$791 Million is the total value of III Capital Management's 96 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 94.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Square Incconvertible bond | $75,604,000 | +133.4% | 26,970,000 | +79.8% | 9.56% | +63.5% | |
| New | Workday Incconvertible bond | $70,574,000 | – | 41,990,000 | +100.0% | 8.92% | – | |
| Buy | DocuSign Incconvertible bond | $62,828,000 | +25.8% | 20,000,000 | +21.2% | 7.94% | -11.9% | |
| New | Sea Ltdconvertible bond | $47,178,000 | – | 12,000,000 | +100.0% | 5.96% | – | |
| Buy | J2 Global Incconvertible bond | $43,801,000 | +283.8% | 29,942,000 | +199.4% | 5.54% | +168.7% | |
| New | Nuance Communications Incconvertible bond | $42,912,000 | – | 20,000,000 | +100.0% | 5.43% | – | |
| New | Q2 Holdings Incconvertible bond | $24,889,000 | – | 11,175,000 | +100.0% | 3.15% | – | |
| Buy | IH Merger Sub LLCconvertible bond | $24,702,000 | +33.2% | 18,491,000 | +28.9% | 3.12% | -6.8% | |
| Buy | Lumentum Holdings Incconvertible bond | $23,263,000 | +28.6% | 14,045,000 | +8.6% | 2.94% | -10.0% | |
| PCGU | Buy | PG&E Corp | $21,429,000 | +74.7% | 175,000 | +40.0% | 2.71% | +22.3% |
| Sell | Synaptics Incconvertible bond | $17,806,000 | -3.3% | 12,829,000 | -13.5% | 2.25% | -32.3% | |
| New | DexCom Incconvertible bond | $16,775,000 | – | 7,450,000 | +100.0% | 2.12% | – | |
| Buy | FTI Consulting Incconvertible bond | $16,328,000 | +55.6% | 13,000,000 | +52.9% | 2.06% | +8.9% | |
| New | Workiva Incconvertible bond | $14,918,000 | – | 11,175,000 | +100.0% | 1.89% | – | |
| NIO Incconvertible bond | $14,292,000 | +120.0% | 2,730,000 | 0.0% | 1.81% | +54.0% | ||
| NEEPRP | Buy | NextEra Energy Inc | $13,881,000 | +56.3% | 275,000 | +44.9% | 1.76% | +9.4% |
| Buy | Etsy Incconvertible bond | $13,820,000 | +363.3% | 6,500,000 | +243.4% | 1.75% | +224.1% | |
| Sell | ServiceNow Incconvertible bond | $13,686,000 | -21.1% | 3,385,000 | -30.0% | 1.73% | -44.8% | |
| New | Repligen Corpconvertible bond | $13,022,000 | – | 7,408,000 | +100.0% | 1.65% | – | |
| New | Blackline Incconvertible bond | $12,662,000 | – | 6,725,000 | +100.0% | 1.60% | – | |
| New | RHconvertible bond | $11,816,000 | – | 5,000,000 | +100.0% | 1.49% | – | |
| Buy | Guidewire Software Incconvertible bond | $11,640,000 | +26.3% | 8,988,000 | +11.4% | 1.47% | -11.6% | |
| New | Booking Holdings Incconvertible bond | $10,313,000 | – | 8,855,000 | +100.0% | 1.30% | – | |
| Buy | Proofpoint Incconvertible bond | $10,056,000 | +32.9% | 9,000,000 | +18.9% | 1.27% | -7.0% | |
| Sell | Wix.com Ltdconvertible bond | $9,335,000 | -41.6% | 5,000,000 | -41.2% | 1.18% | -59.1% | |
| BSX | New | Boston Scientific Corp | $9,311,000 | – | 259,000 | +100.0% | 1.18% | – |
| New | Guess Incconvertible bond | $8,254,000 | – | 7,400,000 | +100.0% | 1.04% | – | |
