$208 Million is the total value of Sargent Investment Group, LLC's 133 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 12.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OLED | Sell | UNIVERSAL DISPLAY CORP | $12,154,000 | +62.3% | 79,513 | -0.7% | 5.85% | +27.2% |
| EXEL | Buy | EXELIXIS INC | $10,244,000 | +32.1% | 430,440 | +9.2% | 4.93% | +3.5% |
| ATRS | Buy | ANTARES PHARMA INC | $9,650,000 | +14.6% | 3,184,955 | +2.9% | 4.65% | -10.2% |
| AMZN | Sell | AMAZON COM INC | $8,257,000 | +17.4% | 4,637 | -1.0% | 3.98% | -8.0% |
| AAPL | Buy | APPLE INC | $7,961,000 | +23.8% | 41,910 | +2.8% | 3.83% | -3.0% |
| MITK | Buy | MITEK SYS INC | $7,559,000 | +23.8% | 617,555 | +9.3% | 3.64% | -3.0% |
| BX | Buy | BLACKSTONE GROUP L P | $7,150,000 | +26.1% | 204,450 | +7.5% | 3.44% | -1.1% |
| CG | Buy | CARLYLE GROUP L P | $6,942,000 | +25.0% | 379,767 | +7.7% | 3.34% | -2.1% |
| UBSI | Sell | UNITED BANKSHARES INC WEST V | $6,264,000 | +15.0% | 172,855 | -1.3% | 3.02% | -9.9% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $6,130,000 | +122.2% | 121,870 | +121.4% | 2.95% | +74.1% |
| INTC | Sell | INTEL CORP | $6,031,000 | +8.6% | 112,309 | -5.1% | 2.90% | -14.9% |
| SQ | Buy | SQUARE INCcl a | $5,651,000 | +45.5% | 75,431 | +8.9% | 2.72% | +14.0% |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $5,007,000 | +27.7% | 468,405 | +4.6% | 2.41% | +0.1% |
| PULS | New | PGIM ETF TRultra short | $4,866,000 | – | 97,060 | +100.0% | 2.34% | – |
| ARCC | Buy | ARES CAP CORP | $4,145,000 | +26.5% | 241,835 | +15.0% | 2.00% | -0.8% |
| USAT | Sell | USA TECHNOLOGIES INC | $3,558,000 | -3.7% | 857,383 | -9.7% | 1.71% | -24.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,432,000 | +4.0% | 24,553 | -3.9% | 1.65% | -18.5% |
| MSFT | Sell | MICROSOFT CORP | $3,324,000 | +11.5% | 28,183 | -4.0% | 1.60% | -12.6% |
| IHIT | Buy | INVESCO HIGH INCOME 2023 TAR | $3,294,000 | +8.1% | 319,541 | +4.1% | 1.59% | -15.3% |
| PTMC | Buy | PACER FDS TRtrendp us mid cp | $3,230,000 | +2.8% | 106,397 | +4.5% | 1.56% | -19.4% |
| CDMO | Buy | AVID BIOSERVICES INC | $2,549,000 | +12.1% | 599,733 | +8.1% | 1.23% | -12.1% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,283,000 | +11.6% | 1,946 | -1.5% | 1.10% | -12.6% |
| RQI | Buy | COHEN & STEERS QUALITY RLTY | $2,267,000 | +28.6% | 177,131 | +4.1% | 1.09% | +0.8% |
| FDN | Buy | FIRST TR EXCHANGE TRADED FDdj internt idx | $2,252,000 | +26.2% | 16,214 | +6.0% | 1.08% | -1.0% |
