sell | SIGNATURE BANK NY | $6,380,000 | +6.6% | 50,650 | -5.2% | 0.11% | +1.9% |
| MYI | Buy | BLACKROCK MUNIYIELD QUALITY FU | $6,310,000 | +4.0% | 448,479 | +1.4% | 0.10% | -0.9% |
| WCN | Sell | WASTE CONNECTIONS INC | $6,043,000 | -13.5% | 137,375 | -4.6% | 0.10% | -18.0% |
| BBN | Sell | BLACKROCK BUILD AMERICA BOND T | $5,893,000 | -23.2% | 265,952 | -27.2% | 0.10% | -26.9% |
| CATM | Sell | CARDTRONICS INC | $5,642,000 | +4.7% | 146,250 | -4.5% | 0.09% | 0.0% |
| NBD | Sell | NUVEEN BUILD AMERICA BOND OPPO | $5,608,000 | -27.6% | 255,486 | -30.1% | 0.09% | -31.1% |
| EMC | Sell | EMC CORP MASS | $5,576,000 | -4.9% | 187,480 | -6.5% | 0.09% | -8.8% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $5,594,000 | +0.3% | 415,004 | -1.2% | 0.09% | -4.1% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $5,503,000 | -43.4% | 143,455 | -2.0% | 0.09% | -46.5% |
| SRCL | Sell | STERICYCLE INC | $5,479,000 | +5.0% | 41,800 | -6.6% | 0.09% | 0.0% |
| HHY | Sell | BROOKFIELD HIGH INCOME FD HHY | $5,356,000 | -15.5% | 601,168 | -11.2% | 0.09% | -19.8% |
| SYNA | Buy | SYNAPTICS INC | $5,326,000 | -4.9% | 77,375 | +1.2% | 0.09% | -10.2% |
| ULTA | Sell | ULTA SALON COSMETICS & FRAG | $5,286,000 | +4.0% | 41,350 | -3.9% | 0.09% | -1.1% |
| TAI | Buy | TRANSAMERICA INCOME SHARES TAI | $5,281,000 | +177.2% | 261,179 | +179.5% | 0.09% | +166.7% |
| BWLD | Sell | BUFFALO WILD WINGS INC | $5,258,000 | +11.7% | 29,150 | -16.9% | 0.09% | +6.1% |
| CSI | Buy | CUTWATER SELECT INCOME FUND CS | $5,246,000 | +2.6% | 271,247 | +4.8% | 0.09% | -2.2% |
| New | ALASKA AIR GROUP INC | $5,166,000 | – | 86,450 | +100.0% | 0.09% | – | |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY FU | $5,093,000 | -0.4% | 386,149 | -3.4% | 0.08% | -4.5% |
| SWFT | Sell | SWIFT TRANSPORTATION CO | $5,146,000 | +29.3% | 179,750 | -5.2% | 0.08% | +23.2% |
| MFT | Buy | BLACKROCK MUNIYIELD INVESTMENT | $5,030,000 | +12.6% | 365,544 | +9.1% | 0.08% | +6.4% |
| MYL | Sell | MYLAN INC | $4,969,000 | +23.4% | 88,150 | -0.4% | 0.08% | +17.1% |
| CAT | Sell | CATERPILLAR INC | $4,878,000 | -12.3% | 53,290 | -5.1% | 0.08% | -16.5% |
| TRN | Buy | TRINITY INDS INC | $4,854,000 | -35.1% | 173,290 | +8.3% | 0.08% | -37.7% |
| GIII | Buy | G-III APPAREL GROUP LTD | $4,809,000 | +93.4% | 47,613 | +58.7% | 0.08% | +86.0% |
| PX | Sell | PRAXAIR INC | $4,724,000 | -3.8% | 36,460 | -4.2% | 0.08% | -9.3% |
| New | AMETEK INC | $4,709,000 | – | 89,475 | +100.0% | 0.08% | – | |
| IGI | Sell | WESTERN ASSET INV GRA DEF OPP | $4,523,000 | -32.8% | 215,364 | -35.1% | 0.08% | -35.9% |
| New | ASPEN TECHNOLOGY INC | $4,465,000 | – | 127,505 | +100.0% | 0.07% | – | |
| ICB | Buy | MORGAN STANLEY INCOME SECURITI | $4,421,000 | +77.7% | 246,593 | +76.4% | 0.07% | +69.8% |
| DSU | New | BLACKROCK DEBT STRATEGIES FD D | $4,319,000 | – | 1,161,068 | +100.0% | 0.07% | – |
| SYNT | Buy | SYNTEL INC | $4,338,000 | -5.2% | 96,450 | +85.3% | 0.07% | -10.0% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD MEN | $4,328,000 | -7.0% | 379,667 | -8.6% | 0.07% | -11.1% |
| LGF | Sell | LIONS GATE ENTMNT CORP | $4,295,000 | -7.1% | 134,125 | -4.4% | 0.07% | -12.3% |
| WEA | Buy | WESTERN ASSET PREMIER WEA | $4,218,000 | +6.3% | 303,685 | +9.6% | 0.07% | +1.4% |
| ISIS | Sell | ISIS PHARMACEUTICALS INC | $4,237,000 | +47.6% | 68,625 | -7.1% | 0.07% | +40.0% |
| SMG | Sell | SCOTTS MIRACLE GRO CO | $4,166,000 | +8.3% | 66,850 | -4.5% | 0.07% | +3.0% |
| GLQ | New | CLOUGH GLOBAL EQUITY FD GLQ | $4,114,000 | – | 284,124 | +100.0% | 0.07% | – |
| VBF | New | INVESCO BD FD VBF | $3,946,000 | – | 214,440 | +100.0% | 0.07% | – |
| HCSG | Sell | HEALTHCARE SERVICES GRP INC | $3,949,000 | +0.6% | 127,675 | -7.0% | 0.07% | -4.3% |
| ITT | Buy | ITT CORP | $3,894,000 | +26.7% | 96,250 | +40.7% | 0.06% | +20.4% |
