$174 Million is the total value of Cowen Prime Advisors LLC's 175 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 3.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Sell | PDF SOLUTIONS INC COMstock | $34,627,000 | +0.8% | 1,411,628 | -11.6% | 19.89% | +1.7% |
| THRY | Buy | THRYV HLDGS INC COM NEWstock | $15,591,000 | +7.5% | 682,900 | +5.4% | 8.96% | +8.5% |
| ITI | Buy | ITERIS INC NEW COMstock | $9,745,000 | +22.1% | 3,281,200 | +18.8% | 5.60% | +23.2% |
| FRG | Buy | FRANCHISE GROUP INC COMstock | $9,369,000 | -29.7% | 385,570 | +1.5% | 5.38% | -29.1% |
| INSE | Buy | INSPIRED ENTMT INC COMstock | $7,097,000 | +40.5% | 803,750 | +37.0% | 4.08% | +41.8% |
| ASPN | Buy | ASPEN AEROGELS INC COMstock | $6,743,000 | +1.9% | 731,350 | +9.2% | 3.87% | +2.8% |
| GENI | Buy | GENIUS SPORTS LIMITED SHARES CL Astock | $6,022,000 | +167.8% | 1,640,800 | +64.2% | 3.46% | +170.2% |
| REPH | Sell | SOCIETAL CDMO INC COMstock | $5,231,000 | +103.8% | 3,209,400 | -0.6% | 3.00% | +105.5% |
| SHCR | Buy | SHARECARE INC COM CL Astock | $5,230,000 | +157.3% | 2,752,500 | +113.9% | 3.00% | +159.6% |
| SCOR | Buy | COMSCORE INC COMstock | $5,051,000 | -13.9% | 3,061,500 | +7.5% | 2.90% | -13.1% |
| HLIT | Buy | HARMONIC INC COMstock | $4,779,000 | +51.0% | 365,675 | +0.2% | 2.74% | +52.4% |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,574,000 | -2.2% | 13,385 | 0.0% | 2.05% | -1.3% | |
| JNJ | JOHNSON & JOHNSON COMstock | $2,885,000 | -8.0% | 17,660 | 0.0% | 1.66% | -7.2% | |
| PFE | PFIZER INC COMstock | $2,882,000 | -16.5% | 65,860 | 0.0% | 1.66% | -15.8% | |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRstock | $2,853,000 | -15.8% | 52,020 | +1.4% | 1.64% | -15.1% |
| SBUX | STARBUCKS CORP COMstock | $2,736,000 | +10.3% | 32,470 | 0.0% | 1.57% | +11.3% | |
| KKR | KKR & CO INC COMstock | $2,156,000 | -7.1% | 50,150 | 0.0% | 1.24% | -6.2% | |
| MTSI | Sell | MACOM TECH SOLUTIONS HLDGS I COMstock | $2,093,000 | +10.7% | 40,408 | -1.5% | 1.20% | +11.7% |
| Sell | APOLLO GLOBAL MGMT INC COMstock | $1,933,000 | -13.4% | 41,564 | -9.8% | 1.11% | -12.7% | |
| DMRC | Buy | DIGIMARC CORP NEW COMstock | $1,833,000 | -3.5% | 135,267 | +0.7% | 1.05% | -2.6% |
| EPD | ENTERPRISE PRODS PARTNERS L COMstock | $1,821,000 | -2.4% | 76,580 | 0.0% | 1.05% | -1.5% | |
| RMBL | Sell | RUMBLEON INC COM CL Bstock | $1,744,000 | +5.8% | 103,080 | -8.1% | 1.00% | +6.7% |
| CCI | CROWN CASTLE INC COMstock | $1,716,000 | -14.2% | 11,870 | 0.0% | 0.99% | -13.4% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $1,653,000 | -0.5% | 34,800 | 0.0% | 0.95% | +0.4% | |
