$5.73 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 430 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 19.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | JOHNSON & JOHNSON | $128,767,000 | +5.8% | 1,208,055 | +3.9% | 2.25% | +8.5% |
| MSFT | Buy | MICROSOFT CORP | $117,152,000 | +11.3% | 2,527,005 | +0.1% | 2.04% | +14.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $104,489,000 | +5.5% | 2,090,200 | +3.3% | 1.82% | +8.2% |
| CVX | Sell | CHEVRON CORP | $101,270,000 | -8.7% | 848,725 | -0.1% | 1.77% | -6.4% |
| PEP | Buy | PEPSICO INC | $98,822,000 | +7.6% | 1,061,580 | +3.3% | 1.72% | +10.4% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $96,713,000 | +4.3% | 1,038,585 | +4.1% | 1.69% | +7.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $95,134,000 | +2.6% | 1,579,242 | -1.9% | 1.66% | +5.2% |
| AAPL | Buy | APPLE INC | $90,002,000 | +28.8% | 893,317 | +18.8% | 1.57% | +32.0% |
| MDT | Buy | MEDTRONIC INC | $83,252,000 | +30.4% | 1,343,855 | +34.2% | 1.45% | +33.7% |
| OXY | Buy | OCCIDENTAL PETROLEUM CORP | $80,406,000 | -2.4% | 836,255 | +4.2% | 1.40% | +0.1% |
| HD | Sell | HOME DEPOT INC | $76,290,000 | +8.6% | 831,585 | -4.2% | 1.33% | +11.4% |
| INTC | Buy | INTEL CORP | $74,800,000 | +15.9% | 2,148,195 | +2.9% | 1.30% | +18.9% |
| CVS | Buy | CVS HEALTH CORPORATION | $73,339,000 | +9.4% | 921,460 | +3.6% | 1.28% | +12.2% |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $68,986,000 | +14.0% | 792,940 | -5.5% | 1.20% | +17.0% |
| PG | Sell | PROCTER & GAMBLE CO | $67,477,000 | -5.0% | 805,790 | -10.9% | 1.18% | -2.6% |
| QCOM | Buy | QUALCOMM INC | $66,679,000 | -4.2% | 891,790 | +1.5% | 1.16% | -1.7% |
| DRA | New | DIVERSIFIED REAL ASSET INCOME | $64,743,000 | – | 3,651,627 | +100.0% | 1.13% | – |
| MRK | Buy | MERCK & CO INC | $62,848,000 | +3.4% | 1,060,195 | +0.9% | 1.10% | +6.1% |
| SNA | Sell | SNAP-ON INC | $57,730,000 | -2.2% | 476,790 | -4.3% | 1.01% | +0.2% |
| CAH | Buy | CARDINAL HEALTH INC | $57,487,000 | +10.8% | 767,310 | +1.4% | 1.00% | +13.6% |
| UNP | Sell | UNION PACIFIC CORP | $56,559,000 | -1.9% | 521,670 | -9.8% | 0.99% | +0.6% |
| STJ | Buy | ST JUDE MEDICAL INC | $55,879,000 | +23.1% | 929,305 | +41.8% | 0.98% | +26.3% |
| TWX | Sell | TIME WARNER INC | $54,931,000 | +1.0% | 730,365 | -5.6% | 0.96% | +3.7% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $53,881,000 | -16.2% | 510,239 | -8.3% | 0.94% | -14.0% |
| KYN | Sell | KAYNE ANDERSON MLP INVSM | $53,543,000 | +2.8% | 1,311,035 | -0.8% | 0.93% | +5.4% |
| BDX | Buy | BECTON DICKINSON AND CO | $51,951,000 | +44.7% | 456,475 | +50.4% | 0.91% | +48.4% |
| SU | Buy | SUNCOR ENERGY INC | $51,902,000 | +1.3% | 1,435,740 | +19.5% | 0.91% | +4.0% |
| TJX | Buy | TJX COS INC | $51,559,000 | +18.0% | 871,365 | +6.0% | 0.90% | +21.0% |
| PFE | Sell | PFIZER INC | $48,889,000 | -5.9% | 1,653,325 | -5.6% | 0.85% | -3.5% |
| TROW | Sell | T ROWE PRICE GROUP INC | $48,802,000 | -9.1% | 622,480 | -2.1% | 0.85% | -6.8% |
| IBM | Sell | INTL BUSINESS MACHINES CORP | $48,127,000 | -1.4% | 253,525 | -5.9% | 0.84% | +1.1% |
| USB | Buy | US BANCORP | $46,993,000 | -1.2% | 1,123,435 | +2.3% | 0.82% | +1.4% |
| DFS | Buy | DISCOVER FINANCIAL SERVICES | $46,851,000 | +7.1% | 727,610 | +3.1% | 0.82% | +9.8% |
| EMR | Buy | EMERSON ELECTRIC CO | $45,940,000 | +8.2% | 734,100 | +14.7% | 0.80% | +10.9% |
| M | Buy | MACYS INC | $45,577,000 | +10.5% | 783,380 | +10.2% | 0.80% | +13.2% |
| IP | Sell | INTERNATIONAL PAPER CO | $45,228,000 | -10.7% | 947,380 | -5.6% | 0.79% | -8.5% |
| KMI | Buy | KINDER MORGAN INC | $45,056,000 | +11.7% | 1,175,170 | +5.7% | 0.79% | +14.6% |
| MMM | Sell | 3M CO | $44,466,000 | -4.3% | 313,845 | -3.3% | 0.78% | -1.9% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $44,029,000 | -8.0% | 841,210 | -8.9% | 0.77% | -5.7% |
| AMAT | Buy | APPLIED MATERIALS INC | $43,882,000 | +0.8% | 2,030,635 | +5.2% | 0.77% | +3.5% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $43,655,000 | +9.1% | 506,145 | +3.4% | 0.76% | +11.9% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES | $43,440,000 | +14.9% | 399,780 | +3.3% | 0.76% | +17.9% |
| NKE | Sell | NIKE INCcl b | $43,382,000 | +1.5% | 486,340 | -11.7% | 0.76% | +4.1% |
| WEC | Buy | WISCONSIN ENERGY CORP | $41,912,000 | +27.6% | 974,700 | +39.3% | 0.73% | +30.8% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC ZTR | $41,859,000 | +3.3% | 3,022,327 | +7.3% | 0.73% | +5.8% |
| NEE | Buy | NEXTERA ENERGY INC | $40,966,000 | +2.3% | 436,365 | +11.7% | 0.72% | +5.0% |
| ACN | Sell | ACCENTURE PLC | $40,388,000 | -24.5% | 496,650 | -25.0% | 0.70% | -22.5% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $39,616,000 | +2.1% | 774,045 | -3.3% | 0.69% | +4.5% |
| F113PS | Sell | COVIDIEN PLC | $38,936,000 | -30.7% | 450,075 | -27.8% | 0.68% | -29.0% |
| PNC | Buy | PNC FINL SVCS GROUP INC/THE | $38,796,000 | +86.3% | 453,335 | +93.9% | 0.68% | +91.2% |
| DVN | Buy | DEVON ENERGY CORP | $38,339,000 | +12.6% | 562,320 | +31.2% | 0.67% | +15.5% |
| ORCL | Buy | ORACLE CORP | $38,159,000 | +14.0% | 996,850 | +20.7% | 0.67% | +17.0% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $37,277,000 | +30.4% | 729,500 | +12.6% | 0.65% | +33.7% |
| XLNX | Buy | XILINX INC | $36,672,000 | +59.4% | 865,920 | +78.0% | 0.64% | +63.3% |
| TYC | Sell | TYCO INTERNATIONAL LTD | $36,393,000 | -9.5% | 816,525 | -7.4% | 0.64% | -7.2% |
| LMT | Buy | LOCKHEED MARTIN CORP | $36,278,000 | +29.1% | 198,480 | +13.5% | 0.63% | +32.4% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $35,933,000 | +8.5% | 365,579 | +13.4% | 0.63% | +11.4% |
| R | Buy | RYDER SYS INC | $35,423,000 | +3.3% | 393,723 | +1.2% | 0.62% | +6.0% |
