$223 Million is the total value of Sargent Investment Group, LLC's 138 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 23.1% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
OLED | Sell | UNIVERSAL DISPLAY CORP | $11,841,000 | -12.3% | 70,523 | -1.7% | 5.32% | -13.7% |
ATRS | Buy | ANTARES PHARMA INC | $11,122,000 | +5.1% | 3,324,890 | +3.4% | 4.99% | +3.3% |
CG | Buy | CARLYLE GROUP L P | $10,427,000 | +21.4% | 407,927 | +7.4% | 4.68% | +19.3% |
BX | New | BLACKSTONE GROUP INC | $9,673,000 | – | 198,061 | +100.0% | 4.34% | – |
AAPL | Sell | APPLE INC | $8,900,000 | +10.7% | 39,736 | -2.2% | 4.00% | +8.9% |
EXEL | Buy | EXELIXIS INC | $8,234,000 | -10.8% | 465,620 | +7.8% | 3.70% | -12.3% |
AMZN | Sell | AMAZON COM INC | $7,801,000 | -11.3% | 4,494 | -3.2% | 3.50% | -12.8% |
ARCC | Buy | ARES CAP CORP | $6,711,000 | +32.3% | 360,139 | +27.4% | 3.01% | +30.1% |
MITK | Buy | MITEK SYS INC | $6,569,000 | +0.6% | 680,675 | +3.6% | 2.95% | -1.0% |
CIBR | Buy | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $5,163,000 | +34.7% | 186,696 | +39.3% | 2.32% | +32.5% |
JPST | Sell | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $4,954,000 | -4.0% | 98,250 | -4.1% | 2.22% | -5.6% |
ABT | Buy | ABBOTT LABS | $4,522,000 | +1181.0% | 54,051 | +1188.2% | 2.03% | +1161.5% |
MSFT | Sell | MICROSOFT CORP | $4,493,000 | +3.0% | 32,319 | -0.8% | 2.02% | +1.3% |
SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $4,443,000 | +11.6% | 535,645 | +15.8% | 2.00% | +9.7% |
PULS | Sell | PGIM ETF TRultra short | $4,152,000 | -2.3% | 82,725 | -2.4% | 1.86% | -4.0% |
SQ | Sell | SQUARE INCcl a | $3,810,000 | -22.1% | 61,506 | -8.7% | 1.71% | -23.4% |
DEA | Buy | EASTERLY GOVT PPTYS INC | $3,774,000 | +157.4% | 177,195 | +118.9% | 1.70% | +153.4% |
IHIT | Buy | INVESCO HIGH INCOME 2023 TAR | $3,690,000 | +10.6% | 355,105 | +11.1% | 1.66% | +8.8% |
CDMO | Buy | AVID BIOSERVICES INC | $3,377,000 | -1.7% | 637,111 | +3.9% | 1.52% | -3.4% |
UBSI | Sell | UNITED BANKSHARES INC WEST V | $3,344,000 | -37.6% | 88,290 | -38.9% | 1.50% | -38.6% |
RQI | Buy | COHEN & STEERS QUALITY RLTY | $3,315,000 | +29.6% | 209,121 | +11.8% | 1.49% | +27.5% |
GOOG | Buy | ALPHABET INCcap stk cl c | $2,988,000 | +41.8% | 2,451 | +25.8% | 1.34% | +39.5% |
JNJ | Sell | JOHNSON & JOHNSON | $2,568,000 | -35.3% | 19,850 | -30.3% | 1.15% | -36.4% |
FTCS | Buy | FIRST TR EXCHANGE TRADED FDcap strength etf | $2,524,000 | +99.7% | 44,452 | +98.6% | 1.13% | +96.4% |
UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $2,492,000 | +14.5% | 91,492 | +9.1% | 1.12% | +12.6% |
WMT | Buy | WALMART INC | $2,237,000 | +7.8% | 18,851 | +0.4% | 1.00% | +6.0% |
BOMN | Buy | BOSTON OMAHA CORP | $2,216,000 | +7.5% | 111,775 | +25.5% | 1.00% | +5.6% |
FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $2,107,000 | -8.6% | 15,651 | -2.4% | 0.95% | -10.2% |
STWD | Buy | STARWOOD PPTY TR INC | $1,996,000 | +48.4% | 82,394 | +39.2% | 0.90% | +45.9% |