| CTSO | Buy | CYTOSORBENTS CORP | $2,181,000 | +8.2% | 288,070 | +15.5% | 1.05% | -15.2% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $2,073,000 | +10.6% | 8,000 | -0.5% | 1.00% | -13.4% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $2,072,000 | +24.1% | 84,491 | 0.0% | 1.00% | -2.7% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,905,000 | +22.1% | 13,500 | -1.6% | 0.92% | -4.4% |
| WMT | Buy | WALMART INC | $1,842,000 | +7.5% | 18,891 | +2.7% | 0.89% | -15.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,637,000 | +7.3% | 16,168 | +3.5% | 0.79% | -15.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,608,000 | -2.0% | 8,005 | -0.4% | 0.77% | -23.2% |
| BOMN | Buy | BOSTON OMAHA CORP | $1,585,000 | +46.2% | 63,538 | +37.1% | 0.76% | +14.6% |
| EZM | Buy | WISDOMTREE TRus midcap fund | $1,580,000 | +53.7% | 40,170 | +34.0% | 0.76% | +20.4% |
| HD | HOME DEPOT INC | $1,463,000 | +11.7% | 7,623 | 0.0% | 0.70% | -12.4% | |
| TSLX | Buy | TPG SPECIALTY LENDING INC | $1,455,000 | +15.5% | 72,760 | +4.5% | 0.70% | -9.4% |
| FOF | COHEN & STEERS CLOSED END OP | $1,352,000 | +11.5% | 109,355 | 0.0% | 0.65% | -12.6% | |
| XOM | Buy | EXXON MOBIL CORP | $1,302,000 | +46.5% | 16,117 | +23.6% | 0.63% | +14.8% |
| FDL | Buy | FIRST TR MORNINGSTAR DIV LEA | $1,250,000 | +28.7% | 41,430 | +16.3% | 0.60% | +0.8% |
| SLRC | SOLAR CAP LTD | $1,250,000 | +8.6% | 60,000 | 0.0% | 0.60% | -14.9% | |
| FV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $1,233,000 | +13.3% | 41,020 | -4.8% | 0.59% | -11.2% |
| GDV | GABELLI DIVD & INCOME TR | $1,120,000 | +16.3% | 52,610 | 0.0% | 0.54% | -9.0% | |
| ADBE | Sell | ADOBE INC | $1,073,000 | +10.1% | 4,025 | -6.6% | 0.52% | -13.7% |
| TPVG | Sell | TRIPLEPOINT VENTURE GROWTH B | $1,059,000 | +20.1% | 76,965 | -4.9% | 0.51% | -5.9% |
| LTXB | Sell | LEGACY TEX FINL GROUP INC | $1,048,000 | +5.9% | 28,034 | -9.1% | 0.50% | -16.9% |
| HACK | Buy | ETF MANAGERS TRprime cybr scrty | $1,008,000 | +193.9% | 25,182 | +147.3% | 0.48% | +129.9% |
| PG | Buy | PROCTER AND GAMBLE CO | $987,000 | +65.6% | 9,488 | +46.2% | 0.48% | +29.8% |
| FGD | Buy | FIRST TR EXCHANGE TRADED FDdj glbl divid | $964,000 | +16.1% | 41,365 | +8.9% | 0.46% | -9.0% |
| MMM | 3M CO | $958,000 | +9.1% | 4,610 | 0.0% | 0.46% | -14.6% | |
| TCPC | Sell | BLACKROCK TCP CAP CORP | $951,000 | +8.2% | 67,064 | -0.5% | 0.46% | -15.2% |
| GLW | Buy | CORNING INC | $945,000 | +80.0% | 28,545 | +64.4% | 0.46% | +40.9% |
| WASH | WASHINGTON TR BANCORP | $943,000 | +1.3% | 19,590 | 0.0% | 0.45% | -20.6% | |
| BAX | Buy | BAXTER INTL INC | $934,000 | +26.2% | 11,493 | +2.2% | 0.45% | -1.1% |
| RVT | ROYCE VALUE TR INC | $907,000 | +16.6% | 65,900 | 0.0% | 0.44% | -8.6% | |
| FB | Sell | FACEBOOK INCcl a | $904,000 | +20.7% | 5,426 | -5.0% | 0.44% | -5.4% |