| MPC | Sell | MARATHON PETROLEUM CORP | $35,132,000 | -14.2% | 414,930 | -20.9% | 0.61% | -12.1% |
| SJM | New | JM SMUCKER CO | $34,661,000 | – | 350,150 | +100.0% | 0.60% | – |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $34,364,000 | -5.1% | 560,225 | +6.3% | 0.60% | -2.6% |
| AJG | Buy | GALLAGHER ARTHUR J & CO | $33,917,000 | +15.7% | 747,730 | +18.9% | 0.59% | +18.6% |
| EFX | Sell | EQUIFAX INC | $33,830,000 | +3.0% | 452,630 | -0.1% | 0.59% | +5.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $33,520,000 | -13.1% | 182,600 | -20.7% | 0.58% | -10.8% |
| ABT | Buy | ABBOTT LABORATORIES | $33,349,000 | +17.4% | 801,840 | +15.4% | 0.58% | +20.5% |
| AET | Sell | AETNA INC NEW | $33,221,000 | -0.5% | 410,135 | -0.4% | 0.58% | +2.1% |
| EGF | Buy | BLACKROCK ENHANCED GOVERNMENT | $32,972,000 | +6.9% | 2,348,430 | +8.8% | 0.58% | +9.5% |
| ADP | Sell | AUTOMATIC DATA PROCESSING INC | $32,922,000 | +1.2% | 396,265 | -3.5% | 0.57% | +3.6% |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $31,494,000 | -0.6% | 255,262 | -3.3% | 0.55% | +2.0% |
| RHI | Sell | ROBERT HALF INTL INC | $31,374,000 | +2.1% | 640,285 | -0.5% | 0.55% | +4.6% |
| XL | Buy | XL GROUP PLC | $30,810,000 | +1.7% | 928,850 | +0.3% | 0.54% | +4.3% |
| DEO | Buy | DIAGEO PLC ADRdepository recei | $30,479,000 | +12.2% | 264,115 | +23.8% | 0.53% | +15.2% |
| MCO | Sell | MOODYS CORP | $30,447,000 | -16.5% | 322,190 | -22.6% | 0.53% | -14.5% |
| HTR | Buy | BROOKFIELD TOTAL RETURN FUND H | $30,297,000 | +1.5% | 1,213,356 | +2.4% | 0.53% | +4.1% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $30,078,000 | -5.7% | 360,645 | -4.7% | 0.52% | -3.3% |
| NLSN | Buy | NIELSEN NV | $29,945,000 | +15.8% | 675,495 | +26.5% | 0.52% | +18.9% |
| HP | Buy | HELMERICH & PAYNE INC | $29,789,000 | +39.7% | 304,375 | +65.8% | 0.52% | +43.3% |
| LG | Buy | LACLEDE GROUP INC | $29,470,000 | +60.8% | 635,130 | +68.2% | 0.51% | +64.7% |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $29,429,000 | -17.0% | 595,976 | -7.6% | 0.51% | -14.9% |
| CMI | Buy | CUMMINS INC | $29,219,000 | +34.9% | 221,390 | +57.8% | 0.51% | +38.6% |
| ACE | Buy | ACE LTDord | $28,787,000 | +7.5% | 274,500 | +6.3% | 0.50% | +10.1% |
| GPC | Buy | GENUINE PARTS CO | $28,294,000 | +24.8% | 322,591 | +24.9% | 0.49% | +28.0% |
| BKT | Buy | BLACKROCK INCOME TRUST BKT | $27,572,000 | +8.4% | 4,342,004 | +13.3% | 0.48% | +11.1% |
| CNP | New | CENTERPOINT ENERGY INC | $26,694,000 | – | 1,090,880 | +100.0% | 0.47% | – |
| PPT | Buy | PUTNAM PREMIER INCOME TRUST PP | $26,629,000 | +4.2% | 4,859,258 | +5.6% | 0.46% | +6.9% |
| TGT | Sell | TARGET CORP | $26,267,000 | +7.9% | 419,069 | -0.2% | 0.46% | +10.6% |
| OII | Buy | OCEANEERING INTERNATIONAL INC | $24,201,000 | -13.6% | 371,350 | +3.6% | 0.42% | -11.5% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE | $24,089,000 | +8.4% | 361,160 | +1.3% | 0.42% | +11.1% |
| FTT | Buy | FEDERATED ENHANCED TREASURY IN | $23,629,000 | +18.1% | 1,754,208 | +18.2% | 0.41% | +20.8% |
| RSG | New | REPUBLIC SERVICES INC | $22,953,000 | – | 588,225 | +100.0% | 0.40% | – |
| HAL | Buy | HALLIBURTON CO | $22,914,000 | +1.3% | 355,200 | +11.5% | 0.40% | +3.9% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUND | $22,113,000 | +74.4% | 2,948,397 | +74.9% | 0.39% | +78.7% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $21,569,000 | -2.3% | 4,288,082 | +0.0% | 0.38% | 0.0% |
| VR | Sell | VALIDUS HOLDINGS LTD | $20,997,000 | -2.9% | 536,470 | -5.1% | 0.37% | -0.5% |
| EVV | Buy | EATON VANCE LIMITED DURATION I | $20,551,000 | +1.0% | 1,409,526 | +7.9% | 0.36% | +3.8% |
| RTN | New | RAYTHEON CO | $19,816,000 | – | 195,000 | +100.0% | 0.35% | – |
| GILD | Sell | GILEAD SCIENCES INC | $19,307,000 | +27.6% | 181,370 | -0.6% | 0.34% | +31.1% |
| ARCC | Buy | ARES CAPITAL CORP | $19,217,000 | +18.9% | 1,189,150 | +31.4% | 0.34% | +21.8% |
| FTF | Sell | FRANKLIN TEMPLETON LIMITED DUR | $18,704,000 | -7.0% | 1,510,790 | -1.7% | 0.33% | -4.7% |
| DUC | Sell | DUFF & PHELPS UTILITY AND CORP | $18,407,000 | -8.6% | 1,880,195 | -2.1% | 0.32% | -6.4% |
| CFP | Sell | CORNERSTONE PROGRESSIVE RETURN | $17,981,000 | -25.0% | 4,374,988 | -16.3% | 0.31% | -23.0% |
| ECL | Sell | ECOLAB INC | $17,870,000 | +0.5% | 155,620 | -2.6% | 0.31% | +3.0% |
| SLB | Sell | SCHLUMBERGER LTD | $17,883,000 | -15.7% | 175,855 | -2.3% | 0.31% | -13.6% |
| EVG | Sell | EATON VANCE SHORT DUR DIVERSIF | $17,407,000 | -5.7% | 1,186,594 | -1.4% | 0.30% | -3.2% |
| CELG | Sell | CELGENE CORP | $17,012,000 | +0.1% | 179,490 | -9.3% | 0.30% | +2.8% |
| WDR | Buy | WADDELL & REED FINANCIAL INCcl a | $16,577,000 | -13.1% | 320,700 | +5.3% | 0.29% | -11.1% |
| FMY | Sell | FIRST TRUST MORTGAGE INCOME FU | $16,235,000 | -5.2% | 1,072,485 | -0.7% | 0.28% | -2.7% |
| V | Sell | VISA INC | $15,668,000 | -5.6% | 73,430 | -6.8% | 0.27% | -3.2% |
| MIN | Buy | MFS INTER INC TRUST MIN | $15,273,000 | +7.0% | 3,048,437 | +12.8% | 0.27% | +9.9% |
| GFY | Sell | WESTERN ASSET VARIABLE RATE ST | $15,173,000 | -9.5% | 888,340 | -7.4% | 0.26% | -7.0% |
| BTZ | Sell | BLACKROCK CREDIT ALLOCATION IN | $14,794,000 | -4.5% | 1,111,460 | -1.3% | 0.26% | -1.9% |
| GWW | Sell | GRAINGER W W INC | $14,450,000 | -21.5% | 57,420 | -20.7% | 0.25% | -19.5% |
| PCLN | Sell | PRICELINE.COM INC | $14,244,000 | -4.7% | 12,294 | -1.0% | 0.25% | -2.0% |
| GOOGL | Buy | GOOGLE INCcl a | $14,001,000 | +4.2% | 23,795 | +3.5% | 0.24% | +6.6% |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES | $13,954,000 | +12.9% | 989,678 | +17.3% | 0.24% | +15.7% |
| PII | Sell | POLARIS INDUSTRIES INC | $13,933,000 | -11.9% | 93,015 | -23.4% | 0.24% | -9.7% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $13,308,000 | -14.6% | 80,255 | -19.5% | 0.23% | -12.5% |