| VMM | DELAWARE INVESTMENTS MN MUNICI | $3,921,000 | -1.0% | 293,300 | 0.0% | 0.06% | -5.8% | |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FUND MH | $3,937,000 | -11.8% | 229,991 | -17.0% | 0.06% | -16.7% |
| BFK | Buy | BLACKROCK MUNI INC TR BFK | $3,945,000 | +10.9% | 278,216 | +6.9% | 0.06% | +4.8% |
| EXP | Buy | EAGLE MATERIALS INC | $3,864,000 | -0.3% | 50,825 | +33.5% | 0.06% | -5.9% |
| CSII | Buy | CARDIOVASCULAR SYS INC DE | $3,836,000 | +62.2% | 127,525 | +27.4% | 0.06% | +56.1% |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QUAL FUN | $3,788,000 | +14.5% | 284,354 | +11.5% | 0.06% | +8.6% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD SPE | $3,775,000 | +55.9% | 245,634 | +69.1% | 0.06% | +50.0% |
| MYD | Sell | BLACKROCK MUNIYIELD FUND MYD | $3,708,000 | -16.2% | 251,582 | -19.4% | 0.06% | -19.5% |
| ASGN | Sell | ON ASSIGNMENT INC | $3,709,000 | +14.6% | 111,740 | -7.3% | 0.06% | +10.7% |
| HXL | Sell | HEXCEL CORP NEW | $3,645,000 | -0.3% | 87,850 | -4.6% | 0.06% | -4.7% |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OVER | $3,547,000 | – | 184,275 | +100.0% | 0.06% | – |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/N ADR | $3,518,000 | +66.1% | 31,325 | +64.0% | 0.06% | +56.8% |
| MYM | Buy | BLACKROCK MUNIYIELD MI QUALITY | $3,493,000 | +83.8% | 271,620 | +79.2% | 0.06% | +75.8% |
| IEX | Sell | IDEX CORP | $3,474,000 | -18.0% | 44,625 | -23.8% | 0.06% | -21.6% |
| FFIV | Sell | F5 NETWORKS INC | $3,405,000 | +5.0% | 26,100 | -4.4% | 0.06% | 0.0% |
| TPC | Buy | TUTOR PERINI CORP | $3,409,000 | +34.8% | 141,620 | +47.8% | 0.06% | +29.5% |
| MYF | Sell | BLACKROCK MUNIYIELD INVESTMENT | $3,304,000 | -14.6% | 213,421 | -19.0% | 0.06% | -19.1% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $3,298,000 | +9.7% | 8,040 | -3.6% | 0.06% | +5.8% |
| KNX | Sell | KNIGHT TRANSPORTATION INC | $3,280,000 | +14.5% | 97,450 | -6.8% | 0.05% | +8.0% |
| USB | Sell | US BANCORP | $3,232,000 | -93.1% | 71,895 | -93.6% | 0.05% | -93.4% |
| EOG | Buy | EOG RESOURCES INC | $3,233,000 | +102.3% | 35,120 | +117.7% | 0.05% | +92.9% |
| CVLT | Sell | COMMVAULT SYSTEMS INC | $3,256,000 | -2.7% | 63,000 | -5.1% | 0.05% | -6.9% |
| MVF | Buy | BLACKROCK MUNIVEST FUND MVF | $3,205,000 | +4.8% | 323,438 | +1.6% | 0.05% | 0.0% |
| STE | Sell | STERIS CORP | $3,108,000 | +11.5% | 47,925 | -7.2% | 0.05% | +6.1% |
| MANH | Sell | MANHATTAN ASSOCIATES INC | $3,154,000 | +13.0% | 77,450 | -7.3% | 0.05% | +6.1% |
| VMO | Buy | INVESCO MUNICIPAL OPPORTUNITY | $3,046,000 | +60.1% | 236,869 | +56.0% | 0.05% | +54.5% |
| MAR | MARRIOTT INTERNATIONAL INC/DEcl a | $3,085,000 | +11.7% | 39,532 | 0.0% | 0.05% | +6.2% | |
| DMO | Buy | WESTERN ASSET MORTGAGE DEFINED | $3,044,000 | +14.5% | 127,685 | +15.5% | 0.05% | +10.9% |
| EEFT | New | EURONET WORLDWIDE INC | $3,017,000 | – | 54,950 | +100.0% | 0.05% | – |
| EME | Sell | EMCOR GROUP INC | $2,937,000 | +3.2% | 66,025 | -7.2% | 0.05% | -2.0% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $2,943,000 | -16.7% | 4,300 | -18.9% | 0.05% | -21.0% |
| NBB | Sell | NUVEEN BUILD AMERICAN BOND TER | $2,940,000 | -65.5% | 138,807 | -66.8% | 0.05% | -67.1% |
| CLC | Sell | CLARCOR INC | $2,842,000 | -2.0% | 42,650 | -7.3% | 0.05% | -7.8% |
| CPLA | Sell | CAPELLA EDUCATION CO | $2,846,000 | +14.1% | 36,975 | -7.2% | 0.05% | +6.8% |
| NPF | Sell | NUVEEN PREMIER MUNICIPAL INCOM | $2,813,000 | +1.0% | 201,344 | -2.8% | 0.05% | -4.1% |
| FINL | New | FINISH LINE INC | $2,752,000 | – | 113,200 | +100.0% | 0.05% | – |
| ABCO | Sell | ADVISORY BRD CO | $2,750,000 | -9.3% | 56,150 | -13.7% | 0.05% | -13.2% |
| New | ALIGN TECHNOLOGY INC | $2,740,000 | – | 49,000 | +100.0% | 0.04% | – | |
| WAB | Sell | WABTEC CORP/DE | $2,709,000 | -23.2% | 31,175 | -28.4% | 0.04% | -27.4% |
| New | AIR METHODS CORP | $2,732,000 | – | 62,050 | +100.0% | 0.04% | – | |
