$554 Million is the total value of III Capital Management's 76 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 90.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | Tesla Incconvertible bond | $104,084,000 | +53.9% | 17,500,000 | -22.2% | 18.80% | +12.4% | |
| Buy | DocuSign Incconvertible bond | $49,938,000 | +173.5% | 16,500,000 | +120.0% | 9.02% | +99.8% | |
| New | Square Incconvertible bond | $32,386,000 | – | 15,000,000 | +100.0% | 5.85% | – | |
| New | Zynga Incconvertible bond | $28,511,000 | – | 22,500,000 | +100.0% | 5.15% | – | |
| New | Chegg Incconvertible bond | $25,656,000 | – | 16,900,000 | +100.0% | 4.63% | – | |
| Buy | Aerojet Rocketdyne Holdings Incconvertible bond | $23,906,000 | +58.1% | 15,000,000 | +57.9% | 4.32% | +15.5% | |
| New | IH Merger Sub LLCconvertible bond | $18,549,000 | – | 14,349,000 | +100.0% | 3.35% | – | |
| Buy | Synaptics Incconvertible bond | $18,416,000 | +154.6% | 14,829,000 | +118.3% | 3.32% | +86.0% | |
| Sell | Lumentum Holdings Incconvertible bond | $18,089,000 | -10.5% | 12,932,000 | -6.3% | 3.27% | -34.6% | |
| Sell | ServiceNow Incconvertible bond | $17,353,000 | +15.6% | 4,835,000 | -3.3% | 3.13% | -15.6% | |
| Buy | Neurocrine Biosciences Incconvertible bond | $17,262,000 | +89.2% | 12,500,000 | +127.3% | 3.12% | +38.2% | |
| DHRPRA | Buy | Danaher Corp | $16,247,000 | +44.1% | 11,000 | +22.2% | 2.93% | +5.2% |
| New | Wix.com Ltdconvertible bond | $15,984,000 | – | 8,500,000 | +100.0% | 2.89% | – | |
| PCGU | New | PG&E Corp | $12,267,000 | – | 125,000 | +100.0% | 2.22% | – |
| Buy | J2 Global Incconvertible bond | $11,413,000 | +16.1% | 10,000,000 | +11.1% | 2.06% | -15.2% | |
| Sell | FTI Consulting Incconvertible bond | $10,493,000 | -59.1% | 8,500,000 | -57.6% | 1.90% | -70.1% | |
| Buy | Guidewire Software Incconvertible bond | $9,218,000 | +97.6% | 8,070,000 | +101.8% | 1.66% | +44.3% | |
| NEEPRP | Buy | NextEra Energy Inc | $8,883,000 | +39.4% | 189,755 | +26.5% | 1.60% | +1.8% |
| New | Proofpoint Incconvertible bond | $7,567,000 | – | 7,568,000 | +100.0% | 1.37% | – | |
| NEEPRQ | New | NextEra Energy Inc | $7,136,000 | – | 150,000 | +100.0% | 1.29% | – |
| New | Splunk Incconvertible bond | $6,964,000 | – | 5,000,000 | +100.0% | 1.26% | – | |
| NIO Incconvertible bond | $6,495,000 | +144.5% | 2,730,000 | 0.0% | 1.17% | +78.5% | ||
| New | Altair Engineering Incconvertible bond | $6,107,000 | – | 5,500,000 | +100.0% | 1.10% | – | |
| New | Viavi Solutions Incconvertible bond | $5,852,000 | – | 5,250,000 | +100.0% | 1.06% | – | |
| Buy | NuVasive Incconvertible bond | $5,794,000 | +749.6% | 5,620,000 | +806.5% | 1.05% | +518.9% | |
| New | Pinduoduo Incconvertible bond | $5,428,000 | – | 3,000,000 | +100.0% | 0.98% | – | |
| GFLU | Buy | GFL Environmental Inc | $5,334,000 | +12.5% | 100,000 | +5.3% | 0.96% | -17.8% |
| Sell | iQIYI Incconvertible bond | $5,074,000 | -53.7% | 5,325,000 | -51.6% | 0.92% | -66.2% | |
| BDX | New | Becton Dickinson and Co | $3,536,000 | – | 15,200 | +100.0% | 0.64% | – |
| Sell | Palo Alto Networks Incconvertible bond | $3,390,000 | -47.6% | 3,000,000 | -50.0% | 0.61% | -61.7% | |
