$5.77 Billion is the total value of SIT INVESTMENT ASSOCIATES INC's 427 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 30.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDT | New | MEDTRONIC PLC | $141,874,000 | – | 1,819,126 | +100.0% | 2.46% | – |
| AAPL | New | APPLE INC | $119,462,000 | – | 960,072 | +100.0% | 2.07% | – |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $115,509,000 | +12.1% | 1,107,360 | +7.4% | 2.00% | +17.0% |
| HD | Sell | HOME DEPOT INC | $114,892,000 | +6.0% | 1,011,288 | -2.0% | 1.99% | +10.7% |
| MSFT | Sell | MICROSOFT CORP | $102,257,000 | -18.0% | 2,515,240 | -6.3% | 1.77% | -14.4% |
| PEP | Sell | PEPSICO INC | $101,949,000 | -1.5% | 1,066,190 | -2.6% | 1.77% | +2.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $97,314,000 | -3.0% | 2,001,120 | -6.7% | 1.69% | +1.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $93,862,000 | -15.6% | 933,018 | -12.2% | 1.63% | -11.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $91,001,000 | -7.5% | 1,502,170 | -4.4% | 1.58% | -3.4% |
| CVS | Sell | CVS HEALTH CORPORATION | $82,630,000 | -0.8% | 800,600 | -7.5% | 1.43% | +3.5% |
| AVGO | Sell | AVAGO TECHNOLOGIES LTD | $77,898,000 | +10.3% | 613,470 | -12.6% | 1.35% | +15.1% |
| INTC | Buy | INTEL CORP | $76,470,000 | -6.4% | 2,445,475 | +8.6% | 1.32% | -2.3% |
| CAH | Buy | CARDINAL HEALTH INC | $68,629,000 | +15.0% | 760,260 | +2.8% | 1.19% | +20.0% |
| PFE | Buy | PFIZER INC | $67,890,000 | +28.4% | 1,951,430 | +15.0% | 1.18% | +34.1% |
| M | Buy | MACYS INC | $67,186,000 | +0.3% | 1,035,070 | +1.6% | 1.16% | +4.7% |
| PG | Sell | PROCTER & GAMBLE CO | $64,271,000 | -13.2% | 784,365 | -3.6% | 1.11% | -9.4% |
| BDX | New | BECTON DICKINSON AND CO | $63,183,000 | – | 440,025 | +100.0% | 1.10% | – |
| STJ | Buy | ST JUDE MEDICAL INC | $63,193,000 | +1.0% | 966,250 | +0.4% | 1.10% | +5.4% |
| TWX | Sell | TIME WARNER INC | $62,599,000 | -18.1% | 741,340 | -17.1% | 1.08% | -14.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $59,411,000 | +23.2% | 502,250 | +5.3% | 1.03% | +28.8% |
| GILD | Buy | GILEAD SCIENCES INC | $58,328,000 | +212.3% | 594,395 | +200.0% | 1.01% | +226.1% |
| SNA | Sell | SNAP-ON INC | $57,836,000 | -2.6% | 393,285 | -9.4% | 1.00% | +1.6% |
| TJX | Sell | TJX COS INC | $56,468,000 | -23.0% | 806,105 | -24.7% | 0.98% | -19.6% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC ZTR | $55,193,000 | -8.0% | 4,034,600 | -5.8% | 0.96% | -4.0% |
| ZBH | Sell | ZIMMER HLDGS INC | $54,794,000 | -2.3% | 466,255 | -5.7% | 0.95% | +2.0% |
| ABBV | New | ABBVIE INC | $52,030,000 | – | 888,791 | +100.0% | 0.90% | – |
| AMAT | New | APPLIED MATERIALS INC | $51,761,000 | – | 2,294,360 | +100.0% | 0.90% | – |
| SBUX | Sell | STARBUCKS CORP | $50,527,000 | -2.3% | 533,545 | -15.3% | 0.88% | +2.1% |
| UNP | Sell | UNION PACIFIC CORP | $50,266,000 | -19.4% | 464,095 | -11.4% | 0.87% | -15.9% |
| KMB | Buy | KIMBERLY CLARK CORP | $48,886,000 | +118.4% | 456,405 | +135.6% | 0.85% | +127.7% |
| R | Sell | RYDER SYS INC | $48,443,000 | -8.6% | 510,515 | -10.6% | 0.84% | -4.5% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE | $48,388,000 | +15.8% | 588,014 | +0.0% | 0.84% | +20.9% |
| WMT | New | WAL-MART STORES INC | $46,328,000 | – | 563,260 | +100.0% | 0.80% | – |
| PACW | Buy | PACWEST BANCORP DEL | $46,305,000 | +13.0% | 987,525 | +9.6% | 0.80% | +17.9% |
| MRK | Sell | MERCK & CO INC | $45,796,000 | -15.6% | 796,725 | -16.6% | 0.79% | -11.9% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $45,534,000 | +17.8% | 242,240 | +21.4% | 0.79% | +22.9% |
| TYC | Sell | TYCO INTERNATIONAL PLC | $44,735,000 | -13.2% | 1,038,890 | -11.6% | 0.78% | -9.4% |
| GD | New | GENERAL DYNAMICS CORP | $44,123,000 | – | 325,080 | +100.0% | 0.76% | – |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $44,049,000 | +0.8% | 552,410 | -8.1% | 0.76% | +5.2% |
| HRB | New | BLOCK H & R INC | $43,908,000 | – | 1,369,120 | +100.0% | 0.76% | – |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $43,796,000 | -4.8% | 545,340 | +7.2% | 0.76% | -0.7% |
| IP | Sell | INTERNATIONAL PAPER CO | $43,711,000 | -0.5% | 787,720 | -3.9% | 0.76% | +4.0% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $43,260,000 | +11.4% | 446,255 | +27.8% | 0.75% | +16.3% |
| WHR | New | WHIRLPOOL CORP | $43,180,000 | – | 213,700 | +100.0% | 0.75% | – |
| KMI | Sell | KINDER MORGAN INC | $42,881,000 | -1.7% | 1,019,515 | -1.1% | 0.74% | +2.6% |
| ABT | New | ABBOTT LABORATORIES | $42,858,000 | – | 925,055 | +100.0% | 0.74% | – |
| NEE | Buy | NEXTERA ENERGY INC | $42,283,000 | +7.0% | 406,375 | +9.3% | 0.73% | +11.7% |
| DRA | Sell | DIVERSIFIED REAL ASSET INCOME | $42,226,000 | -12.8% | 2,332,928 | -16.4% | 0.73% | -9.0% |
| ORCL | Buy | ORACLE CORP | $42,032,000 | +264.4% | 974,100 | +279.8% | 0.73% | +281.2% |
| PPT | Buy | PUTNAM PREMIER INCOME TRUST PP | $40,794,000 | +11.7% | 7,740,885 | +11.2% | 0.71% | +16.7% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUND | $40,339,000 | -12.8% | 5,225,291 | -15.7% | 0.70% | -9.0% |
| OXY | Sell | OCCIDENTAL PETROLEUM CORP | $40,213,000 | -35.0% | 550,865 | -28.2% | 0.70% | -32.1% |
| IVZ | Buy | INVESCO LTD | $39,935,000 | +378.3% | 1,006,175 | +376.2% | 0.69% | +397.8% |
| DVN | Sell | DEVON ENERGY CORP | $39,802,000 | -5.0% | 659,960 | -3.6% | 0.69% | -0.7% |
| ACN | Sell | ACCENTURE PLC | $38,814,000 | -2.4% | 414,285 | -7.0% | 0.67% | +2.0% |
| BCE | Buy | BCE INC | $38,846,000 | +103.5% | 917,050 | +120.3% | 0.67% | +112.3% |
| FTT | Buy | FEDERATED ENHANCED TREASURY IN | $38,362,000 | +14.2% | 2,839,557 | +12.6% | 0.66% | +19.2% |
| MMM | Sell | 3M CO | $37,646,000 | -4.3% | 228,225 | -4.7% | 0.65% | -0.2% |
| DFS | Sell | DISCOVER FINANCIAL SERVICES | $37,558,000 | -23.1% | 666,510 | -10.6% | 0.65% | -19.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $36,871,000 | -3.5% | 181,665 | -8.4% | 0.64% | +0.8% |