| SASR | Buy | SANDY SPRING BANCORP INC | $853,000 | +1.8% | 27,275 | +2.0% | 0.41% | -20.2% |
| BA | New | BOEING CO | $825,000 | – | 2,164 | +100.0% | 0.40% | – |
| CRM | SALESFORCE COM INC | $792,000 | +15.6% | 5,000 | 0.0% | 0.38% | -9.5% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $782,000 | +32.1% | 2,767 | +16.9% | 0.38% | +3.6% |
| CVX | Sell | CHEVRON CORP NEW | $781,000 | +12.2% | 6,340 | -0.9% | 0.38% | -12.1% |
| IHTA | Buy | INVESCO HIGH INCOME 2024 TAR | $778,000 | +101.0% | 78,665 | +82.6% | 0.38% | +57.6% |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INC | $770,000 | +118.1% | 199,950 | +5.8% | 0.37% | +71.0% |
| BAC | Buy | BANK AMER CORP | $751,000 | +76.3% | 27,210 | +57.4% | 0.36% | +38.2% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $727,000 | +9.8% | 6,961 | -3.9% | 0.35% | -14.0% |
| CIBR | New | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $703,000 | – | 25,023 | +100.0% | 0.34% | – |
| KMI | KINDER MORGAN INC DEL | $697,000 | +30.0% | 34,818 | 0.0% | 0.34% | +2.1% | |
| STWD | Buy | STARWOOD PPTY TR INC | $687,000 | +21.4% | 30,724 | +7.0% | 0.33% | -4.9% |
| JHB | NUVEEN HIGH INCOME NOVEMBER | $675,000 | +9.9% | 69,000 | 0.0% | 0.32% | -13.8% | |
| CAT | CATERPILLAR INC DEL | $674,000 | +6.6% | 4,975 | 0.0% | 0.32% | -16.2% | |
| DEA | Buy | EASTERLY GOVT PPTYS INC | $669,000 | +63.6% | 37,162 | +42.3% | 0.32% | +28.3% |
| MRK | Buy | MERCK & CO INC | $660,000 | +24.1% | 7,938 | +13.9% | 0.32% | -2.8% |
| ORCL | ORACLE CORP | $609,000 | +18.9% | 11,343 | 0.0% | 0.29% | -7.0% | |
| FXL | Buy | FIRST TR EXCHANGE TRADED FDtech alphadex | $603,000 | +32.8% | 9,430 | +9.3% | 0.29% | +3.9% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $593,000 | +32.7% | 18,255 | +18.8% | 0.29% | +4.0% |
| GOOGL | ALPHABET INCcap stk cl a | $591,000 | +12.6% | 502 | 0.0% | 0.28% | -11.8% | |
| WBII | Buy | ABSOLUTE SHS TRwbi bbr gbl inme | $573,000 | +23.2% | 23,266 | +20.4% | 0.28% | -3.5% |
| FTSM | New | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $549,000 | – | 9,150 | +100.0% | 0.26% | – |
| CPST | Buy | CAPSTONE TURBINE CORP | $533,000 | +173.3% | 592,500 | +82.3% | 0.26% | +114.2% |
| UNP | UNION PACIFIC CORP | $532,000 | +20.9% | 3,180 | 0.0% | 0.26% | -5.2% | |
| COST | Buy | COSTCO WHSL CORP NEW | $532,000 | +33.0% | 2,198 | +11.9% | 0.26% | +4.1% |
| HSIC | Sell | HENRY SCHEIN INC | $500,000 | -28.9% | 8,320 | -7.0% | 0.24% | -44.2% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $464,000 | +4.7% | 30,000 | -7.7% | 0.22% | -18.0% |
| PEP | Buy | PEPSICO INC | $458,000 | +28.3% | 3,735 | +15.5% | 0.22% | +0.9% |