| MSFT | MICROSOFT CORP COMstock | $1,595,000 | -9.3% | 6,850 | 0.0% | 0.92% | -8.5% | |
| PTC | Sell | PTC INC COMstock | $1,538,000 | -7.9% | 14,700 | -6.4% | 0.88% | -7.2% |
| KMI | Buy | KINDER MORGAN INC DEL COMstock | $1,432,000 | +428.4% | 86,055 | +431.9% | 0.82% | +434.4% |
| KRNT | Buy | KORNIT DIGITAL LTD SHSstock | $1,345,000 | -14.6% | 50,544 | +1.7% | 0.77% | -13.8% |
| ADI | ANALOG DEVICES INC COMstock | $1,289,000 | -4.6% | 9,250 | 0.0% | 0.74% | -3.8% | |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRA COMstock | $1,249,000 | -40.9% | 13,750 | -22.5% | 0.72% | -40.4% |
| APYX | APYX MEDICAL CORPORATION COMstock | $1,202,000 | -23.4% | 267,765 | 0.0% | 0.69% | -22.7% | |
| INFINERA CORP NOTE 2.125 9/0stock | $1,170,000 | -0.2% | 1,280,000 | 0.0% | 0.67% | +0.7% | ||
| DDD | Buy | 3-D SYS CORP DEL COM NEWstock | $1,150,000 | -16.9% | 144,100 | +1.0% | 0.66% | -16.1% |
| DOW | DOW INC COMstock | $1,064,000 | -14.9% | 24,216 | 0.0% | 0.61% | -14.2% | |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $1,032,000 | -63.8% | 446,700 | -53.4% | 0.59% | -63.4% |
| EXC | EXELON CORP COMstock | $1,019,000 | -17.4% | 27,200 | 0.0% | 0.58% | -16.7% | |
| DD | DUPONT DE NEMOURS INC COMstock | $900,000 | -9.3% | 17,849 | 0.0% | 0.52% | -8.5% | |
| NVEC | Buy | NVE CORP COM NEWstock | $871,000 | +1.6% | 18,680 | +1.6% | 0.50% | +2.5% |
| Sell | QUIDELORTHO CORP COMstock | $757,000 | -80.9% | 10,585 | -74.0% | 0.44% | -80.7% | |
| AAPL | APPLE INC COMstock | $661,000 | +1.1% | 4,780 | 0.0% | 0.38% | +2.2% | |
| CEVA | Buy | CEVA INC COMstock | $657,000 | -21.2% | 25,056 | +0.8% | 0.38% | -20.6% |
| IBM | INTERNATIONAL BUSINESS MACHS COMstock | $638,000 | -15.8% | 5,370 | 0.0% | 0.37% | -15.3% | |
| CONSTELLATION ENERGY CORP COMstock | $569,000 | +45.2% | 6,841 | 0.0% | 0.33% | +46.6% | ||
| TACT | Sell | TRANSACT TECHNOLOGIES INC COMstock | $553,000 | -8.6% | 151,633 | -0.2% | 0.32% | -7.6% |
| GSIT | Sell | GSI TECHNOLOGY INC COMstock | $533,000 | -17.6% | 187,171 | -0.2% | 0.31% | -16.8% |
| CTVA | CORTEVA INC COMstock | $521,000 | +5.5% | 9,116 | 0.0% | 0.30% | +6.4% | |
| DE | DEERE & CO COMstock | $501,000 | +11.6% | 1,500 | 0.0% | 0.29% | +12.5% | |
| TXN | TEXAS INSTRS INC COMstock | $466,000 | +0.6% | 3,012 | 0.0% | 0.27% | +1.5% | |
| LNTH | Sell | LANTHEUS HLDGS INC COMstock | $464,000 | -2.3% | 6,600 | -8.3% | 0.27% | -1.1% |
| GBDC | Sell | GOLUB CAP BDC INC COMstock | $431,000 | -4.4% | 34,800 | -0.1% | 0.25% | -3.5% |
| ET | Buy | ENERGY TRANSFER L P COM UT LTD PTNstock | $386,000 | +54.4% | 35,000 | +40.0% | 0.22% | +56.3% |