| GOOG | Sell | GOOGLE INCcl c | $13,077,000 | -0.6% | 22,650 | -0.9% | 0.23% | +1.8% |
| TYG | Buy | TORTOISE ENERGY INFRSTRCT | $12,503,000 | +14.6% | 259,945 | +17.9% | 0.22% | +17.2% |
| AGN | Sell | ALLERGAN INC | $12,095,000 | +4.4% | 67,875 | -0.9% | 0.21% | +7.1% |
| SBAC | Sell | SBA COMMUNICATIONS CORP | $11,761,000 | -17.2% | 106,055 | -23.6% | 0.20% | -15.3% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $11,050,000 | -15.5% | 190,345 | -31.6% | 0.19% | -13.5% |
| ADBE | Buy | ADOBE SYSTEMS INC | $11,017,000 | +47.2% | 159,225 | +53.9% | 0.19% | +51.2% |
| DKS | Sell | DICKS SPORTING GOODS INC | $10,879,000 | -27.1% | 247,915 | -22.7% | 0.19% | -25.2% |
| SVVC | Buy | FIRSTHAND TECHNOLOGY VALUE FUN | $10,716,000 | +27.8% | 446,311 | +13.1% | 0.19% | +30.8% |
| JMM | New | NUVEEN MULTI-MARKET INCOME FD | $10,664,000 | – | 1,412,494 | +100.0% | 0.19% | – |
| ANSS | Sell | ANSYS INC | $10,631,000 | -5.9% | 140,490 | -5.7% | 0.19% | -3.1% |
| B108PS | Buy | ACTAVIS PLC | $10,219,000 | +8.6% | 42,355 | +0.4% | 0.18% | +11.2% |
| KTF | New | DEUTSCHE MUNICIPAL INCOME TRUS | $10,166,000 | – | 770,761 | +100.0% | 0.18% | – |
| CTSH | Sell | COGNIZANT TECH SOLUTIONScl a | $9,862,000 | -10.9% | 220,280 | -2.7% | 0.17% | -8.5% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $9,730,000 | -13.8% | 146,355 | +104.9% | 0.17% | -11.5% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $9,609,000 | -43.4% | 179,940 | -33.5% | 0.17% | -41.9% |
| PDI | Sell | PIMCO DYNAMIC INCOME FUND PDI | $9,454,000 | -65.3% | 299,561 | -62.5% | 0.16% | -64.4% |
| PRU | New | PRUDENTIAL FINANCIAL INC | $9,311,000 | – | 105,878 | +100.0% | 0.16% | – |
| BNA | Buy | BLACKROCK INCOME OPPORTUNITY T | $9,017,000 | +27.8% | 870,320 | +33.9% | 0.16% | +30.8% |
| KORS | Sell | MICHAEL KORS HOLDINGS LTD | $8,851,000 | -21.5% | 123,980 | -2.5% | 0.15% | -19.8% |
| MCK | Sell | MCKESSON CORP | $8,759,000 | +3.6% | 44,995 | -0.9% | 0.15% | +6.2% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $8,657,000 | -0.2% | 71,130 | -3.2% | 0.15% | +2.0% |
| ULTI | Sell | ULTIMATE SOFTWARE GROUP INC | $8,671,000 | -25.1% | 61,275 | -26.9% | 0.15% | -23.4% |
| NBB | Buy | NUVEEN BUILD AMERICAN BOND TER | $8,532,000 | +26.0% | 418,433 | +26.7% | 0.15% | +29.6% |
| SBUX | Buy | STARBUCKS CORP | $8,407,000 | +5.9% | 111,410 | +8.5% | 0.15% | +8.9% |
| SDRL | Sell | SEADRILL LTD | $8,321,000 | -61.0% | 310,950 | -41.8% | 0.14% | -60.1% |
| DHR | Sell | DANAHER CORP | $8,214,000 | -18.1% | 108,110 | -15.1% | 0.14% | -16.4% |
| ICON | Sell | ICONIX BRAND GROUP INC | $8,114,000 | -37.8% | 219,640 | -27.7% | 0.14% | -36.0% |
| CNQR | Sell | CONCUR TECHNOLOGIES INC | $7,884,000 | -3.8% | 62,170 | -29.2% | 0.14% | -0.7% |
| DNKN | Sell | DUNKIN BRANDS GROUP INC | $7,774,000 | -26.0% | 173,460 | -24.4% | 0.14% | -24.0% |
| NBD | Sell | NUVEEN BUILD AMERICA BOND OPPO | $7,751,000 | -6.9% | 365,616 | -5.5% | 0.14% | -4.9% |
| BBN | Sell | BLACKROCK BUILD AMERICA BOND T | $7,674,000 | -34.6% | 365,081 | -32.5% | 0.13% | -33.0% |
| CIEN | Sell | CIENA CORP | $7,652,000 | -48.5% | 457,645 | -33.3% | 0.13% | -47.0% |
| BTA | Sell | BLACKROCK LONG-TERM MUNICIPAL | $7,554,000 | -5.7% | 670,842 | -5.5% | 0.13% | -2.9% |
| JGG | New | NUVEEN GBL INCOME OPPORTU JGG | $7,575,000 | – | 612,903 | +100.0% | 0.13% | – |
| RFI | Buy | COHEN & STEERS TOTAL RT REALTY | $7,497,000 | +25.7% | 627,380 | +30.4% | 0.13% | +29.7% |
| T107SC | Buy | NUVEEN EQUITY PREM ADV FD JLA | $7,512,000 | +3.8% | 575,227 | +5.7% | 0.13% | +6.5% |
| TRN | Buy | TRINITY INDS INC | $7,477,000 | +12.9% | 160,040 | +5.6% | 0.13% | +15.0% |
| AMG | Sell | AFFILIATED MANAGERS GROUP INC | $7,364,000 | -31.7% | 36,755 | -29.9% | 0.13% | -30.1% |
| INFA | Sell | INFORMATICA CORP | $7,223,000 | -24.7% | 210,960 | -21.6% | 0.13% | -22.7% |
| MFL | Buy | BLACKROCK MUNIHOLDINGS INVESTM | $7,193,000 | +7.0% | 517,497 | +6.9% | 0.13% | +10.5% |
| MCR | Buy | MFS CHARTER INCOME TRUST MCR | $7,129,000 | -1.2% | 804,589 | +3.0% | 0.12% | +0.8% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $7,074,000 | -2.6% | 100,160 | -4.4% | 0.12% | -0.8% |
| WCN | Sell | WASTE CONNECTIONS INC | $6,986,000 | -24.7% | 143,980 | -24.6% | 0.12% | -22.8% |
| DDD | Sell | 3D SYSTEMS CORP | $6,879,000 | -39.3% | 148,345 | -21.8% | 0.12% | -37.8% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI-SE | $6,779,000 | -12.7% | 485,572 | -6.9% | 0.12% | -10.6% |
| NPM | NUVEEN PREMIUM INCOME MUNICIPA | $6,688,000 | -0.7% | 486,417 | 0.0% | 0.12% | +1.7% | |
| IGI | Sell | WESTERN ASSET INV GRA DEF OPP | $6,730,000 | -17.6% | 331,864 | -13.6% | 0.12% | -15.8% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INC | $6,486,000 | -3.6% | 189,150 | -1.2% | 0.11% | -0.9% |
| HHY | New | BROOKFIELD HIGH INCOME FD HHY | $6,341,000 | – | 676,731 | +100.0% | 0.11% | – |
| MTS | Sell | MONTGOMERY STREET INCOME SECUR | $6,253,000 | -35.6% | 383,140 | -34.2% | 0.11% | -33.9% |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPAL IN | $6,230,000 | +12.3% | 547,440 | +12.0% | 0.11% | +16.0% |
| MGF | Sell | MFS GOVERNMENT MARKETS INCOME | $6,105,000 | -8.5% | 1,071,079 | -6.7% | 0.11% | -6.1% |
| MYI | Buy | BLACKROCK MUNIYIELD QUALITY FU | $6,065,000 | +23.6% | 442,376 | +24.5% | 0.11% | +27.7% |
| ACHC | Buy | ACADIA HEALTHCARE COMPANY | $5,980,000 | +178.0% | 123,290 | +160.8% | 0.10% | +181.1% |
| SBNY | Sell | SIGNATURE BANK NY | $5,986,000 | -35.1% | 53,420 | -26.9% | 0.10% | -33.8% |
| BEN | Sell | FRANKLIN RESOURCES INC | $5,898,000 | -79.2% | 107,995 | -78.0% | 0.10% | -78.7% |
| EMC | Sell | EMC CORP MASS | $5,865,000 | +5.4% | 200,455 | -5.2% | 0.10% | +7.4% |
| FLS | Sell | FLOWSERVE CORP | $5,843,000 | -5.9% | 82,850 | -0.8% | 0.10% | -3.8% |
