$219 Million is the total value of Sargent Investment Group, LLC's 143 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 18.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OLED | Sell | UNIVERSAL DISPLAY CORP | $13,498,000 | +11.1% | 71,773 | -9.7% | 6.16% | +5.3% |
| ATRS | Buy | ANTARES PHARMA INC | $10,583,000 | +9.7% | 3,216,575 | +1.0% | 4.83% | +4.0% |
| EXEL | Buy | EXELIXIS INC | $9,235,000 | -9.8% | 432,125 | +0.4% | 4.22% | -14.5% |
| AMZN | Buy | AMAZON COM INC | $8,794,000 | +6.5% | 4,644 | +0.2% | 4.02% | +1.0% |
| CG | Buy | CARLYLE GROUP L P | $8,591,000 | +23.8% | 379,952 | +0.0% | 3.92% | +17.3% |
| BX | Sell | BLACKSTONE GROUP L P | $8,541,000 | +19.5% | 192,275 | -6.0% | 3.90% | +13.3% |
| USAT | Buy | USA TECHNOLOGIES INC | $8,215,000 | +130.9% | 1,105,626 | +29.0% | 3.75% | +119.0% |
| AAPL | Sell | APPLE INC | $8,040,000 | +1.0% | 40,620 | -3.1% | 3.67% | -4.3% |
| MITK | Buy | MITEK SYS INC | $6,529,000 | -13.6% | 656,885 | +6.4% | 2.98% | -18.1% |
| UBSI | Sell | UNITED BANKSHARES INC WEST V | $5,357,000 | -14.5% | 144,440 | -16.4% | 2.45% | -18.9% |
| JPST | Sell | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $5,163,000 | -15.8% | 102,470 | -15.9% | 2.36% | -20.1% |
| ARCC | Buy | ARES CAP CORP | $5,072,000 | +22.4% | 282,708 | +16.9% | 2.32% | +16.0% |
| SQ | Sell | SQUARE INCcl a | $4,889,000 | -13.5% | 67,401 | -10.6% | 2.23% | -17.9% |
| MSFT | Buy | MICROSOFT CORP | $4,363,000 | +31.3% | 32,570 | +15.6% | 1.99% | +24.4% |
| PULS | Sell | PGIM ETF TRultra short | $4,250,000 | -12.7% | 84,725 | -12.7% | 1.94% | -17.2% |
| SPPI | Sell | SPECTRUM PHARMACEUTICALS INC | $3,981,000 | -20.5% | 462,405 | -1.3% | 1.82% | -24.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,967,000 | +15.6% | 28,481 | +16.0% | 1.81% | +9.6% |
| CIBR | Buy | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $3,833,000 | +445.2% | 134,021 | +435.6% | 1.75% | +416.2% |
| CDMO | Buy | AVID BIOSERVICES INC | $3,435,000 | +34.8% | 613,433 | +2.3% | 1.57% | +27.8% |
| IHIT | Sell | INVESCO HIGH INCOME 2023 TAR | $3,336,000 | +1.3% | 319,505 | -0.0% | 1.52% | -4.0% |
| RQI | Buy | COHEN & STEERS QUALITY RLTY | $2,558,000 | +12.8% | 187,021 | +5.6% | 1.17% | +7.0% |
| FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $2,306,000 | +2.4% | 16,036 | -1.1% | 1.05% | -2.9% |
| CTSO | Buy | CYTOSORBENTS CORP | $2,207,000 | +1.2% | 333,910 | +15.9% | 1.01% | -4.0% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $2,177,000 | +5.1% | 83,890 | -0.7% | 0.99% | -0.4% |
| INTC | Sell | INTEL CORP | $2,119,000 | -64.9% | 44,263 | -60.6% | 0.97% | -66.7% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,107,000 | -7.7% | 1,949 | +0.2% | 0.96% | -12.5% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $2,100,000 | +1.3% | 7,900 | -1.2% | 0.96% | -3.9% |
| WMT | Sell | WALMART INC | $2,075,000 | +12.6% | 18,776 | -0.6% | 0.95% | +6.9% |
