Cowen Prime Advisors LLC - Q4 2022 holdings

$243 Thousand is the total value of Cowen Prime Advisors LLC's 192 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 16.6% .

 Value Shares↓ Weighting
PDFS BuyPDF SOLUTIONS INC COMstock$40,824
-99.9%
1,431,404
+1.4%
16.80%
-15.5%
THRY BuyTHRYV HLDGS INC COM NEWstock$16,662
-99.9%
876,930
+28.4%
6.86%
-23.4%
INSE BuyINSPIRED ENTMT INC COMstock$12,642
-99.8%
997,800
+24.1%
5.20%
+27.6%
ASPN BuyASPEN AEROGELS INC COMstock$12,402
-99.8%
1,051,925
+43.8%
5.10%
+31.8%
ITI BuyITERIS INC NEW COMstock$10,804
-99.9%
3,473,900
+5.9%
4.45%
-20.6%
HLIT BuyHARMONIC INC COMstock$10,692
-99.8%
816,181
+123.2%
4.40%
+60.3%
DMRC BuyDIGIMARC CORP NEW COMstock$7,778
-99.6%
420,642
+211.0%
3.20%
+204.0%
PTC BuyPTC INC COMstock$7,416
-99.5%
61,777
+320.3%
3.05%
+245.6%
FRG SellFRANCHISE GROUP INC COMstock$7,188
-99.9%
301,770
-21.7%
2.96%
-45.0%
REPH BuySOCIETAL CDMO INC COMstock$6,425
-99.9%
4,312,400
+34.4%
2.64%
-12.0%
GENI BuyGENIUS SPORTS LIMITED SHARES CL Astock$6,065
-99.9%
1,698,850
+3.5%
2.50%
-27.8%
MTSI BuyMACOM TECH SOLUTIONS HLDGS I COMstock$5,513
-99.7%
87,528
+116.6%
2.27%
+88.8%
SHCR BuySHARECARE INC COM CL Astock$5,030
-99.9%
3,144,000
+14.2%
2.07%
-31.1%
JNJ BuyJOHNSON & JOHNSON COMstock$4,409
-99.8%
24,960
+41.3%
1.82%
+9.5%
BRKB  BERKSHIRE HATHAWAY INC DEL CL B NEWstock$4,135
-99.9%
13,3850.0%1.70%
-17.1%
DDD Buy3-D SYS CORP DEL COM NEWstock$3,976
-99.7%
537,316
+272.9%
1.64%
+147.5%
AZN  ASTRAZENECA PLC SPONSORED ADRstock$3,527
-99.9%
52,0200.0%1.45%
-11.4%
SBUX BuySTARBUCKS CORP COMstock$3,449
-99.9%
34,770
+7.1%
1.42%
-9.7%
PFE  PFIZER INC COMstock$3,375
-99.9%
65,8600.0%1.39%
-16.1%
ADI BuyANALOG DEVICES INC COMstock$3,015
-99.8%
18,382
+98.7%
1.24%
+67.7%
TXN BuyTEXAS INSTRS INC COMstock$2,762
-99.4%
16,716
+455.0%
1.14%
+324.3%
SCOR SellCOMSCORE INC COMstock$2,642
-99.9%
2,277,600
-25.6%
1.09%
-62.5%
SellAPOLLO GLOBAL MGMT INC COMstock$2,610
-99.9%
40,920
-1.5%
1.07%
-3.2%
TACT BuyTRANSACT TECHNOLOGIES INC COMstock$2,595
-99.5%
410,675
+170.8%
1.07%
+235.8%
NVEC BuyNVE CORP COM NEWstock$2,539
-99.7%
39,213
+109.9%
1.04%
+109.0%
KKR  KKR & CO INC COMstock$2,328
-99.9%
50,1500.0%0.96%
-22.7%
KMI BuyKINDER MORGAN INC DEL COMstock$2,224
-99.8%
123,010
+42.9%
0.92%
+11.2%
CCI BuyCROWN CASTLE INC COMstock$2,143
-99.9%
15,800
+33.1%
0.88%
-10.5%
KRNT BuyKORNIT DIGITAL LTD SHSstock$2,043
-99.8%
88,950
+76.0%
0.84%
+8.8%
CEVA BuyCEVA INC COMstock$1,883
-99.7%
73,604
+193.8%
0.78%
+105.6%