| LG | Buy | LACLEDE GROUP INC | $36,303,000 | +10.1% | 708,773 | +14.4% | 0.63% | +15.0% |
| MPC | Sell | MARATHON PETROLEUM CORP | $35,877,000 | +5.5% | 350,395 | -7.0% | 0.62% | +10.3% |
| CNP | Buy | CENTERPOINT ENERGY INC | $35,834,000 | +33.9% | 1,755,685 | +53.7% | 0.62% | +39.9% |
| SU | Buy | SUNCOR ENERGY INC | $35,561,000 | +14.3% | 1,215,755 | +24.2% | 0.62% | +19.4% |
| EFX | Sell | EQUIFAX INC | $34,996,000 | -2.9% | 376,305 | -15.6% | 0.61% | +1.2% |
| KYN | Sell | KAYNE ANDERSON MLP INVSM | $34,520,000 | -20.0% | 972,394 | -13.9% | 0.60% | -16.5% |
| AJG | Buy | GALLAGHER ARTHUR J & CO | $33,435,000 | -0.5% | 715,195 | +0.2% | 0.58% | +3.8% |
| HTR | Buy | BROOKFIELD TOTAL RETURN FUND H | $33,350,000 | +3.1% | 1,374,108 | +3.3% | 0.58% | +7.6% |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INC | $33,369,000 | +11.8% | 6,809,945 | +9.8% | 0.58% | +16.8% |
| SJM | Sell | JM SMUCKER CO | $32,897,000 | +13.1% | 284,258 | -1.3% | 0.57% | +18.0% |
| HIG | New | HARTFORD FINL SVCS GROUP | $32,899,000 | – | 786,675 | +100.0% | 0.57% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $32,862,000 | – | 693,300 | +100.0% | 0.57% | – |
| PNC | Sell | PNC FINL SVCS GROUP INC/THE | $32,693,000 | -19.2% | 350,635 | -21.0% | 0.57% | -15.6% |
| EGF | Buy | BLACKROCK ENHANCED GOVERNMENT | $32,454,000 | -0.3% | 2,337,826 | +2.4% | 0.56% | +4.1% |
| EVG | Buy | EATON VANCE SHORT DUR DIVERSIF | $32,151,000 | +52.7% | 2,218,840 | +49.1% | 0.56% | +59.6% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $31,902,000 | -29.3% | 328,410 | -31.1% | 0.55% | -26.2% |
| AGU | New | AGRIUM INC | $31,742,000 | – | 304,425 | +100.0% | 0.55% | – |
| TROW | Sell | T ROWE PRICE GROUP INC | $31,519,000 | -35.0% | 389,215 | -31.1% | 0.55% | -32.2% |
| BKT | Buy | BLACKROCK INCOME TRUST BKT | $31,473,000 | +3.4% | 4,902,411 | +3.1% | 0.54% | +7.9% |
| RTN | Sell | RAYTHEON CO | $31,439,000 | -14.2% | 287,770 | -15.1% | 0.54% | -10.4% |
| MCO | Sell | MOODYS CORP | $31,150,000 | +5.0% | 300,100 | -3.0% | 0.54% | +9.8% |
| MMC | Buy | MARSH & MCLENNAN COS INC | $31,012,000 | +0.8% | 552,890 | +2.8% | 0.54% | +5.1% |
| TGT | Sell | TARGET CORP | $30,426,000 | +1.0% | 370,737 | -6.5% | 0.53% | +5.4% |
| AMP | Sell | AMERIPRISE FINANCIAL INC | $29,686,000 | -1.4% | 226,890 | -0.3% | 0.51% | +2.8% |
| DUC | Buy | DUFF & PHELPS UTILITY AND CORP | $29,670,000 | +5.1% | 3,036,807 | +5.6% | 0.51% | +9.8% |
| ACE | Buy | ACE LTDord | $29,216,000 | -2.7% | 262,050 | +0.3% | 0.51% | +1.6% |
| ADP | New | AUTOMATIC DATA PROCESSING INC | $29,103,000 | – | 339,830 | +100.0% | 0.50% | – |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $28,765,000 | +149.4% | 292,650 | +84.5% | 0.50% | +160.7% |
| NLSN | Sell | NIELSEN NV | $28,747,000 | -22.8% | 644,975 | -22.5% | 0.50% | -19.4% |
| FTF | Buy | FRANKLIN LIMITED DURATION INCO | $28,357,000 | +2.3% | 2,330,111 | +2.5% | 0.49% | +6.7% |
| XLNX | Sell | XILINX INC | $27,949,000 | -32.2% | 660,735 | -30.6% | 0.48% | -29.2% |
| EVV | Buy | EATON VANCE LIMITED DURATION I | $27,058,000 | +2.6% | 1,880,360 | +0.7% | 0.47% | +7.1% |
| MIN | Buy | MFS INTER INC TRUST MIN | $25,897,000 | +8.0% | 5,317,651 | +6.0% | 0.45% | +12.8% |
| RHI | Sell | ROBERT HALF INTL INC | $25,751,000 | -20.9% | 425,495 | -23.7% | 0.45% | -17.6% |
| GPC | Sell | GENUINE PARTS CO | $25,282,000 | -13.9% | 271,300 | -1.5% | 0.44% | -10.1% |
| AVB | New | AVALONBAY CMNTYS INC | $25,149,000 | – | 144,325 | +100.0% | 0.44% | – |
| LYB | Sell | LYONDELLBASELL INDUSTRIES | $23,351,000 | -5.8% | 265,960 | -14.8% | 0.40% | -1.7% |
| WEC | Sell | WISCONSIN ENERGY CORP | $22,311,000 | -49.2% | 450,725 | -45.9% | 0.39% | -46.9% |
| BTZ | New | BLACKROCK CREDIT ALLOCATION IN | $22,041,000 | – | 1,637,505 | +100.0% | 0.38% | – |
| CMI | Sell | CUMMINS INC | $19,510,000 | -36.4% | 140,725 | -33.9% | 0.34% | -33.7% |
| BHK | Sell | BLACKROCK CORE BOND TRUST BHK | $18,329,000 | -2.2% | 1,326,289 | -6.6% | 0.32% | +2.3% |
| CFP | Buy | CORNERSTONE PROGRESSIVE RETURN | $18,337,000 | +4.1% | 1,158,348 | +0.0% | 0.32% | +8.9% |
| HP | Sell | HELMERICH & PAYNE INC | $18,276,000 | -5.3% | 268,490 | -6.2% | 0.32% | -0.9% |
| FMY | Sell | FIRST TRUST MORTGAGE INCOME FU | $18,115,000 | -2.1% | 1,220,672 | -2.0% | 0.31% | +2.3% |
| VR | Buy | VALIDUS HOLDINGS LTD | $17,513,000 | +14.9% | 415,975 | +13.4% | 0.30% | +19.8% |
| PX | Buy | PRAXAIR INC | $17,344,000 | +267.1% | 143,647 | +294.0% | 0.30% | +285.9% |
| GFY | Buy | WESTERN ASSET VARIABLE RATE ST | $16,653,000 | +1.0% | 1,008,055 | +1.8% | 0.29% | +5.5% |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES | $16,482,000 | +3.8% | 1,151,777 | +3.7% | 0.29% | +8.7% |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORT FD | $15,920,000 | +45.0% | 1,108,614 | +41.6% | 0.28% | +51.6% |
| CELG | Sell | CELGENE CORP | $14,023,000 | -26.5% | 121,645 | -28.7% | 0.24% | -23.3% |
| ECL | Sell | ECOLAB INC | $13,963,000 | -18.4% | 122,075 | -25.5% | 0.24% | -14.8% |
| B108PS | Buy | ACTAVIS PLC | $13,811,000 | +30.8% | 46,405 | +13.2% | 0.24% | +36.6% |
| GAM | Sell | GENERAL AMERN INVS CO GAM | $13,105,000 | -2.6% | 374,652 | -2.6% | 0.23% | +1.8% |
| V | Buy | VISA INC | $13,005,000 | -31.7% | 198,820 | +173.8% | 0.22% | -28.8% |
| MCR | Buy | MFS CHARTER INCOME TRUST MCR | $12,861,000 | -2.0% | 1,461,464 | +2.4% | 0.22% | +2.3% |
| NPM | Buy | NUVEEN PREMIUM INCOME MUNICIPA | $12,849,000 | +85.6% | 905,463 | +85.2% | 0.22% | +93.9% |
| JMM | Buy | NUVEEN MULTI-MARKET INCOME FD | $11,856,000 | -0.1% | 1,565,099 | +1.2% | 0.20% | +4.1% |
| RSG | Sell | REPUBLIC SERVICES INC | $11,599,000 | -58.1% | 285,975 | -58.4% | 0.20% | -56.2% |
| KTF | Sell | DEUTSCHE MUNICIPAL INCOME TRUS | $10,802,000 | +2.7% | 770,986 | -2.0% | 0.19% | +6.9% |
| TYG | Buy | TORTOISE ENERGY INFRSTRCT | $10,573,000 | +13.9% | 251,555 | +18.6% | 0.18% | +18.8% |
| SLB | Sell | SCHLUMBERGER LTD | $10,212,000 | -27.6% | 122,385 | -25.9% | 0.18% | -24.4% |