| New | JOYY Incconvertible bond | $7,969,000 | – | 8,000,000 | +100.0% | 1.01% | – | |
| New | DISH Network Corpconvertible bond | $7,946,000 | – | 8,300,000 | +100.0% | 1.00% | – | |
| NEEPRQ | NextEra Energy Inc | $7,661,000 | +7.4% | 150,000 | 0.0% | 0.97% | -24.8% | |
| New | LendingTree Incconvertible bond | $7,149,000 | – | 5,000,000 | +100.0% | 0.90% | – | |
| New | Pacira BioSciences Incconvertible bond | $5,690,000 | – | 5,000,000 | +100.0% | 0.72% | – | |
| New | iQIYI Incconvertible bond | $4,951,000 | – | 5,000,000 | +100.0% | 0.63% | – | |
| Buy | Palo Alto Networks Incconvertible bond | $4,953,000 | +46.1% | 3,500,000 | +16.7% | 0.63% | +2.3% | |
| New | Atlas Air Worldwide Holdings Incconvertible bond | $4,887,000 | – | 4,700,000 | +100.0% | 0.62% | – | |
| NIO | Sell | NIO Inc | $4,791,000 | +117.6% | 98,300 | -5.3% | 0.61% | +52.3% |
| New | Ionis Pharmaceuticals Incconvertible bond | $4,734,000 | – | 4,600,000 | +100.0% | 0.60% | – | |
| New | Silicon Laboratories Incconvertible bond | $4,176,000 | – | 3,000,000 | +100.0% | 0.53% | – | |
| New | Sailpoint Technologies Holdings Incconvertible bond | $3,901,000 | – | 2,000,000 | +100.0% | 0.49% | – | |
| New | Insight Enterprises Incconvertible bond | $3,809,000 | – | 3,000,000 | +100.0% | 0.48% | – | |
| BDX | Sell | Becton Dickinson and Co | $3,753,000 | +6.1% | 15,000 | -1.3% | 0.48% | -25.7% |
| WSC | Buy | WillScot Mobile Mini Holdings Corp | $3,487,000 | +54.3% | 150,500 | +11.1% | 0.44% | +8.1% |
| GFLU | Sell | GFL Environmental Inc | $3,477,000 | -34.8% | 50,000 | -50.0% | 0.44% | -54.3% |
| New | Envestnet Incconvertible bond | $3,294,000 | – | 2,500,000 | +100.0% | 0.42% | – | |
| CHNGU | New | Change Healthcare Inc | $3,251,000 | – | 50,000 | +100.0% | 0.41% | – |
| New | JOYY Incconvertible bond | $3,050,000 | – | 3,000,000 | +100.0% | 0.39% | – | |
| DAL | New | Delta Air Lines Inc | $3,015,000 | – | 75,000 | +100.0% | 0.38% | – |
| LBRDK | Sell | Liberty Broadband Corp | $2,491,000 | -26.5% | 15,730 | -33.7% | 0.32% | -48.5% |
| VICI | Sell | VICI Properties Inc | $2,462,000 | -18.0% | 96,562 | -24.9% | 0.31% | -42.6% |
| CNR | Cornerstone Building Brands Inc | $2,255,000 | +16.3% | 243,015 | 0.0% | 0.28% | -18.6% | |
| LSXMA | Liberty Media Corp-Liberty SiriusXM | $2,137,000 | +30.2% | 49,500 | 0.0% | 0.27% | -8.8% | |
| PAAS | Sell | Pan American Silver Corp | $2,122,000 | -0.7% | 61,506 | -7.5% | 0.27% | -30.6% |
| New | Zynga Incconvertible bond | $2,090,000 | – | 2,000,000 | +100.0% | 0.26% | – | |
| NEP | New | NextEra Energy Partners LP | $1,890,000 | – | 28,200 | +100.0% | 0.24% | – |
| GLPI | Sell | Gaming and Leisure Properties Inc | $1,751,000 | -11.9% | 41,319 | -23.2% | 0.22% | -38.4% |
| DELL | Buy | Dell Technologies Inc | $1,612,000 | +19.1% | 22,000 | +10.0% | 0.20% | -16.4% |