| NTNX | NUTANIX INC CL Astock | $359,000 | +42.5% | 17,230 | 0.0% | 0.21% | +44.1% | |
| BX | BLACKSTONE INC COMstock | $343,000 | -8.3% | 4,100 | 0.0% | 0.20% | -7.5% | |
| ARAY | Sell | ACCURAY INC COMstock | $339,000 | +4.3% | 162,986 | -1.7% | 0.20% | +5.4% |
| TEVA | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $329,000 | +7.5% | 40,740 | 0.0% | 0.19% | +8.6% | |
| NVO | NOVO-NORDISK A S ADRstock | $324,000 | -10.5% | 3,250 | 0.0% | 0.19% | -9.7% | |
| XOM | EXXON MOBIL CORP COMstock | $294,000 | +1.7% | 3,370 | 0.0% | 0.17% | +2.4% | |
| OEG | ORBITAL INFRASTRUCTURE GRP I COMstock | $291,000 | -24.6% | 612,661 | 0.0% | 0.17% | -24.1% | |
| MET | METLIFE INC COMstock | $283,000 | -3.1% | 4,650 | 0.0% | 0.16% | -1.8% | |
| NEOG | NEOGEN CORP COMstock | $282,000 | -42.1% | 20,200 | 0.0% | 0.16% | -41.5% | |
| NRC | NATIONAL RESH CORP COM NEWstock | $279,000 | +4.1% | 7,000 | 0.0% | 0.16% | +4.6% | |
| RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $274,000 | -31.5% | 123,420 | -6.3% | 0.16% | -31.1% |
| GOOG | Buy | ALPHABET INC CAP STK CL Cstock | $269,000 | -12.1% | 2,800 | +1900.0% | 0.16% | -10.9% |
| TT | TRANE TECHNOLOGIES PLC SHSstock | $268,000 | +11.7% | 1,850 | 0.0% | 0.15% | +12.4% | |
| GOOGL | Buy | ALPHABET INC CAP STK CL Astock | $268,000 | -12.1% | 2,800 | +1900.0% | 0.15% | -11.5% |
| ARCC | ARES CAPITAL CORP COMstock | $253,000 | -5.9% | 15,000 | 0.0% | 0.14% | -5.2% | |
| UNH | UNITEDHEALTH GROUP INC COMstock | $253,000 | -1.6% | 500 | 0.0% | 0.14% | -0.7% | |
| GCI | Buy | GANNETT CO INC COMstock | $236,000 | -45.4% | 154,250 | +3.5% | 0.14% | -44.7% |
| NEO | NEOGENOMICS INC COM NEWstock | $224,000 | +5.7% | 26,000 | 0.0% | 0.13% | +6.6% | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $212,000 | -1.4% | 450 | 0.0% | 0.12% | 0.0% | |
| KOPN | KOPIN CORP COMstock | $210,000 | -6.2% | 200,200 | 0.0% | 0.12% | -5.5% | |
| PAYX | PAYCHEX INC COMstock | $202,000 | -1.5% | 1,800 | 0.0% | 0.12% | -0.9% | |
| ALLT | Buy | ALLOT LTD SHSstock | $184,000 | -6.6% | 46,918 | +16.3% | 0.11% | -5.4% |
| PEAK | HEALTHPEAK PROPERTIES INC COMstock | $183,000 | -11.6% | 8,000 | 0.0% | 0.10% | -11.0% | |
| CGNT | Buy | COGNYTE SOFTWARE LTD ORD SHSstock | $178,000 | +12.7% | 44,100 | +18.9% | 0.10% | +13.3% |
| MPLX | MPLX LP COM UNIT REP LTDstock | $170,000 | +3.0% | 5,674 | 0.0% | 0.10% | +4.3% | |
| PHAR | Buy | PHARMING GROUP NV SPON ADSstock | $164,000 | +13.1% | 16,700 | +1.2% | 0.09% | +13.3% |
| LMT | LOCKHEED MARTIN CORP COMstock | $155,000 | -9.9% | 400 | 0.0% | 0.09% | -9.2% | |