| PCLN | Sell | PRICELINE.COM INC | $9,591,000 | -29.7% | 8,239 | -31.2% | 0.17% | -26.9% |
| OII | Sell | OCEANEERING INTERNATIONAL INC | $9,221,000 | -23.2% | 170,975 | -16.3% | 0.16% | -19.6% |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $9,138,000 | – | 52,730 | +100.0% | 0.16% | – |
| ADBE | Sell | ADOBE SYSTEMS INC | $9,035,000 | -18.1% | 122,200 | -19.5% | 0.16% | -14.2% |
| JQC | Sell | NUVEEN CRED STRAT INC FD JQC | $9,041,000 | -23.7% | 998,995 | -26.1% | 0.16% | -20.3% |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI-SE | $9,034,000 | +3.0% | 676,728 | +5.1% | 0.16% | +7.5% |
| CTSH | Sell | COGNIZANT TECH SOLUTIONScl a | $9,030,000 | -15.9% | 144,730 | -29.0% | 0.16% | -12.4% |
| GOOGL | Sell | GOOGLE INCcl a | $8,767,000 | -31.8% | 15,805 | -34.8% | 0.15% | -28.6% |
| BTA | Buy | BLACKROCK LONG-TERM MUNICIPAL | $8,655,000 | +3.1% | 753,301 | +1.4% | 0.15% | +7.9% |
| GOOG | Sell | GOOGLE INCcl c | $8,521,000 | -28.1% | 15,550 | -31.0% | 0.15% | -24.9% |
| SBAC | Sell | SBA COMMUNICATIONS CORP | $8,397,000 | -25.2% | 71,705 | -29.3% | 0.15% | -21.5% |
| DKS | Sell | DICKS SPORTING GOODS INC | $8,131,000 | -32.0% | 142,680 | -40.7% | 0.14% | -28.8% |
| PII | Sell | POLARIS INDUSTRIES INC | $7,995,000 | -41.2% | 56,660 | -37.0% | 0.14% | -38.5% |
| ANSS | Sell | ANSYS INC | $7,783,000 | -30.7% | 88,250 | -35.6% | 0.14% | -27.4% |
| CIEN | Sell | CIENA CORP | $7,645,000 | -11.5% | 395,910 | -11.0% | 0.13% | -7.7% |
| USA | Buy | LIBERTY ALL STAR EQUITY FUND U | $7,573,000 | +1.6% | 1,296,694 | +4.0% | 0.13% | +5.6% |
| MTS | Sell | MONTGOMERY STREET INCOME SECUR | $7,364,000 | +2.7% | 436,002 | -0.0% | 0.13% | +7.6% |
| NKE | Sell | NIKE INCcl b | $7,151,000 | -44.9% | 71,270 | -47.2% | 0.12% | -42.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $7,074,000 | -17.5% | 52,655 | -23.0% | 0.12% | -13.4% |
| ULTI | Sell | ULTIMATE SOFTWARE GROUP INC | $7,066,000 | -17.4% | 41,575 | -28.7% | 0.12% | -14.1% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD GLQ | $6,848,000 | +66.5% | 455,631 | +60.4% | 0.12% | +75.0% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS INVESTM | $6,590,000 | -13.3% | 457,025 | -14.2% | 0.11% | -9.5% |
| MCK | Sell | MCKESSON CORP | $6,587,000 | -29.1% | 29,120 | -34.9% | 0.11% | -26.0% |
| NBD | Buy | NUVEEN BUILD AMERICA BOND OPPO | $6,541,000 | +16.6% | 301,142 | +17.9% | 0.11% | +21.5% |
| RIT | Sell | LMP REAL ESTATE INCOME FD RIT | $6,419,000 | -17.3% | 493,032 | -20.3% | 0.11% | -14.0% |
| ACHC | Sell | ACADIA HEALTHCARE COMPANY | $6,365,000 | -1.8% | 88,900 | -16.0% | 0.11% | +1.9% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $6,305,000 | -25.4% | 72,660 | -27.2% | 0.11% | -22.1% |
| FB | Sell | FACEBOOK INC-A | $6,302,000 | -25.8% | 76,650 | -29.6% | 0.11% | -22.7% |
| MGF | Sell | MFS GOVERNMENT MARKETS INCOME | $6,107,000 | -11.9% | 1,090,479 | -10.8% | 0.11% | -7.8% |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPAL IN | $6,138,000 | -11.7% | 522,379 | -12.8% | 0.11% | -7.8% |
| DHR | Sell | DANAHER CORP | $5,986,000 | -33.1% | 70,510 | -32.5% | 0.10% | -30.2% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME JGH | $5,981,000 | -73.2% | 350,370 | -72.9% | 0.10% | -71.9% |
| TAI | Buy | TRANSAMERICA INCOME SHARES TAI | $5,951,000 | +12.7% | 291,979 | +11.8% | 0.10% | +17.0% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $5,913,000 | -79.2% | 78,500 | -77.5% | 0.10% | -78.4% |
| INFA | Sell | INFORMATICA CORP | $5,700,000 | -26.8% | 129,975 | -36.4% | 0.10% | -23.3% |
| CVX | Sell | CHEVRON CORP | $5,708,000 | -87.8% | 54,370 | -87.0% | 0.10% | -87.3% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $5,682,000 | -21.7% | 123,760 | -28.9% | 0.10% | -19.0% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY FU | $5,643,000 | -10.6% | 397,372 | -11.4% | 0.10% | -6.7% |
| WCN | Sell | WASTE CONNECTIONS INC | $5,610,000 | -7.2% | 116,525 | -15.2% | 0.10% | -3.0% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD SPE | $5,554,000 | +47.1% | 360,205 | +46.6% | 0.10% | +52.4% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $5,507,000 | -87.7% | 85,375 | -88.7% | 0.10% | -87.2% |
| DEO | Sell | DIAGEO PLC ADR | $5,200,000 | -84.0% | 47,025 | -83.4% | 0.09% | -83.3% |
| ICON | Sell | ICONIX BRAND GROUP INC | $5,073,000 | -28.4% | 150,675 | -28.1% | 0.09% | -25.4% |
| CSI | Sell | CUTWATER SELECT INCOME FUND CS | $4,898,000 | -6.6% | 244,767 | -9.8% | 0.08% | -2.3% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $4,923,000 | -46.4% | 42,005 | -47.4% | 0.08% | -44.1% |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE FUN | $4,820,000 | -42.1% | 336,140 | -24.7% | 0.08% | -39.1% |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $4,761,000 | +61.8% | 7,319 | +70.2% | 0.08% | +69.4% |
| AMG | New | AFFILIATED MANAGERS GROUP INC | $4,773,000 | – | 22,225 | +100.0% | 0.08% | – |
| FOXA | Sell | TWENTY FIRST CENTY FOX INC | $4,759,000 | -39.9% | 140,640 | -31.8% | 0.08% | -37.4% |
| ULTA | Sell | ULTA SALON COSMETICS & FRAG | $4,744,000 | -10.3% | 31,450 | -23.9% | 0.08% | -6.8% |
| ALK | New | ALASKA AIR GROUP INC | $4,742,000 | – | 71,650 | +100.0% | 0.08% | – |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALITY | $4,596,000 | -17.8% | 334,255 | -19.5% | 0.08% | -14.0% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $4,530,000 | -17.7% | 103,730 | -27.7% | 0.08% | -13.2% |
| ICB | Buy | MORGAN STANLEY INCOME SECURITI | $4,523,000 | +2.3% | 251,283 | +1.9% | 0.08% | +6.8% |
| FRC | Sell | FIRST REPUBLIC BANK/CA | $4,496,000 | -83.8% | 78,750 | -85.2% | 0.08% | -83.1% |
| SBNY | Sell | SIGNATURE BANK NY | $4,490,000 | -29.6% | 34,650 | -31.6% | 0.08% | -26.4% |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QUAL FUN | $4,460,000 | +17.7% | 330,897 | +16.4% | 0.08% | +22.2% |
| MFT | Sell | BLACKROCK MUNIYIELD INVESTMENT | $4,385,000 | -12.8% | 314,340 | -14.0% | 0.08% | -8.4% |
| DSU | BLACKROCK DEBT STRATEGIES FD D | $4,331,000 | +0.3% | 1,161,068 | 0.0% | 0.08% | +4.2% | |