EPD BuyENTERPRISE PRODS PARTNERS L COMstock$1,871
-99.9%
77,580
+1.3%
0.77%
-26.4%
MMP  MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock$1,747
-99.9%
34,8000.0%0.72%
-24.3%
IBM BuyINTERNATIONAL BUSINESS MACHS COMstock$1,672
-99.7%
11,870
+121.0%
0.69%
+88.0%
MSFT  MICROSOFT CORP COMstock$1,643
-99.9%
6,8500.0%0.68%
-26.2%
QUOT BuyQUOTIENT TECHNOLOGY INC COMstock$1,563
-99.8%
455,637
+2.0%
0.64%
+8.4%
IFF  INTERNATIONAL FLAVORS&FRAGRA COMstock$1,442
-99.9%
13,7500.0%0.59%
-17.3%
APYX BuyAPYX MEDICAL CORPORATION COMstock$1,419
-99.9%
606,282
+126.4%
0.58%
-15.4%
DD BuyDUPONT DE NEMOURS INC COMstock$1,286
-99.9%
18,745
+5.0%
0.53%
+2.3%
DOW BuyDOW INC COMstock$1,277
-99.9%
25,352
+4.7%
0.53%
-13.9%
 INFINERA CORP NOTE 2.125 9/0stock$1,253
-99.9%
1,280,0000.0%0.52%
-23.2%
BRT NewBRT APARTMENTS CORP COMstock$1,24463,344
+100.0%
0.51%
EXC  EXELON CORP COMstock$1,176
-99.9%
27,2000.0%0.48%
-17.3%
AUGX NewAUGMEDIX INC COMstock$1,158742,100
+100.0%
0.48%
MET BuyMETLIFE INC COMstock$1,140
-99.6%
15,750
+238.7%
0.47%
+187.7%
LNTH BuyLANTHEUS HLDGS INC COMstock$1,132
-99.8%
22,207
+236.5%
0.47%
+74.5%
RBBN BuyRIBBON COMMUNICATIONS INC COMstock$1,098
-99.6%
393,403
+218.8%
0.45%
+187.9%
NTNX BuyNUTANIX INC CL Astock$897
-99.8%
34,430
+99.8%
0.37%
+79.1%
ARAY BuyACCURAY INC COMstock$868
-99.7%
415,538
+155.0%
0.36%
+83.1%
GCI BuyGANNETT CO INC COMstock$819
-99.7%
403,240
+161.4%
0.34%
+147.8%
GBDC BuyGOLUB CAP BDC INC COMstock$792
-99.8%
60,200
+73.0%
0.33%
+31.5%
GSIT BuyGSI TECHNOLOGY INC COMstock$708
-99.9%
409,052
+118.5%
0.29%
-4.9%
KOPN BuyKOPIN CORP COMstock$658
-99.7%
530,400
+164.9%
0.27%
+124.0%
DE  DEERE & CO COMstock$643
-99.9%
1,5000.0%0.26%
-8.0%
AAPL  APPLE INC COMstock$621
-99.9%
4,7800.0%0.26%
-32.6%
CTVA BuyCORTEVA INC COMstock$603
-99.9%
10,252
+12.5%
0.25%
-17.1%
TEVA BuyTEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock$593
-99.8%
65,040
+59.6%
0.24%
+29.1%
 CONSTELLATION ENERGY CORP COMstock$590
-99.9%
6,8410.0%0.24%
-25.7%
ET BuyENERGY TRANSFER L P COM UT LTD PTNstock$445
-99.9%
37,500
+7.1%
0.18%
-17.6%
NVO  NOVO-NORDISK A S ADRstock$440
-99.9%
3,2500.0%0.18%
-2.7%
VNRX BuyVOLITIONRX LTD COMstock$430
-99.7%
177,043
+83.2%
0.18%
+136.0%
ABBV BuyABBVIE INC COMstock$397
-99.0%
2,454
+707.2%
0.16%
+579.2%
BuyKYNDRYL HLDGS INC COMMON STOCKstock$386
-94.5%
34,720
+3937.2%
0.16%
+3875.0%
NEO BuyNEOGENOMICS INC COM NEWstock$377
-99.8%
40,800
+56.9%
0.16%
+20.2%
XOM  EXXON MOBIL CORP COMstock$372
-99.9%
3,3700.0%0.15%
-9.5%
OEG BuyORBITAL INFRASTRUCTURE GRP I COMstock$355