| LBRDK | Buy | Liberty Broadband Corp | $3,390,000 | +28.8% | 23,730 | +11.8% | 0.61% | -5.8% |
| New | Live Nation Entertainment Incconvertible bond | $3,326,000 | – | 3,010,000 | +100.0% | 0.60% | – | |
| VICI | Buy | VICI Properties Inc | $3,004,000 | +68.0% | 128,562 | +45.2% | 0.54% | +22.6% |
| New | Etsy Incconvertible bond | $2,983,000 | – | 1,893,000 | +100.0% | 0.54% | – | |
| BABA | New | Alibaba Group Holding Ltdcall | $2,586,000 | – | 445 | +100.0% | 0.47% | – |
| SOLN | New | Southern Co/The | $2,329,000 | – | 50,000 | +100.0% | 0.42% | – |
| BKNG | Buy | Booking Holdings Inc | $2,309,000 | +326.8% | 1,350 | +297.1% | 0.42% | +211.2% |
| WSC | Buy | WillScot Mobile Mini Holdings Corp | $2,260,000 | +41.0% | 135,500 | +3.8% | 0.41% | +3.0% |
| NIO | Sell | NIO Inc | $2,202,000 | +98.4% | 103,800 | -27.8% | 0.40% | +45.3% |
| PAAS | Buy | Pan American Silver Corp | $2,138,000 | +7.4% | 66,506 | +1.5% | 0.39% | -21.5% |
| GLPI | Buy | Gaming and Leisure Properties Inc | $1,987,000 | +27.8% | 53,806 | +19.7% | 0.36% | -6.5% |
| CNR | Sell | Cornerstone Building Brands Inc | $1,939,000 | +9.2% | 243,015 | -17.1% | 0.35% | -20.3% |
| LSXMA | Liberty Media Corp-Liberty SiriusXM | $1,641,000 | -3.9% | 49,500 | 0.0% | 0.30% | -29.9% | |
| DELL | Sell | Dell Technologies Inc | $1,353,000 | -17.9% | 20,000 | -33.3% | 0.24% | -40.0% |
| GOOG | New | Alphabet Inc | $1,322,000 | – | 900 | +100.0% | 0.24% | – |
| FB | Buy | Facebook Inc | $1,309,000 | +92.2% | 5,000 | +66.7% | 0.24% | +40.5% |
| QRTEA | New | Qurate Retail Inc | $1,220,000 | – | 170,000 | +100.0% | 0.22% | – |
| Senseonics Holdings Incconvertible bond | $1,153,000 | -46.4% | 2,500,000 | 0.0% | 0.21% | -60.9% | ||
| New | Pure Storage Incconvertible bond | $966,000 | – | 1,000,000 | +100.0% | 0.17% | – | |
| GOACU | New | GO Acquisition Corp | $756,000 | – | 75,000 | +100.0% | 0.14% | – |
| LCAPU | New | Lionheart Acquisition Corp II | $747,000 | – | 75,000 | +100.0% | 0.14% | – |
| PHM | PulteGroup Inc | $740,000 | +36.0% | 16,000 | 0.0% | 0.13% | 0.0% | |
| DISH | New | DISH Network Corp | $580,000 | – | 20,000 | +100.0% | 0.10% | – |
| IQ | iQIYI Incput | $570,000 | -18.6% | 9,500 | 0.0% | 0.10% | -40.5% | |
| ASPLU | New | Aspirational Consumer Lifestyle Corp | $500,000 | – | 50,000 | +100.0% | 0.09% | – |
| OUT | Sell | Outfront Media Inc | $367,000 | -74.2% | 25,278 | -74.8% | 0.07% | -81.2% |
| MDC | MDC Holdings Inc | $353,000 | +32.2% | 7,500 | 0.0% | 0.06% | -3.0% | |
| BKNG | New | Booking Holdings Inccall | $350,000 | – | 40 | +100.0% | 0.06% | – |
| CRHCU | New | Cohn Robbins Holdings Corp | $335,000 | – | 33,261 | +100.0% | 0.06% | – |
| KSMTU | New | Kismet Acquisition One Corp | $319,000 | – | 25,000 | +100.0% | 0.06% | – |
| NIO | NIO Incput | $294,000 | -62.3% | 12,406 | 0.0% | 0.05% | -72.5% | |
| NSHU | New | NavSight Holdings Inc | $251,000 | – | 25,000 | +100.0% | 0.04% | – |
| CNK | New | Cinemark Holdings Inc | $218,000 | – | 21,891 | +100.0% | 0.04% | – |
| IONS | New | Ionis Pharmaceuticals Incput | $195,000 | – | 1,000 | +100.0% | 0.04% | – |