| AME | Sell | AMETEK INC | $5,780,000 | -28.0% | 115,110 | -25.0% | 0.10% | -26.3% |
| BHK | Sell | BLACKROCK CORE BOND TRUST BHK | $5,730,000 | -15.6% | 428,593 | -11.9% | 0.10% | -13.8% |
| SYNA | Sell | SYNAPTICS INC | $5,599,000 | -49.8% | 76,485 | -37.8% | 0.10% | -48.4% |
| CAT | Sell | CATERPILLAR INC | $5,560,000 | -78.4% | 56,140 | -76.3% | 0.10% | -77.9% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $5,578,000 | -2.4% | 420,004 | -2.6% | 0.10% | 0.0% |
| CATM | Sell | CARDTRONICS INC | $5,389,000 | -21.7% | 153,085 | -24.2% | 0.09% | -19.7% |
| SRCL | Sell | STERICYCLE INC | $5,218,000 | -27.3% | 44,770 | -26.1% | 0.09% | -25.4% |
| CSI | Sell | CUTWATER SELECT INCOME FUND CS | $5,111,000 | -6.1% | 258,783 | -4.2% | 0.09% | -4.3% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY FU | $5,111,000 | -1.6% | 399,594 | -1.6% | 0.09% | +1.1% |
| ULTA | Sell | ULTA SALON COSMETICS & FRAG | $5,085,000 | +0.5% | 43,030 | -22.2% | 0.09% | +3.5% |
| PX | Sell | PRAXAIR INC | $4,910,000 | -4.2% | 38,060 | -1.3% | 0.09% | -1.1% |
| USA | Buy | LIBERTY ALL STAR EQUITY FUND U | $4,951,000 | +10.4% | 849,215 | +13.8% | 0.09% | +13.2% |
| FB | New | FACEBOOK INC-A | $4,909,000 | – | 62,110 | +100.0% | 0.09% | – |
| DHG | New | DEUTSCHE HIGH INCOME OPPORT FD | $4,755,000 | – | 324,817 | +100.0% | 0.08% | – |
| AMZN | Sell | AMAZON.COM INC | $4,745,000 | -35.1% | 14,715 | -34.6% | 0.08% | -33.1% |
| BWLD | Sell | BUFFALO WILD WINGS INC | $4,708,000 | -46.7% | 35,065 | -34.2% | 0.08% | -45.3% |
| LGF | Sell | LIONS GATE ENTMNT CORP | $4,623,000 | -12.3% | 140,225 | -24.0% | 0.08% | -10.0% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD MEN | $4,654,000 | -1.3% | 415,567 | -1.4% | 0.08% | +1.2% |
| SYNT | Sell | SYNTEL INC | $4,577,000 | -32.6% | 52,050 | -34.2% | 0.08% | -31.0% |
| MHD | Buy | BLACKROCK MUNIHOLDINGS FUND MH | $4,464,000 | +8.3% | 277,241 | +9.2% | 0.08% | +11.4% |
| MFT | Buy | BLACKROCK MUNIYIELD INVESTMENT | $4,466,000 | +17.5% | 335,044 | +18.4% | 0.08% | +20.0% |
| MYD | Sell | BLACKROCK MUNIYIELD FUND MYD | $4,427,000 | -6.4% | 311,994 | -5.1% | 0.08% | -4.9% |
| SMM | New | SALIENT MIDSTREAM & MLP FD SM | $4,286,000 | – | 146,882 | +100.0% | 0.08% | – |
| IEX | Sell | IDEX CORP | $4,238,000 | -48.1% | 58,560 | -42.1% | 0.07% | -46.8% |
| OXLC | Sell | OXFORD LANE CAPITAL CORP OXLC | $4,255,000 | -44.7% | 277,537 | -39.0% | 0.07% | -43.5% |
| MYL | Sell | MYLAN INC | $4,027,000 | -12.5% | 88,525 | -0.9% | 0.07% | -10.3% |
| HCSG | Sell | HEALTHCARE SERVICES GRP INC | $3,927,000 | -21.9% | 137,270 | -19.7% | 0.07% | -19.8% |
| SWFT | Sell | SWIFT TRANSPORTATION CO | $3,980,000 | -39.5% | 189,695 | -27.3% | 0.07% | -38.4% |
| ALK | Buy | ALASKA AIR GROUP INC | $3,962,000 | -47.8% | 91,000 | +14.0% | 0.07% | -46.5% |
| VMM | DELAWARE INVESTMENTS MN MUNICI | $3,960,000 | -4.6% | 293,300 | 0.0% | 0.07% | -2.8% | |
| WEA | Buy | WESTERN ASSET PREMIER WEA | $3,969,000 | +29.6% | 277,192 | +35.1% | 0.07% | +32.7% |
| MYF | Buy | BLACKROCK MUNIYIELD INVESTMENT | $3,871,000 | +10.4% | 263,525 | +10.4% | 0.07% | +13.3% |
| EXP | Sell | EAGLE MATERIALS INC | $3,876,000 | -19.5% | 38,065 | -25.5% | 0.07% | -17.1% |
| SMG | Sell | SCOTTS MIRACLE GRO CO | $3,848,000 | -26.6% | 69,970 | -24.2% | 0.07% | -24.7% |
| BHP | Sell | BHP BILLITON ADRdepository recei | $3,806,000 | -18.3% | 64,640 | -5.1% | 0.07% | -16.5% |
| TRMB | Sell | TRIMBLE NAVIGATION LTD | $3,790,000 | -36.1% | 124,275 | -22.6% | 0.07% | -34.7% |
| AZPN | Sell | ASPEN TECHNOLOGY INC | $3,783,000 | -26.8% | 100,295 | -10.0% | 0.07% | -25.0% |
| MSM | Sell | MSC INDL DIRECT INCcl a | $3,776,000 | -20.2% | 44,180 | -10.7% | 0.07% | -18.5% |
| HXL | Sell | HEXCEL CORP NEW | $3,655,000 | -46.5% | 92,060 | -44.9% | 0.06% | -44.8% |
| BFK | Buy | BLACKROCK MUNI INC TR BFK | $3,558,000 | +8.3% | 260,264 | +8.7% | 0.06% | +10.7% |
| WAB | Sell | WABTEC CORP/DE | $3,528,000 | -33.9% | 43,535 | -32.6% | 0.06% | -31.9% |
| CMG | CHIPOTLE MEXICAN GRILL INC | $3,533,000 | +12.5% | 5,300 | 0.0% | 0.06% | +17.0% | |
| HCA | Sell | HCA HOLDINGS INC | $3,455,000 | -17.7% | 48,995 | -34.2% | 0.06% | -15.5% |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QUAL FUN | $3,308,000 | +2.2% | 255,066 | +4.1% | 0.06% | +5.5% |
| BBVA | Buy | BANCO BILBAO VIZCAYA ARG ADRdepository recei | $3,313,000 | -1.2% | 276,100 | +5.1% | 0.06% | +1.8% |
| CVLT | Sell | COMMVAULT SYSTEMS INC | $3,346,000 | -25.0% | 66,380 | -26.9% | 0.06% | -23.7% |
| SLH | Sell | SOLERA HOLDINGS INC | $3,302,000 | -25.9% | 58,595 | -11.7% | 0.06% | -23.7% |
| FFIV | Sell | F5 NETWORKS INC | $3,242,000 | -18.1% | 27,305 | -23.1% | 0.06% | -14.9% |
| ASGN | Sell | ON ASSIGNMENT INC | $3,236,000 | -50.3% | 120,505 | -34.1% | 0.06% | -49.5% |
| CBST | Sell | CUBIST PHARMACEUTICALS INC | $3,130,000 | -33.3% | 47,175 | -29.8% | 0.06% | -31.2% |
| WNR | Sell | WESTERN REFINING INC | $3,140,000 | -28.9% | 74,785 | -36.4% | 0.06% | -26.7% |
| ITT | Sell | ITT CORP | $3,074,000 | -48.1% | 68,410 | -44.4% | 0.05% | -46.5% |
| ABCO | Sell | ADVISORY BRD CO | $3,032,000 | -40.9% | 65,085 | -34.2% | 0.05% | -39.1% |
| MVF | Sell | BLACKROCK MUNIVEST FUND MVF | $3,057,000 | -9.3% | 318,438 | -6.6% | 0.05% | -7.0% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $3,007,000 | +26.1% | 8,340 | -1.2% | 0.05% | +26.8% |
| GBAB | Sell | GUGGENHEIM BLD AMR BDS MN GBAB | $2,937,000 | -19.8% | 137,815 | -17.1% | 0.05% | -17.7% |
| CLC | Sell | CLARCOR INC | $2,901,000 | -18.9% | 45,995 | -20.5% | 0.05% | -16.4% |
| EME | Sell | EMCOR GROUP INC | $2,845,000 | -40.9% | 71,185 | -34.1% | 0.05% | -39.0% |
| ISIS | Sell | ISIS PHARMACEUTICALS INC | $2,870,000 | -25.4% | 73,905 | -33.8% | 0.05% | -23.1% |