| SYNA | Sell | SYNAPTICS INC | $4,242,000 | -20.4% | 52,175 | -32.6% | 0.07% | -15.9% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD MEN | $4,256,000 | -1.7% | 365,336 | -3.8% | 0.07% | +2.8% |
| SRCL | Sell | STERICYCLE INC | $4,171,000 | -23.9% | 29,700 | -28.9% | 0.07% | -20.9% |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $4,146,000 | +84.1% | 177,995 | +83.0% | 0.07% | +94.6% |
| MYM | Buy | BLACKROCK MUNIYIELD MI QUALITY | $4,177,000 | +19.6% | 321,024 | +18.2% | 0.07% | +24.1% |
| VMM | DELAWARE INVESTMENTS MN MUNICI | $4,062,000 | +3.6% | 293,300 | 0.0% | 0.07% | +7.7% | |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/N ADR | $4,036,000 | +14.7% | 33,105 | +5.7% | 0.07% | +20.7% |
| VBF | Buy | INVESCO BD FD VBF | $4,022,000 | +1.9% | 215,072 | +0.3% | 0.07% | +6.1% |
| VMO | Buy | INVESCO MUNICIPAL OPPORTUNITY | $4,057,000 | +33.2% | 313,046 | +32.2% | 0.07% | +37.3% |
| CATM | Sell | CARDTRONICS INC | $3,954,000 | -29.9% | 105,150 | -28.1% | 0.07% | -26.6% |
| DSM | Buy | DREYFUS STRATEGIC MUNICIPAL BO | $3,919,000 | +52.1% | 484,393 | +49.7% | 0.07% | +58.1% |
| TRN | Sell | TRINITY INDS INC | $3,867,000 | -20.3% | 108,890 | -37.2% | 0.07% | -17.3% |
| BFK | Sell | BLACKROCK MUNI INC TR BFK | $3,783,000 | -4.1% | 258,017 | -7.3% | 0.07% | +1.5% |
| BBN | Sell | BLACKROCK BUILD AMERICA BOND T | $3,725,000 | -36.8% | 164,336 | -38.2% | 0.06% | -33.7% |
| GIII | Sell | G-III APPAREL GROUP LTD | $3,665,000 | -23.8% | 32,533 | -31.7% | 0.06% | -20.0% |
| AZPN | New | ASPEN TECHNOLOGY INC | $3,607,000 | – | 93,705 | +100.0% | 0.06% | – |
| MYL | New | MYLAN NV | $3,647,000 | – | 61,450 | +100.0% | 0.06% | – |
| BTT | New | BLACKROCK MUNI TARGET TERM TR | $3,550,000 | – | 169,300 | +100.0% | 0.06% | – |
| NBB | Buy | NUVEEN BUILD AMERICAN BOND TER | $3,546,000 | +20.6% | 166,933 | +20.3% | 0.06% | +24.5% |
| NPI | Buy | NUVEEN PREM INCOME MUN FD NPI | $3,424,000 | +907.1% | 244,223 | +894.4% | 0.06% | +883.3% |
| DNKN | Sell | DUNKIN BRANDS GROUP INC | $3,392,000 | -51.9% | 71,325 | -56.8% | 0.06% | -49.6% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY FU | $3,386,000 | -33.5% | 252,285 | -34.7% | 0.06% | -30.6% |
| LGF | Sell | LIONS GATE ENTMNT CORP | $3,359,000 | -21.8% | 99,025 | -26.2% | 0.06% | -18.3% |
| KORS | Sell | MICHAEL KORS HOLDINGS LTD | $3,309,000 | -64.3% | 50,330 | -59.2% | 0.06% | -63.0% |
| HXL | Sell | HEXCEL CORP NEW | $3,293,000 | -9.7% | 64,050 | -27.1% | 0.06% | -6.6% |
| SWFT | Sell | SWIFT TRANSPORTATION CO | $3,267,000 | -36.5% | 125,550 | -30.2% | 0.06% | -32.9% |
| SMG | Sell | SCOTTS MIRACLE GRO CO | $3,308,000 | -20.6% | 49,250 | -26.3% | 0.06% | -17.4% |
| CSII | Sell | CARDIOVASCULAR SYS INC DE | $3,216,000 | -16.2% | 82,375 | -35.4% | 0.06% | -12.5% |
| EEFT | Sell | EURONET WORLDWIDE INC | $3,181,000 | +5.4% | 54,150 | -1.5% | 0.06% | +10.0% |
| WEA | Sell | WESTERN ASSET PREMIER WEA | $3,177,000 | -24.7% | 227,900 | -25.0% | 0.06% | -21.4% |
| WBK | Buy | WESTPAC BANKING CORP-ADR | $3,116,000 | +97.1% | 104,165 | +77.2% | 0.05% | +107.7% |
| EXP | Sell | EAGLE MATERIALS INC | $3,119,000 | -19.3% | 37,325 | -26.6% | 0.05% | -15.6% |
| MYD | Sell | BLACKROCK MUNIYIELD FUND MYD | $2,993,000 | -19.3% | 197,163 | -21.6% | 0.05% | -16.1% |
| MIY | Buy | BLACKROCK MUNIYIELD MI QUALITY | $2,985,000 | +24.3% | 211,559 | +22.2% | 0.05% | +30.0% |
| JMT | Buy | NUVEEN MORTGAGE OPPORTUNITY TE | $2,931,000 | +26.8% | 129,575 | +29.9% | 0.05% | +34.2% |
| QCOM | Sell | QUALCOMM INC | $2,943,000 | -94.4% | 42,445 | -94.0% | 0.05% | -94.1% |
| AME | New | AMETEK INC | $2,899,000 | – | 55,175 | +100.0% | 0.05% | – |
| TRAK | Buy | DEALERTRACK TECHNOLOGIES INC | $2,861,000 | +39.0% | 74,275 | +59.9% | 0.05% | +47.1% |
| RMRM | New | RMR REAL ESTATE INCOME FU RIF | $2,894,000 | – | 137,419 | +100.0% | 0.05% | – |
| CAT | Sell | CATERPILLAR INC | $2,826,000 | -42.1% | 35,315 | -33.7% | 0.05% | -39.5% |
| MAR | Sell | MARRIOTT INTERNATIONAL INC/DEcl a | $2,717,000 | -11.9% | 33,832 | -14.4% | 0.05% | -7.8% |
| ITT | Sell | ITT CORP | $2,668,000 | -31.5% | 66,850 | -30.5% | 0.05% | -29.2% |
| ISIS | Sell | ISIS PHARMACEUTICALS INC | $2,644,000 | -37.6% | 41,525 | -39.5% | 0.05% | -34.3% |
| NMS | Sell | NUVEEN MN MUNI INCOME FD NMS | $2,580,000 | +4.6% | 167,758 | -2.3% | 0.04% | +9.8% |
| NSRGY | Buy | NESTLE SA-SPONS ADR | $2,574,000 | +56.4% | 34,220 | +51.6% | 0.04% | +66.7% |
| DAL | New | DELTA AIR LINES INC | $2,567,000 | – | 57,100 | +100.0% | 0.04% | – |
| ASGN | Sell | ON ASSIGNMENT INC | $2,486,000 | -33.0% | 64,800 | -42.0% | 0.04% | -30.6% |
| HCSG | Sell | HEALTHCARE SERVICES GRP INC | $2,358,000 | -40.3% | 73,375 | -42.5% | 0.04% | -37.9% |
| BWLD | Sell | BUFFALO WILD WINGS INC | $2,392,000 | -54.5% | 13,200 | -54.7% | 0.04% | -52.9% |
| MANH | Sell | MANHATTAN ASSOCIATES INC | $2,356,000 | -25.3% | 46,550 | -39.9% | 0.04% | -21.2% |
| MYF | Sell | BLACKROCK MUNIYIELD INVESTMENT | $2,303,000 | -30.3% | 148,889 | -30.2% | 0.04% | -27.3% |
| IQI | Buy | INVESCO QUALITY MUNICIPAL INCO | $2,323,000 | +56.0% | 184,976 | +55.1% | 0.04% | +60.0% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $2,321,000 | -29.6% | 5,140 | -36.1% | 0.04% | -27.3% |
| FFIV | Sell | F5 NETWORKS INC | $2,241,000 | -34.2% | 19,500 | -25.3% | 0.04% | -31.6% |
| VGM | Buy | INVESCO TRUST FOR INVESTMENT G | $2,237,000 | +104.5% | 166,317 | +102.1% | 0.04% | +116.7% |
| BBVA | Sell | BANCO BILBAO VIZCAYA ARG ADR | $2,174,000 | -5.7% | 216,700 | -11.8% | 0.04% | 0.0% |
| EOG | Sell | EOG RESOURCES INC | $2,214,000 | -31.5% | 24,145 | -31.2% | 0.04% | -29.6% |
| NQI | New | NUVEEN QUAL MUNI FD INC NQI | $2,110,000 | – | 157,598 | +100.0% | 0.04% | – |
| CCE | Sell | COCA-COLA ENTERPRISES INC | $2,161,000 | -6.4% | 48,900 | -6.3% | 0.04% | -2.6% |
| TMH | Sell | TEAM HEALTH HOLDINGS INC | $2,130,000 | -8.2% | 36,400 | -9.8% | 0.04% | -5.1% |