| SLH | Sell | SOLERA HOLDINGS INC | $2,696,000 | -18.4% | 52,675 | -10.1% | 0.04% | -22.4% |
| DSM | Buy | DREYFUS STRATEGIC MUNICIPAL BO | $2,576,000 | +330.1% | 323,666 | +334.7% | 0.04% | +330.0% |
| BEN | Sell | FRANKLIN RESOURCES INC | $2,574,000 | -56.4% | 46,495 | -56.9% | 0.04% | -58.3% |
| HSBC | Buy | HSBC HOLDINGS PLC ADRdepository recei | $2,474,000 | +19.9% | 52,380 | +29.1% | 0.04% | +13.9% |
| NMS | New | NUVEEN MN MUNI INCOME FD NMS | $2,467,000 | – | 171,782 | +100.0% | 0.04% | – |
| MIY | Buy | BLACKROCK MUNIYIELD MI QUALITY | $2,402,000 | +121.4% | 173,185 | +113.3% | 0.04% | +110.5% |
| TMH | New | TEAM HEALTH HOLDINGS INC | $2,321,000 | – | 40,350 | +100.0% | 0.04% | – |
| BBVA | Sell | BANCO BILBAO VIZCAYA ARG ADRdepository recei | $2,306,000 | -30.4% | 245,600 | -11.0% | 0.04% | -34.5% |
| JMT | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $2,311,000 | +152.6% | 99,733 | +153.8% | 0.04% | +137.5% |
| CCE | COCA-COLA ENTERPRISES INC | $2,308,000 | -0.3% | 52,200 | 0.0% | 0.04% | -5.0% | |
| WNR | Sell | WESTERN REFINING INC | $2,225,000 | -29.1% | 58,900 | -21.2% | 0.04% | -32.7% |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $2,252,000 | +165.3% | 97,267 | +172.0% | 0.04% | +146.7% |
| MSM | Sell | MSC INDL DIRECT INCcl a | $2,155,000 | -42.9% | 26,525 | -40.0% | 0.04% | -45.5% |
| INVN | Buy | INVENSENSE INC | $2,180,000 | -16.2% | 134,075 | +1.7% | 0.04% | -20.0% |
| CR | Sell | CRANE CO | $2,087,000 | -18.1% | 35,550 | -11.9% | 0.04% | -20.5% |
| DST | New | DST SYS INC DEL | $2,038,000 | – | 21,650 | +100.0% | 0.03% | – |
| TRAK | Sell | DEALERTRACK TECHNOLOGIES INC | $2,058,000 | -5.5% | 46,441 | -7.4% | 0.03% | -10.5% |
| CASY | Sell | CASEYS GENERAL STORES INC | $2,030,000 | -10.0% | 22,475 | -28.5% | 0.03% | -12.8% |
| PBYI | Sell | PUMA BIOTECHNOLOGY INC | $2,020,000 | -21.1% | 10,675 | -0.5% | 0.03% | -24.4% |
| SF | Sell | STIFEL FINANCIAL CORP | $2,020,000 | +0.9% | 39,586 | -7.3% | 0.03% | -2.9% |
| MQY | Sell | BLACKROCK MUNIYIELD QUAL FD IN | $2,010,000 | -19.7% | 130,999 | -21.9% | 0.03% | -25.0% |
| PKI | Sell | PERKINELMER INC | $2,004,000 | -7.0% | 45,825 | -7.3% | 0.03% | -13.2% |
| TCBI | Sell | TEXAS CAPITAL BANCSHARES INC | $1,964,000 | -13.3% | 36,150 | -7.9% | 0.03% | -17.5% |
| ITC | Sell | ITC HOLDINGS CORP | $1,967,000 | +6.6% | 48,650 | -6.1% | 0.03% | +3.1% |
| GLOG | Sell | GASLOG LTD | $1,900,000 | -13.6% | 93,375 | -6.5% | 0.03% | -15.8% |
| CLDX | Sell | CELLDEX THERAPEUTICS INC | $1,907,000 | +30.8% | 104,475 | -7.1% | 0.03% | +28.0% |
| DDD | Sell | 3D SYSTEMS CORP | $1,908,000 | -72.3% | 58,050 | -60.9% | 0.03% | -73.3% |
| PRLB | Sell | PROTO LABS INC | $1,866,000 | -9.7% | 27,790 | -7.2% | 0.03% | -13.9% |
| DV | Sell | DEVRY INC | $1,844,000 | +2.7% | 38,850 | -7.4% | 0.03% | 0.0% |
| FMC | Sell | FMC CORP | $1,802,000 | -15.5% | 31,600 | -15.3% | 0.03% | -18.9% |
| CF | Sell | CF INDUSTRIES HOLDINGS INC | $1,737,000 | -23.3% | 6,375 | -21.4% | 0.03% | -27.5% |
| VCV | Buy | INVESCO CA VALUE MUNICIPAL INC | $1,702,000 | +71.1% | 132,368 | +62.5% | 0.03% | +64.7% |
| VRTX | VERTEX PHARMACEUTICALS INC | $1,687,000 | +5.8% | 14,200 | 0.0% | 0.03% | 0.0% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $1,686,000 | +1.9% | 10,300 | 0.0% | 0.03% | -3.4% | |
| WFC | WELLS FARGO & CO | $1,676,000 | +5.7% | 30,575 | 0.0% | 0.03% | 0.0% | |
| New | AMN HEALTHCARE SERVICES I | $1,670,000 | – | 85,225 | +100.0% | 0.03% | – | |
| CRZO | Sell | CARRIZO OIL & GAS INC | $1,668,000 | -28.5% | 40,100 | -7.4% | 0.03% | -31.7% |
| NSRGY | Sell | NESTLE SA-SPONS ADRdepository recei | $1,646,000 | -2.7% | 22,570 | -1.7% | 0.03% | -10.0% |
| TW | TOWERS WATSON & CO-CL A | $1,573,000 | +13.7% | 13,900 | 0.0% | 0.03% | +8.3% | |
| SCOR | Sell | COMSCORE INC | $1,595,000 | +18.1% | 34,350 | -7.4% | 0.03% | +8.3% |