| NGACU | New | NextGen Acquisition Corp | $1,606,000 | – | 156,111 | +100.0% | 0.20% | – |
| MOTVU | New | Motive Capital Corp | $1,581,000 | – | 150,000 | +100.0% | 0.20% | – |
| BYD | New | Boyd Gaming Corp | $1,502,000 | – | 35,000 | +100.0% | 0.19% | – |
| GOOG | Sell | Alphabet Inc | $1,401,000 | +6.0% | 800 | -11.1% | 0.18% | -25.9% |
| FB | Facebook Inc | $1,365,000 | +4.3% | 5,000 | 0.0% | 0.17% | -26.7% | |
| EMPWU | New | Empower Ltd | $1,298,000 | – | 124,889 | +100.0% | 0.16% | – |
| BKNG | Sell | Booking Holdings Inc | $1,113,000 | -51.8% | 500 | -63.0% | 0.14% | -66.2% |
| TSIAU | New | TS Innovation Acquisitions Corp | $1,054,000 | – | 100,000 | +100.0% | 0.13% | – |
| Senseonics Holdings Incconvertible bond | $1,051,000 | -8.8% | 2,500,000 | 0.0% | 0.13% | -36.1% | ||
| CASU | New | Cascade Acquisition Corp | $783,000 | – | 75,000 | +100.0% | 0.10% | – |
| CONXU | New | Conx Corp | $783,000 | – | 75,000 | +100.0% | 0.10% | – |
| QRTEA | Sell | Qurate Retail Inc | $767,000 | -37.1% | 70,000 | -58.8% | 0.10% | -55.9% |
| LAMR | New | Lamar Advertising Co | $707,000 | – | 8,500 | +100.0% | 0.09% | – |
| PHM | PulteGroup Inc | $689,000 | -6.9% | 16,000 | 0.0% | 0.09% | -35.1% | |
| YSACU | New | Yellowstone Acquisition Co | $679,000 | – | 63,840 | +100.0% | 0.09% | – |
| SPNVU | New | Supernova Partners Acquisition Co Inc | $580,000 | – | 50,000 | +100.0% | 0.07% | – |
| HIGAU | New | HIG Acquisition Corp | $555,000 | – | 53,222 | +100.0% | 0.07% | – |
| IQ | iQIYI Incput | $452,000 | -20.7% | 9,500 | 0.0% | 0.06% | -44.7% | |
| YY | New | JOYY Incput | $391,000 | – | 1,158 | +100.0% | 0.05% | – |
| MDC | MDC Holdings Inc | $364,000 | +3.1% | 7,500 | 0.0% | 0.05% | -28.1% | |
| BABA | Sell | Alibaba Group Holding Ltdcall | $338,000 | -86.9% | 125 | -71.9% | 0.04% | -90.8% |
| GOACU | Sell | GO Acquisition Corp | $317,000 | -58.1% | 29,861 | -60.2% | 0.04% | -70.8% |
| ASPLU | Sell | Aspirational Consumer Lifestyle Corp | $318,000 | -36.4% | 30,460 | -39.1% | 0.04% | -55.6% |
| BSX | New | Boston Scientific Corpcall | $228,000 | – | 1,000 | +100.0% | 0.03% | – |
| FLACU | New | Frazier Lifesciences Acquisition Corp | $155,000 | – | 15,000 | +100.0% | 0.02% | – |
| CRHCU | Sell | Cohn Robbins Holdings Corp | $145,000 | -56.7% | 13,556 | -59.2% | 0.02% | -70.0% |
| TMPMU | New | Turmeric Acquisition Corp | $133,000 | – | 13,005 | +100.0% | 0.02% | – |
| SYNA | Synaptics Incput | $107,000 | -17.7% | 1,000 | 0.0% | 0.01% | -39.1% | |
| LOKBU | New | Live Oak Acquisition Corp II | $108,000 | – | 10,000 | +100.0% | 0.01% | – |
| TVACU | New | Thayer Ventures Acquisition Corp | $104,000 | – | 10,000 | +100.0% | 0.01% | – |
| NSHU | Sell | NavSight Holdings Inc | $105,000 | -58.2% | 10,196 | -59.2% | 0.01% | -71.1% |
| ILMN | Illumina Inccall | $77,000 | +37.5% | 115 | 0.0% | 0.01% | 0.0% | |