| LEO | Buy | DREYFUS STRATEGIC MUNICIPALS L | $2,040,000 | +87.3% | 243,136 | +82.8% | 0.04% | +94.4% |
| NPF | Sell | NUVEEN PREMIER MUNICIPAL INCOM | $1,994,000 | -29.1% | 143,481 | -28.7% | 0.04% | -25.5% |
| STE | Sell | STERIS CORP | $2,026,000 | -34.8% | 28,825 | -39.9% | 0.04% | -32.7% |
| FINL | Sell | FINISH LINE INC | $1,967,000 | -28.5% | 80,200 | -29.2% | 0.03% | -26.1% |
| TPC | Sell | TUTOR PERINI CORP | $1,974,000 | -42.1% | 84,520 | -40.3% | 0.03% | -40.4% |
| CVLT | Sell | COMMVAULT SYSTEMS INC | $1,932,000 | -40.7% | 44,200 | -29.8% | 0.03% | -38.9% |
| EME | Sell | EMCOR GROUP INC | $1,841,000 | -37.3% | 39,625 | -40.0% | 0.03% | -34.7% |
| ALGN | New | ALIGN TECHNOLOGY INC | $1,829,000 | – | 34,000 | +100.0% | 0.03% | – |
| KNX | Sell | KNIGHT TRANSPORTATION INC | $1,830,000 | -44.2% | 56,750 | -41.8% | 0.03% | -40.7% |
| USB | Sell | US BANCORP | $1,819,000 | -43.7% | 41,655 | -42.1% | 0.03% | -40.7% |
| CLDX | Sell | CELLDEX THERAPEUTICS INC | $1,763,000 | -7.6% | 63,275 | -39.4% | 0.03% | -3.1% |
| RHHBY | Buy | ROCHE HLDG LTD- SPONS ADR | $1,775,000 | +52.6% | 51,625 | +50.9% | 0.03% | +63.2% |
| BEN | Sell | FRANKLIN RESOURCES INC | $1,815,000 | -29.5% | 35,370 | -23.9% | 0.03% | -27.9% |
| ABCO | Sell | ADVISORY BRD CO | $1,785,000 | -35.1% | 33,500 | -40.3% | 0.03% | -32.6% |
| WNR | Sell | WESTERN REFINING INC | $1,753,000 | -21.2% | 35,500 | -39.7% | 0.03% | -18.9% |
| TW | Sell | TOWERS WATSON & CO-CL A | $1,718,000 | +9.2% | 13,000 | -6.5% | 0.03% | +15.4% |
| CLC | Sell | CLARCOR INC | $1,688,000 | -40.6% | 25,550 | -40.1% | 0.03% | -38.3% |
| FMC | Sell | FMC CORP | $1,695,000 | -5.9% | 29,600 | -6.3% | 0.03% | -3.3% |
| WFC | WELLS FARGO & CO | $1,663,000 | -0.8% | 30,575 | 0.0% | 0.03% | +3.6% | |
| JAZZ | Sell | JAZZ PHARMACEUTICALS PLC | $1,659,000 | -1.6% | 9,600 | -6.8% | 0.03% | +3.6% |
| MQY | Sell | BLACKROCK MUNIYIELD QUAL FD IN | $1,688,000 | -16.0% | 109,729 | -16.2% | 0.03% | -12.1% |
| WAB | Sell | WABTEC CORP/DE | $1,670,000 | -38.4% | 17,575 | -43.6% | 0.03% | -35.6% |
| HALO | Buy | HALOZYME THERAPEUTICS INC | $1,689,000 | +213.4% | 118,250 | +111.5% | 0.03% | +222.2% |
| SLH | Sell | SOLERA HOLDINGS INC | $1,595,000 | -40.8% | 30,875 | -41.4% | 0.03% | -37.8% |
| AMCX | Sell | AMC NETWORKS INC | $1,640,000 | +12.3% | 21,400 | -6.6% | 0.03% | +16.7% |
| ING | Buy | ING GROEP N V ADR | $1,570,000 | +730.7% | 107,490 | +636.2% | 0.03% | +800.0% |
| MZF | Buy | MANAGED DURATION INVESTMENT GR | $1,563,000 | +33.9% | 115,059 | +33.2% | 0.03% | +42.1% |
| ICE | Sell | INTERCONTINENTALEXCHANGE INC | $1,563,000 | -1.0% | 6,700 | -6.9% | 0.03% | +3.8% |
| VRTX | Sell | VERTEX PHARMACEUTICALS INC | $1,569,000 | -7.0% | 13,300 | -6.3% | 0.03% | -3.6% |
| SCOR | Sell | COMSCORE INC | $1,533,000 | -3.9% | 29,950 | -12.8% | 0.03% | +3.8% |
| IEX | Sell | IDEX CORP | $1,560,000 | -55.1% | 20,575 | -53.9% | 0.03% | -53.4% |
| EIM | New | EATON VANCE MUNICIPAL BOND FUN | $1,518,000 | – | 117,545 | +100.0% | 0.03% | – |
| CSL | Sell | CARLISLE COS INC | $1,417,000 | -3.7% | 15,300 | -6.1% | 0.02% | +4.2% |
| DST | Sell | DST SYS INC DEL | $1,434,000 | -29.6% | 12,950 | -40.2% | 0.02% | -26.5% |
| IR | Sell | INGERSOLL-RAND COMPANY LTDcl a | $1,450,000 | +0.8% | 21,300 | -6.2% | 0.02% | +4.2% |
| PKI | Sell | PERKINELMER INC | $1,408,000 | -29.7% | 27,525 | -39.9% | 0.02% | -27.3% |
| JWN | Sell | NORDSTROM INC | $1,373,000 | -5.5% | 17,100 | -6.6% | 0.02% | 0.0% |
| PBYI | Sell | PUMA BIOTECHNOLOGY INC | $1,387,000 | -31.3% | 5,875 | -45.0% | 0.02% | -29.4% |
| DMO | Sell | WESTERN ASSET MORTGAGE DEFINED | $1,364,000 | -55.2% | 56,776 | -55.5% | 0.02% | -52.9% |
| VCV | Sell | INVESCO CA VALUE MUNICIPAL INC | $1,324,000 | -22.2% | 98,992 | -25.2% | 0.02% | -17.9% |
| SF | Sell | STIFEL FINANCIAL CORP | $1,326,000 | -34.4% | 23,787 | -39.9% | 0.02% | -32.4% |
| CR | Sell | CRANE CO | $1,301,000 | -37.7% | 20,850 | -41.4% | 0.02% | -34.3% |
| TKMR | Sell | TEKMIRA PHARMACEUTICALS C | $1,243,000 | -13.7% | 71,200 | -25.1% | 0.02% | -8.3% |
| CPLA | Sell | CAPELLA EDUCATION CO | $1,270,000 | -55.4% | 19,575 | -47.1% | 0.02% | -53.2% |
| KO | COCA-COLA CO/THE | $1,265,000 | -3.9% | 31,200 | 0.0% | 0.02% | 0.0% | |
| CRZO | Sell | CARRIZO OIL & GAS INC | $1,192,000 | -28.5% | 24,000 | -40.1% | 0.02% | -25.0% |
| PHT | New | PIONEER HIGH INCOME TR PHT | $1,194,000 | – | 92,769 | +100.0% | 0.02% | – |
| CASY | Sell | CASEYS GENERAL STORES INC | $1,214,000 | -40.2% | 13,475 | -40.0% | 0.02% | -38.2% |
| TNDM | New | TANDEM DIABETES CARE INC | $1,230,000 | – | 97,450 | +100.0% | 0.02% | – |
| AIRM | New | AIR METHODS CORP | $1,235,000 | – | 26,500 | +100.0% | 0.02% | – |
| INVN | Sell | INVENSENSE INC | $1,219,000 | -44.1% | 80,175 | -40.2% | 0.02% | -41.7% |
| ROLL | Sell | RBC BEARINGS INC | $1,129,000 | -28.7% | 14,754 | -39.9% | 0.02% | -23.1% |
| SKX | Sell | SKECHERS U S A INC | $1,147,000 | -22.1% | 15,950 | -40.2% | 0.02% | -16.7% |
| ADSK | New | AUTODESK INC | $1,170,000 | – | 19,950 | +100.0% | 0.02% | – |
| AMN | New | AMN HEALTHCARE SERVICES I | $1,179,000 | – | 51,125 | +100.0% | 0.02% | – |
| XOM | Sell | EXXON MOBIL CORP | $1,075,000 | -20.3% | 12,650 | -13.2% | 0.02% | -13.6% |
| CPN | Sell | CALPINE CORP | $1,102,000 | -3.3% | 48,200 | -6.4% | 0.02% | 0.0% |
| BCRX | Buy | BIOCRYST PHARMACEUTICALS | $1,090,000 | -14.2% | 120,675 | +15.5% | 0.02% | -9.5% |
| CF | Sell | CF INDUSTRIES HOLDINGS INC | $1,071,000 | -38.3% | 3,775 | -40.8% | 0.02% | -34.5% |
| 3616PS | Buy | GDF SUEZ-SPON ADR | $1,086,000 | +112.9% | 54,825 | +150.7% | 0.02% | +137.5% |
| ITC | Sell | ITC HOLDINGS CORP | $1,076,000 | -45.3% | 28,750 | -40.9% | 0.02% | -42.4% |
| GBX | Sell | GREENBRIER COS INC | $1,034,000 | -18.0% | 17,820 | -24.1% | 0.02% | -14.3% |
| AMBA | Sell | AMBARELLA INC | $1,060,000 | +13.9% | 14,000 | -23.7% | 0.02% | +20.0% |
| SIEGY | Buy | SIEMENS A G - ADR | $1,012,000 | +144.4% | 9,350 | +153.0% | 0.02% | +157.1% |