TSLX | Buy | TPG SPECIALTY LENDING INC | $1,860,000 | +18.4% | 88,660 | +10.6% | 0.84% | +16.5% |
FDL | Buy | FIRST TR MORNINGSTAR DIV LEA | $1,653,000 | +14.2% | 53,247 | +12.7% | 0.74% | +12.3% |
HD | Buy | HOME DEPOT INC | $1,599,000 | +16.6% | 6,892 | +4.5% | 0.72% | +14.7% |
NOC | NORTHROP GRUMMAN CORP | $1,583,000 | +16.0% | 4,225 | 0.0% | 0.71% | +14.1% | |
IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,583,000 | +1.6% | 10,885 | -3.7% | 0.71% | 0.0% |
IHTA | Buy | INVESCO HIGH INCOME 2024 TAR | $1,581,000 | +40.9% | 151,975 | +37.6% | 0.71% | +38.7% |
COST | Buy | COSTCO WHSL CORP NEW | $1,524,000 | +157.4% | 5,291 | +136.1% | 0.68% | +153.3% |
CTSO | Sell | CYTOSORBENTS CORP | $1,488,000 | -32.6% | 295,915 | -11.4% | 0.67% | -33.7% |
LMBS | New | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $1,480,000 | – | 28,465 | +100.0% | 0.66% | – |
PG | Buy | PROCTER & GAMBLE CO | $1,458,000 | +16.7% | 11,725 | +2.9% | 0.66% | +14.9% |
INTC | Sell | INTEL CORP | $1,447,000 | -31.7% | 28,088 | -36.5% | 0.65% | -32.9% |
KO | Buy | COCA COLA CO | $1,436,000 | +538.2% | 26,370 | +496.6% | 0.64% | +526.2% |
GE | Buy | GENERAL ELECTRIC CO | $1,367,000 | +499.6% | 152,855 | +603.2% | 0.61% | +490.4% |
JPM | Sell | JPMORGAN CHASE & CO | $1,334,000 | -26.8% | 11,338 | -30.4% | 0.60% | -28.0% |
FB | Buy | FACEBOOK INCcl a | $1,302,000 | +22.8% | 7,311 | +33.1% | 0.58% | +20.9% |
TPVG | Sell | TRIPLEPOINT VENTURE GROWTH B | $1,233,000 | +15.4% | 74,855 | -0.2% | 0.55% | +13.5% |
SLRC | Sell | SOLAR CAP LTD | $1,220,000 | -1.1% | 59,100 | -1.7% | 0.55% | -2.8% |
LTXB | Sell | LEGACY TEX FINL GROUP INC | $1,186,000 | +5.9% | 27,249 | -1.0% | 0.53% | +4.3% |
FGD | Buy | FIRST TR EXCHANGE TRADED FDdj glbl divid | $1,182,000 | +11.0% | 51,580 | +11.4% | 0.53% | +9.3% |
BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,125,000 | -5.5% | 5,409 | -3.2% | 0.50% | -7.2% |
GDV | GABELLI DIVD & INCOME TR | $1,113,000 | -0.7% | 51,750 | 0.0% | 0.50% | -2.3% | |
CFA | Buy | VICTORY PORTFOLIOS II | $1,113,000 | +137.3% | 21,032 | +135.2% | 0.50% | +133.6% |
XOM | Sell | EXXON MOBIL CORP | $1,113,000 | -10.2% | 15,767 | -2.5% | 0.50% | -11.7% |
ZIOP | Buy | ZIOPHARM ONCOLOGY INC | $1,031,000 | -18.5% | 240,800 | +11.0% | 0.46% | -19.9% |
FV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $963,000 | -6.3% | 32,541 | -3.7% | 0.43% | -7.9% |
FOF | Buy | COHEN & STEERS CLOSED END OP | $959,000 | +28.9% | 73,195 | +25.8% | 0.43% | +26.8% |
ROBT | New | FIRST TR EXCHANGE TRADED FDnasdq artfcial | $951,000 | – | 30,070 | +100.0% | 0.43% | – |
WASH | WASHINGTON TR BANCORP | $946,000 | -7.4% | 19,590 | 0.0% | 0.42% | -9.0% | |
WBII | Buy | ABSOLUTE SHS TRwbi bbr gbl inme | $940,000 | +14.2% | 36,769 | +12.6% | 0.42% | +12.2% |
GLW | Sell | CORNING INC | $907,000 | -22.5% | 31,795 | -9.8% | 0.41% | -23.9% |
BAX | Sell | BAXTER INTL INC | $904,000 | +1.9% | 10,332 | -4.6% | 0.41% | +0.2% |
ADBE | Sell | ADOBE INC | $883,000 | -20.9% | 3,195 | -15.7% | 0.40% | -22.2% |