| KNX | Sell | KNIGHT TRANSPORTATION INC | $2,864,000 | -19.2% | 104,560 | -29.9% | 0.05% | -16.7% |
| NPF | Sell | NUVEEN PREMIER MUNICIPAL INCOM | $2,785,000 | -2.8% | 207,044 | -1.5% | 0.05% | 0.0% |
| STE | Sell | STERIS CORP | $2,787,000 | -33.6% | 51,650 | -34.2% | 0.05% | -31.0% |
| MANH | Sell | MANHATTAN ASSOCIATES INC | $2,792,000 | -36.1% | 83,555 | -34.1% | 0.05% | -33.8% |
| MAR | MARRIOTT INTERNATIONAL INC/DEcl a | $2,763,000 | +9.0% | 39,532 | 0.0% | 0.05% | +11.6% | |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $2,675,000 | -26.5% | 51,770 | -20.3% | 0.05% | -24.2% |
| ERJ | EMBRAER SA ADRdepository recei | $2,696,000 | +7.6% | 68,750 | 0.0% | 0.05% | +9.3% | |
| ATW | Sell | ATWOOD OCEANICS INC | $2,651,000 | -45.1% | 60,685 | -34.1% | 0.05% | -43.9% |
| DMO | Sell | WESTERN ASSET MORTGAGE DEFINED | $2,658,000 | -23.7% | 110,553 | -22.0% | 0.05% | -22.0% |
| PBYI | Sell | PUMA BIOTECHNOLOGY INC | $2,560,000 | +68.2% | 10,730 | -53.5% | 0.04% | +73.1% |
| INVN | Sell | INVENSENSE INC | $2,601,000 | -42.5% | 131,815 | -33.9% | 0.04% | -41.6% |
| CR | Sell | CRANE CO | $2,549,000 | -43.6% | 40,332 | -33.7% | 0.04% | -42.9% |
| LECO | Sell | LINCOLN ELECTRIC HLDGS INC | $2,530,000 | -35.0% | 36,600 | -34.3% | 0.04% | -33.3% |
| TPC | Sell | TUTOR PERINI CORP | $2,529,000 | -45.2% | 95,810 | -34.1% | 0.04% | -44.3% |
| CPLA | Sell | CAPELLA EDUCATION CO | $2,495,000 | +5.5% | 39,855 | -8.3% | 0.04% | +10.0% |
| BLE | Buy | BLACKROCK MUNICIPAL INCOME TRU | $2,533,000 | +15.6% | 176,282 | +17.0% | 0.04% | +18.9% |
| MQY | Sell | BLACKROCK MUNIYIELD QUAL FD IN | $2,502,000 | -19.8% | 167,702 | -19.0% | 0.04% | -17.0% |
| GIII | Sell | G-III APPAREL GROUP LTD | $2,486,000 | -28.6% | 29,998 | -29.6% | 0.04% | -27.1% |
| ICB | Sell | MORGAN STANLEY INCOME SECURITI | $2,488,000 | -14.6% | 139,794 | -13.4% | 0.04% | -14.0% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD SPE | $2,422,000 | +17.8% | 145,297 | +18.0% | 0.04% | +20.0% |
| ABEV | AMBEV SA-ADR | $2,382,000 | -7.0% | 363,700 | 0.0% | 0.04% | -4.5% | |
| CSII | Buy | CARDIOVASCULAR SYS INC DE | $2,365,000 | +269.0% | 100,065 | +386.2% | 0.04% | +272.7% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $2,332,000 | +262.1% | 43,325 | +365.9% | 0.04% | +272.7% |
| CF | Sell | CF INDUSTRIES HOLDINGS INC | $2,264,000 | -70.9% | 8,110 | -74.9% | 0.04% | -69.9% |
| CCE | COCA-COLA ENTERPRISES INC | $2,316,000 | -7.1% | 52,200 | 0.0% | 0.04% | -4.8% | |
| TCBI | Sell | TEXAS CAPITAL BANCSHARES INC | $2,265,000 | -36.2% | 39,265 | -40.3% | 0.04% | -33.3% |
| CASY | Sell | CASEYS GENERAL STORES INC | $2,255,000 | -32.5% | 31,445 | -33.9% | 0.04% | -31.6% |
| TRAK | Buy | DEALERTRACK TECHNOLOGIES INC | $2,178,000 | +36.0% | 50,166 | +42.0% | 0.04% | +40.7% |
| PKI | Sell | PERKINELMER INC | $2,155,000 | -40.7% | 49,430 | -36.3% | 0.04% | -38.7% |
| GLOG | New | GASLOG LTD | $2,198,000 | – | 99,850 | +100.0% | 0.04% | – |
| FMC | FMC CORP | $2,133,000 | -19.7% | 37,300 | 0.0% | 0.04% | -17.8% | |
| BUD | New | ANHEUSER BUSCH INBEV SA/N ADR | $2,118,000 | – | 19,105 | +100.0% | 0.04% | – |
| HSBC | HSBC HOLDINGS PLC ADRdepository recei | $2,064,000 | +0.1% | 40,570 | 0.0% | 0.04% | +2.9% | |
| PRLB | Sell | PROTO LABS INC | $2,067,000 | -52.4% | 29,960 | -43.5% | 0.04% | -51.4% |
| CEO | Sell | CNOOC LTD ADRdepository recei | $2,027,000 | -11.6% | 11,750 | -8.1% | 0.04% | -10.3% |
| SF | Sell | STIFEL FINANCIAL CORP | $2,002,000 | -34.9% | 42,698 | -34.2% | 0.04% | -32.7% |
| SSL | Sell | SASOL LTD - ADRdepository recei | $1,973,000 | -9.8% | 36,200 | -2.2% | 0.03% | -8.1% |
| IBN | ICICI BANK LTD ADRdepository recei | $1,930,000 | -1.6% | 39,300 | 0.0% | 0.03% | +3.0% | |
| VMO | INVESCO MUNICIPAL OPPORTUNITY | $1,903,000 | -0.6% | 151,869 | 0.0% | 0.03% | 0.0% | |
| MYM | Sell | BLACKROCK MUNIYIELD MI QUALITY | $1,900,000 | -9.3% | 151,544 | -6.2% | 0.03% | -8.3% |
| AIRM | Sell | AIR METHODS CORP | $1,910,000 | -29.4% | 34,380 | -34.4% | 0.03% | -28.3% |
| TTEK | Sell | TETRA TECH INC NEW | $1,888,000 | -40.0% | 75,570 | -33.9% | 0.03% | -38.9% |
| TAI | Sell | TRANSAMERICA INCOME SHARES TAI | $1,905,000 | -20.1% | 93,446 | -17.0% | 0.03% | -19.5% |
| TECH | Sell | TECHNE CORP | $1,816,000 | -40.6% | 19,410 | -41.2% | 0.03% | -38.5% |
| ITC | Sell | ITC HOLDINGS CORP | $1,846,000 | -39.8% | 51,805 | -38.4% | 0.03% | -38.5% |
| DV | New | DEVRY INC | $1,796,000 | – | 41,960 | +100.0% | 0.03% | – |
| WBK | Sell | WESTPAC BANKING CORP-ADRdepository recei | $1,759,000 | -40.1% | 62,590 | -31.5% | 0.03% | -38.0% |
| LFC | Buy | CHINA LIFE INS CO LTD ADRdepository recei | $1,760,000 | +7.6% | 42,200 | +1.2% | 0.03% | +10.7% |
| TSM | TAIWAN SEMICONDUCTOR ADRdepository recei | $1,709,000 | -5.7% | 84,700 | 0.0% | 0.03% | -3.2% | |
| PCP | Sell | PRECISION CASTPARTS CORP | $1,729,000 | -76.5% | 7,300 | -75.0% | 0.03% | -76.0% |
| NSRGY | Buy | NESTLE SA-SPONS ADRdepository recei | $1,691,000 | +20.8% | 22,970 | +27.5% | 0.03% | +25.0% |
| NAC | Sell | NUVEEN CA DIVIDEND ADV MUNI NA | $1,680,000 | +1.9% | 117,889 | -0.1% | 0.03% | +3.6% |
| SPXC | SPX CORP | $1,634,000 | -13.2% | 17,400 | 0.0% | 0.03% | -9.4% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $1,654,000 | +9.2% | 10,300 | 0.0% | 0.03% | +11.5% | |
| TCF | Sell | TCF FINANCIAL CORP | $1,675,000 | -32.5% | 107,850 | -28.8% | 0.03% | -31.0% |
| WFC | Sell | WELLS FARGO & CO | $1,586,000 | -6.2% | 30,575 | -4.9% | 0.03% | -3.4% |
| INDA | Buy | ISHARES MSCI INDIA ETF | $1,629,000 | +27.4% | 53,800 | +25.1% | 0.03% | +27.3% |
| EOG | New | EOG RESOURCES INC | $1,598,000 | – | 16,135 | +100.0% | 0.03% | – |
| BITA | Buy | BITAUTO HLDGS LTD-ADR | $1,615,000 | +65.8% | 20,700 | +3.5% | 0.03% | +64.7% |
