$186 Million is the total value of B. Riley Asset Management, LLC's 69 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 85.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | THE ARENA GROUP HOLDINGS INC | $19,650,000 | +53.0% | 1,499,977 | +5.1% | 10.56% | +72.1% | |
| SQNS | Buy | SEQUANS COMMUNICATIONS S Asponsored ads | $16,467,000 | +40.8% | 4,612,637 | +6.1% | 8.85% | +58.4% |
| UIS | Sell | UNISYS CORP | $10,674,000 | -40.1% | 1,413,823 | -4.5% | 5.74% | -32.6% |
| CAMP | Buy | CALAMP CORP | $10,433,000 | +48.7% | 2,716,959 | +61.5% | 5.61% | +67.3% |
| VPG | Buy | VISHAY PRECISION GROUP INC | $9,966,000 | +7.8% | 336,792 | +6.1% | 5.36% | +21.3% |
| XPER | Sell | XPERI HOLDING CORP | $8,533,000 | -31.9% | 603,491 | -30.5% | 4.59% | -23.3% |
| LVOX | Buy | LIVEVOX HOLDING INC | $7,461,000 | +110.1% | 2,529,314 | +18.2% | 4.01% | +136.3% |
| SUMO | Buy | SUMO LOGIC INC | $6,632,000 | +5.7% | 884,214 | +5.6% | 3.56% | +19.0% |
| THR | Buy | THERMON GROUP HLDGS INC | $6,604,000 | +17.8% | 428,563 | +7.4% | 3.55% | +32.6% |
| Buy | ECOVYST INC | $4,964,000 | +17.4% | 588,173 | +37.1% | 2.67% | +32.1% | |
| HBIO | Buy | HARVARD BIOSCIENCE INC | $4,391,000 | -21.0% | 1,715,235 | +11.0% | 2.36% | -11.1% |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $4,307,000 | +16.6% | 420,625 | +65.4% | 2.32% | +31.2% |
| Buy | RISKIFIED LTD | $4,206,000 | -7.7% | 1,067,397 | +4.0% | 2.26% | +3.9% | |
| EVBG | Sell | EVERBRIDGE INC | $4,009,000 | -26.6% | 129,825 | -33.7% | 2.16% | -17.4% |
| CRTO | Buy | CRITEO S Aspons ads | $3,938,000 | +19.3% | 145,681 | +7.7% | 2.12% | +34.3% |
| OSPN | Buy | ONESPAN INC | $3,822,000 | -8.2% | 443,899 | +26.9% | 2.05% | +3.3% |
| ACVA | Sell | ACV AUCTIONS INC | $3,422,000 | -36.6% | 475,890 | -42.3% | 1.84% | -28.7% |
| TWLO | Buy | TWILIO INCcl a | $3,151,000 | +6.1% | 45,567 | +28.6% | 1.69% | +19.4% |
| MITK | Buy | MITEK SYS INC | $3,020,000 | +35.2% | 329,648 | +36.4% | 1.62% | +52.1% |
| TPB | New | TURNING POINT BRANDS INC | $2,938,000 | – | 138,373 | +100.0% | 1.58% | – |
| CMP | New | COMPASS MINERALS INTL INC | $2,930,000 | – | 76,046 | +100.0% | 1.58% | – |
| WKME | Buy | WALKME LTD | $2,875,000 | -15.0% | 338,258 | +1.3% | 1.54% | -4.4% |
| AVPT | Buy | AVEPOINT INC | $2,576,000 | +21.1% | 642,512 | +31.1% | 1.38% | +36.3% |
| DXPE | New | DXP ENTERPRISES INC | $2,545,000 | – | 107,477 | +100.0% | 1.37% | – |
| GPRE | New | GREEN PLAINS INC | $2,524,000 | – | 86,821 | +100.0% | 1.36% | – |
| CDZI | Buy | CADIZ INC | $2,450,000 | +1450.6% | 162,810 | +140.3% | 1.32% | +1656.0% |
| ASYS | Sell | AMTECH SYS INC | $2,331,000 | -1.0% | 274,228 | -15.0% | 1.25% | +11.5% |