EZM | Buy | WISDOMTREE TRus midcap fund | $876,000 | +10.2% | 22,210 | +11.8% | 0.39% | +8.3% |
VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $856,000 | +20.9% | 9,176 | +13.2% | 0.38% | +18.9% |
CHRS | Buy | COHERUS BIOSCIENCES INC | $841,000 | +129.2% | 41,535 | +150.0% | 0.38% | +125.0% |
BA | Buy | BOEING CO | $825,000 | +4.7% | 2,169 | +0.2% | 0.37% | +2.8% |
MA | New | MASTERCARD INCcl a | $797,000 | – | 2,936 | +100.0% | 0.36% | – |
RVT | Buy | ROYCE VALUE TR INC | $751,000 | +2.3% | 54,600 | +3.6% | 0.34% | +0.6% |
MMM | 3M CO | $736,000 | -5.2% | 4,474 | 0.0% | 0.33% | -6.5% | |
PEP | Buy | PEPSICO INC | $728,000 | +14.8% | 5,310 | +9.8% | 0.33% | +12.8% |
CVX | Sell | CHEVRON CORP NEW | $703,000 | -13.5% | 5,930 | -9.2% | 0.32% | -14.8% |
CRM | Sell | SALESFORCE COM INC | $698,000 | -8.0% | 4,700 | -6.0% | 0.31% | -9.8% |
JHB | Sell | NUVEEN HIGH INCOME NOVEMBER | $668,000 | -2.3% | 67,500 | -2.2% | 0.30% | -3.8% |
IYF | New | ISHARES TRu.s. finls etf | $644,000 | – | 5,000 | +100.0% | 0.29% | – |
ORCL | Buy | ORACLE CORP | $625,000 | -3.3% | 11,366 | +0.2% | 0.28% | -4.7% |
GOOGL | Buy | ALPHABET INCcap stk cl a | $615,000 | +13.1% | 504 | +0.4% | 0.28% | +11.3% |
UNH | Buy | UNITEDHEALTH GROUP INC | $615,000 | +38.2% | 2,828 | +55.0% | 0.28% | +36.0% |
BAC | Sell | BANK AMER CORP | $610,000 | -23.6% | 20,911 | -24.0% | 0.27% | -24.7% |
FVD | Sell | FIRST TR VALUE LINE DIVID IN | $597,000 | +2.6% | 17,115 | -0.8% | 0.27% | +0.8% |
MRK | Sell | MERCK & CO INC | $587,000 | +0.2% | 6,975 | -0.2% | 0.26% | -1.5% |
FEX | Buy | FIRST TR LRGE CP CORE ALPHA | $582,000 | +34.4% | 9,550 | +35.0% | 0.26% | +31.8% |
FXL | Sell | FIRST TR EXCHANGE TRADED FDtech alphadex | $577,000 | -4.0% | 8,855 | -2.0% | 0.26% | -5.5% |
ZTS | Buy | ZOETIS INCcl a | $564,000 | +10.4% | 4,523 | +0.5% | 0.25% | +8.6% |
FTSM | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $550,000 | +0.2% | 9,150 | 0.0% | 0.25% | -1.6% | |
FUN | Buy | CEDAR FAIR L Pdepositry unit | $533,000 | +34.9% | 9,125 | +10.3% | 0.24% | +32.8% |
FSV | Buy | FIRSTSERVICE CORP NEW | $524,000 | +45.6% | 5,106 | +36.2% | 0.24% | +43.3% |
UNP | UNION PACIFIC CORP | $515,000 | -4.3% | 3,180 | 0.0% | 0.23% | -6.1% | |
HSIC | HENRY SCHEIN INC | $514,000 | -9.2% | 8,100 | 0.0% | 0.23% | -10.5% | |
SBUX | Sell | STARBUCKS CORP | $503,000 | +2.0% | 5,685 | -3.4% | 0.23% | +0.4% |
ITW | Buy | ILLINOIS TOOL WKS INC | $500,000 | +47.9% | 3,192 | +42.4% | 0.22% | +46.1% |
SASR | Sell | SANDY SPRING BANCORP INC | $499,000 | -31.3% | 14,810 | -28.8% | 0.22% | -32.5% |
MAR | MARRIOTT INTL INC NEWcl a | $497,000 | -11.4% | 4,000 | 0.0% | 0.22% | -12.9% | |
T | Buy | AT&T INC | $494,000 | +35.3% | 13,054 | +19.9% | 0.22% | +32.9% |
PFE | Buy | PFIZER INC | $492,000 | -8.4% | 13,705 | +10.6% | 0.22% | -9.8% |
C | Buy | CITIGROUP INC | $481,000 | -1.0% | 6,970 | +0.4% | 0.22% | -2.7% |
ETX | New | EATON VANCE MUN INCOME 2028 | $450,000 | – | 20,745 | +100.0% | 0.20% | – |