| VRTX | VERTEX PHARMACEUTICALS INC | $1,595,000 | +18.7% | 14,200 | 0.0% | 0.03% | +21.7% | |
| CLB | Sell | CORE LABORATORIES NV | $1,622,000 | -42.1% | 11,080 | -34.0% | 0.03% | -41.7% |
| DGI | Sell | DIGITALGLOBE INC | $1,575,000 | -31.8% | 55,270 | -33.5% | 0.03% | -30.8% |
| BBD | Sell | BANCO BRADESCO-ADRdepository recei | $1,567,000 | -8.9% | 109,931 | -7.2% | 0.03% | -6.9% |
| ROLL | Sell | RBC BEARINGS INC | $1,502,000 | -41.5% | 26,484 | -33.9% | 0.03% | -40.9% |
| CBD | COMP BRASIL-PAO DE ACUCA ADRdepository recei | $1,483,000 | -5.8% | 34,000 | 0.0% | 0.03% | -3.7% | |
| J | Buy | JACOBS ENGINEERING GROUP INC | $1,455,000 | +19.3% | 29,800 | +30.1% | 0.02% | +19.0% |
| RXN | New | REXNORD CORP NEW | $1,425,000 | – | 50,085 | +100.0% | 0.02% | – |
| CLDX | Sell | CELLDEX THERAPEUTICS INC | $1,458,000 | -47.4% | 112,520 | -33.7% | 0.02% | -46.8% |
| TTM | Buy | TATA MOTORS LTD-SPON ADR | $1,442,000 | +70.9% | 33,000 | +52.8% | 0.02% | +78.6% |
| ATHN | Sell | ATHENAHEALTH INC | $1,460,000 | -30.5% | 11,083 | -34.0% | 0.02% | -30.6% |
| AMN | New | AMN HEALTHCARE SERVICES I | $1,443,000 | – | 91,940 | +100.0% | 0.02% | – |
| XOM | Sell | EXXON MOBIL CORP | $1,371,000 | -16.4% | 14,582 | -10.4% | 0.02% | -14.3% |
| SCOR | New | COMSCORE INC | $1,351,000 | – | 37,110 | +100.0% | 0.02% | – |
| TW | TOWERS WATSON & CO-CL A | $1,383,000 | -4.6% | 13,900 | 0.0% | 0.02% | -4.0% | |
| ICE | INTERCONTINENTALEXCHANGE INC | $1,404,000 | +3.2% | 7,200 | 0.0% | 0.02% | +4.3% | |
| AMCX | AMC NETWORKS INC | $1,338,000 | -5.0% | 22,900 | 0.0% | 0.02% | -4.2% | |
| MXA | MN MUNICIPAL INCOME PORTFOLIO | $1,293,000 | -5.8% | 83,329 | 0.0% | 0.02% | 0.0% | |
| KO | Sell | COCA-COLA CO/THE | $1,331,000 | -8.6% | 31,200 | -9.3% | 0.02% | -8.0% |
| MXN | Buy | FIRST AMERICAN MN MUNICIPAL IN | $1,302,000 | +22.9% | 90,269 | +29.8% | 0.02% | +27.8% |
| CSL | New | CARLISLE COS INC | $1,310,000 | – | 16,300 | +100.0% | 0.02% | – |
| NVG | Buy | NUVEEN DIVIDEND ADVANTAGE MUNI | $1,243,000 | +1155.6% | 88,110 | +1158.7% | 0.02% | +1000.0% |
| MZF | MANAGED DURATION INVESTMENT GR | $1,289,000 | -3.2% | 96,371 | 0.0% | 0.02% | -4.3% | |
| EDU | Sell | NEW ORIENTAL ED & TECH GR ADRdepository recei | $1,264,000 | -29.4% | 54,500 | -19.1% | 0.02% | -26.7% |
| JWN | NORDSTROM INC | $1,251,000 | +0.6% | 18,300 | 0.0% | 0.02% | +4.8% | |
| JPC | NUVEEN PREFERRED INCOME OPPORT | $1,206,000 | -5.1% | 131,080 | 0.0% | 0.02% | -4.5% | |
| CPN | CALPINE CORP | $1,118,000 | -8.8% | 51,500 | 0.0% | 0.02% | -4.8% | |
| PTR | Buy | PETROCHINA CO LTD ADRdepository recei | $1,089,000 | +144.2% | 8,475 | +138.7% | 0.02% | +137.5% |
| MIY | BLACKROCK MUNIYIELD MI QUALITY | $1,085,000 | -4.5% | 81,179 | 0.0% | 0.02% | 0.0% | |
| NZF | New | NUVEEN DIVIDEND ADVANTAGE MUNI | $1,046,000 | – | 76,513 | +100.0% | 0.02% | – |
| CHL | New | CHINA MOBILE LIMITED - ADRdepository recei | $990,000 | – | 16,850 | +100.0% | 0.02% | – |
| GGT | New | GABELLI MULTIMEDIA TRUST GGT | $972,000 | – | 103,540 | +100.0% | 0.02% | – |
| VCV | Buy | INVESCO CA VALUE MUNICIPAL INC | $995,000 | +7.2% | 81,468 | +8.7% | 0.02% | +6.2% |
| IQI | INVESCO QUALITY MUNICIPAL INCO | $928,000 | -1.3% | 76,564 | 0.0% | 0.02% | 0.0% | |
| BSAC | Sell | BANCO SANTANDER CHILE ADRdepository recei | $898,000 | -22.6% | 40,673 | -7.3% | 0.02% | -20.0% |
| BSD | New | BLACKROCK STRATEGIC MUNI TR B | $896,000 | – | 67,402 | +100.0% | 0.02% | – |
| MET | METLIFE INC | $897,000 | -3.3% | 16,700 | 0.0% | 0.02% | 0.0% | |
| JMT | Sell | NUVEEN MORTGAGE OPPORTUNITY TE | $915,000 | -10.9% | 39,299 | -9.0% | 0.02% | -5.9% |
| RHHBY | New | ROCHE HLDG LTD- SPONS ADR | $921,000 | – | 24,910 | +100.0% | 0.02% | – |
| ARG | AIRGAS INC | $929,000 | +1.5% | 8,400 | 0.0% | 0.02% | 0.0% | |
| ACP | New | AVENUE INCOME CRED STRAT FD AC | $927,000 | – | 55,173 | +100.0% | 0.02% | – |
| IR | INGERSOLL-RAND COMPANY LTDcl a | $845,000 | -9.9% | 15,000 | 0.0% | 0.02% | -6.2% | |
| IDXX | Sell | IDEXX LABORATORIES INC | $860,000 | -32.9% | 7,300 | -24.0% | 0.02% | -31.8% |
| BKN | BLACKROCK INVESTMENT QUALITY M | $842,000 | +0.5% | 55,300 | 0.0% | 0.02% | +7.1% | |
| BK | BANK OF NEW YORK MELLON CORP | $851,000 | +3.4% | 21,970 | 0.0% | 0.02% | +7.1% | |
| EQT | EQT CORP | $860,000 | -14.4% | 9,400 | 0.0% | 0.02% | -11.8% | |
| JLS | Sell | NUVEEN MORTGAGE OPPORTUNITY TE | $849,000 | -9.7% | 35,766 | -6.4% | 0.02% | -6.2% |
| GE | Sell | GENERAL ELECTRIC CO | $853,000 | -33.1% | 33,300 | -31.3% | 0.02% | -31.8% |
| NPT | Buy | NUVEEN PREM INCOME MUNI NPT | $855,000 | +0.2% | 67,159 | +1.0% | 0.02% | 0.0% |
| NICE | NICE SYSTEMS LTD ADRdepository recei | $783,000 | -0.1% | 19,200 | 0.0% | 0.01% | +7.7% | |
| EIA | EATON VANCE CA MUNICIPAL BOND | $807,000 | -1.6% | 66,800 | 0.0% | 0.01% | 0.0% | |
| SCCO | SOUTHERN COPPER CORP | $718,000 | -2.3% | 24,201 | 0.0% | 0.01% | 0.0% | |
| NQP | NUVEEN PA INVESTMENT QUALITY M | $719,000 | -2.0% | 52,779 | 0.0% | 0.01% | +8.3% | |
| GEVA | Sell | SYNAGEVA BIOPHARMA CORP | $719,000 | -56.5% | 10,455 | -33.6% | 0.01% | -53.6% |
| TV | GRUPO TELEVISA SA DE CV ADRdepository recei | $752,000 | -1.3% | 22,200 | 0.0% | 0.01% | 0.0% | |
| MPA | BLACKROCK MUNIYIELD PA QUALITY | $769,000 | -0.3% | 54,700 | 0.0% | 0.01% | 0.0% | |
| VALE | Sell | VALE SA ADRdepository recei | $762,000 | -24.1% | 69,200 | -8.8% | 0.01% | -23.5% |
| SBW | WESTERN ASSET WORLDWIDE INC FD | $726,000 | -6.9% | 59,353 | 0.0% | 0.01% | 0.0% | |
| JD | Buy | JD.COM INC | $769,000 | +75.2% | 29,800 | +93.5% | 0.01% | +85.7% |
| SWN | SOUTHWESTERN ENERGY CO | $713,000 | -23.2% | 20,400 | 0.0% | 0.01% | -25.0% | |
| VIV | TELEF BRASIL ADRdepository recei | $709,000 | -4.1% | 36,050 | 0.0% | 0.01% | -7.7% | |
