$163 Million is the total value of Sargent Investment Group, LLC's 125 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ATRS | New | ANTARES PHARMA INC | $8,422,000 | – | 3,096,355 | +100.0% | 5.18% | – |
| EXEL | New | EXELIXIS INC | $7,755,000 | – | 394,250 | +100.0% | 4.77% | – |
| OLED | New | UNIVERSAL DISPLAY CORP | $7,489,000 | – | 80,041 | +100.0% | 4.60% | – |
| AMZN | New | AMAZON COM INC | $7,034,000 | – | 4,683 | +100.0% | 4.32% | – |
| AAPL | New | APPLE INC | $6,429,000 | – | 40,759 | +100.0% | 3.95% | – |
| MITK | New | MITEK SYS INC | $6,106,000 | – | 564,865 | +100.0% | 3.75% | – |
| BX | New | BLACKSTONE GROUP L P | $5,668,000 | – | 190,125 | +100.0% | 3.48% | – |
| CG | New | CARLYLE GROUP L P | $5,555,000 | – | 352,712 | +100.0% | 3.41% | – |
| INTC | New | INTEL CORP | $5,551,000 | – | 118,284 | +100.0% | 3.41% | – |
| UBSI | New | UNITED BANKSHARES INC WEST V | $5,446,000 | – | 175,055 | +100.0% | 3.35% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $3,920,000 | – | 447,995 | +100.0% | 2.41% | – |
| SQ | New | SQUARE INCcl a | $3,884,000 | – | 69,241 | +100.0% | 2.39% | – |
| USAT | New | USA TECHNOLOGIES INC | $3,695,000 | – | 949,864 | +100.0% | 2.27% | – |
| JNJ | New | JOHNSON & JOHNSON | $3,299,000 | – | 25,561 | +100.0% | 2.03% | – |
| ARCC | New | ARES CAP CORP | $3,276,000 | – | 210,295 | +100.0% | 2.01% | – |
| PTMC | New | PACER FDS TRtrendp us mid cp | $3,141,000 | – | 101,837 | +100.0% | 1.93% | – |
| IHIT | New | INVESCO HIGH INCOME 2023 TAR | $3,047,000 | – | 306,816 | +100.0% | 1.87% | – |
| MSFT | New | MICROSOFT CORP | $2,981,000 | – | 29,353 | +100.0% | 1.83% | – |
| JPST | New | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $2,759,000 | – | 55,040 | +100.0% | 1.70% | – |
| CDMO | New | AVID BIOSERVICES INC | $2,274,000 | – | 554,634 | +100.0% | 1.40% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $2,046,000 | – | 1,976 | +100.0% | 1.26% | – |
| CTSO | New | CYTOSORBENTS CORP | $2,015,000 | – | 249,430 | +100.0% | 1.24% | – |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,875,000 | – | 8,040 | +100.0% | 1.15% | – |
| FDN | New | FIRST TR EXCHANGE TRADED FDdj internt idx | $1,784,000 | – | 15,294 | +100.0% | 1.10% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $1,763,000 | – | 170,131 | +100.0% | 1.08% | – |
| WMT | New | WALMART INC | $1,714,000 | – | 18,401 | +100.0% | 1.05% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $1,670,000 | – | 84,491 | +100.0% | 1.03% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $1,641,000 | – | 8,035 | +100.0% | 1.01% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,560,000 | – | 13,720 | +100.0% | 0.96% | – |
| JPM | New | JPMORGAN CHASE & CO | $1,525,000 | – | 15,618 | +100.0% | 0.94% | – |
| HD | New | HOME DEPOT INC | $1,310,000 | – | 7,623 | +100.0% | 0.80% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $1,260,000 | – | 69,660 | +100.0% | 0.77% | – |