| PRLB | Sell | PROTO LABS INC | $1,008,000 | -46.0% | 14,400 | -48.2% | 0.02% | -45.2% |
| NAD | Buy | NUVEEN DIVIDEND ADVANTAGE MUNI | $959,000 | +570.6% | 67,000 | +570.0% | 0.02% | +750.0% |
| ACP | Sell | AVENUE INCOME CRED STRAT FD AC | $1,009,000 | 0.0% | 66,673 | -0.1% | 0.02% | 0.0% |
| BDSI | Buy | BIODELIVERY SCIENCES INTL | $974,000 | -6.9% | 92,778 | +6.6% | 0.02% | 0.0% |
| VKQ | New | INVESCO MUNICIPAL TRUST VKQ | $1,002,000 | – | 78,294 | +100.0% | 0.02% | – |
| CCS | CENTURY CMNTYS INC | $904,000 | +11.9% | 46,750 | 0.0% | 0.02% | +23.1% | |
| J | Sell | JACOBS ENGINEERING GROUP INC | $944,000 | -29.1% | 20,900 | -29.9% | 0.02% | -27.3% |
| KTWO | New | K2M GROUP HLDGS INC | $905,000 | – | 41,050 | +100.0% | 0.02% | – |
| TECH | Sell | BIO-TECHNE CORP | $880,000 | -35.1% | 8,775 | -40.2% | 0.02% | -34.8% |
| PH | New | PARKER HANNIFIN CORP | $855,000 | – | 7,200 | +100.0% | 0.02% | – |
| FPF | FIRST TR INTER DUR PFD & FPF | $842,000 | -1.2% | 37,500 | 0.0% | 0.02% | +7.1% | |
| SLXP | New | SALIX PHARMACEUTICALS IN | $881,000 | – | 5,100 | +100.0% | 0.02% | – |
| BCS | Buy | BARCLAYS PLC-SPONS ADR | $885,000 | +118.5% | 60,770 | +125.1% | 0.02% | +114.3% |
| BK | New | BANK OF NEW YORK MELLON CORP | $884,000 | – | 21,970 | +100.0% | 0.02% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWARE | $849,000 | – | 33,350 | +100.0% | 0.02% | – |
| ARG | New | AIRGAS INC | $838,000 | – | 7,900 | +100.0% | 0.02% | – |
| JPI | NUVEEN PFD & INCOME TERM FD JP | $832,000 | +4.4% | 35,500 | 0.0% | 0.01% | +7.7% | |
| MPA | Sell | BLACKROCK MUNIYIELD PA QUALITY | $781,000 | -0.4% | 53,800 | -1.6% | 0.01% | +7.7% |
| INF | New | BROOKFIELD GLBL LISTED INC FD | $807,000 | – | 39,555 | +100.0% | 0.01% | – |
| NQP | NUVEEN PA INVESTMENT QUALITY M | $734,000 | +1.2% | 52,779 | 0.0% | 0.01% | +8.3% | |
| DV | Sell | DEVRY INC | $776,000 | -57.9% | 23,250 | -40.2% | 0.01% | -58.1% |
| GE | GENERAL ELECTRIC CO | $724,000 | -1.9% | 29,200 | 0.0% | 0.01% | +8.3% | |
| GWW | Sell | GRAINGER W W INC | $778,000 | -12.8% | 3,300 | -5.7% | 0.01% | -13.3% |
| IBDRY | Buy | IBERDROLA SA-ADR | $753,000 | +294.2% | 29,200 | +311.3% | 0.01% | +333.3% |
| RXN | Sell | REXNORD CORP NEW | $741,000 | -43.3% | 27,775 | -40.1% | 0.01% | -40.9% |
| EQT | EQT CORP | $779,000 | +9.4% | 9,400 | 0.0% | 0.01% | +8.3% | |
| ATHN | Sell | ATHENAHEALTH INC | $734,000 | -50.8% | 6,150 | -40.0% | 0.01% | -48.0% |
| INDA | Buy | ISHARES MSCI INDIA ETF | $758,000 | +9.1% | 23,700 | +2.2% | 0.01% | +8.3% |
| MET | METLIFE INC | $773,000 | -6.6% | 15,300 | 0.0% | 0.01% | -7.1% | |
| AMSG | New | AMSURG CORP | $677,000 | – | 11,000 | +100.0% | 0.01% | – |
| AZSEY | New | ALLIANZ SE - ADR | $707,000 | – | 40,625 | +100.0% | 0.01% | – |
| GLOG | Sell | GASLOG LTD | $717,000 | -62.3% | 36,925 | -60.5% | 0.01% | -62.5% |
| C | CITIGROUP INC | $700,000 | -4.8% | 13,592 | 0.0% | 0.01% | 0.0% | |
| BHP | New | BHP BILLITON ADR | $685,000 | – | 14,750 | +100.0% | 0.01% | – |
| SGL | New | STRATEGIC GLOBAL INCOME F SGL | $627,000 | – | 74,408 | +100.0% | 0.01% | – |
| BPS | New | BLACKROCK PA STRAT MUNI TR BP | $612,000 | – | 46,362 | +100.0% | 0.01% | – |
| NIO | Buy | NUVEEN MUNICIPAL OPPORTUNITY F | $662,000 | +15.3% | 45,100 | +15.3% | 0.01% | +10.0% |
| JHP | NUVEEN QUALITY PREFERRED INCOM | $595,000 | +4.0% | 68,702 | 0.0% | 0.01% | +11.1% | |
| LFC | Buy | CHINA LIFE INS CO LTD ADR | $557,000 | +15.1% | 8,425 | +2.1% | 0.01% | +25.0% |
| GIS | GENERAL MILLS INC | $577,000 | +6.1% | 10,200 | 0.0% | 0.01% | +11.1% | |
| BABA | Buy | ALIBABA GROUP HOLDING LTD ADR | $581,000 | +43.5% | 6,975 | +78.8% | 0.01% | +42.9% |
| MYN | BLACKROCK MUNIYIELD NY QUALITY | $573,000 | +2.9% | 42,800 | 0.0% | 0.01% | +11.1% | |
| SBGSY | New | SCHNEIDER ELECTRIC SE-UNSP ADR | $604,000 | – | 39,015 | +100.0% | 0.01% | – |
| EDD | MORGAN STANLEY EM MKTS FD EDD | $592,000 | -12.3% | 63,900 | 0.0% | 0.01% | -9.1% | |
| TRV | TRAVELERS COS INC/THE | $551,000 | +2.0% | 5,100 | 0.0% | 0.01% | +11.1% | |
| NPT | Sell | NUVEEN PREM INCOME MUNI NPT | $597,000 | -30.9% | 44,565 | -31.6% | 0.01% | -28.6% |
| FCO | New | ABERDEEN GLBL INC FD FCO | $598,000 | – | 64,300 | +100.0% | 0.01% | – |
| GEVA | Sell | SYNAGEVA BIOPHARMA CORP | $568,000 | -37.0% | 5,825 | -40.1% | 0.01% | -33.3% |
| EMR | Sell | EMERSON ELECTRIC CO | $568,000 | -97.9% | 10,040 | -97.7% | 0.01% | -97.7% |
| ECF | New | ELLSWORTH GROWTH & INCOME ECF | $501,000 | – | 57,200 | +100.0% | 0.01% | – |
| BSD | Sell | BLACKROCK STRATEGIC MUNI TR B | $513,000 | -54.9% | 37,070 | -54.1% | 0.01% | -52.6% |
| QRVO | New | QORVO INC | $522,000 | – | 6,550 | +100.0% | 0.01% | – |
| COP | CONOCOPHILLIPS | $502,000 | -9.9% | 8,062 | 0.0% | 0.01% | 0.0% | |
| IBN | Buy | ICICI BANK LTD ADR | $526,000 | +2.3% | 50,750 | +14.0% | 0.01% | 0.0% |
| GRFS | GRIFOLS S A ADR | $541,000 | -3.6% | 16,500 | 0.0% | 0.01% | 0.0% | |
| LBF | New | DEUTSCHE GLOBAL HIGH INCO LBF | $534,000 | – | 63,686 | +100.0% | 0.01% | – |
| MOS | Sell | MOSAIC CO/THE | $472,000 | -24.2% | 10,250 | -24.9% | 0.01% | -20.0% |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FUND MH | $438,000 | -88.9% | 25,143 | -89.1% | 0.01% | -87.7% |
| CLVS | Sell | CLOVIS ONCOLOGY INC | $440,000 | -20.0% | 5,925 | -39.7% | 0.01% | -11.1% |
| ASML | Buy | ASML HOLDING NV | $465,000 | +15.7% | 4,600 | +23.5% | 0.01% | +14.3% |
| BYM | New | BLACKROCK MUNI INC QUAL TR BY | $467,000 | – | 32,509 | +100.0% | 0.01% | – |
| MVF | Sell | BLACKROCK MUNIVEST FUND MVF | $389,000 | -87.9% | 38,289 | -88.2% | 0.01% | -86.8% |
| CS | Sell | CREDIT SUISSE GROUP AG ADR | $426,000 | -4.3% | 15,836 | -10.7% | 0.01% | 0.0% |
| THRM | New | GENTHERM INC | $381,000 | – | 7,550 | +100.0% | 0.01% | – |
| SGMO | Sell | SANGAMO BIOSCIENCES INC | $419,000 | -38.1% | 26,725 | -40.0% | 0.01% | -36.4% |
| TTM | Buy | TATA MOTORS LTD-SPON ADR | $390,000 | +18.2% | 8,650 | +10.9% | 0.01% | +40.0% |