| C | CITIGROUP INC | $704,000 | +10.0% | 13,592 | 0.0% | 0.01% | +9.1% | |
| MOS | Sell | MOSAIC CO/THE | $673,000 | -16.6% | 15,150 | -7.1% | 0.01% | -14.3% |
| PBR | PETROLEO BRASILEIRO SA ADRdepository recei | $690,000 | -3.0% | 48,600 | 0.0% | 0.01% | 0.0% | |
| TTPH | New | TETRAPHASE PHARMACEUTICAL | $705,000 | – | 35,340 | +100.0% | 0.01% | – |
| COP | CONOCOPHILLIPS | $617,000 | -10.7% | 8,062 | 0.0% | 0.01% | -8.3% | |
| FPF | Buy | FIRST TR INTER DUR PFD & FPF | $615,000 | +49.3% | 28,300 | +57.2% | 0.01% | +57.1% |
| PKX | POSCO ADRdepository recei | $615,000 | +2.0% | 8,100 | 0.0% | 0.01% | +10.0% | |
| MMD | New | MAINSTAY DEFINEDTERM MUNI O MM | $646,000 | – | 36,200 | +100.0% | 0.01% | – |
| EWT | ISHARES MSCI TAIWAN ETF | $614,000 | -3.3% | 40,200 | 0.0% | 0.01% | 0.0% | |
| RIO | Sell | RIO TINTO PLC ADRdepository recei | $580,000 | -15.2% | 11,800 | -6.3% | 0.01% | -16.7% |
| DSM | Sell | DREYFUS STRATEGIC MUNICIPAL BO | $599,000 | -22.6% | 74,452 | -20.3% | 0.01% | -23.1% |
| RIT | New | LMP REAL ESTATE INCOME FD RIT | $551,000 | – | 49,086 | +100.0% | 0.01% | – |
| EWM | ISHARES MSCI MALAYSIA ETF | $573,000 | -3.0% | 37,200 | 0.0% | 0.01% | 0.0% | |
| GRFS | Buy | GRIFOLS S A ADR | $580,000 | +44.6% | 16,500 | +81.3% | 0.01% | +42.9% |
| JHP | Buy | NUVEEN QUALITY PREFERRED INCOM | $601,000 | +0.8% | 71,802 | +4.5% | 0.01% | 0.0% |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $549,000 | -2.7% | 42,800 | 0.0% | 0.01% | 0.0% | |
| NIO | NUVEEN MUNICIPAL OPPORTUNITY F | $557,000 | +0.9% | 39,100 | 0.0% | 0.01% | +11.1% | |
| CS | CREDIT SUISSE GROUP AG ADRdepository recei | $490,000 | -2.6% | 17,736 | 0.0% | 0.01% | 0.0% | |
| SGMO | Sell | SANGAMO BIOSCIENCES INC | $518,000 | -53.4% | 48,005 | -34.1% | 0.01% | -52.6% |
| GIS | GENERAL MILLS INC | $515,000 | -3.9% | 10,200 | 0.0% | 0.01% | 0.0% | |
| GAB | New | GABELLI EQUITY TR INC GAB | $489,000 | – | 76,717 | +100.0% | 0.01% | – |
| PFO | Sell | FLAHERTY & CRUMRINE PFD INC P | $445,000 | -43.1% | 40,956 | -39.2% | 0.01% | -38.5% |
| TRV | TRAVELERS COS INC/THE | $479,000 | -0.2% | 5,100 | 0.0% | 0.01% | 0.0% | |
| JPS | Buy | NUVEEN QUALITY PREFERRED INCOM | $475,000 | +77.9% | 54,589 | +84.5% | 0.01% | +60.0% |
| BCS | Buy | BARCLAYS PLC-SPONS ADR | $446,000 | +35.6% | 30,120 | +33.9% | 0.01% | +33.3% |
| DBL | DOUBLELINE OPP CRED FD DBL | $439,000 | -0.2% | 18,600 | 0.0% | 0.01% | +14.3% | |
| CLVS | Sell | CLOVIS ONCOLOGY INC | $483,000 | -27.4% | 10,650 | -33.6% | 0.01% | -27.3% |
| 3616PS | Buy | GDF SUEZ-SPON ADR | $466,000 | +65.2% | 18,570 | +82.6% | 0.01% | +60.0% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC-ADRdepository recei | $464,000 | +100.9% | 6,100 | +117.9% | 0.01% | +100.0% |
| ADSK | AUTODESK INC | $377,000 | -2.3% | 6,850 | 0.0% | 0.01% | 0.0% | |
| SIEGY | Buy | SIEMENS A G - ADRdepository recei | $347,000 | +27.1% | 2,915 | +41.2% | 0.01% | +20.0% |
| SGSOY | Sell | SGS SA-UNSPONS ADRdepository recei | $334,000 | -25.1% | 16,185 | -13.2% | 0.01% | -25.0% |
| MNP | Sell | WESTERN ASSET MUNICIPAL PARTNE | $328,000 | -41.9% | 22,077 | -42.5% | 0.01% | -40.0% |
| BFY | Sell | BLACKROCK NY MUNI INC TR II BF | $357,000 | -37.7% | 25,679 | -36.9% | 0.01% | -40.0% |
| ASML | Sell | ASML HOLDING NVdepository recei | $368,000 | -34.8% | 3,725 | -38.4% | 0.01% | -40.0% |
| RDSB | Buy | ROYAL DUTCH SHELL PLC ADRdepository recei | $372,000 | +12.4% | 4,700 | +23.7% | 0.01% | 0.0% |
| LEO | DREYFUS STRATEGIC MUNICIPALS L | $276,000 | -1.1% | 33,000 | 0.0% | 0.01% | 0.0% | |
| CSX | CSX CORP | $311,000 | +4.0% | 9,700 | 0.0% | 0.01% | 0.0% | |
| BRCM | BROADCOM CORPcl a | $295,000 | +8.9% | 7,300 | 0.0% | 0.01% | 0.0% | |
| MVT | Sell | BLACKROCK MUNIVEST MVT | $287,000 | -65.8% | 18,282 | -65.9% | 0.01% | -64.3% |
| HMC | Sell | HONDA MOTOR CO LTD ADRdepository recei | $305,000 | -26.2% | 8,900 | -24.6% | 0.01% | -28.6% |
| FFC | FLAHERTY & CRUMRINE PFD SECURI | $290,000 | -1.4% | 15,000 | 0.0% | 0.01% | 0.0% | |
| DE | DEERE & CO | $287,000 | -9.5% | 3,500 | 0.0% | 0.01% | 0.0% | |
| MMU | WESTERN ASSET MANAGED MUNICIPA | $288,000 | 0.0% | 22,000 | 0.0% | 0.01% | 0.0% | |
| BNPQY | BNP PARIBAS - ADRdepository recei | $310,000 | -3.1% | 9,410 | 0.0% | 0.01% | 0.0% | |
| PRE | PARTNERRE LTD | $286,000 | +0.7% | 2,600 | 0.0% | 0.01% | 0.0% | |
| AZSEY | Sell | ALLIANZ SE - ADRdepository recei | $272,000 | -42.1% | 16,885 | -39.7% | 0.01% | -37.5% |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $218,000 | -5.6% | 15,963 | 0.0% | 0.00% | 0.0% | |
| NMA | New | NUVEEN MUNICIPAL ADVANTAGE FUN | $204,000 | – | 15,114 | +100.0% | 0.00% | – |
| JTP | NUVEEN QUALITY PREFERRED INCOM | $255,000 | -4.1% | 31,251 | 0.0% | 0.00% | -20.0% | |
| IDEXY | Buy | INDITEX-UNSPON ADRdepository recei | $253,000 | -11.5% | 18,520 | +100.0% | 0.00% | -20.0% |
| DMF | Sell | DREYFUS MUNICIPAL INCOME DMF | $215,000 | -3.6% | 23,579 | -1.3% | 0.00% | 0.0% |
| TDC | TERADATA CORP | $235,000 | +4.4% | 5,600 | 0.0% | 0.00% | 0.0% | |
| MCD | Sell | MCDONALDS CORP | $256,000 | -98.8% | 2,700 | -98.7% | 0.00% | -98.9% |
| FLC | FLAHERTY & CRUMRINE TOTAL RETU | $197,000 | -1.5% | 10,000 | 0.0% | 0.00% | 0.0% | |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $180,000 | -3.2% | 13,500 | 0.0% | 0.00% | 0.0% | |
| NXJ | NUVEEN NJ DIVIDEND ADVANTAGE M | $169,000 | -1.2% | 12,600 | 0.0% | 0.00% | 0.0% | |
| VGM | New | INVESCO TRUST FOR INVESTMENT G | $131,000 | – | 10,000 | +100.0% | 0.00% | – |
| VTN | INVESCO TRUST FOR INVESTMENT G | $129,000 | -5.1% | 9,600 | 0.0% | 0.00% | 0.0% | |
| CL | Sell | COLGATE-PALMOLIVE CO | $137,000 | -99.2% | 2,100 | -99.1% | 0.00% | -99.3% |
| BABA | New | ALIBABA GROUP HOLDING LTD ADR | $89,000 | – | 1,000 | +100.0% | 0.00% | – |