| IONS | Ionis Pharmaceuticals Incput | $75,000 | -61.5% | 1,000 | 0.0% | 0.01% | -74.3% | |
| NIO | NIO Incput | $64,000 | -78.2% | 12,406 | 0.0% | 0.01% | -84.9% | |
| WWE | World Wrestling Entertainment Inc | $48,000 | +20.0% | 1,010 | 0.0% | 0.01% | -14.3% | |
| PDD | Pinduoduo Incput | $5,000 | -50.0% | 250 | 0.0% | 0.00% | -50.0% | |
| ON | ON Semiconductor Corpput | $8,000 | -77.8% | 1,607 | 0.0% | 0.00% | -85.7% | |
| TSLA | Tesla Incput | $4,000 | -93.5% | 2,920 | 0.0% | 0.00% | -90.9% | |
| AMPY | Amplify Energy Corp | $0 | – | 211 | 0.0% | 0.00% | – | |
| RCL | Exit | Royal Caribbean Cruises Ltdput | $0 | – | -10 | -100.0% | 0.00% | – |
| ETSY | Etsy Incput | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| NEP | Exit | NextEra Energy Partners LPput | $0 | – | -31 | -100.0% | -0.00% | – |
| EXR | Exit | Extra Space Storage Inccall | $0 | – | -200 | -100.0% | -0.01% | – |
| JCOM | Exit | J2 Global Incput | $0 | – | -1,250 | -100.0% | -0.02% | – |
| CNK | Exit | Cinemark Holdings Inc | $0 | – | -21,891 | -100.0% | -0.04% | – |
| KSMTU | Exit | Kismet Acquisition One Corp | $0 | – | -25,000 | -100.0% | -0.06% | – |
| BKNG | Exit | Booking Holdings Inccall | $0 | – | -40 | -100.0% | -0.06% | – |
| OUT | Exit | Outfront Media Inc | $0 | – | -25,278 | -100.0% | -0.07% | – |
| DISH | Exit | DISH Network Corp | $0 | – | -20,000 | -100.0% | -0.10% | – |
| LCAPU | Exit | Lionheart Acquisition Corp II | $0 | – | -75,000 | -100.0% | -0.14% | – |
| Exit | Pure Storage Incconvertible bond | $0 | – | -1,000,000 | -100.0% | -0.17% | – | |
| SOLN | Exit | Southern Co/The | $0 | – | -50,000 | -100.0% | -0.42% | – |
| Exit | Live Nation Entertainment Incconvertible bond | $0 | – | -3,010,000 | -100.0% | -0.60% | – | |
| Exit | iQIYI Incconvertible bond | $0 | – | -5,325,000 | -100.0% | -0.92% | – | |
| Exit | Pinduoduo Incconvertible bond | $0 | – | -3,000,000 | -100.0% | -0.98% | – | |
| Exit | NuVasive Incconvertible bond | $0 | – | -5,620,000 | -100.0% | -1.05% | – | |
| Exit | Viavi Solutions Incconvertible bond | $0 | – | -5,250,000 | -100.0% | -1.06% | – | |
| Exit | Altair Engineering Incconvertible bond | $0 | – | -5,500,000 | -100.0% | -1.10% | – | |
| Exit | Splunk Incconvertible bond | $0 | – | -5,000,000 | -100.0% | -1.26% | – | |
| DHRPRA | Exit | Danaher Corp | $0 | – | -11,000 | -100.0% | -2.93% | – |
| Exit | Neurocrine Biosciences Incconvertible bond | $0 | – | -12,500,000 | -100.0% | -3.12% | – | |
| Exit | Aerojet Rocketdyne Holdings Incconvertible bond | $0 | – | -15,000,000 | -100.0% | -4.32% | – | |
| Exit | Chegg Incconvertible bond | $0 | – | -16,900,000 | -100.0% | -4.63% | – | |
| Exit | Zynga Incconvertible bond | $0 | – | -22,500,000 | -100.0% | -5.15% | – | |
| Exit | Tesla Incconvertible bond | $0 | – | -17,500,000 | -100.0% | -18.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.