| RNG | Buy | RINGCENTRAL INCcl a | $2,301,000 | +40.6% | 57,583 | +84.0% | 1.24% | +58.4% |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $2,282,000 | – | 103,839 | +100.0% | 1.23% | – |
| CHRA | New | CHARAH SOLUTIONS INC | $2,005,000 | – | 98,018 | +100.0% | 1.08% | – |
| ALTG | Sell | ALTA EQUIPMENT GROUP INC | $1,928,000 | -19.0% | 175,081 | -34.0% | 1.04% | -8.8% |
| BLKB | New | BLACKBAUD INC | $1,845,000 | – | 41,880 | +100.0% | 0.99% | – |
| RAMP | Buy | LIVERAMP HLDGS INC | $1,735,000 | +3236.5% | 95,520 | +4676.0% | 0.93% | +3632.0% |
| KRMD | Buy | KORU MEDICAL SYSTEMS INC | $1,726,000 | -10.4% | 773,925 | +1.6% | 0.93% | +0.9% |
| Buy | NEXTNAV INC | $1,655,000 | +71.5% | 615,094 | +44.7% | 0.89% | +93.1% | |
| Sell | DOUBLEDOWN INTERACTIVE CO LTads | $1,536,000 | -7.3% | 166,504 | -3.0% | 0.83% | +4.3% | |
| SGH | Sell | SMART GLOBAL HLDGS INC | $1,499,000 | -59.6% | 94,467 | -58.3% | 0.81% | -54.5% |
| ST | New | SENSATA TECHNOLOGIES HLDG PL | $1,484,000 | – | 39,800 | +100.0% | 0.80% | – |
| Buy | APPLIED BLOCKCHAIN INC | $1,480,000 | +82.9% | 870,686 | +13.0% | 0.80% | +106.2% | |
| New | COUCHBASE INC | $1,420,000 | – | 99,520 | +100.0% | 0.76% | – | |
| OKTA | New | OKTA INCcl a | $981,000 | – | 17,250 | +100.0% | 0.53% | – |
| SCSC | New | SCANSOURCE INC | $911,000 | – | 34,500 | +100.0% | 0.49% | – |
| CNSL | Buy | CONSOLIDATED COMM HLDGS INC | $869,000 | +388.2% | 208,903 | +723.1% | 0.47% | +449.4% |
| Buy | VIVID SEATS INC | $792,000 | +41.7% | 103,445 | +38.1% | 0.43% | +59.6% | |
| CMTL | New | COMTECH TELECOMMUNICATIONS C | $745,000 | – | 74,381 | +100.0% | 0.40% | – |
| PPTA | Sell | PERPETUA RESOURCES CORP | $648,000 | -47.7% | 320,584 | -14.3% | 0.35% | -41.1% |
| BW | BABCOCK & WILCOX ENTERPRISES | $625,000 | +5.8% | 98,022 | 0.0% | 0.34% | +19.1% | |
| BTRS | Sell | BTRS HOLDINGS INC | $185,000 | -89.5% | 20,000 | -94.3% | 0.10% | -88.2% |
| New | USERTESTING INC | $138,000 | – | 35,200 | +100.0% | 0.07% | – | |
| Sell | VALENS SEMICONDUCTOR LTDordinary shares | $113,000 | -11.0% | 26,853 | -26.6% | 0.06% | 0.0% | |
| ONTF | New | ON24 INC | $54,000 | – | 6,083 | +100.0% | 0.03% | – |
| New | NEXTNAV INC*w exp 10/28/202 | $32,000 | – | 59,654 | +100.0% | 0.02% | – | |
| LVOXW | New | LIVEVOX HOLDING INC*w exp 06/18/202 | $32,000 | – | 100,965 | +100.0% | 0.02% | – |
| New | NAPCO SEC TECHNOLOGIES INCput | $28,000 | – | 526 | +100.0% | 0.02% | – | |
| New | LIGHTWAVE LOGIC INC (@7.5 EXP)put | $27,000 | – | 2,085 | +100.0% | 0.02% | – | |
| PEGA | Sell | PEGASYSTEMS INC | $27,000 | -95.9% | 831 | -93.9% | 0.02% | -95.2% |