| FOF | New | COHEN & STEERS CLOSED END OP | $1,213,000 | – | 109,355 | +100.0% | 0.74% | – |
| SLRC | New | SOLAR CAP LTD | $1,151,000 | – | 60,000 | +100.0% | 0.71% | – |
| FV | New | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $1,088,000 | – | 43,075 | +100.0% | 0.67% | – |
| BOMN | New | BOSTON OMAHA CORP | $1,084,000 | – | 46,343 | +100.0% | 0.67% | – |
| EZM | New | WISDOMTREE TRus midcp earning | $1,028,000 | – | 29,970 | +100.0% | 0.63% | – |
| LTXB | New | LEGACY TEX FINL GROUP INC | $990,000 | – | 30,844 | +100.0% | 0.61% | – |
| ADBE | New | ADOBE INC | $975,000 | – | 4,310 | +100.0% | 0.60% | – |
| FDL | New | FIRST TR MORNINGSTAR DIV LEA | $971,000 | – | 35,630 | +100.0% | 0.60% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $963,000 | – | 52,610 | +100.0% | 0.59% | – |
| WASH | New | WASHINGTON TR BANCORP | $931,000 | – | 19,590 | +100.0% | 0.57% | – |
| XOM | New | EXXON MOBIL CORP | $889,000 | – | 13,041 | +100.0% | 0.55% | – |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH B | $882,000 | – | 80,965 | +100.0% | 0.54% | – |
| TCPC | New | BLACKROCK TCP CAP CORP | $879,000 | – | 67,420 | +100.0% | 0.54% | – |
| MMM | New | 3M CO | $878,000 | – | 4,610 | +100.0% | 0.54% | – |
| SASR | New | SANDY SPRING BANCORP INC | $838,000 | – | 26,740 | +100.0% | 0.52% | – |
| FGD | New | FIRST TR EXCHANGE TRADED FDdj glbl divid | $830,000 | – | 37,975 | +100.0% | 0.51% | – |
| NVAX | New | NOVAVAX INC | $803,000 | – | 436,380 | +100.0% | 0.49% | – |
| RVT | New | ROYCE VALUE TR INC | $778,000 | – | 65,900 | +100.0% | 0.48% | – |
| FB | New | FACEBOOK INCcl a | $749,000 | – | 5,711 | +100.0% | 0.46% | – |
| BAX | New | BAXTER INTL INC | $740,000 | – | 11,247 | +100.0% | 0.46% | – |
| HSIC | New | SCHEIN HENRY INC | $703,000 | – | 8,950 | +100.0% | 0.43% | – |
| CVX | New | CHEVRON CORP NEW | $696,000 | – | 6,400 | +100.0% | 0.43% | – |
| CRM | New | SALESFORCE COM INC | $685,000 | – | 5,000 | +100.0% | 0.42% | – |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $662,000 | – | 7,241 | +100.0% | 0.41% | – |
| CAT | New | CATERPILLAR INC DEL | $632,000 | – | 4,975 | +100.0% | 0.39% | – |
| JHB | New | NUVEEN HIGH INCOME NOVEMBER | $614,000 | – | 69,000 | +100.0% | 0.38% | – |
| PG | New | PROCTER AND GAMBLE CO | $596,000 | – | 6,488 | +100.0% | 0.37% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $592,000 | – | 2,367 | +100.0% | 0.36% | – |
| STWD | New | STARWOOD PPTY TR INC | $566,000 | – | 28,724 | +100.0% | 0.35% | – |
| KMI | New | KINDER MORGAN INC DEL | $536,000 | – | 34,818 | +100.0% | 0.33% | – |
| MRK | New | MERCK & CO INC | $532,000 | – | 6,968 | +100.0% | 0.33% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $525,000 | – | 502 | +100.0% | 0.32% | – |
| GLW | New | CORNING INC | $525,000 | – | 17,365 | +100.0% | 0.32% | – |