-99.9%
1,801,549
+194.1%
0.15%
-12.6%
ALLT BuyALLOT LTD SHSstock$333
-99.8%
96,914
+106.6%
0.14%
+29.2%
NewLEONARDO DRS INC COMstock$31324,500
+100.0%
0.13%
TT  TRANE TECHNOLOGIES PLC SHSstock$311
-99.9%
1,8500.0%0.13%
-16.9%
NEOG  NEOGEN CORP COMstock$308
-99.9%
20,2000.0%0.13%
-21.6%
BX  BLACKSTONE INC COMstock$304
-99.9%
4,1000.0%0.12%
-36.5%
STX BuySEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock$297
-96.3%
5,650
+3666.7%
0.12%
+2340.0%
CGNT BuyCOGNYTE SOFTWARE LTD ORD SHSstock$284
-99.8%
91,400
+107.3%
0.12%
+14.7%
ARCC  ARES CAPITAL CORP COMstock$277
-99.9%
15,0000.0%0.11%
-21.4%
UNH  UNITEDHEALTH GROUP INC COMstock$265
-99.9%
5000.0%0.11%
-24.8%
NRC  NATIONAL RESH CORP COM NEWstock$261
-99.9%
7,0000.0%0.11%
-33.1%
BuyANNALY CAPITAL MANAGEMENT IN COM NEWstock$252
-99.5%
11,950
+279.4%
0.10%
+235.5%
GOOG  ALPHABET INC CAP STK CL Cstock$248
-99.9%
2,8000.0%0.10%
-34.2%
GOOGL  ALPHABET INC CAP STK CL Astock$247
-99.9%
2,8000.0%0.10%
-33.8%
NOC  NORTHROP GRUMMAN CORP COMstock$246
-99.9%
4500.0%0.10%
-17.2%
PHAR BuyPHARMING GROUP NV SPON ADSstock$238
-99.9%
21,610
+29.4%
0.10%
+4.3%
BuyGENERAL ELECTRIC CO COM NEWstock$225
-99.8%
2,681
+59.5%
0.09%
+55.0%
MPLX BuyMPLX LP COM UNIT REP LTDstock$224
-99.9%
6,809
+20.0%
0.09%
-6.1%
PAYX  PAYCHEX INC COMstock$208
-99.9%
1,8000.0%0.09%
-25.9%
PEAK  HEALTHPEAK PROPERTIES INC COMstock$201
-99.9%
8,0000.0%0.08%
-21.0%
LMT  LOCKHEED MARTIN CORP COMstock$195
-99.9%
4000.0%0.08%
-10.1%
JPM  JPMORGAN CHASE & CO COMstock$187
-99.9%
1,3950.0%0.08%
-8.3%
MCD  MCDONALDS CORP COMstock$174
-99.9%
6610.0%0.07%
-18.2%
OXSQ BuyOXFORD SQUARE CAP CORP COMstock$175
-96.5%
56,212
+3413.2%
0.07%
+2300.0%
VZ BuyVERIZON COMMUNICATIONS INC COMstock$172
-99.8%
4,367
+93.0%
0.07%
+44.9%
NewAPPLIED DNA SCIENCES INC COMstock$16398,301
+100.0%
0.07%
NewDURECT CORP COM NEWstock$16246,930
+100.0%
0.07%
ARES NewARES MANAGEMENT CORPORATION CL A COM STKstock$1572,300
+100.0%
0.06%
CCAP BuyCRESCENT CAP BDC INC COMstock$157
-99.7%
12,300
+310.0%
0.06%
+150.0%
ECL NewECOLAB INC COMstock$1531,051
+100.0%
0.06%
BMY  BRISTOL-MYERS SQUIBB CO COMstock$151
-99.9%
2,1000.0%0.06%
-27.9%
GLP  GLOBAL PARTNERS LP COM UNITSstock$144
-99.9%
4,1500.0%0.06%0.0%
LEN  LENNAR CORP CL Astock$136
-99.9%
1,5000.0%0.06%
-12.5%
CDXC BuyCHROMADEX CORP COM NEWstock$127
-97.5%
75,357
+1694.2%
0.05%
+1633.3%
SRE  SEMPRA COMstock$124
-99.9%
8000.0%0.05%
-26.1%
GLW BuyCORNING INC COMstock$120
-99.7%
3,750
+177.8%
0.05%
+122.7%