| SBW | WESTERN ASSET WORLDWIDE INC FD | $432,000 | -0.5% | 38,068 | 0.0% | 0.01% | 0.0% | |
| EIA | Sell | EATON VANCE CA MUNICIPAL BOND | $343,000 | -37.6% | 26,547 | -39.2% | 0.01% | -33.3% |
| MNP | WESTERN ASSET MUNICIPAL PARTNE | $344,000 | +5.2% | 22,077 | 0.0% | 0.01% | +20.0% | |
| TCBI | Sell | TEXAS CAPITAL BANCSHARES INC | $326,000 | -83.4% | 6,700 | -81.5% | 0.01% | -81.8% |
| IBM | Sell | INTL BUSINESS MACHINES CORP | $357,000 | -52.4% | 2,225 | -52.4% | 0.01% | -50.0% |
| RDSA | ROYAL DUTCH SHELL PLC-ADR | $364,000 | -10.8% | 6,100 | 0.0% | 0.01% | -14.3% | |
| JPC | NUVEEN PREFERRED INCOME OPPORT | $341,000 | -0.3% | 35,765 | 0.0% | 0.01% | 0.0% | |
| CHL | CHINA MOBILE LIMITED - ADR | $319,000 | +10.8% | 4,900 | 0.0% | 0.01% | +20.0% | |
| BRCM | BROADCOM CORPcl a | $316,000 | 0.0% | 7,300 | 0.0% | 0.01% | 0.0% | |
| ERJ | EMBRAER SA ADR | $315,000 | -16.7% | 10,250 | 0.0% | 0.01% | -16.7% | |
| ABEV | AMBEV SA-ADR | $309,000 | -7.5% | 53,700 | 0.0% | 0.01% | -16.7% | |
| MCD | MCDONALDS CORP | $263,000 | +4.0% | 2,700 | 0.0% | 0.01% | +25.0% | |
| FFC | FLAHERTY & CRUMRINE PFD SECURI | $305,000 | +6.6% | 15,000 | 0.0% | 0.01% | 0.0% | |
| PRE | PARTNERRE LTD | $297,000 | 0.0% | 2,600 | 0.0% | 0.01% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL PLC ADR | $295,000 | -9.8% | 4,700 | 0.0% | 0.01% | 0.0% | |
| JD | JD.COM INC | $206,000 | +27.2% | 7,000 | 0.0% | 0.00% | +33.3% | |
| TAL | New | TAL ED GROUP ADR | $214,000 | – | 6,450 | +100.0% | 0.00% | – |
| BNPQY | BNP PARIBAS - ADR | $249,000 | +3.3% | 8,210 | 0.0% | 0.00% | 0.0% | |
| BITA | New | BITAUTO HLDGS LTD-ADR | $244,000 | – | 4,800 | +100.0% | 0.00% | – |
| MJI | New | BLACKROCK MUNIYLD NJ INSD MJI | $222,000 | – | 15,229 | +100.0% | 0.00% | – |
| NUM | NUVEEN MI QUALITY INCOME MUNIC | $222,000 | +1.8% | 15,963 | 0.0% | 0.00% | 0.0% | |
| CEO | Sell | CNOOC LTD ADR | $245,000 | -11.9% | 1,725 | -15.9% | 0.00% | -20.0% |
| NZF | Sell | NUVEEN DIVIDEND ADVANTAGE MUNI | $222,000 | -57.1% | 15,663 | -58.4% | 0.00% | -55.6% |
| AGC | New | ADVENT CLAY CONV SEC INC AGC | $235,000 | – | 35,000 | +100.0% | 0.00% | – |
| FLC | FLAHERTY & CRUMRINE TOTAL RETU | $203,000 | +2.5% | 10,000 | 0.0% | 0.00% | +33.3% | |
| CSX | Sell | CSX CORP | $145,000 | -42.0% | 4,375 | -36.6% | 0.00% | -25.0% |
| SSL | SASOL LTD - ADR | $146,000 | -10.4% | 4,300 | 0.0% | 0.00% | 0.0% | |
| NICE | NICE SYSTEMS LTD ADR | $171,000 | +20.4% | 2,800 | 0.0% | 0.00% | +50.0% | |
| MON | New | MONSANTO CO | $169,000 | – | 1,500 | +100.0% | 0.00% | – |
| EHI | New | WESTERN ASSET GLOBAL HIGH INCO | $177,000 | – | 15,922 | +100.0% | 0.00% | – |
| DNIF | New | DIVIDEND & INCOME FD INC DNI | $199,000 | – | 13,205 | +100.0% | 0.00% | – |
| CL | COLGATE-PALMOLIVE CO | $146,000 | +0.7% | 2,100 | 0.0% | 0.00% | +50.0% | |
| MHN | BLACKROCK MUNIHOLDINGS NY QUAL | $190,000 | +0.5% | 13,500 | 0.0% | 0.00% | 0.0% | |
| BCV | New | BANCROFT FUND LTD BCV | $173,000 | – | 8,257 | +100.0% | 0.00% | – |
| AB | ALLIANCEBERNSTEIN HOLDING LP | $154,000 | +19.4% | 5,000 | 0.0% | 0.00% | +50.0% | |
| SBI | WESTERN ASSET INTERMEDIATE MUN | $100,000 | +2.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| AFL | New | AFLAC INC | $138,000 | – | 2,150 | +100.0% | 0.00% | – |
| BLE | New | BLACKROCK MUNICIPAL INCOME TRU | $102,000 | – | 6,711 | +100.0% | 0.00% | – |
| PTR | PETROCHINA CO LTD ADR | $133,000 | 0.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| NPP | New | NUVEEN PERFORMANCE PLUS MUNICI | $101,000 | – | 6,800 | +100.0% | 0.00% | – |
| BSAC | BANCO SANTANDER CHILE ADR | $129,000 | +10.3% | 5,950 | 0.0% | 0.00% | 0.0% | |
| AYN | New | ALLIANCE NY MUNICIPAL INCOME A | $142,000 | – | 10,200 | +100.0% | 0.00% | – |
| EL | LAUDER ESTEE COS INC | $133,000 | +9.0% | 1,600 | 0.0% | 0.00% | 0.0% | |
| CBD | COMP BRASIL-PAO DE ACUCA ADR | $128,000 | -19.0% | 4,300 | 0.0% | 0.00% | -33.3% | |
| SCCO | SOUTHERN COPPER CORP | $99,000 | +3.1% | 3,400 | 0.0% | 0.00% | 0.0% | |
| NQM | NUVEEN INVESTMENT QUALITY MUNI | $30,000 | 0.0% | 1,945 | 0.0% | 0.00% | – | |
| VIV | TELEF BRASIL ADR | $63,000 | -13.7% | 4,150 | 0.0% | 0.00% | 0.0% | |
| VALE | VALE SA ADR | $38,000 | -32.1% | 6,800 | 0.0% | 0.00% | 0.0% | |
| NVG | NUVEEN DIVIDEND ADVANTAGE MUNI | $79,000 | +2.6% | 5,426 | 0.0% | 0.00% | 0.0% | |
| PKX | POSCO ADR | $60,000 | -14.3% | 1,100 | 0.0% | 0.00% | 0.0% | |
| PMO | PUTNAM MUNICIPAL OPPORTUNITIES | $80,000 | +2.6% | 6,529 | 0.0% | 0.00% | 0.0% | |
| RCI | ROGERS COMMUNICATIONS INC | $60,000 | -14.3% | 1,800 | 0.0% | 0.00% | 0.0% | |
| TSM | Sell | TAIWAN SEMICONDUCTOR ADR | $77,000 | -35.3% | 3,300 | -37.7% | 0.00% | -50.0% |
| TV | GRUPO TELEVISA SA DE CV ADR | $86,000 | -3.4% | 2,600 | 0.0% | 0.00% | 0.0% | |
| VTN | Sell | INVESCO TRUST FOR INVESTMENT G | $47,000 | -64.1% | 3,400 | -64.6% | 0.00% | -50.0% |
| MUSA | MURPHY USA INC | $85,000 | +4.9% | 1,175 | 0.0% | 0.00% | 0.0% | |
| DBL | Sell | DOUBLELINE OPP CRED FD DBL | $27,000 | -86.9% | 1,100 | -86.9% | 0.00% | -100.0% |
| EVJ | Exit | EATON VANCE NJ MUNICIPAL INCOM | $0 | – | -7,900 | -100.0% | -0.00% | – |
| Exit | AFLAC INC | $0 | – | -2,150 | -100.0% | -0.00% | – | |
| JPS | Exit | NUVEEN QUALITY PREFERRED INCOM | $0 | – | -12,924 | -100.0% | -0.00% | – |
| VLO | Exit | VALERO ENERGY CORP | $0 | – | -2,650 | -100.0% | -0.00% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -2,850 | -100.0% | -0.00% | – |
| Exit | BP PLC ADRdepository recei | $0 | – | -3,300 | -100.0% | -0.00% | – | |
| BFY | Exit | BLACKROCK NY MUNI INC TR II BF | $0 | – | -10,150 | -100.0% | -0.00% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -3,575 | -100.0% | -0.00% | – |
| TDC | Exit | TERADATA CORP | $0 | – | -5,600 | -100.0% | -0.00% | – |
| EDU | Exit | NEW ORIENTAL ED & TECH GR ADRdepository recei | $0 | – | -11,300 | -100.0% | -0.00% | – |
| SGSOY | Exit | SGS SA-UNSPONS ADRdepository recei | $0 | – | -11,385 | -100.0% | -0.00% | – |