| MCD | MCDONALDS CORP COMstock | $153,000 | -6.1% | 661 | 0.0% | 0.09% | -5.4% | |
| BMY | BRISTOL-MYERS SQUIBB CO COMstock | $149,000 | -8.0% | 2,100 | 0.0% | 0.09% | -6.5% | |
| JPM | JPMORGAN CHASE & CO COMstock | $146,000 | -7.0% | 1,395 | 0.0% | 0.08% | -5.6% | |
| RADA | RADA ELECTR INDS LTD COM PAR NEWstock | $144,000 | +3.6% | 15,000 | 0.0% | 0.08% | +5.1% | |
| VNRX | Buy | VOLITIONRX LTD COMstock | $131,000 | -15.5% | 96,631 | +27.5% | 0.08% | -14.8% |
| SRE | SEMPRA COMstock | $120,000 | 0.0% | 800 | 0.0% | 0.07% | +1.5% | |
| LEN | LENNAR CORP CL Astock | $112,000 | +5.7% | 1,500 | 0.0% | 0.06% | +6.7% | |
| GENERAL ELECTRIC CO COM NEWstock | $104,000 | -2.8% | 1,681 | 0.0% | 0.06% | -1.6% | ||
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $103,000 | +5.1% | 4,150 | 0.0% | 0.06% | +5.4% | |
| KMB | KIMBERLY-CLARK CORP COMstock | $101,000 | -17.2% | 900 | 0.0% | 0.06% | -15.9% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $96,000 | +3.2% | 3,813 | 0.0% | 0.06% | +3.8% | |
| PYPL | PAYPAL HLDGS INC COMstock | $89,000 | +23.6% | 1,034 | 0.0% | 0.05% | +24.4% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $86,000 | -25.2% | 2,263 | 0.0% | 0.05% | -24.6% | |
| PM | PHILIP MORRIS INTL INC COMstock | $83,000 | -16.2% | 1,000 | 0.0% | 0.05% | -14.3% | |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $83,000 | -9.8% | 12,904 | 0.0% | 0.05% | -7.7% | |
| DRRX | Buy | DURECT CORP COMstock | $74,000 | +21.3% | 128,187 | +0.1% | 0.04% | +22.9% |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $75,000 | -2.6% | 5,013 | 0.0% | 0.04% | -2.3% | |
| IR | INGERSOLL RAND INC COMstock | $71,000 | +2.9% | 1,632 | 0.0% | 0.04% | +5.1% | |
| BMO | BANK MONTREAL QUE COMstock | $66,000 | -8.3% | 753 | 0.0% | 0.04% | -7.3% | |
| LOW | LOWES COS INC COMstock | $64,000 | +8.5% | 340 | 0.0% | 0.04% | +8.8% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $63,000 | -4.5% | 1,445 | 0.0% | 0.04% | -5.3% | |
| PG | PROCTER AND GAMBLE CO COMstock | $63,000 | -12.5% | 500 | 0.0% | 0.04% | -12.2% | |
| MO | ALTRIA GROUP INC COMstock | $61,000 | -3.2% | 1,500 | 0.0% | 0.04% | -2.8% | |
| ALLE | ALLEGION PLC ORD SHSstock | $60,000 | -7.7% | 666 | 0.0% | 0.03% | -8.1% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $60,000 | +27.7% | 1,600 | 0.0% | 0.03% | +25.9% | |
| CTSO | CYTOSORBENTS CORP COM NEWstock | $57,000 | -38.0% | 42,200 | 0.0% | 0.03% | -36.5% | |
| KO | COCA COLA CO COMstock | $56,000 | -11.1% | 1,000 | 0.0% | 0.03% | -11.1% | |
| EMR | EMERSON ELEC CO COMstock | $55,000 | -8.3% | 750 | 0.0% | 0.03% | -5.9% | |