| ICE | INTERCONTINENTALEXCHANGE INC | $1,579,000 | +12.5% | 7,200 | 0.0% | 0.03% | +8.3% | |
| ROLL | Sell | RBC BEARINGS INC | $1,584,000 | +5.5% | 24,554 | -7.3% | 0.03% | 0.0% |
| WBK | Sell | WESTPAC BANKING CORP-ADRdepository recei | $1,581,000 | -10.1% | 58,790 | -6.1% | 0.03% | -16.1% |
| IQI | Buy | INVESCO QUALITY MUNICIPAL INCO | $1,489,000 | +60.5% | 119,243 | +55.7% | 0.02% | +56.2% |
| ATHN | Sell | ATHENAHEALTH INC | $1,493,000 | +2.3% | 10,250 | -7.5% | 0.02% | 0.0% |
| CSL | CARLISLE COS INC | $1,471,000 | +12.3% | 16,300 | 0.0% | 0.02% | +4.3% | |
| SKX | New | SKECHERS U S A INC | $1,472,000 | – | 26,650 | +100.0% | 0.02% | – |
| JWN | NORDSTROM INC | $1,453,000 | +16.1% | 18,300 | 0.0% | 0.02% | +9.1% | |
| TKMR | New | TEKMIRA PHARMACEUTICALS C | $1,440,000 | – | 95,050 | +100.0% | 0.02% | – |
| AMCX | AMC NETWORKS INC | $1,460,000 | +9.1% | 22,900 | 0.0% | 0.02% | +4.3% | |
| IR | Buy | INGERSOLL-RAND COMPANY LTDcl a | $1,439,000 | +70.3% | 22,700 | +51.3% | 0.02% | +60.0% |
| TECH | New | BIO-TECHNE CORP | $1,356,000 | – | 14,675 | +100.0% | 0.02% | – |
| FLS | Sell | FLOWSERVE CORP | $1,394,000 | -76.1% | 23,300 | -71.9% | 0.02% | -77.5% |
| RXN | Sell | REXNORD CORP NEW | $1,308,000 | -8.2% | 46,375 | -7.4% | 0.02% | -12.0% |
| KO | COCA-COLA CO/THE | $1,317,000 | -1.1% | 31,200 | 0.0% | 0.02% | -4.3% | |
| XOM | EXXON MOBIL CORP | $1,348,000 | -1.7% | 14,582 | 0.0% | 0.02% | -8.3% | |
| J | JACOBS ENGINEERING GROUP INC | $1,332,000 | -8.5% | 29,800 | 0.0% | 0.02% | -12.0% | |
| GBX | New | GREENBRIER COS INC | $1,261,000 | – | 23,470 | +100.0% | 0.02% | – |
| BCRX | New | BIOCRYST PHARMACEUTICALS | $1,271,000 | – | 104,525 | +100.0% | 0.02% | – |
| CLB | Sell | CORE LABORATORIES NV | $1,233,000 | -24.0% | 10,250 | -7.5% | 0.02% | -28.6% |
| MZF | Sell | MANAGED DURATION INVESTMENT GR | $1,167,000 | -9.5% | 86,371 | -10.4% | 0.02% | -13.6% |
| CPN | CALPINE CORP | $1,140,000 | +2.0% | 51,500 | 0.0% | 0.02% | -5.0% | |
| RHHBY | Buy | ROCHE HLDG LTD- SPONS ADR | $1,163,000 | +26.3% | 34,210 | +37.3% | 0.02% | +18.8% |
| BSD | Buy | BLACKROCK STRATEGIC MUNI TR B | $1,138,000 | +27.0% | 80,795 | +19.9% | 0.02% | +18.8% |
| LEO | Buy | DREYFUS STRATEGIC MUNICIPALS L | $1,089,000 | +294.6% | 133,000 | +303.0% | 0.02% | +260.0% |
| RFI | Sell | COHEN & STEERS TOTAL RT REALTY | $1,069,000 | -85.7% | 80,997 | -87.1% | 0.02% | -86.3% |
| New | BLACKROCK MUNI INC QUAL TR BY | $1,079,000 | – | 75,009 | +100.0% | 0.02% | – | |
| VGM | Buy | INVESCO TRUST FOR INVESTMENT G | $1,094,000 | +735.1% | 82,300 | +723.0% | 0.02% | +800.0% |
| BDSI | New | BIODELIVERY SCIENCES INTL | $1,046,000 | – | 87,000 | +100.0% | 0.02% | – |
| ACP | Buy | AVENUE INCOME CRED STRAT FD AC | $1,009,000 | +8.8% | 66,773 | +21.0% | 0.02% | +6.2% |
| New | AIRGAS INC | $968,000 | – | 8,400 | +100.0% | 0.02% | – | |
| GEVA | Sell | SYNAGEVA BIOPHARMA CORP | $902,000 | +25.5% | 9,725 | -7.0% | 0.02% | +15.4% |
| GWW | Sell | GRAINGER W W INC | $892,000 | -93.8% | 3,500 | -93.9% | 0.02% | -94.0% |
| New | BANK OF NEW YORK MELLON CORP | $891,000 | – | 21,970 | +100.0% | 0.02% | – | |
| AMBA | New | AMBARELLA INC | $931,000 | – | 18,350 | +100.0% | 0.02% | – |
| IDXX | Sell | IDEXX LABORATORIES INC | $890,000 | +3.5% | 6,000 | -17.8% | 0.02% | 0.0% |
| OXLC | Sell | OXFORD LANE CAPITAL CORP OXLC | $869,000 | -79.6% | 58,100 | -79.1% | 0.01% | -81.1% |
| FPF | Buy | FIRST TR INTER DUR PFD & FPF | $852,000 | +38.5% | 37,500 | +32.5% | 0.01% | +27.3% |
| MET | Sell | METLIFE INC | $828,000 | -7.7% | 15,300 | -8.4% | 0.01% | -12.5% |
| NPT | Sell | NUVEEN PREM INCOME MUNI NPT | $864,000 | +1.1% | 65,179 | -2.9% | 0.01% | -6.7% |
| New | BHP BILLITON ADRdepository recei | $871,000 | – | 18,400 | +100.0% | 0.01% | – | |
| JPI | New | NUVEEN PFD & INCOME TERM FD JP | $797,000 | – | 35,500 | +100.0% | 0.01% | – |