RMBL SellRUMBLEON INC COM CL Bstock$115
-100.0%
17,800
-82.7%
0.05%
-95.3%
SWM BuyMATIV HOLDINGS INC COMstock$102
-99.8%
4,900
+157.9%
0.04%
+75.0%
PM  PHILIP MORRIS INTL INC COMstock$101
-99.9%
1,0000.0%0.04%
-12.5%
WES  WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock$102
-99.9%
3,8130.0%0.04%
-23.6%
PG BuyPROCTER AND GAMBLE CO COMstock$91
-99.9%
600
+20.0%
0.04%
+2.8%
ESBA  EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock$84
-99.9%
12,9040.0%0.04%
-27.1%
IR  INGERSOLL RAND INC COMstock$85
-99.9%
1,6320.0%0.04%
-14.6%
QUIK NewQUICKLOGIC CORP COM NEWstock$8115,808
+100.0%
0.03%
D BuyDOMINION ENERGY INC COMstock$80
-99.9%
1,300
+62.5%
0.03%
+3.1%
SPH  SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock$76
-99.9%
5,0130.0%0.03%
-27.9%
EMR  EMERSON ELEC CO COMstock$72
-99.9%
7500.0%0.03%
-6.2%
PYPL  PAYPAL HLDGS INC COMstock$74
-99.9%
1,0340.0%0.03%
-41.2%
UL  UNILEVER PLC SPON ADR NEWstock$73
-99.9%
1,4450.0%0.03%
-16.7%
ALLE  ALLEGION PLC ORD SHSstock$70
-99.9%
6660.0%0.03%
-14.7%
BMO  BANK MONTREAL QUE COMstock$68
-99.9%
7530.0%0.03%
-26.3%
KMB SellKIMBERLY-CLARK CORP COMstock$68
-99.9%
500
-44.4%
0.03%
-51.7%
LOW  LOWES COS INC COMstock$68
-99.9%
3400.0%0.03%
-24.3%
MO  ALTRIA GROUP INC COMstock$69
-99.9%
1,5000.0%0.03%
-20.0%
DCP  DCP MIDSTREAM LP COM UT LTD PTNstock$62
-99.9%
1,6000.0%0.03%
-23.5%
KO  COCA COLA CO COMstock$64
-99.9%
1,0000.0%0.03%
-18.8%
MRCY BuyMERCURY SYS INC COMstock$63
-99.2%
1,400
+600.0%
0.03%
+420.0%
CTSO SellCYTOSORBENTS CORP COM NEWstock$64
-99.9%
41,200
-2.4%
0.03%
-21.2%
VSH NewVISHAY INTERTECHNOLOGY INC COMstock$602,804
+100.0%
0.02%
KLR BuyKALEYRA INC COMstock$60
-98.5%
79,481
+1991.6%
0.02%
+1150.0%
MRAM BuyEVERSPIN TECHNOLOGIES INC COMstock$61
-99.7%
10,887
+235.0%
0.02%
+127.3%
ABT  ABBOTT LABS COMstock$55
-99.9%
5000.0%0.02%
-17.9%
UPS  UNITED PARCEL SERVICE INC CL Bstock$52
-99.9%
3000.0%0.02%
-25.0%
RSSS  RESEARCH SOLUTIONS INC COMstock$48
-99.9%
25,0000.0%0.02%
-31.0%
SLB  SCHLUMBERGER LTD COM STKstock$45
-99.8%
8350.0%0.02%
+11.8%
NNN  NATIONAL RETAIL PROPERTIES I COMstock$46
-99.9%
1,0000.0%0.02%
-17.4%
NRZ BuyRITHM CAPITAL CORP COM NEWstock$45
-99.6%
5,500
+243.8%
0.02%
+171.4%
AEP  AMERICAN ELEC PWR CO INC COMstock$43
-99.9%
4500.0%0.02%
-18.2%
MRK  MERCK & CO INC COMstock$44
-99.9%
4000.0%0.02%
-10.0%
INTC  INTEL CORP COMstock$42
-99.9%
1,6000.0%0.02%
-29.2%
EBAY  EBAY INC. COMstock$41
-99.9%
1,0000.0%0.02%
-19.0%
PEP  PEPSICO INC COMstock$42
-99.9%
2300.0%0.02%
-22.7%