| D | DOMINION ENERGY INC COMstock | $55,000 | -14.1% | 800 | 0.0% | 0.03% | -11.1% | |
| New | ANNALY CAPITAL MANAGEMENT IN COM NEWstock | $54,000 | – | 3,150 | +100.0% | 0.03% | – | |
| RSSS | Sell | RESEARCH SOLUTIONS INC COMstock | $51,000 | -61.4% | 25,000 | -66.2% | 0.03% | -61.3% |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $48,000 | -12.7% | 300 | 0.0% | 0.03% | -9.7% | |
| ABT | ABBOTT LABS COMstock | $48,000 | -11.1% | 500 | 0.0% | 0.03% | -9.7% | |
| GINKGO BIOWORKS HOLDINGS INC CL A SHSstock | $47,000 | +30.6% | 15,000 | 0.0% | 0.03% | +35.0% | ||
| CCAP | CRESCENT CAP BDC INC COMstock | $45,000 | -4.3% | 3,000 | 0.0% | 0.03% | -3.7% | |
| INTC | Sell | INTEL CORP COMstock | $41,000 | -38.8% | 1,600 | -11.1% | 0.02% | -36.8% |
| ABBV | ABBVIE INC COMstock | $41,000 | -12.8% | 304 | 0.0% | 0.02% | -11.1% | |
| SWM | MATIV HOLDINGS INC COMstock | $42,000 | -12.5% | 1,900 | 0.0% | 0.02% | -11.1% | |
| NNN | NATIONAL RETAIL PROPERTIES I COMstock | $40,000 | -7.0% | 1,000 | 0.0% | 0.02% | -4.2% | |
| PEP | PEPSICO INC COMstock | $38,000 | 0.0% | 230 | 0.0% | 0.02% | 0.0% | |
| GLW | CORNING INC COMstock | $39,000 | -9.3% | 1,350 | 0.0% | 0.02% | -8.3% | |
| AEP | AMERICAN ELEC PWR CO INC COMstock | $39,000 | -9.3% | 450 | 0.0% | 0.02% | -8.3% | |
| EBAY | EBAY INC. COMstock | $37,000 | -11.9% | 1,000 | 0.0% | 0.02% | -12.5% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $36,000 | +9.1% | 3,400 | 0.0% | 0.02% | +10.5% | |
| MRK | MERCK & CO INC COMstock | $34,000 | -5.6% | 400 | 0.0% | 0.02% | 0.0% | |
| AMD | ADVANCED MICRO DEVICES INC COMstock | $32,000 | -15.8% | 500 | 0.0% | 0.02% | -18.2% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $32,000 | +14.3% | 250 | 0.0% | 0.02% | +12.5% | |
| SSYS | Sell | STRATASYS LTD SHSstock | $29,000 | -97.7% | 2,000 | -97.0% | 0.02% | -97.6% |
| WMB | WILLIAMS COS INC COMstock | $29,000 | -6.5% | 1,000 | 0.0% | 0.02% | -5.6% | |
| SLB | SCHLUMBERGER LTD COM STKstock | $30,000 | 0.0% | 835 | 0.0% | 0.02% | 0.0% | |
| TRGP | TARGA RES CORP COMstock | $30,000 | 0.0% | 496 | 0.0% | 0.02% | 0.0% | |
| AXP | AMERICAN EXPRESS CO COMstock | $27,000 | -3.6% | 200 | 0.0% | 0.02% | 0.0% | |
| MS | MORGAN STANLEY COM NEWstock | $25,000 | +4.2% | 318 | 0.0% | 0.01% | 0.0% | |
| New | QUOTIENT LTD CALL | $25,000 | – | 1,000 | +100.0% | 0.01% | – | |
| CL | COLGATE PALMOLIVE CO COMstock | $25,000 | -10.7% | 350 | 0.0% | 0.01% | -12.5% | |
| ORCL | ORACLE CORP COMstock | $24,000 | -14.3% | 394 | 0.0% | 0.01% | -12.5% | |
| BAC | BK OF AMERICA CORP COMstock | $23,000 | -4.2% | 760 | 0.0% | 0.01% | -7.1% | |