| SBI | WESTERN ASSET INTERMEDIATE MUN | $97,000 | -1.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| EL | LAUDER ESTEE COS INC | $134,000 | 0.0% | 1,800 | 0.0% | 0.00% | 0.0% | |
| KUBTY | Sell | KUBOTA CORP ADRdepository recei | $132,000 | -0.8% | 1,675 | -10.7% | 0.00% | 0.0% |
| EVJ | EATON VANCE NJ MUNICIPAL INCOM | $97,000 | -3.0% | 7,900 | 0.0% | 0.00% | 0.0% | |
| NPI | New | NUVEEN PREM INCOME MUN FD NPI | $134,000 | – | 10,000 | +100.0% | 0.00% | – |
| NAD | NUVEEN DIVIDEND ADVANTAGE MUNI | $138,000 | -2.1% | 10,000 | 0.0% | 0.00% | 0.0% | |
| DOV | DOVER CORP | $92,000 | -12.4% | 1,150 | 0.0% | 0.00% | 0.0% | |
| AFL | AFLAC INC | $140,000 | -6.0% | 2,400 | 0.0% | 0.00% | -33.3% | |
| AB | ALLIANCEBERNSTEIN HOLDING LP | $130,000 | +0.8% | 5,000 | 0.0% | 0.00% | 0.0% | |
| NQJ | NUVEEN NJ INVESTMENT QUALITY M | $143,000 | -2.7% | 10,700 | 0.0% | 0.00% | -33.3% | |
| PMO | PUTNAM MUNICIPAL OPPORTUNITIES | $76,000 | -1.3% | 6,529 | 0.0% | 0.00% | 0.0% | |
| MUSA | MURPHY USA INC | $62,000 | +8.8% | 1,175 | 0.0% | 0.00% | 0.0% | |
| RCI | ROGERS COMMUNICATIONS INC | $67,000 | -6.9% | 1,800 | 0.0% | 0.00% | 0.0% | |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD C | $48,000 | – | 6,000 | +100.0% | 0.00% | – |
| XAA | Sell | AMERICAN MUNICIPAL INCOME PORT | $30,000 | -93.5% | 2,000 | -93.7% | 0.00% | -87.5% |
| GRXRT | Exit | GABELLI HLTHCARE GRX RT | $0 | – | -38,485 | -100.0% | 0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RETURN CRF | $0 | – | -3,851 | -100.0% | 0.00% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VAL FD I | $0 | – | -5,729 | -100.0% | -0.00% | – |
| WAT | Exit | WATERS CORP | $0 | – | -500 | -100.0% | -0.00% | – |
| MUH | Exit | BLACKROCK MUNIHOLDINGS FUND II | $0 | – | -12,349 | -100.0% | -0.00% | – |
| DHG | Exit | DWS HIGH INCOME OPPORT FD DHG | $0 | – | -10,125 | -100.0% | -0.00% | – |
| TS | Exit | TENARIS S A ADRdepository recei | $0 | – | -4,500 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -4,700 | -100.0% | -0.01% | – |
| E | Exit | ENI SPA ADRdepository recei | $0 | – | -6,390 | -100.0% | -0.01% | – |
| CHU | Exit | CHINA UNICOM (HK) - ADRdepository recei | $0 | – | -28,100 | -100.0% | -0.01% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -7,500 | -100.0% | -0.01% | – |
| NIQ | Exit | NUVEEN INTERM DURATION QLTY MU | $0 | – | -44,997 | -100.0% | -0.01% | – |
| PZC | Exit | PIMCO CA MUNICIPAL INCOME FUND | $0 | – | -59,800 | -100.0% | -0.01% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD DCA | $0 | – | -139,497 | -100.0% | -0.01% | – |
| EXXIQ | Exit | ENERGY XXI BERMUDA LTD | $0 | – | -33,471 | -100.0% | -0.01% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME FUND RC | $0 | – | -94,645 | -100.0% | -0.02% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -17,930 | -100.0% | -0.02% | – |
| PML | Exit | PIMCO MUNI INCOME FUND II PML | $0 | – | -101,962 | -100.0% | -0.02% | – |
| PBH | Exit | PRESTIGE BRANDS HLDGS INC | $0 | – | -37,486 | -100.0% | -0.02% | – |
| BBK | Exit | BLACKROCK MUNICIPAL BOND TRUST | $0 | – | -86,865 | -100.0% | -0.02% | – |
| GUT | Exit | GABELLI UTILITY TRUST GUT | $0 | – | -242,223 | -100.0% | -0.03% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND II | $0 | – | -157,882 | -100.0% | -0.03% | – |
| SYT | Exit | SYNGENTA AG - ADRdepository recei | $0 | – | -25,255 | -100.0% | -0.03% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND PFL | $0 | – | -160,502 | -100.0% | -0.03% | – |
| DNIF | Exit | DIVIDEND & INCOME FD INC DNI | $0 | – | -159,739 | -100.0% | -0.04% | – |
| FOSL | Exit | FOSSIL GROUP INC | $0 | – | -25,750 | -100.0% | -0.05% | – |
| HIH | Exit | HELIOS HIGH INCOME FD INC HIH | $0 | – | -341,690 | -100.0% | -0.05% | – |
| THOR | Exit | THORATEC CORP | $0 | – | -91,040 | -100.0% | -0.05% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO NVny registry shar | $0 | – | -49,725 | -100.0% | -0.06% | – |
| LULU | Exit | LULULEMON ATHLETICA INC | $0 | – | -88,995 | -100.0% | -0.06% | – |
| GSK | Exit | GLAXOSMITHKLINE PLC ADRdepository recei | $0 | – | -67,750 | -100.0% | -0.06% | – |
| AGCO | Exit | AGCO CORP | $0 | – | -83,950 | -100.0% | -0.08% | – |
| WEB | Exit | WEB.COM GROUP INC | $0 | – | -173,285 | -100.0% | -0.08% | – |
| EBAY | Exit | EBAY INC | $0 | – | -107,205 | -100.0% | -0.09% | – |
| HSA | Exit | HELIOS STRATEGIC INCOME FUND H | $0 | – | -881,400 | -100.0% | -0.10% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO SLA | $0 | – | -580,566 | -100.0% | -0.11% | – |
| ETJ | Exit | EATON VANCE RISK-MANAGED DIVER | $0 | – | -614,898 | -100.0% | -0.12% | – |
| 8107SC | Exit | AMERICAN STRATEGIC INCOME PORT | $0 | – | -727,912 | -100.0% | -0.13% | – |
| HQL | Exit | H & Q LIFE SCIENCES INVS HQL | $0 | – | -397,457 | -100.0% | -0.14% | – |
| KTF | Exit | DWS MUNICIPAL INCOME TRUST KTF | $0 | – | -797,358 | -100.0% | -0.18% | – |
| MRF | Exit | AMERICAN INCOME FUND MRF | $0 | – | -1,420,947 | -100.0% | -0.19% | – |
| HQH | Exit | H & Q HEALTHCARE INVESTOR HQH | $0 | – | -584,587 | -100.0% | -0.26% | – |
| BSP | Exit | AMERICAN STRATEGIC INCOME PORT | $0 | – | -2,716,901 | -100.0% | -0.41% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -298,175 | -100.0% | -0.43% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME PORT | $0 | – | -3,773,639 | -100.0% | -0.47% | – |
| FLR | Exit | FLUOR CORP | $0 | – | -416,925 | -100.0% | -0.55% | – |
| VIAB | Exit | VIACOM INC | $0 | – | -407,270 | -100.0% | -0.60% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -612,940 | -100.0% | -0.80% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-05-07 |
| SC 13D/A | 2024-05-07 |
| SC 13G/A | 2024-05-02 |
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.