| DIS | New | DISNEY WALT CO | $763,000 | – | 8,100 | +100.0% | 0.01% | – |
| MPA | BLACKROCK MUNIYIELD PA QUALITY | $784,000 | +2.0% | 54,700 | 0.0% | 0.01% | 0.0% | |
| CCS | New | CENTURY CMNTYS INC | $808,000 | – | 46,750 | +100.0% | 0.01% | – |
| IBM | Sell | INTL BUSINESS MACHINES CORP | $750,000 | -98.4% | 4,675 | -98.2% | 0.01% | -98.6% |
| C | CITIGROUP INC | $735,000 | +4.4% | 13,592 | 0.0% | 0.01% | 0.0% | |
| EQT | EQT CORP | $712,000 | -17.2% | 9,400 | 0.0% | 0.01% | -20.0% | |
| GE | Sell | GENERAL ELECTRIC CO | $738,000 | -13.5% | 29,200 | -12.3% | 0.01% | -20.0% |
| NQP | NUVEEN PA INVESTMENT QUALITY M | $725,000 | +0.8% | 52,779 | 0.0% | 0.01% | -7.7% | |
| INDA | Sell | ISHARES MSCI INDIA ETF | $695,000 | -57.3% | 23,200 | -56.9% | 0.01% | -57.1% |
| SGMO | Sell | SANGAMO BIOSCIENCES INC | $677,000 | +30.7% | 44,525 | -7.2% | 0.01% | +22.2% |
| EDD | New | MORGAN STANLEY EM MKTS FD EDD | $675,000 | – | 63,900 | +100.0% | 0.01% | – |
| MOS | Sell | MOSAIC CO/THE | $623,000 | -7.4% | 13,650 | -9.9% | 0.01% | -16.7% |
| New | ABERDEEN GLBL INC FD FCO | $605,000 | – | 62,978 | +100.0% | 0.01% | – | |
| NIO | NUVEEN MUNICIPAL OPPORTUNITY F | $574,000 | +3.1% | 39,100 | 0.0% | 0.01% | 0.0% | |
| COP | CONOCOPHILLIPS | $557,000 | -9.7% | 8,062 | 0.0% | 0.01% | -18.2% | |
| GIS | GENERAL MILLS INC | $544,000 | +5.6% | 10,200 | 0.0% | 0.01% | 0.0% | |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $557,000 | +1.5% | 42,800 | 0.0% | 0.01% | -10.0% | |
| JHP | Sell | NUVEEN QUALITY PREFERRED INCOM | $572,000 | -4.8% | 68,702 | -4.3% | 0.01% | -10.0% |
| GRFS | GRIFOLS S A ADR | $561,000 | -3.3% | 16,500 | 0.0% | 0.01% | -10.0% | |
| CLVS | Sell | CLOVIS ONCOLOGY INC | $550,000 | +13.9% | 9,825 | -7.7% | 0.01% | +12.5% |
| IBN | Buy | ICICI BANK LTD ADRdepository recei | $514,000 | -73.4% | 44,500 | +13.2% | 0.01% | -73.5% |
| TRV | TRAVELERS COS INC/THE | $540,000 | +12.7% | 5,100 | 0.0% | 0.01% | +12.5% | |
| EIA | Sell | EATON VANCE CA MUNICIPAL BOND | $550,000 | -31.8% | 43,662 | -34.6% | 0.01% | -35.7% |
| HALO | New | HALOZYME THERAPEUTICS INC | $539,000 | – | 55,900 | +100.0% | 0.01% | – |
| NZF | Sell | NUVEEN DIVIDEND ADVANTAGE MUNI | $518,000 | -50.5% | 37,623 | -50.8% | 0.01% | -50.0% |
| 3616PS | Buy | GDF SUEZ-SPON ADR | $510,000 | +9.4% | 21,870 | +17.8% | 0.01% | 0.0% |
| LFC | Sell | CHINA LIFE INS CO LTD ADRdepository recei | $484,000 | -72.5% | 8,250 | -80.5% | 0.01% | -74.2% |
| ASML | ASML HOLDING NVdepository recei | $402,000 | +9.2% | 3,725 | 0.0% | 0.01% | +16.7% | |
| SBW | Sell | WESTERN ASSET WORLDWIDE INC FD | $434,000 | -40.2% | 38,068 | -35.9% | 0.01% | -46.2% |
| New | AUTODESK INC | $411,000 | – | 6,850 | +100.0% | 0.01% | – | |
| CS | CREDIT SUISSE GROUP AG ADRdepository recei | $445,000 | -9.2% | 17,736 | 0.0% | 0.01% | -22.2% | |
| BABA | Buy | ALIBABA GROUP HOLDING LTD ADR | $405,000 | +355.1% | 3,900 | +290.0% | 0.01% | +250.0% |
| BCS | Sell | BARCLAYS PLC-SPONS ADR | $405,000 | -9.2% | 26,995 | -10.4% | 0.01% | -12.5% |
| RDSA | ROYAL DUTCH SHELL PLC-ADRdepository recei | $408,000 | -12.1% | 6,100 | 0.0% | 0.01% | -12.5% | |
| SIEGY | Buy | SIEMENS A G - ADRdepository recei | $414,000 | +19.3% | 3,695 | +26.8% | 0.01% | +16.7% |
| New | BITAUTO HLDGS LTD-ADR | $338,000 | – | 4,800 | +100.0% | 0.01% | – | |
| ABEV | Sell | AMBEV SA-ADR | $334,000 | -86.0% | 53,700 | -85.2% | 0.01% | -85.7% |
| JPC | Sell | NUVEEN PREFERRED INCOME OPPORT | $342,000 | -71.6% | 35,765 | -72.7% | 0.01% | -71.4% |
| NPI | Buy | NUVEEN PREM INCOME MUN FD NPI | $340,000 | +153.7% | 24,560 | +145.6% | 0.01% | +200.0% |
| ERJ | Sell | EMBRAER SA ADRdepository recei | $378,000 | -86.0% | 10,250 | -85.1% | 0.01% | -87.2% |
| CEO | Sell | CNOOC LTD ADRdepository recei | $278,000 | -86.3% | 2,050 | -82.6% | 0.01% | -85.7% |
| DE | DEERE & CO | $310,000 | +8.0% | 3,500 | 0.0% | 0.01% | 0.0% | |