WBIT | Buy | ABSOLUTE SHS TRwbi bulbear tr | $430,000 | +15.6% | 20,495 | +14.0% | 0.19% | +13.5% |
WBIG | Buy | ABSOLUTE SHS TRwbi bbr yld 1000 | $420,000 | +11.1% | 17,658 | +12.0% | 0.19% | +9.2% |
WBIY | Buy | ABSOLUTE SHS TRwbi pwr fctr etf | $412,000 | +12.0% | 16,874 | +12.5% | 0.18% | +10.1% |
SOXX | ISHARES TRphlx semicnd etf | $391,000 | +6.5% | 1,850 | 0.0% | 0.18% | +4.8% | |
New | WORLD GOLD TRspdr gld minis | $388,000 | – | 26,425 | +100.0% | 0.17% | – | |
RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $377,000 | -35.3% | 3,485 | -35.5% | 0.17% | -36.5% |
NKE | Sell | NIKE INCcl b | $371,000 | +5.1% | 3,954 | -6.1% | 0.17% | +3.7% |
EPD | Buy | ENTERPRISE PRODS PARTNERS L | $366,000 | +9.3% | 12,812 | +10.3% | 0.16% | +7.2% |
AXP | Buy | AMERICAN EXPRESS CO | $364,000 | +3.7% | 3,080 | +8.3% | 0.16% | +1.9% |
MCD | New | MCDONALDS CORP | $344,000 | – | 1,604 | +100.0% | 0.15% | – |
VZ | Buy | VERIZON COMMUNICATIONS INC | $343,000 | +10.3% | 5,679 | +4.5% | 0.15% | +8.5% |
LVS | Sell | LAS VEGAS SANDS CORP | $322,000 | -60.7% | 5,570 | -59.8% | 0.14% | -61.2% |
VTHR | VANGUARD SCOTTSDALE FDSvng rus3000idx | $310,000 | +1.0% | 2,290 | 0.0% | 0.14% | -0.7% | |
SPLV | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $310,000 | +5.1% | 5,355 | 0.0% | 0.14% | +3.0% | |
THW | Buy | TEKLA WORLD HEALTHCARE FD | $309,000 | +42.4% | 23,000 | +35.3% | 0.14% | +40.4% |
PYPL | PAYPAL HLDGS INC | $295,000 | -9.5% | 2,845 | 0.0% | 0.13% | -11.4% | |
CVS | CVS HEALTH CORP | $292,000 | +15.9% | 4,627 | 0.0% | 0.13% | +13.9% | |
QTRHF | Buy | QUARTERHILL INC | $286,000 | +694.4% | 219,705 | +551.8% | 0.13% | +700.0% |
PEB | Sell | PEBBLEBROOK HOTEL TR | $281,000 | -11.9% | 10,110 | -10.6% | 0.13% | -13.7% |
CPST | Sell | CAPSTONE TURBINE CORP | $280,000 | -39.9% | 548,900 | -7.4% | 0.13% | -40.8% |
XBI | SPDR SERIES TRUSTs&p biotech | $276,000 | -12.9% | 3,615 | 0.0% | 0.12% | -14.5% | |
ADP | AUTOMATIC DATA PROCESSING IN | $274,000 | -2.5% | 1,700 | 0.0% | 0.12% | -3.9% | |
MDLZ | New | MONDELEZ INTL INCcl a | $274,000 | – | 4,952 | +100.0% | 0.12% | – |
ULTA | ULTA BEAUTY INC | $263,000 | -27.7% | 1,050 | 0.0% | 0.12% | -28.9% | |
GDX | New | VANECK VECTORS ETF TRgold miners etf | $254,000 | – | 9,500 | +100.0% | 0.11% | – |
ATOM | Sell | ATOMERA INC | $251,000 | -30.5% | 66,505 | -7.4% | 0.11% | -31.5% |
DIS | Sell | DISNEY WALT CO | $247,000 | -43.0% | 1,898 | -38.7% | 0.11% | -43.9% |
PM | PHILIP MORRIS INTL INC | $242,000 | -3.2% | 3,187 | 0.0% | 0.11% | -4.4% | |
BFS | Buy | SAUL CTRS INC | $230,000 | +7.0% | 4,225 | +10.5% | 0.10% | +5.1% |
DUK | DUKE ENERGY CORP NEW | $223,000 | +8.8% | 2,326 | 0.0% | 0.10% | +6.4% | |
PAYX | New | PAYCHEX INC | $223,000 | – | 2,700 | +100.0% | 0.10% | – |
FISV | New | FISERV INC | $223,000 | – | 2,157 | +100.0% | 0.10% | – |
CSCO | New | CISCO SYS INC | $215,000 | – | 4,345 | +100.0% | 0.10% | – |