| ZTS | ZOETIS INCcl a | $453,000 | +17.7% | 4,500 | 0.0% | 0.22% | -8.0% | |
| UNH | UNITEDHEALTH GROUP INC | $451,000 | -0.9% | 1,825 | 0.0% | 0.22% | -22.5% | |
| PFE | New | PFIZER INC | $442,000 | – | 10,397 | +100.0% | 0.21% | – |
| CFA | Sell | VICTORY PORTFOLIOS II | $440,000 | +8.9% | 8,769 | -4.5% | 0.21% | -14.5% |
| CDXC | CHROMADEX CORP | $434,000 | +22.3% | 103,500 | 0.0% | 0.21% | -4.1% | |
| SBUX | STARBUCKS CORP | $431,000 | +15.2% | 5,800 | 0.0% | 0.21% | -9.6% | |
| FEX | Sell | FIRST TR LRGE CP CORE ALPHA | $421,000 | +8.8% | 7,075 | -4.7% | 0.20% | -14.7% |
| C | Sell | CITIGROUP INC | $406,000 | +8.8% | 6,520 | -8.9% | 0.20% | -14.4% |
| PEB | Sell | PEBBLEBROOK HOTEL TR | $394,000 | +6.2% | 12,670 | -3.4% | 0.19% | -16.7% |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $388,000 | +44.8% | 7,375 | +30.0% | 0.19% | +13.3% |
| WBIG | New | ABSOLUTE SHS TRwbi bbr yld 1000 | $384,000 | – | 15,635 | +100.0% | 0.18% | – |
| WBIC | New | ABSOLUTE SHS TRwbi bbr yld 2000 | $381,000 | – | 19,449 | +100.0% | 0.18% | – |
| AMGN | AMGEN INC | $380,000 | -2.3% | 2,000 | 0.0% | 0.18% | -23.4% | |
| ULTA | ULTA BEAUTY INC | $366,000 | +42.4% | 1,050 | 0.0% | 0.18% | +11.4% | |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $364,000 | +74.2% | 7,325 | +39.1% | 0.18% | +36.7% |
| SOXX | ISHARES TRphlx semicnd etf | $351,000 | +21.0% | 1,850 | 0.0% | 0.17% | -5.1% | |
| NKE | Buy | NIKE INCcl b | $350,000 | +14.8% | 4,159 | +1.0% | 0.17% | -9.6% |
| LVS | Buy | LAS VEGAS SANDS CORP | $340,000 | +17.6% | 5,570 | +0.4% | 0.16% | -7.9% |
| EPD | ENTERPRISE PRODS PARTNERS L | $338,000 | +18.2% | 11,612 | 0.0% | 0.16% | -7.4% | |
| T | Sell | AT&T INC | $329,000 | +7.5% | 10,502 | -2.0% | 0.16% | -16.0% |
| XBI | SPDR SERIES TRUSTs&p biotech | $327,000 | +26.3% | 3,615 | 0.0% | 0.16% | -1.3% | |
| NVAX | Buy | NOVAVAX INC | $324,000 | -59.7% | 588,070 | +34.8% | 0.16% | -68.4% |
| ITW | ILLINOIS TOOL WKS INC | $322,000 | +13.4% | 2,242 | 0.0% | 0.16% | -11.4% | |
| CMI | CUMMINS INC | $316,000 | +18.4% | 2,000 | 0.0% | 0.15% | -7.3% | |
| IFV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wright | $315,000 | +4.3% | 16,530 | -4.7% | 0.15% | -18.3% |
| ABT | ABBOTT LABS | $304,000 | +10.5% | 3,798 | 0.0% | 0.15% | -13.6% | |
| VTHR | Sell | VANGUARD SCOTTSDALE FDSvng rus3000idx | $296,000 | -31.8% | 2,290 | -39.8% | 0.14% | -46.4% |
| FEZ | SPDR INDEX SHS FDSeuro stoxx 50 | $293,000 | +10.2% | 8,000 | 0.0% | 0.14% | -13.5% | |
| WBIY | Buy | ABSOLUTE SHS TRwbi pwr fctr etf | $289,000 | +26.8% | 11,757 | +14.2% | 0.14% | -0.7% |