| New | UNISYS CORPcall | $25,000 | – | 2,000 | +100.0% | 0.01% | – | |
| MINM | MINIM INC | $19,000 | -45.7% | 88,212 | 0.0% | 0.01% | -41.2% | |
| New | RESERVOIR MEDIA INC*w exp 08/26/202 | $14,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | GALATA ACQUISITION CORP*w exp 99/99/999 | $13,000 | – | 87,000 | +100.0% | 0.01% | – | |
| New | SPORTSMAP TECH ACQUISITIN CO*w exp 09/01/202 | $12,000 | – | 112,500 | +100.0% | 0.01% | – | |
| AOUT | New | AMERICAN OUTDOOR BRANDS INC | $12,000 | – | 1,384 | +100.0% | 0.01% | – |
| New | LAKESHORE ACQUISITION I CORP*w exp 07/15/202 | $9,000 | – | 63,750 | +100.0% | 0.01% | – | |
| CLBRWS | New | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $7,000 | – | 60,000 | +100.0% | 0.00% | – |
| Buy | HIVE BLOCKCHAIN TECHNLGIES L | $5,000 | -88.9% | 37,500 | +150.0% | 0.00% | -85.7% | |
| New | QUALTEK SERVICES INC*w exp 02/14/202 | $4,000 | – | 15,000 | +100.0% | 0.00% | – | |
| HCARW | New | HEALTHCARE SERVICES ACQU COR*w exp 12/28/202 | $1,000 | – | 42,500 | +100.0% | 0.00% | – |
| New | COMPOSECURE INC*w exp 12/27/202 | $2,000 | – | 2,741 | +100.0% | 0.00% | – | |
| EOSE | Exit | EOS ENERGY ENTERPRISES INCwrnt | $0 | – | -14,909 | -100.0% | -0.01% | – |
| Exit | QUALTEK SERVICES INC-Awrnt | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| Exit | OUTBRAIN INC. CMN | $0 | – | -12,500 | -100.0% | -0.03% | – | |
| CPS | Exit | COOPER-STANDARD HOLDING | $0 | – | -17,752 | -100.0% | -0.04% | – |
| Exit | RESERVOIR MEDIA INCwrnt | $0 | – | -15,000 | -100.0% | -0.05% | – | |
| YEXT | Exit | YEXT INC | $0 | – | -35,499 | -100.0% | -0.08% | – |
| SONO | Exit | SONOS INC CMN | $0 | – | -12,975 | -100.0% | -0.11% | – |
| Exit | DOCGO INCwrnt | $0 | – | -33,333 | -100.0% | -0.11% | – | |
| NEWR | Exit | NEW RELIC, INC. CMN | $0 | – | -5,000 | -100.0% | -0.12% | – |
| ISLE | Exit | ISLEWORTH HEALTHCARE ACQUISIwrnt | $0 | – | -30,000 | -100.0% | -0.14% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERG-Awrnt | $0 | – | -30,000 | -100.0% | -0.14% | – |
| TBLA | Exit | TABOOLA.COM LTD | $0 | – | -155,569 | -100.0% | -0.19% | – |
| HCAR | Exit | HEALTHCARE SERVICES ACQUI-Awrnt | $0 | – | -42,500 | -100.0% | -0.20% | – |
| Exit | WEAVE COMMUNICATIONS INC | $0 | – | -144,052 | -100.0% | -0.21% | – | |
| OEC | Exit | ORION ENGINEERED CARBONS SAR | $0 | – | -28,477 | -100.0% | -0.21% | – |
| CXM | Exit | SPRINKLR INC | $0 | – | -52,436 | -100.0% | -0.25% | – |
| CLBR | Exit | COLOMBIER ACQUISITION CORP-Awrnt | $0 | – | -60,000 | -100.0% | -0.28% | – |
| EMKR | Exit | EMCORE CORP | $0 | – | -203,108 | -100.0% | -0.30% | – |
| Exit | LAKESHORE ACQUISITION I CO-Awrnt | $0 | – | -63,750 | -100.0% | -0.31% | – | |