| BOMN | Buy | BOSTON OMAHA CORP | $2,062,000 | +30.1% | 89,075 | +40.2% | 0.94% | +23.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,822,000 | +11.3% | 16,298 | +0.8% | 0.83% | +5.6% |
| TSLX | Buy | TPG SPECIALTY LENDING INC | $1,571,000 | +8.0% | 80,160 | +10.2% | 0.72% | +2.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,558,000 | -18.2% | 11,300 | -16.3% | 0.71% | -22.5% |
| DEA | Buy | EASTERLY GOVT PPTYS INC | $1,466,000 | +119.1% | 80,962 | +117.9% | 0.67% | +107.8% |
| FDL | Buy | FIRST TR MORNINGSTAR DIV LEA | $1,448,000 | +15.8% | 47,245 | +14.0% | 0.66% | +9.8% |
| HD | Sell | HOME DEPOT INC | $1,371,000 | -6.3% | 6,593 | -13.5% | 0.63% | -11.2% |
| NOC | New | NORTHROP GRUMMAN CORP | $1,365,000 | – | 4,225 | +100.0% | 0.62% | – |
| STWD | Buy | STARWOOD PPTY TR INC | $1,345,000 | +95.8% | 59,199 | +92.7% | 0.61% | +85.5% |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INC | $1,265,000 | +64.3% | 216,950 | +8.5% | 0.58% | +55.8% |
| FTCS | New | FIRST TR EXCHANGE TRADED FDcap strength etf | $1,264,000 | – | 22,380 | +100.0% | 0.58% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $1,249,000 | +26.5% | 11,394 | +20.1% | 0.57% | +20.0% |
| XOM | Buy | EXXON MOBIL CORP | $1,239,000 | -4.8% | 16,167 | +0.3% | 0.57% | -9.7% |
| SLRC | Buy | SOLAR CAP LTD | $1,234,000 | -1.3% | 60,100 | +0.2% | 0.56% | -6.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,191,000 | -25.9% | 5,585 | -30.2% | 0.54% | -29.7% |
| GLW | Buy | CORNING INC | $1,171,000 | +23.9% | 35,240 | +23.5% | 0.54% | +17.6% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $1,121,000 | +0.1% | 51,750 | -1.6% | 0.51% | -5.0% |
| IHTA | Buy | INVESCO HIGH INCOME 2024 TAR | $1,122,000 | +44.2% | 110,475 | +40.4% | 0.51% | +36.5% |
| LTXB | Sell | LEGACY TEX FINL GROUP INC | $1,120,000 | +6.9% | 27,514 | -1.9% | 0.51% | +1.2% |
| ADBE | Sell | ADOBE INC | $1,117,000 | +4.1% | 3,790 | -5.8% | 0.51% | -1.4% |
| TPVG | Sell | TRIPLEPOINT VENTURE GROWTH B | $1,068,000 | +0.8% | 75,035 | -2.5% | 0.49% | -4.3% |
| FGD | Buy | FIRST TR EXCHANGE TRADED FDdj glbl divid | $1,065,000 | +10.5% | 46,295 | +11.9% | 0.49% | +4.7% |
| FB | Buy | FACEBOOK INCcl a | $1,060,000 | +17.3% | 5,491 | +1.2% | 0.48% | +11.3% |
| FV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $1,028,000 | -16.6% | 33,798 | -17.6% | 0.47% | -21.0% |
| WASH | WASHINGTON TR BANCORP | $1,022,000 | +8.4% | 19,590 | 0.0% | 0.47% | +2.9% | |
| PTMC | Sell | PACER FDS TRtrendp us mid cp | $1,009,000 | -68.8% | 34,630 | -67.5% | 0.46% | -70.4% |
| BAX | Sell | BAXTER INTL INC | $887,000 | -5.0% | 10,832 | -5.8% | 0.40% | -10.0% |
| WBII | Buy | ABSOLUTE SHS TRwbi bbr gbl inme | $823,000 | +43.6% | 32,656 | +40.4% | 0.38% | +36.2% |
| LVS | Buy | LAS VEGAS SANDS CORP | $820,000 | +141.2% | 13,870 | +149.0% | 0.37% | +128.0% |