| New | ALLIANZ SE - ADRdepository recei | $280,000 | – | 16,885 | +100.0% | 0.01% | – | |
| CHL | Sell | CHINA MOBILE LIMITED - ADRdepository recei | $288,000 | -70.9% | 4,900 | -70.9% | 0.01% | -70.6% |
| BRCM | BROADCOM CORPcl a | $316,000 | +7.1% | 7,300 | 0.0% | 0.01% | 0.0% | |
| NXJ | Buy | NUVEEN NJ DIVIDEND ADVANTAGE M | $312,000 | +84.6% | 23,131 | +83.6% | 0.01% | +66.7% |
| MVT | Buy | BLACKROCK MUNIVEST MVT | $299,000 | +4.2% | 19,157 | +4.8% | 0.01% | 0.0% |
| PRE | PARTNERRE LTD | $297,000 | +3.8% | 2,600 | 0.0% | 0.01% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL PLC ADRdepository recei | $327,000 | -12.1% | 4,700 | 0.0% | 0.01% | -16.7% | |
| TTM | Sell | TATA MOTORS LTD-SPON ADR | $330,000 | -77.1% | 7,800 | -76.4% | 0.01% | -80.0% |
| FFC | FLAHERTY & CRUMRINE PFD SECURI | $286,000 | -1.4% | 15,000 | 0.0% | 0.01% | 0.0% | |
| MNP | WESTERN ASSET MUNICIPAL PARTNE | $327,000 | -0.3% | 22,077 | 0.0% | 0.01% | -16.7% | |
| MCD | MCDONALDS CORP | $253,000 | -1.2% | 2,700 | 0.0% | 0.00% | 0.0% | |
| CSX | Sell | CSX CORP | $250,000 | -19.6% | 6,900 | -28.9% | 0.00% | -20.0% |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $218,000 | 0.0% | 15,963 | 0.0% | 0.00% | 0.0% | |
| SGSOY | Sell | SGS SA-UNSPONS ADRdepository recei | $232,000 | -30.5% | 11,385 | -29.7% | 0.00% | -33.3% |
| TDC | TERADATA CORP | $245,000 | +4.3% | 5,600 | 0.0% | 0.00% | 0.0% | |
| BNPQY | Sell | BNP PARIBAS - ADRdepository recei | $241,000 | -22.3% | 8,210 | -12.8% | 0.00% | -20.0% |
| EDU | Sell | NEW ORIENTAL ED & TECH GR ADRdepository recei | $231,000 | -81.7% | 11,300 | -79.3% | 0.00% | -81.8% |
| JTP | NUVEEN QUALITY PREFERRED INCOM | $252,000 | -1.2% | 31,251 | 0.0% | 0.00% | 0.0% | |
| ING | New | ING GROEP N V ADRdepository recei | $189,000 | – | 14,600 | +100.0% | 0.00% | – |
| JD | Sell | JD.COM INC | $162,000 | -78.9% | 7,000 | -76.5% | 0.00% | -76.9% |
| IBDRY | New | IBERDROLA SA-ADR | $191,000 | – | 7,100 | +100.0% | 0.00% | – |
| SSL | Sell | SASOL LTD - ADRdepository recei | $163,000 | -91.7% | 4,300 | -88.1% | 0.00% | -91.2% |
| DBL | Sell | DOUBLELINE OPP CRED FD DBL | $206,000 | -53.1% | 8,400 | -54.8% | 0.00% | -62.5% |
| FLC | FLAHERTY & CRUMRINE TOTAL RETU | $198,000 | +0.5% | 10,000 | 0.0% | 0.00% | 0.0% | |
| DOW | New | DOW CHEM CO | $163,000 | – | 3,575 | +100.0% | 0.00% | – |
| CBD | Sell | COMP BRASIL-PAO DE ACUCA ADRdepository recei | $158,000 | -89.3% | 4,300 | -87.4% | 0.00% | -88.5% |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $189,000 | +5.0% | 13,500 | 0.0% | 0.00% | 0.0% | |
| SCCO | Sell | SOUTHERN COPPER CORP | $96,000 | -86.6% | 3,400 | -86.0% | 0.00% | -84.6% |
| TSM | Sell | TAIWAN SEMICONDUCTOR ADRdepository recei | $119,000 | -93.0% | 5,300 | -93.7% | 0.00% | -93.3% |
| PTR | Sell | PETROCHINA CO LTD ADRdepository recei | $133,000 | -87.8% | 1,200 | -85.8% | 0.00% | -89.5% |
| JPS | Sell | NUVEEN QUALITY PREFERRED INCOM | $115,000 | -75.8% | 12,924 | -76.3% | 0.00% | -75.0% |
| NAD | NUVEEN DIVIDEND ADVANTAGE MUNI | $143,000 | +3.6% | 10,000 | 0.0% | 0.00% | 0.0% | |
| NICE | Sell | NICE SYSTEMS LTD ADRdepository recei | $142,000 | -81.9% | 2,800 | -85.4% | 0.00% | -85.7% |
| New | BP PLC ADRdepository recei | $126,000 | – | 3,300 | +100.0% | 0.00% | – | |
| EL | Sell | LAUDER ESTEE COS INC | $122,000 | -9.0% | 1,600 | -11.1% | 0.00% | 0.0% |
| VLO | New | VALERO ENERGY CORP | $131,000 | – | 2,650 | +100.0% | 0.00% | – |
| VTN | INVESCO TRUST FOR INVESTMENT G | $131,000 | +1.6% | 9,600 | 0.0% | 0.00% | 0.0% | |
| EVJ | EATON VANCE NJ MUNICIPAL INCOM | $97,000 | 0.0% | 7,900 | 0.0% | 0.00% | 0.0% | |
| SBI | WESTERN ASSET INTERMEDIATE MUN | $98,000 | +1.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| WMB | New | WILLIAMS COS INC DEL | $128,000 | – | 2,850 | +100.0% | 0.00% | – |