HACK | Sell | ETF MANAGERS TRprime cybr scrty | $214,000 | -36.5% | 5,715 | -32.5% | 0.10% | -37.7% |
QCOM | Buy | QUALCOMM INC | $208,000 | +0.5% | 2,731 | +0.3% | 0.09% | -2.1% |
DHR | DANAHER CORPORATION | $207,000 | +1.5% | 1,430 | 0.0% | 0.09% | 0.0% | |
KMX | CARMAX INC | $204,000 | +1.5% | 2,314 | 0.0% | 0.09% | 0.0% | |
ENS | ENERSYS | $202,000 | -3.8% | 3,060 | 0.0% | 0.09% | -5.2% | |
TCPC | BLACKROCK TCP CAP CORP | $203,000 | -5.1% | 15,000 | 0.0% | 0.09% | -7.1% | |
MDWD | Buy | MEDIWOUND LTD | $152,000 | +55.1% | 47,500 | +63.8% | 0.07% | +51.1% |
DB | New | DEUTSCHE BANK AGnamen akt | $150,000 | – | 20,000 | +100.0% | 0.07% | – |
NVAX | Sell | NOVAVAX INC | $104,000 | -42.2% | 20,686 | -32.6% | 0.05% | -42.7% |
HD | Buy | HOME DEPOT INCcall | $7,000 | -58.8% | 1,200 | +100.0% | 0.00% | -62.5% |
VIVE | Exit | VIVEVE MED INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -10,450 | -100.0% | -0.06% | – |
MDIV | Exit | FIRST TR EXCHANGE TRADED FDmulti asset di | $0 | – | -10,185 | -100.0% | -0.09% | – |
HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -910 | -100.0% | -0.09% | – |
BLK | Exit | BLACKROCK INC | $0 | – | -458 | -100.0% | -0.10% | – |
IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -2,093 | -100.0% | -0.10% | – |
FEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -8,000 | -100.0% | -0.14% | – |
OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -6,635 | -100.0% | -0.15% | – |
CMI | Exit | CUMMINS INC | $0 | – | -2,000 | -100.0% | -0.16% | – |
GLD | Exit | SPDR GOLD TRUST | $0 | – | -2,750 | -100.0% | -0.17% | – |
AMGN | Exit | AMGEN INC | $0 | – | -2,000 | -100.0% | -0.17% | – |
CDXC | Exit | CHROMADEX CORP | $0 | – | -102,000 | -100.0% | -0.22% | – |
CAT | Exit | CATERPILLAR INC DEL | $0 | – | -4,975 | -100.0% | -0.31% | – |
KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -34,818 | -100.0% | -0.33% | – |
SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -2,632 | -100.0% | -0.35% | – |
PTMC | Exit | PACER FDS TRtrendp us mid cp | $0 | – | -34,630 | -100.0% | -0.46% | – |
DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -7,900 | -100.0% | -0.96% | – |
USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -1,105,626 | -100.0% | -3.75% | – |
BX | Exit | BLACKSTONE GROUP L P | $0 | – | -192,275 | -100.0% | -3.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-29
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
APPLE INC | 20 | Q3 2023 | 8.6% |
UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
EXELIXIS INC | 20 | Q3 2023 | 4.9% |
MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
AMAZON COM INC | 20 | Q3 2023 | 4.5% |
MITEK SYS INC | 20 | Q3 2023 | 3.8% |
JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-05 |
13F-HR | 2023-11-13 |
13F-HR | 2023-07-31 |
13F-HR | 2023-05-02 |
13F-HR | 2023-01-31 |
13F-HR | 2022-10-27 |
13F-HR | 2022-07-26 |
13F-HR | 2022-05-06 |
13F-HR | 2022-02-11 |
13F-HR | 2021-11-12 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.