| CVX | Buy | CHEVRON CORP NEW | $813,000 | +4.1% | 6,530 | +3.0% | 0.37% | -1.3% |
| BAC | Buy | BANK AMER CORP | $798,000 | +6.3% | 27,510 | +1.1% | 0.36% | +0.6% |
| EZM | Sell | WISDOMTREE TRus midcap fund | $795,000 | -49.7% | 19,870 | -50.5% | 0.36% | -52.3% |
| BA | BOEING CO | $788,000 | -4.5% | 2,164 | 0.0% | 0.36% | -9.3% | |
| MMM | Sell | 3M CO | $776,000 | -19.0% | 4,474 | -3.0% | 0.35% | -23.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $771,000 | -1.4% | 2,632 | -4.9% | 0.35% | -6.6% |
| CRM | SALESFORCE COM INC | $759,000 | -4.2% | 5,000 | 0.0% | 0.35% | -8.9% | |
| FOF | Sell | COHEN & STEERS CLOSED END OP | $744,000 | -45.0% | 58,195 | -46.8% | 0.34% | -47.8% |
| RVT | Sell | ROYCE VALUE TR INC | $734,000 | -19.1% | 52,700 | -20.0% | 0.34% | -23.3% |
| KMI | KINDER MORGAN INC DEL | $727,000 | +4.3% | 34,818 | 0.0% | 0.33% | -1.2% | |
| SASR | Sell | SANDY SPRING BANCORP INC | $726,000 | -14.9% | 20,810 | -23.7% | 0.33% | -19.2% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $708,000 | +151.1% | 8,106 | +150.1% | 0.32% | +137.5% |
| JHB | NUVEEN HIGH INCOME NOVEMBER | $684,000 | +1.3% | 69,000 | 0.0% | 0.31% | -4.0% | |
| CAT | CATERPILLAR INC DEL | $678,000 | +0.6% | 4,975 | 0.0% | 0.31% | -4.6% | |
| ORCL | ORACLE CORP | $646,000 | +6.1% | 11,343 | 0.0% | 0.30% | +0.7% | |
| PEP | Buy | PEPSICO INC | $634,000 | +38.4% | 4,835 | +29.5% | 0.29% | +31.2% |
| FXL | Sell | FIRST TR EXCHANGE TRADED FDtech alphadex | $601,000 | -0.3% | 9,035 | -4.2% | 0.27% | -5.5% |
| COST | Buy | COSTCO WHSL CORP NEW | $592,000 | +11.3% | 2,241 | +2.0% | 0.27% | +5.5% |
| MRK | Sell | MERCK & CO INC | $586,000 | -11.2% | 6,988 | -12.0% | 0.27% | -15.7% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $582,000 | -1.9% | 17,255 | -5.5% | 0.27% | -7.0% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $583,000 | -19.8% | 5,405 | -22.4% | 0.27% | -24.0% |
| HSIC | Sell | HENRY SCHEIN INC | $566,000 | +13.2% | 8,100 | -2.6% | 0.26% | +7.1% |
| MAR | New | MARRIOTT INTL INC NEWcl a | $561,000 | – | 4,000 | +100.0% | 0.26% | – |
| FTSM | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $549,000 | 0.0% | 9,150 | 0.0% | 0.25% | -4.9% | |
| GOOGL | ALPHABET INCcap stk cl a | $544,000 | -8.0% | 502 | 0.0% | 0.25% | -13.0% | |
| UNP | UNION PACIFIC CORP | $538,000 | +1.1% | 3,180 | 0.0% | 0.25% | -3.9% | |
| PFE | Buy | PFIZER INC | $537,000 | +21.5% | 12,397 | +19.2% | 0.24% | +15.0% |
| ZTS | ZOETIS INCcl a | $511,000 | +12.8% | 4,500 | 0.0% | 0.23% | +6.9% | |
| SBUX | Buy | STARBUCKS CORP | $493,000 | +14.4% | 5,885 | +1.5% | 0.22% | +8.2% |
| C | Buy | CITIGROUP INC | $486,000 | +19.7% | 6,945 | +6.5% | 0.22% | +13.3% |
| CDXC | Sell | CHROMADEX CORP | $474,000 | +9.2% | 102,000 | -1.4% | 0.22% | +3.3% |
| CFA | Buy | VICTORY PORTFOLIOS II | $469,000 | +6.6% | 8,942 | +2.0% | 0.21% | +0.9% |