PAA  PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock$40
-99.9%
3,4000.0%0.02%
-23.8%
SNCR BuySYNCHRONOSS TECHNOLOGIES INC COMstock$40
-99.7%
64,349
+459.6%
0.02%
+128.6%
TRGP  TARGA RES CORP COMstock$36
-99.9%
4960.0%0.02%
-11.8%
DRI  DARDEN RESTAURANTS INC COMstock$35
-99.9%
2500.0%0.01%
-22.2%
SAVA NewCASSAVA SCIENCES INC COMstock$341,143
+100.0%
0.01%
WMB  WILLIAMS COS INC COMstock$33
-99.9%
1,0000.0%0.01%
-17.6%
ORCL  ORACLE CORP COMstock$32
-99.9%
3940.0%0.01%
-7.1%
AMD  ADVANCED MICRO DEVICES INC COMstock$32
-99.9%
5000.0%0.01%
-27.8%
CL  COLGATE PALMOLIVE CO COMstock$28
-99.9%
3500.0%0.01%
-14.3%
AXP  AMERICAN EXPRESS CO COMstock$30
-99.9%
2000.0%0.01%
-25.0%
MS  MORGAN STANLEY COM NEWstock$27
-99.9%
3180.0%0.01%
-21.4%
NewCAPSTONE GREEN ENERGY CORP COMstock$2718,569
+100.0%
0.01%
NewUPHEALTH INC COM NEWstock$2515,584
+100.0%
0.01%
BAC  BANK AMERICA CORP COMstock$25
-99.9%
7600.0%0.01%
-23.1%
 GINKGO BIOWORKS HOLDINGS INC CL A SHSstock$25
-99.9%
15,0000.0%0.01%
-63.0%
SSYS  STRATASYS LTD SHSstock$24
-99.9%
2,0000.0%0.01%
-41.2%
APA  APA CORPORATION COMstock$21
-99.9%
4500.0%0.01%0.0%
F  FORD MTR CO DEL COMstock$23
-99.9%
2,0000.0%0.01%
-30.8%
EXG  EATON VANCE TAX-MANAGED GLOB COMstock$20
-99.9%
2,7000.0%0.01%
-27.3%
GOLD  BARRICK GOLD CORP COMstock$17
-99.9%
1,0000.0%0.01%
-22.2%
T BuyAT&T INC COMstock$18
-99.7%
973
+105.7%
0.01%
+75.0%
BHF NewBRIGHTHOUSE FINL INC COMstock$17326
+100.0%
0.01%
SYY  SYSCO CORP COMstock$14
-99.9%
1850.0%0.01%
-14.3%
KHC NewKRAFT HEINZ CO COMstock$14333
+100.0%
0.01%
HP  HELMERICH & PAYNE INC COMstock$15
-99.9%
3000.0%0.01%0.0%
BKR  BAKER HUGHES COMPANY CL Astock$12
-99.8%
4000.0%0.01%0.0%
WAB BuyWABTEC COMstock$11
-99.6%
106
+221.2%
0.01%
+150.0%
ITRI  ITRON INC COMstock$13
-99.9%
2500.0%0.01%
-16.7%
FB  META PLATFORMS INC CL Astock$12
-99.9%
1000.0%0.01%
-37.5%
PSEC NewPROSPECT CAP CORP COMstock$91,300
+100.0%
0.00%
NVS  NOVARTIS AG SPONSORED ADRstock$9
-99.9%
1000.0%0.00%
-20.0%
VIAV NewVIAVI SOLUTIONS INC COMstock$7712
+100.0%
0.00%
VPG NewVISHAY PRECISION GROUP INC COMstock$8200
+100.0%
0.00%
MSM  MSC INDL DIRECT INC CL Astock$8
-99.9%
1000.0%0.00%
-25.0%
LITE NewLUMENTUM HLDGS INC COMstock$7142
+100.0%
0.00%
CC NewCHEMOURS CO COMstock$7220
+100.0%
0.00%
QS  QUANTUMSCAPE CORP COM CL Astock$6
-99.9%
1,0000.0%0.00%
-60.0%
 SOLID POWER INC CLASS A COMstock$5
-100.0%
2,0000.0%0.00%
-66.7%
HAL  HALLIBURTON CO COMstock$4
-99.8%
1000.0%0.00%
+100.0%
HPQ  HP INC COMstock$5
-99.9%
2000.0%0.00%
-33.3%
CSCO  CISCO SYS INC COMstock$5