| UCTT | Exit | ULTRA CLEAN HOLDINGS, INC. CMN | $0 | – | -22,492 | -100.0% | -0.32% | – |
| TCS | Exit | CONTAINER STORE GROUP INC/TH | $0 | – | -113,923 | -100.0% | -0.34% | – |
| IAS | Exit | INTEGRAL AD SCIENCE HOLDING | $0 | – | -72,600 | -100.0% | -0.34% | – |
| Exit | GALATA ACQUISITION CORP - Awrnt | $0 | – | -87,000 | -100.0% | -0.41% | – | |
| QMCO | Exit | QUANTUM CORP | $0 | – | -772,519 | -100.0% | -0.52% | – |
| Exit | SPORTSMAP TECH ACQUISITION Cwrnt | $0 | – | -112,500 | -100.0% | -0.54% | – | |
| NPO | Exit | ENPRO INDUSTRIES INC | $0 | – | -14,170 | -100.0% | -0.56% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -179,567 | -100.0% | -0.62% | – |
| EB | Exit | EVENTBRITE INC-CLASS A | $0 | – | -142,353 | -100.0% | -0.70% | – |
| GMS | Exit | GMS INC | $0 | – | -37,352 | -100.0% | -0.79% | – |
| LYTS | Exit | LSI INDUSTRIES INC | $0 | – | -304,867 | -100.0% | -0.90% | – |
| TKR | Exit | TIMKEN CO | $0 | – | -39,130 | -100.0% | -0.99% | – |
| AMWD | Exit | AMERICAN WOODMARK CORP | $0 | – | -52,995 | -100.0% | -1.14% | – |
| SPWH | Exit | SPORTSMAN'S WAREHOUSE HOLDIN | $0 | – | -257,448 | -100.0% | -1.18% | – |
| CGNT | Exit | COGNYTE SOFTWARE LTD | $0 | – | -677,120 | -100.0% | -1.38% | – |
| RILY | Exit | B RILEY FINANCIAL INC | $0 | – | -72,799 | -100.0% | -1.47% | – |
| AYX | Exit | ALTERYX LLC - A | $0 | – | -72,952 | -100.0% | -1.69% | – |
| MODN | Exit | MODEL N INC | $0 | – | -163,522 | -100.0% | -2.00% | – |
| LWLG | Exit | LIGHTWAVE LOGIC INCput | $0 | – | -676,100 | -100.0% | -2.11% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -1,587,102 | -100.0% | -2.33% | – |
| UIS | Exit | UNISYS CORPcall | $0 | – | -539,500 | -100.0% | -3.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SEQUANS COMMUNICATIONS S A | 8 | Q3 2023 | 12.7% |
| VISHAY PRECISION GROUP INC | 8 | Q3 2023 | 7.9% |
| HARVARD BIOSCIENCE, INC | 8 | Q3 2023 | 6.2% |
| LIVEVOX HOLDINGS INC | 8 | Q3 2023 | 4.9% |
| RISKIFIED LTD-A | 8 | Q3 2023 | 4.2% |
| MAGNACHIP SEMICONDUCTOR CORP | 8 | Q3 2023 | 2.7% |
| ONESPAN, INC | 8 | Q3 2023 | 2.1% |
| REPRO MEDSYSTEMS INC | 8 | Q3 2023 | 1.4% |
| THE ARENA GROUP HOLDINGS INC | 7 | Q3 2023 | 10.6% |
| CALAMP CORP | 7 | Q3 2023 | 6.8% |
View B. Riley Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INTEST CORPSold out | February 16, 2023 | 0 | 0.0% |
| CalAmp Corp. | October 18, 2022 | 3,126,959 | 8.4% |
View B. Riley Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-10-27 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-16 |
| SC 13G/A | 2023-02-16 |
| SC 13G/A | 2023-02-16 |
View B. Riley Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.