| CPST | Buy | CAPSTONE TURBINE CORP | $466,000 | -12.6% | 592,900 | +0.1% | 0.21% | -17.1% |
| UNH | UNITEDHEALTH GROUP INC | $445,000 | -1.3% | 1,825 | 0.0% | 0.20% | -6.5% | |
| DIS | Buy | DISNEY WALT CO | $433,000 | +97.7% | 3,098 | +57.0% | 0.20% | +88.6% |
| FEX | FIRST TR LRGE CP CORE ALPHA | $433,000 | +2.9% | 7,075 | 0.0% | 0.20% | -2.5% | |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $395,000 | +1.8% | 8,275 | +12.2% | 0.18% | -3.7% |
| WBIG | Buy | ABSOLUTE SHS TRwbi bbr yld 1000 | $378,000 | -1.6% | 15,764 | +0.8% | 0.17% | -6.5% |
| WBIT | New | ABSOLUTE SHS TRwbi bulbear tr | $372,000 | – | 17,983 | +100.0% | 0.17% | – |
| AMGN | AMGEN INC | $369,000 | -2.9% | 2,000 | 0.0% | 0.17% | -7.7% | |
| SOXX | ISHARES TRphlx semicnd etf | $367,000 | +4.6% | 1,850 | 0.0% | 0.17% | -0.6% | |
| WBIY | Buy | ABSOLUTE SHS TRwbi pwr fctr etf | $368,000 | +27.3% | 14,999 | +27.6% | 0.17% | +20.9% |
| CHRS | New | COHERUS BIOSCIENCES INC | $367,000 | – | 16,615 | +100.0% | 0.17% | – |
| GLD | Buy | SPDR GOLD TRUST | $366,000 | +64.1% | 2,750 | +50.3% | 0.17% | +56.1% |
| T | Buy | AT&T INC | $365,000 | +10.9% | 10,889 | +3.7% | 0.17% | +5.7% |
| ULTA | ULTA BEAUTY INC | $364,000 | -0.5% | 1,050 | 0.0% | 0.17% | -5.7% | |
| ATOM | Buy | ATOMERA INC | $361,000 | +114.9% | 71,855 | +13.3% | 0.16% | +103.7% |
| FSV | New | FIRSTSERVICE CORP NEW | $360,000 | – | 3,750 | +100.0% | 0.16% | – |
| ABT | Buy | ABBOTT LABS | $353,000 | +16.1% | 4,196 | +10.5% | 0.16% | +10.3% |
| NKE | Buy | NIKE INCcl b | $353,000 | +0.9% | 4,209 | +1.2% | 0.16% | -4.7% |
| AXP | New | AMERICAN EXPRESS CO | $351,000 | – | 2,845 | +100.0% | 0.16% | – |
| CMI | CUMMINS INC | $343,000 | +8.5% | 2,000 | 0.0% | 0.16% | +3.3% | |
| ITW | ILLINOIS TOOL WKS INC | $338,000 | +5.0% | 2,242 | 0.0% | 0.15% | -0.6% | |
| HACK | Sell | ETF MANAGERS TRprime cybr scrty | $337,000 | -66.6% | 8,470 | -66.4% | 0.15% | -68.2% |
| EPD | ENTERPRISE PRODS PARTNERS L | $335,000 | -0.9% | 11,612 | 0.0% | 0.15% | -6.1% | |
| OAK | Sell | OAKTREE CAP GROUP LLCunit cl a | $329,000 | -9.6% | 6,635 | -9.4% | 0.15% | -14.3% |
| PYPL | Buy | PAYPAL HLDGS INC | $326,000 | +16.8% | 2,845 | +6.0% | 0.15% | +11.2% |
| PEB | Sell | PEBBLEBROOK HOTEL TR | $319,000 | -19.0% | 11,310 | -10.7% | 0.15% | -23.2% |
| XBI | SPDR SERIES TRUSTs&p biotech | $317,000 | -3.1% | 3,615 | 0.0% | 0.14% | -7.6% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $311,000 | +9.9% | 5,435 | +13.6% | 0.14% | +4.4% |
| VTHR | VANGUARD SCOTTSDALE FDSvng rus3000idx | $307,000 | +3.7% | 2,290 | 0.0% | 0.14% | -2.1% | |
| FEZ | SPDR INDEX SHS FDSeuro stoxx 50 | $306,000 | +4.4% | 8,000 | 0.0% | 0.14% | -0.7% | |
| SPLV | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $295,000 | +4.6% | 5,355 | 0.0% | 0.14% | -0.7% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $281,000 | +3.3% | 1,700 | 0.0% | 0.13% | -2.3% | |