| CL | COLGATE-PALMOLIVE CO | $145,000 | +5.8% | 2,100 | 0.0% | 0.00% | 0.0% | |
| New | AFLAC INC | $131,000 | – | 2,150 | +100.0% | 0.00% | – | |
| BFY | Sell | BLACKROCK NY MUNI INC TR II BF | $149,000 | -58.3% | 10,150 | -60.5% | 0.00% | -66.7% |
| BSAC | Sell | BANCO SANTANDER CHILE ADRdepository recei | $117,000 | -87.0% | 5,950 | -85.4% | 0.00% | -87.5% |
| AB | ALLIANCEBERNSTEIN HOLDING LP | $129,000 | -0.8% | 5,000 | 0.0% | 0.00% | 0.0% | |
| MUSA | MURPHY USA INC | $81,000 | +30.6% | 1,175 | 0.0% | 0.00% | 0.0% | |
| PMO | PUTNAM MUNICIPAL OPPORTUNITIES | $78,000 | +2.6% | 6,529 | 0.0% | 0.00% | 0.0% | |
| TV | Sell | GRUPO TELEVISA SA DE CV ADRdepository recei | $89,000 | -88.2% | 2,600 | -88.3% | 0.00% | -92.3% |
| RCI | ROGERS COMMUNICATIONS INC | $70,000 | +4.5% | 1,800 | 0.0% | 0.00% | 0.0% | |
| NVG | Sell | NUVEEN DIVIDEND ADVANTAGE MUNI | $77,000 | -93.8% | 5,426 | -93.8% | 0.00% | -95.5% |
| VALE | Sell | VALE SA ADRdepository recei | $56,000 | -92.7% | 6,800 | -90.2% | 0.00% | -92.3% |
| PKX | Sell | POSCO ADRdepository recei | $70,000 | -88.6% | 1,100 | -86.4% | 0.00% | -90.9% |
| VIV | Sell | TELEF BRASIL ADRdepository recei | $73,000 | -89.7% | 4,150 | -88.5% | 0.00% | -91.7% |
| NQM | New | NUVEEN INVESTMENT QUALITY MUNI | $30,000 | – | 1,945 | +100.0% | 0.00% | – |
| XAA | Exit | AMERICAN MUNICIPAL INCOME PORT | $0 | – | -2,000 | -100.0% | -0.00% | – |
| CUBA | Exit | HERZFELD CARIBBEAN BASIN FD C | $0 | – | -6,000 | -100.0% | -0.00% | – |
| DOV | Exit | DOVER CORP | $0 | – | -1,150 | -100.0% | -0.00% | – |
| AFL | Exit | AFLAC INC | $0 | – | -2,400 | -100.0% | -0.00% | – |
| KUBTY | Exit | KUBOTA CORP ADRdepository recei | $0 | – | -1,675 | -100.0% | -0.00% | – |
| NQJ | Exit | NUVEEN NJ INVESTMENT QUALITY M | $0 | – | -10,700 | -100.0% | -0.00% | – |
| NMA | Exit | NUVEEN MUNICIPAL ADVANTAGE FUN | $0 | – | -15,114 | -100.0% | -0.00% | – |
| DMF | Exit | DREYFUS MUNICIPAL INCOME DMF | $0 | – | -23,579 | -100.0% | -0.00% | – |
| IDEXY | Exit | INDITEX-UNSPON ADRdepository recei | $0 | – | -18,520 | -100.0% | -0.00% | – |
| MMU | Exit | WESTERN ASSET MANAGED MUNICIPA | $0 | – | -22,000 | -100.0% | -0.01% | – |
| AZSEY | Exit | ALLIANZ SE - ADRdepository recei | $0 | – | -16,885 | -100.0% | -0.01% | – |
| HMC | Exit | HONDA MOTOR CO LTD ADRdepository recei | $0 | – | -8,900 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -6,850 | -100.0% | -0.01% | – |
| PFO | Exit | FLAHERTY & CRUMRINE PFD INC P | $0 | – | -40,956 | -100.0% | -0.01% | – |
| GAB | Exit | GABELLI EQUITY TR INC GAB | $0 | – | -76,717 | -100.0% | -0.01% | – |
| EWM | Exit | ISHARES MSCI MALAYSIA ETF | $0 | – | -37,200 | -100.0% | -0.01% | – |
| RIO | Exit | RIO TINTO PLC ADRdepository recei | $0 | – | -11,800 | -100.0% | -0.01% | – |
| EWT | Exit | ISHARES MSCI TAIWAN ETF | $0 | – | -40,200 | -100.0% | -0.01% | – |
| MMD | Exit | MAINSTAY DEFINEDTERM MUNI O MM | $0 | – | -36,200 | -100.0% | -0.01% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -20,400 | -100.0% | -0.01% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICAL | $0 | – | -35,340 | -100.0% | -0.01% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA ADRdepository recei | $0 | – | -48,600 | -100.0% | -0.01% | – |
| BK | Exit | BANK OF NEW YORK MELLON CORP | $0 | – | -21,970 | -100.0% | -0.02% | – |
| BKN | Exit | BLACKROCK INVESTMENT QUALITY M | $0 | – | -55,300 | -100.0% | -0.02% | – |
| ARG | Exit | AIRGAS INC | $0 | – | -8,400 | -100.0% | -0.02% | – |
| GGT | Exit | GABELLI MULTIMEDIA TRUST GGT | $0 | – | -103,540 | -100.0% | -0.02% | – |
| MXN | Exit | FIRST AMERICAN MN MUNICIPAL IN | $0 | – | -90,269 | -100.0% | -0.02% | – |
| MXA | Exit | MN MUNICIPAL INCOME PORTFOLIO | $0 | – | -83,329 | -100.0% | -0.02% | – |
| AMN | Exit | AMN HEALTHCARE SERVICES I | $0 | – | -91,940 | -100.0% | -0.02% | – |