| CVS | CVS HEALTH CORP | $287,000 | -17.8% | 5,327 | 0.0% | 0.14% | -35.5% | |
| VZ | New | VERIZON COMMUNICATIONS INC | $283,000 | – | 4,785 | +100.0% | 0.14% | – |
| SPLV | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $282,000 | +12.8% | 5,355 | 0.0% | 0.14% | -11.7% | |
| THW | TEKLA WORLD HEALTHCARE FD | $282,000 | +10.6% | 22,000 | 0.0% | 0.14% | -13.4% | |
| VNQ | VANGUARD INDEX FDSreal estate etf | $282,000 | +16.5% | 3,241 | 0.0% | 0.14% | -8.7% | |
| BGY | BLACKROCK ENHANCED INTL DIV | $278,000 | +11.6% | 50,000 | 0.0% | 0.13% | -12.4% | |
| PYPL | PAYPAL HLDGS INC | $279,000 | +23.5% | 2,685 | 0.0% | 0.13% | -3.6% | |
| GE | Buy | GENERAL ELECTRIC CO | $278,000 | +66.5% | 27,822 | +26.1% | 0.13% | +30.1% |
| ADP | AUTOMATIC DATA PROCESSING IN | $272,000 | +22.0% | 1,700 | 0.0% | 0.13% | -4.4% | |
| PM | PHILIP MORRIS INTL INC | $268,000 | +32.0% | 3,037 | 0.0% | 0.13% | +3.2% | |
| GLD | SPDR GOLD TRUST | $223,000 | +0.5% | 1,830 | 0.0% | 0.11% | -21.3% | |
| DIS | New | DISNEY WALT CO | $219,000 | – | 1,973 | +100.0% | 0.10% | – |
| IBB | New | ISHARES TRnasdaq biotech | $219,000 | – | 1,955 | +100.0% | 0.10% | – |
| CSFL | New | CENTERSTATE BK CORP | $219,000 | – | 9,196 | +100.0% | 0.10% | – |
| ABBV | Sell | ABBVIE INC | $216,000 | -26.5% | 2,675 | -16.0% | 0.10% | -42.5% |
| DUK | DUKE ENERGY CORP NEW | $209,000 | +4.0% | 2,326 | 0.0% | 0.10% | -18.5% | |
| KO | COCA COLA CO | $207,000 | -1.0% | 4,420 | 0.0% | 0.10% | -21.9% | |
| MDIV | Sell | FIRST TR EXCHANGE TRADED FDmulti asset di | $187,000 | -7.4% | 10,185 | -15.3% | 0.09% | -27.4% |
| ATOM | Buy | ATOMERA INC | $168,000 | +15.1% | 63,435 | +24.5% | 0.08% | -10.0% |
| FCX | FREEPORT-MCMORAN INCcl b | $135,000 | +25.0% | 10,450 | 0.0% | 0.06% | -1.5% | |
| MDWD | MEDIWOUND LTD | $68,000 | +23.6% | 13,500 | 0.0% | 0.03% | -2.9% | |
| HD | New | HOME DEPOT INCcall | $10,000 | – | 1,300 | +100.0% | 0.01% | – |
| VIVE | Exit | VIVEVE MED INC | $0 | – | -30,000 | -100.0% | -0.02% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -2,520 | -100.0% | -0.15% | – |
| ENS | Exit | ENERSYS | $0 | – | -3,400 | -100.0% | -0.16% | – |
| WBIH | Exit | ABSOLUTE SHS TRwbi bbr gbl high | $0 | – | -23,711 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 8.6% |
| UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
| AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
| EXELIXIS INC | 20 | Q3 2023 | 4.9% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
| AMAZON COM INC | 20 | Q3 2023 | 4.5% |
| MITEK SYS INC | 20 | Q3 2023 | 3.8% |
| JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
| ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.