| CVS | Sell | CVS HEALTH CORP | $252,000 | -12.2% | 4,627 | -13.1% | 0.12% | -16.7% |
| PM | Buy | PHILIP MORRIS INTL INC | $250,000 | -6.7% | 3,187 | +4.9% | 0.11% | -11.6% |
| IBB | Buy | ISHARES TRnasdaq biotech | $228,000 | +4.1% | 2,093 | +7.1% | 0.10% | -1.0% |
| GE | Sell | GENERAL ELECTRIC CO | $228,000 | -18.0% | 21,737 | -21.9% | 0.10% | -22.4% |
| KO | COCA COLA CO | $225,000 | +8.7% | 4,420 | 0.0% | 0.10% | +3.0% | |
| THW | Sell | TEKLA WORLD HEALTHCARE FD | $217,000 | -23.0% | 17,000 | -22.7% | 0.10% | -27.2% |
| TCPC | Sell | BLACKROCK TCP CAP CORP | $214,000 | -77.5% | 15,000 | -77.6% | 0.10% | -78.6% |
| BFS | New | SAUL CTRS INC | $215,000 | – | 3,825 | +100.0% | 0.10% | – |
| BLK | New | BLACKROCK INC | $215,000 | – | 458 | +100.0% | 0.10% | – |
| ENS | New | ENERSYS | $210,000 | – | 3,060 | +100.0% | 0.10% | – |
| QCOM | New | QUALCOMM INC | $207,000 | – | 2,724 | +100.0% | 0.10% | – |
| DUK | DUKE ENERGY CORP NEW | $205,000 | -1.9% | 2,326 | 0.0% | 0.09% | -6.9% | |
| HII | New | HUNTINGTON INGALLS INDS INC | $205,000 | – | 910 | +100.0% | 0.09% | – |
| DHR | New | DANAHER CORPORATION | $204,000 | – | 1,430 | +100.0% | 0.09% | – |
| KMX | New | CARMAX INC | $201,000 | – | 2,314 | +100.0% | 0.09% | – |
| MDIV | FIRST TR EXCHANGE TRADED FDmulti asset di | $188,000 | +0.5% | 10,185 | 0.0% | 0.09% | -4.4% | |
| NVAX | New | NOVAVAX INC | $180,000 | – | 30,711 | +100.0% | 0.08% | – |
| FCX | FREEPORT-MCMORAN INCcl b | $121,000 | -10.4% | 10,450 | 0.0% | 0.06% | -15.4% | |
| MDWD | Buy | MEDIWOUND LTD | $98,000 | +44.1% | 29,000 | +114.8% | 0.04% | +36.4% |
| QTRHF | New | QUARTERHILL INC | $36,000 | – | 33,705 | +100.0% | 0.02% | – |
| HD | Sell | HOME DEPOT INCcall | $17,000 | +70.0% | 600 | -53.8% | 0.01% | +60.0% |
| VIVE | New | VIVEVE MED INC | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -2,675 | -100.0% | -0.10% | – |
| CSFL | Exit | CENTERSTATE BK CORP | $0 | – | -9,196 | -100.0% | -0.10% | – |
| BGY | Exit | BLACKROCK ENHANCED INTL DIV | $0 | – | -50,000 | -100.0% | -0.13% | – |
| IFV | Exit | FIRST TR EXCHANGE TRADED FDdorsey wright | $0 | – | -16,530 | -100.0% | -0.15% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -588,070 | -100.0% | -0.16% | – |
| WBIC | Exit | ABSOLUTE SHS TRwbi bbr yld 2000 | $0 | – | -19,449 | -100.0% | -0.18% | – |
| LGI | Exit | LAZARD GLB TTL RET&INCM FD I | $0 | – | -30,000 | -100.0% | -0.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 8.6% |
| UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
| AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
| EXELIXIS INC | 20 | Q3 2023 | 4.9% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
| AMAZON COM INC | 20 | Q3 2023 | 4.5% |
| MITEK SYS INC | 20 | Q3 2023 | 3.8% |
| JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
| ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.