| DGI | Exit | DIGITALGLOBE INC | $0 | – | -55,270 | -100.0% | -0.03% | – |
| BBD | Exit | BANCO BRADESCO-ADRdepository recei | $0 | – | -109,931 | -100.0% | -0.03% | – |
| BITA | Exit | BITAUTO HLDGS LTD-ADR | $0 | – | -20,700 | -100.0% | -0.03% | – |
| SPXC | Exit | SPX CORP | $0 | – | -17,400 | -100.0% | -0.03% | – |
| TCF | Exit | TCF FINANCIAL CORP | $0 | – | -107,850 | -100.0% | -0.03% | – |
| NAC | Exit | NUVEEN CA DIVIDEND ADV MUNI NA | $0 | – | -117,889 | -100.0% | -0.03% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -7,300 | -100.0% | -0.03% | – |
| TECH | Exit | TECHNE CORP | $0 | – | -19,410 | -100.0% | -0.03% | – |
| TTEK | Exit | TETRA TECH INC NEW | $0 | – | -75,570 | -100.0% | -0.03% | – |
| AIRM | Exit | AIR METHODS CORP | $0 | – | -34,380 | -100.0% | -0.03% | – |
| BLE | Exit | BLACKROCK MUNICIPAL INCOME TRU | $0 | – | -176,282 | -100.0% | -0.04% | – |
| LECO | Exit | LINCOLN ELECTRIC HLDGS INC | $0 | – | -36,600 | -100.0% | -0.04% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -60,685 | -100.0% | -0.05% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INC | $0 | – | -51,770 | -100.0% | -0.05% | – |
| GBAB | Exit | GUGGENHEIM BLD AMR BDS MN GBAB | $0 | – | -137,815 | -100.0% | -0.05% | – |
| CBST | Exit | CUBIST PHARMACEUTICALS INC | $0 | – | -47,175 | -100.0% | -0.06% | – |
| HCA | Exit | HCA HOLDINGS INC | $0 | – | -48,995 | -100.0% | -0.06% | – |
| TRMB | Exit | TRIMBLE NAVIGATION LTD | $0 | – | -124,275 | -100.0% | -0.07% | – |
| AZPN | Exit | ASPEN TECHNOLOGY INC | $0 | – | -100,295 | -100.0% | -0.07% | – |
| BHP | Exit | BHP BILLITON ADRdepository recei | $0 | – | -64,640 | -100.0% | -0.07% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -91,000 | -100.0% | -0.07% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FD SM | $0 | – | -146,882 | -100.0% | -0.08% | – |
| AMZN | Exit | AMAZON.COM INC | $0 | – | -14,715 | -100.0% | -0.08% | – |
| AME | Exit | AMETEK INC | $0 | – | -115,110 | -100.0% | -0.10% | – |
| AMG | Exit | AFFILIATED MANAGERS GROUP INC | $0 | – | -36,755 | -100.0% | -0.13% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD JLA | $0 | – | -575,227 | -100.0% | -0.13% | – |
| JGG | Exit | NUVEEN GBL INCOME OPPORTU JGG | $0 | – | -612,903 | -100.0% | -0.13% | – |
| CNQR | Exit | CONCUR TECHNOLOGIES INC | $0 | – | -62,170 | -100.0% | -0.14% | – |
| SDRL | Exit | SEADRILL LTD | $0 | – | -310,950 | -100.0% | -0.14% | – |
| BNA | Exit | BLACKROCK INCOME OPPORTUNITY T | $0 | – | -870,320 | -100.0% | -0.16% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FUND PDI | $0 | – | -299,561 | -100.0% | -0.16% | – |
| AGN | Exit | ALLERGAN INC | $0 | – | -67,875 | -100.0% | -0.21% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -80,255 | -100.0% | -0.23% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION IN | $0 | – | -1,111,460 | -100.0% | -0.26% | – |
| WDR | Exit | WADDELL & REED FINANCIAL INCcl a | $0 | – | -320,700 | -100.0% | -0.29% | – |
| CFP | Exit | CORNERSTONE PROGRESSIVE RETURN | $0 | – | -4,374,988 | -100.0% | -0.31% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING INC | $0 | – | -396,265 | -100.0% | -0.57% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -410,135 | -100.0% | -0.58% | – |
| ABT | Exit | ABBOTT LABORATORIES | $0 | – | -801,840 | -100.0% | -0.58% | – |
| TYC | Exit | TYCO INTERNATIONAL LTD | $0 | – | -816,525 | -100.0% | -0.64% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -729,500 | -100.0% | -0.65% | – |
| AMAT | Exit | APPLIED MATERIALS INC | $0 | – | -2,030,635 | -100.0% | -0.77% | – |
| BDX | Exit | BECTON DICKINSON AND CO | $0 | – | -456,475 | -100.0% | -0.91% | – |
| AAPL | Exit | APPLE INC | $0 | – | -893,317 | -100.0% | -1.57% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
| SC 13G/A | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
| SC 13G | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.