-99.9%
1000.0%0.00%0.0%
 SHELL PLC SPON ADSstock$6
-99.9%
1120.0%0.00%
-33.3%
EHTH  EHEALTH INC COMstock$2
-99.9%
4050.0%0.00%0.0%
LENB  LENNAR CORP CL Bstock$2
-99.9%
300.0%0.00%0.0%
BuyWARNER BROS DISCOVERY INC COM SER Astock$2
-99.8%
233
+106.2%
0.00%0.0%
C  CITIGROUP INC COM NEWstock$2
-99.8%
350.0%0.00%0.0%
OXYWS  OCCIDENTAL PETE CORP W EXP 08/03/202stock$3
-99.9%
680.0%0.00%
-50.0%
PENN  PENN ENTERTAINMENT INC COMstock$2
-99.9%
750.0%0.00%0.0%
GLD  SPDR GOLD TR GOLD SHSstock$3
-99.9%
200.0%0.00%
-50.0%
NewT2 BIOSYSTEMS INC COM NEWstock$21,684
+100.0%
0.00%
HPE  HEWLETT PACKARD ENTERPRISE C COMstock$3
-99.8%
2000.0%0.00%0.0%
ALC  ALCON AG ORD SHSstock$1
-99.9%
200.0%0.00%
-100.0%
OGN  ORGANON & CO COMMON STOCKstock$1
-99.9%
400.0%0.00%
-100.0%
ZEV NewLIGHTNING EMOTORS INC COMstock$13,000
+100.0%
0.00%
DIS NewDISNEY WALT CO COMstock$110
+100.0%
0.00%
NewMICRO FOCUS INTL PLC SPON ADR NEWstock$020
+100.0%
0.00%
XGN ExitEXAGEN INC COMstock$0-500
-100.0%
-0.00%
COIN ExitCOINBASE GLOBAL INC COM CL Astock$0-250
-100.0%
-0.01%
ExitQUOTIENT LTD CALL$0-1,000
-100.0%
-0.01%
DRRX ExitDURECT CORP COMstock$0-128,187
-100.0%
-0.04%
RADA ExitRADA ELECTR INDS LTD COM PAR NEWstock$0-15,000
-100.0%
-0.08%
ExitQUIDELORTHO CORP COMstock$0-10,585
-100.0%
-0.44%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-02-01
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
PDF SOLUTIONS INC COM10Q2 202319.9%
ASPEN AEROGELS INC COM10Q2 20236.4%
FRANCHISE GROUP INC COM10Q2 20237.6%
ITERIS INC NEW COM10Q2 20236.3%
INSPIRED ENTMT INC COM10Q2 20236.0%
QUOTIENT TECHNOLOGY INC COM10Q2 202311.5%
HARMONIC INC COM10Q2 20234.5%
COMSCORE INC COM10Q2 20233.6%
SOCIETAL CDMO INC COM10Q2 20233.2%
DIGIMARC CORP NEW COM10Q2 20234.3%

View Cowen Prime Advisors LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Cowen Prime Advisors LLC Q4 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ITERIS, INC.Sold outAugust 07, 202300.0%
PDF SOLUTIONS INCSold outAugust 07, 202300.0%
Societal CDMO, Inc.Sold outAugust 07, 202300.0%
HTG MOLECULAR DIAGNOSTICS, INCSold outFebruary 03, 202300.0%
NEPHROS INCSold outFebruary 03, 202300.0%

View Cowen Prime Advisors LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2023-08-07
SC 13G2023-08-07
SC 13G2023-08-07
13F-HR2023-07-31
13F-HR2023-05-03
SC 13G2023-02-03
SC 13G2023-02-03
SC 13G2023-02-03
SC 13G2023-02-03
SC 13G2023-02-03

View Cowen Prime Advisors LLC's complete filings history.

Compare quarters

Export Cowen Prime Advisors LLC's holdings