This page lists the SEC filings reported by B. Riley Asset Management, LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-02-14 | B. Riley Asset Management, LLC | HARVARD BIOSCIENCE INC | 2,939,278 | 6.9% | EDGAR |
| SC 13G/A | 2024-02-14 | B. Riley Asset Management, LLC | Arena Group Holdings, Inc. | 0 | 0.0% | EDGAR |
| SC 13D/A | 2023-10-27 | B. Riley Asset Management, LLC | SEQUANS COMMUNICATIONS | 45,013,764 | 18.5% | EDGAR |
| SC 13G/A | 2023-02-16 | B. Riley Asset Management, LLC | INTEST CORP | 0 | 0.0% | EDGAR |
| SC 13G/A | 2023-02-16 | B. Riley Asset Management, LLC | HARVARD BIOSCIENCE INC | 3,264,796 | 7.8% | EDGAR |
| SC 13G/A | 2023-02-16 | B. Riley Asset Management, LLC | Arena Group Holdings, Inc. | 1,654,698 | 9.1% | EDGAR |
| SC 13G | 2023-02-15 | B. Riley Asset Management, LLC | Arena Group Holdings, Inc. | 1,654,698 | 9.1% | EDGAR |
| SC 13G | 2023-02-15 | B. Riley Asset Management, LLC | HARVARD BIOSCIENCE INC | 3,264,796 | 7.8% | EDGAR |
| SC 13D/A | 2022-12-05 | B. Riley Asset Management, LLC | SEQUANS COMMUNICATIONS | 19,870,548 | 10.4% | EDGAR |
| SC 13D/A | 2022-10-18 | B. Riley Asset Management, LLC | CalAmp Corp. | 3,126,959 | 8.4% | EDGAR |
| SC 13D/A | 2022-09-06 | B. Riley Asset Management, LLC | SEQUANS COMMUNICATIONS | 17,787,348 | 9.3% | EDGAR |
| SC 13D | 2022-07-22 | B. Riley Asset Management, LLC | CalAmp Corp. | 2,229,159 | 6.2% | EDGAR |
| SC 13D/A | 2022-06-22 | B. Riley Asset Management, LLC | CalAmp Corp. | 1,375,465 | 3.8% | EDGAR |
| SC 13D | 2022-05-26 | B. Riley Asset Management, LLC | CalAmp Corp. | 1,354,678 | 3.8% | EDGAR |
| SC 13D | 2022-03-24 | B. Riley Asset Management, LLC | SEQUANS COMMUNICATIONS | 14,413,332 | 8.1% | EDGAR |
| SC 13G | 2021-01-20 | 272 Capital LP | INTEST CORP | 836,918 | 7.9% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.