| SYNA | Synaptics Incput | $130,000 | +271.4% | 1,000 | 0.0% | 0.02% | +155.6% | |
| JCOM | New | J2 Global Incput | $90,000 | – | 1,250 | +100.0% | 0.02% | – |
| TSLA | Buy | Tesla Incput | $62,000 | -51.2% | 2,920 | +400.0% | 0.01% | -64.5% |
| ILMN | New | Illumina Inccall | $56,000 | – | 115 | +100.0% | 0.01% | – |
| WWE | World Wrestling Entertainment Inc | $40,000 | -7.0% | 1,010 | 0.0% | 0.01% | -36.4% | |
| ON | ON Semiconductor Corpput | $36,000 | +80.0% | 1,607 | 0.0% | 0.01% | +40.0% | |
| EXR | New | Extra Space Storage Inccall | $27,000 | – | 200 | +100.0% | 0.01% | – |
| PDD | Pinduoduo Incput | $10,000 | -47.4% | 250 | 0.0% | 0.00% | -60.0% | |
| NEP | NextEra Energy Partners LPput | $5,000 | +400.0% | 31 | 0.0% | 0.00% | – | |
| AMPY | AMPLIFY ENERGY CORP | $0 | – | 211 | 0.0% | 0.00% | – | |
| RCL | New | Royal Caribbean Cruises Ltdput | $1,000 | – | 10 | +100.0% | 0.00% | – |
| ETSY | Etsy Incput | $1,000 | -92.3% | 500 | 0.0% | 0.00% | -100.0% | |
| SD | Exit | SANDRIDGE ENERGY INC | $0 | – | -10,472 | -100.0% | -0.00% | – |
| GSAHU | Exit | GS ACQUISITION HLDGS CORP II | $0 | – | -5,000 | -100.0% | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -300 | -100.0% | -0.04% | – |
| UNG | Exit | UNITED STATES NATL GAS FUND | $0 | – | -24,000 | -100.0% | -0.06% | – |
| GIKU | Exit | GIGCAPITAL3 INC | $0 | – | -25,000 | -100.0% | -0.06% | – |
| SEAS | Exit | SEAWORLD ENTMT INC | $0 | – | -40,000 | -100.0% | -0.15% | – |
| X | Exit | UNITED STATES STL CORP NEWput | $0 | – | -6,900 | -100.0% | -0.16% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -13,000 | -100.0% | -0.24% | – |
| BURL | Exit | BURLINGTON STORES INCcall | $0 | – | -385 | -100.0% | -0.24% | – |
| Exit | IQIYI INCconvertible bond | $0 | – | -1,500,000 | -100.0% | -0.41% | – | |
| CHNGU | Exit | CHANGE HEALTHCARE INC | $0 | – | -50,000 | -100.0% | -0.54% | – |
| Exit | PRICELINE GRP INCconvertible bond | $0 | – | -2,500,000 | -100.0% | -0.66% | – | |
| Exit | JAZZ INVESTMENTS I LTDconvertible bond | $0 | – | -3,000,000 | -100.0% | -0.68% | – | |
| Exit | PTC THERAPEUTICS INCconvertible bond | $0 | – | -2,500,000 | -100.0% | -0.72% | – | |
| COUP | Exit | COUPA SOFTWARE INC | $0 | – | -12,400 | -100.0% | -0.85% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -41,400 | -100.0% | -0.91% | – |
| Exit | DISH NETWORK CORPconvertible bond | $0 | – | -4,000,000 | -100.0% | -0.91% | – | |
| Exit | LIGAND PHARMACEUTICALS INCconvertible bond | $0 | – | -5,000,000 | -100.0% | -1.08% | – | |
| Exit | Q2 HLDGS INCconvertible bond | $0 | – | -3,000,000 | -100.0% | -1.17% | – | |
| Exit | TTM TECHNOLOGIESconvertible bond | $0 | – | -5,000,000 | -100.0% | -1.56% | – | |
| Exit | RHconvertible bond | $0 | – | -6,000,000 | -100.0% | -2.08% | – | |
| NEEPRO | Exit | NEXTERA ENERGY INC | $0 | – | -200,000 | -100.0% | -2.41% | – |
| Exit | ILLUMINA INCconvertible bond | $0 | – | -27,000,000 | -100.0% | -9.92% | – | |
| Exit | SQUARE INCconvertible bond | $0 | – | -10,000,000 | -100.0% | -11.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-12-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.