| JTP | Exit | NUVEEN QUALITY PREFERRED INCOM | $0 | – | -31,251 | -100.0% | -0.00% | – |
| DE | Exit | DEERE & CO | $0 | – | -3,500 | -100.0% | -0.01% | – |
| NXJ | Exit | NUVEEN NJ DIVIDEND ADVANTAGE M | $0 | – | -23,131 | -100.0% | -0.01% | – |
| MVT | Exit | BLACKROCK MUNIVEST MVT | $0 | – | -19,157 | -100.0% | -0.01% | – |
| Exit | ALLIANZ SE - ADRdepository recei | $0 | – | -16,885 | -100.0% | -0.01% | – | |
| Exit | BITAUTO HLDGS LTD-ADR | $0 | – | -4,800 | -100.0% | -0.01% | – | |
| Exit | AUTODESK INC | $0 | – | -6,850 | -100.0% | -0.01% | – | |
| Exit | ABERDEEN GLBL INC FD FCO | $0 | – | -62,978 | -100.0% | -0.01% | – | |
| DIS | Exit | DISNEY WALT CO | $0 | – | -8,100 | -100.0% | -0.01% | – |
| OXLC | Exit | OXFORD LANE CAPITAL CORP OXLC | $0 | – | -58,100 | -100.0% | -0.01% | – |
| Exit | BHP BILLITON ADRdepository recei | $0 | – | -18,400 | -100.0% | -0.01% | – | |
| Exit | BANK OF NEW YORK MELLON CORP | $0 | – | -21,970 | -100.0% | -0.02% | – | |
| IDXX | Exit | IDEXX LABORATORIES INC | $0 | – | -6,000 | -100.0% | -0.02% | – |
| Exit | AIRGAS INC | $0 | – | -8,400 | -100.0% | -0.02% | – | |
| RFI | Exit | COHEN & STEERS TOTAL RT REALTY | $0 | – | -80,997 | -100.0% | -0.02% | – |
| Exit | BLACKROCK MUNI INC QUAL TR BY | $0 | – | -75,009 | -100.0% | -0.02% | – | |
| CLB | Exit | CORE LABORATORIES NV | $0 | – | -10,250 | -100.0% | -0.02% | – |
| FLS | Exit | FLOWSERVE CORP | $0 | – | -23,300 | -100.0% | -0.02% | – |
| Exit | AMN HEALTHCARE SERVICES I | $0 | – | -85,225 | -100.0% | -0.03% | – | |
| DDD | Exit | 3D SYSTEMS CORP | $0 | – | -58,050 | -100.0% | -0.03% | – |
| MSM | Exit | MSC INDL DIRECT INCcl a | $0 | – | -26,525 | -100.0% | -0.04% | – |
| HSBC | Exit | HSBC HOLDINGS PLC ADRdepository recei | $0 | – | -52,380 | -100.0% | -0.04% | – |
| Exit | AIR METHODS CORP | $0 | – | -62,050 | -100.0% | -0.04% | – | |
| Exit | ALIGN TECHNOLOGY INC | $0 | – | -49,000 | -100.0% | -0.04% | – | |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OVER | $0 | – | -184,275 | -100.0% | -0.06% | – |
| SYNT | Exit | SYNTEL INC | $0 | – | -96,450 | -100.0% | -0.07% | – |
| Exit | ASPEN TECHNOLOGY INC | $0 | – | -127,505 | -100.0% | -0.07% | – | |
| IGI | Exit | WESTERN ASSET INV GRA DEF OPP | $0 | – | -215,364 | -100.0% | -0.08% | – |
| Exit | AMETEK INC | $0 | – | -89,475 | -100.0% | -0.08% | – | |
| MYL | Exit | MYLAN INC | $0 | – | -88,150 | -100.0% | -0.08% | – |
| Exit | ALASKA AIR GROUP INC | $0 | – | -86,450 | -100.0% | -0.09% | – | |
| HHY | Exit | BROOKFIELD HIGH INCOME FD HHY | $0 | – | -601,168 | -100.0% | -0.09% | – |
| EMC | Exit | EMC CORP MASS | $0 | – | -187,480 | -100.0% | -0.09% | – |
| Exit | AFFILIATED MANAGERS GROUP INC | $0 | – | -32,925 | -100.0% | -0.12% | – | |
| ARCC | Exit | ARES CAPITAL CORP | $0 | – | -498,933 | -100.0% | -0.13% | – |
| Exit | AGRIUM INC | $0 | – | -129,575 | -100.0% | -0.20% | – | |
| GLO | Exit | CLOUGH GLOBAL OPP FD GLO | $0 | – | -1,002,443 | -100.0% | -0.21% | – |
| Exit | ALLERGAN INC | $0 | – | -66,425 | -100.0% | -0.23% | – | |
| Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -76,480 | -100.0% | -0.24% | – | |
| Exit | ALEXANDRIA REAL ESTATE EQ | $0 | – | -160,475 | -100.0% | -0.24% | – | |
| HAL | Exit | HALLIBURTON CO | $0 | – | -441,825 | -100.0% | -0.29% | – |
| Exit | AVALONBAY CMNTYS INC | $0 | – | -111,506 | -100.0% | -0.30% | – | |
| Exit | BLACKROCK CREDIT ALLOCATION IN | $0 | – | -1,656,851 | -100.0% | -0.36% | – | |
| XL | Exit | XL GROUP PLC | $0 | – | -769,500 | -100.0% | -0.44% | – |
| Exit | AUTOMATIC DATA PROCESSING INC | $0 | – | -343,805 | -100.0% | -0.48% | – | |
| Exit | BLOCK H & R INC | $0 | – | -1,096,142 | -100.0% | -0.61% | – | |
| Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -719,925 | -100.0% | -0.62% | – | |
| Exit | ABBOTT LABORATORIES | $0 | – | -861,265 | -100.0% | -0.64% | – | |
| F113PS | Exit | COVIDIEN PLC | $0 | – | -431,910 | -100.0% | -0.73% | – |
| Exit | APPLIED MATERIALS INC | $0 | – | -2,103,460 | -100.0% | -0.87% | – | |
| Exit | BECTON DICKINSON AND CO | $0 | – | -474,400 | -100.0% | -1.10% | – | |
| MDT | Exit | MEDTRONIC INC | $0 | – | -1,375,555 | -100.0% | -1.65% | – |
| Exit | APPLE INC | $0 | – | -963,247 | -100.0% | -1.76% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-04-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| EATON VANCE LIMITED DURATION I | 42 | Q3 2023 | 3.0% |
| EATON VANCE SHORT DUR DIVERSIF | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.7% |
| PEPSICO INC | 42 | Q3 2023 | 1.8% |
| PUTNAM MASTER INTERMEDIATE INC | 42 | Q3 2023 | 1.7% |
| HOME DEPOT INC/THE | 42 | Q3 2023 | 2.0% |
| MFS INTERMEDIATE INCOME TRUST | 42 | Q3 2023 | 1.8% |
| PUTNAM PREMIER INCOME TRUST PP | 42 | Q3 2023 | 1.9% |
View SIT INVESTMENT ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JOHN HANCOCK INCOME SECURITIES TRUST | August 17, 2023 | 2,336,414 | 20.1% |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | August 09, 2023 | 848,884 | 4.9% |
| FIRST TRUST MORTGAGE INCOME FUND | August 09, 2023 | 2,072,056 | 49.2% |
| MFS GOVERNMENT MARKETS INCOME TRUST | August 09, 2023 | 5,559,084 | 17.0% |
| abrdn Income Credit Strategies Fund | May 05, 2023 | 2,494,630 | 4.8% |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | April 20, 2023 | 995,074 | 4.3% |
| CORNERSTONE TOTAL RETURN FUND INC | March 24, 2023 | 4,715,872 | 4.6% |
| PIMCO STRATEGIC INCOME FUND, INC | March 06, 2023 | 2,194,147 | 4.8% |
| RiverNorth Capital & Income Fund, Inc. | March 06, 2023 | 725,951 | 19.6% |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 06, 2023 | 2,636,412 | 4.3% |
View SIT INVESTMENT ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-05-07 |
| SC 13D/A | 2024-05-07 |
| SC 13G/A | 2024-05-02 |
| SC 13D/A | 2024-04-09 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G | 2024-04-05 |
| SC 13G/A | 2024-04-04 |
View SIT INVESTMENT ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.