| F | FORD MTR CO DEL COMstock | $22,000 | 0.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| EXG | EATON VANCE TAX-MANAGED GLOB COMstock | $20,000 | -4.8% | 2,700 | 0.0% | 0.01% | -8.3% | |
| MRAM | Sell | EVERSPIN TECHNOLOGIES INC COMstock | $19,000 | -5.0% | 3,250 | -13.3% | 0.01% | 0.0% |
| GOLD | BARRICK GOLD CORP COMstock | $16,000 | -11.1% | 1,000 | 0.0% | 0.01% | -10.0% | |
| APA | APA CORPORATION COMstock | $15,000 | -6.2% | 450 | 0.0% | 0.01% | 0.0% | |
| COIN | COINBASE GLOBAL INC COM CL Astock | $16,000 | +33.3% | 250 | 0.0% | 0.01% | +28.6% | |
| FB | META PLATFORMS INC CL Astock | $14,000 | -12.5% | 100 | 0.0% | 0.01% | -11.1% | |
| SNCR | Sell | SYNCHRONOSS TECHNOLOGIES INC COMstock | $13,000 | -40.9% | 11,500 | -41.0% | 0.01% | -46.2% |
| SYY | SYSCO CORP COMstock | $13,000 | -18.8% | 185 | 0.0% | 0.01% | -22.2% | |
| NRZ | RITHM CAPITAL CORP COM NEWstock | $12,000 | -20.0% | 1,600 | 0.0% | 0.01% | -22.2% | |
| ITRI | ITRON INC COMstock | $11,000 | -8.3% | 250 | 0.0% | 0.01% | -14.3% | |
| HP | HELMERICH & PAYNE INC COMstock | $11,000 | -15.4% | 300 | 0.0% | 0.01% | -14.3% | |
| SOLID POWER INC CLASS A COMstock | $11,000 | 0.0% | 2,000 | 0.0% | 0.01% | 0.0% | ||
| BKR | Buy | BAKER HUGHES COMPANY CL Astock | $8,000 | -11.1% | 400 | +33.3% | 0.01% | 0.0% |
| STX | SEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock | $8,000 | -27.3% | 150 | 0.0% | 0.01% | -16.7% | |
| MRCY | MERCURY SYS INC COMstock | $8,000 | -38.5% | 200 | 0.0% | 0.01% | -28.6% | |
| NVS | NOVARTIS AG SPONSORED ADRstock | $8,000 | 0.0% | 100 | 0.0% | 0.01% | 0.0% | |
| QS | QUANTUMSCAPE CORP COM CL Astock | $8,000 | -11.1% | 1,000 | 0.0% | 0.01% | 0.0% | |
| KYNDRYL HLDGS INC COMMON STOCKstock | $7,000 | -12.5% | 860 | 0.0% | 0.00% | -20.0% | ||
| MSM | MSC INDL DIRECT INC CL Astock | $7,000 | -12.5% | 100 | 0.0% | 0.00% | -20.0% | |
| T | AT&T INC COMstock | $7,000 | -30.0% | 473 | 0.0% | 0.00% | -33.3% | |
| CDXC | Buy | CHROMADEX CORP COM NEWstock | $5,000 | 0.0% | 4,200 | +55.6% | 0.00% | 0.0% |
| HPQ | HP INC COMstock | $5,000 | -28.6% | 200 | 0.0% | 0.00% | -25.0% | |
| OXSQ | OXFORD SQUARE CAP CORP COMstock | $5,000 | -16.7% | 1,600 | 0.0% | 0.00% | 0.0% | |
| SHELL PLC SPON ADSstock | $6,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | ||
| WAB | WABTEC COMstock | $3,000 | 0.0% | 33 | 0.0% | 0.00% | 0.0% | |
| OXYWS | OCCIDENTAL PETE CORP W EXP 08/03/202stock | $3,000 | 0.0% | 68 | 0.0% | 0.00% | 0.0% | |
| GLD | SPDR GOLD TR GOLD SHSstock | $3,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| CSCO | CISCO SYS INC COMstock | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| KLR | Buy | KALEYRA INC COMstock | $4,000 | -33.3% | 3,800 | +31.0% | 0.00% | -33.3% |
| EHTH | EHEALTH INC COMstock | $2,000 | -50.0% | 405 | 0.0% | 0.00% | -50.0% | |
| XGN | EXAGEN INC COMstock | $1,000 | -66.7% | 500 | 0.0% | 0.00% | -50.0% | |
| HAL | HALLIBURTON CO COMstock | $2,000 | -33.3% | 100 | 0.0% | 0.00% | -50.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $2,000 | -33.3% | 200 | 0.0% | 0.00% | -50.0% | |
| C | CITIGROUP INC COM NEWstock | $1,000 | -50.0% | 35 | 0.0% | 0.00% | 0.0% | |
| WARNER BROS DISCOVERY INC COM SER Astock | $1,000 | -50.0% | 113 | 0.0% | 0.00% | 0.0% | ||
| PENN | PENN ENTERTAINMENT INC COMstock | $2,000 | 0.0% | 75 | 0.0% | 0.00% | 0.0% | |
| LENB | LENNAR CORP CL Bstock | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| ALC | ALCON AG ORD SHSstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| OGN | ORGANON & CO COMMON STOCKstock | $1,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| NEPH | Exit | NEPHROS INC COMstock | $0 | – | -42,500 | -100.0% | -0.04% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT IN COMstock | $0 | – | -12,500 | -100.0% | -0.04% | – |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS INC COMstock | $0 | – | -35,000 | -100.0% | -0.12% | – |
| Exit | ACCURAY INC DEL NOTE 3.750 7/1stock | $0 | – | -2,755,000 | -100.0% | -1.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INC COM | 10 | Q2 2023 | 19.9% |
| ASPEN AEROGELS INC COM | 10 | Q2 2023 | 6.4% |
| FRANCHISE GROUP INC COM | 10 | Q2 2023 | 7.6% |
| ITERIS INC NEW COM | 10 | Q2 2023 | 6.3% |
| INSPIRED ENTMT INC COM | 10 | Q2 2023 | 6.0% |
| QUOTIENT TECHNOLOGY INC COM | 10 | Q2 2023 | 11.5% |
| HARMONIC INC COM | 10 | Q2 2023 | 4.5% |
| COMSCORE INC COM | 10 | Q2 2023 | 3.6% |
| SOCIETAL CDMO INC COM | 10 | Q2 2023 | 3.2% |
| DIGIMARC CORP NEW COM | 10 | Q2 2023 | 4.3% |
View Cowen Prime Advisors LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ITERIS, INC.Sold out | August 07, 2023 | 0 | 0.0% |
| PDF SOLUTIONS INCSold out | August 07, 2023 | 0 | 0.0% |
| Societal CDMO, Inc.Sold out | August 07, 2023 | 0 | 0.0% |
| HTG MOLECULAR DIAGNOSTICS, INCSold out | February 03, 2023 | 0 | 0.0% |
| NEPHROS INCSold out | February 03, 2023 | 0 | 0.0% |
View Cowen Prime Advisors LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| SC 13G | 2023-08-07 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
| SC 13G | 2023-02-03 |
View Cowen Prime Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.