| WBIH | New | ABSOLUTE SHS TRwbi bbr gbl high | $519,000 | – | 23,711 | +100.0% | 0.32% | – |
| ORCL | New | ORACLE CORP | $512,000 | – | 11,343 | +100.0% | 0.32% | – |
| WBII | New | ABSOLUTE SHS TRwbi bbr gbl inme | $465,000 | – | 19,324 | +100.0% | 0.29% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $455,000 | – | 1,825 | +100.0% | 0.28% | – |
| FXL | New | FIRST TR EXCHANGE TRADED FDtech alphadex | $454,000 | – | 8,630 | +100.0% | 0.28% | – |
| FVD | New | FIRST TR VALUE LINE DIVID IN | $447,000 | – | 15,370 | +100.0% | 0.28% | – |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $443,000 | – | 32,500 | +100.0% | 0.27% | – |
| UNP | New | UNION PAC CORP | $440,000 | – | 3,180 | +100.0% | 0.27% | – |
| VTHR | New | VANGUARD SCOTTSDALE FDSvng rus3000idx | $434,000 | – | 3,805 | +100.0% | 0.27% | – |
| BAC | New | BANK AMER CORP | $426,000 | – | 17,290 | +100.0% | 0.26% | – |
| DEA | New | EASTERLY GOVT PPTYS INC | $409,000 | – | 26,112 | +100.0% | 0.25% | – |
| CFA | New | VICTORY PORTFOLIOS II | $404,000 | – | 9,179 | +100.0% | 0.25% | – |
| COST | New | COSTCO WHSL CORP NEW | $400,000 | – | 1,964 | +100.0% | 0.25% | – |
| AMGN | New | AMGEN INC | $389,000 | – | 2,000 | +100.0% | 0.24% | – |
| IHTA | New | INVESCO HIGH INCOME 2024 TAR | $387,000 | – | 43,080 | +100.0% | 0.24% | – |
| FEX | New | FIRST TR LRGE CP CORE ALPHA | $387,000 | – | 7,425 | +100.0% | 0.24% | – |
| ZTS | New | ZOETIS INCcl a | $385,000 | – | 4,500 | +100.0% | 0.24% | – |
| SBUX | New | STARBUCKS CORP | $374,000 | – | 5,800 | +100.0% | 0.23% | – |
| C | New | CITIGROUP INC | $373,000 | – | 7,160 | +100.0% | 0.23% | – |
| PEB | New | PEBBLEBROOK HOTEL TR | $371,000 | – | 13,120 | +100.0% | 0.23% | – |
| PEP | New | PEPSICO INC | $357,000 | – | 3,235 | +100.0% | 0.22% | – |
| CDXC | New | CHROMADEX CORP | $355,000 | – | 103,500 | +100.0% | 0.22% | – |
| ZIOP | New | ZIOPHARM ONCOLOGY INC | $353,000 | – | 188,950 | +100.0% | 0.22% | – |
| CVS | New | CVS HEALTH CORP | $349,000 | – | 5,327 | +100.0% | 0.21% | – |
| HACK | New | ETF MANAGERS TRprime cybr scrty | $343,000 | – | 10,182 | +100.0% | 0.21% | – |
| T | New | AT&T INC | $306,000 | – | 10,717 | +100.0% | 0.19% | – |
| NKE | New | NIKE INCcl b | $305,000 | – | 4,119 | +100.0% | 0.19% | – |
| IFV | New | FIRST TR EXCHANGE TRADED FDdorsey wright | $302,000 | – | 17,340 | +100.0% | 0.19% | – |
| ABBV | New | ABBVIE INC | $294,000 | – | 3,185 | +100.0% | 0.18% | – |
| SOXX | New | ISHARES TRphlx semicnd etf | $290,000 | – | 1,850 | +100.0% | 0.18% | – |
| LVS | New | LAS VEGAS SANDS CORP | $289,000 | – | 5,550 | +100.0% | 0.18% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $286,000 | – | 11,612 | +100.0% | 0.18% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $284,000 | – | 2,242 | +100.0% | 0.18% | – |
| ABT | New | ABBOTT LABS | $275,000 | – | 3,798 | +100.0% | 0.17% | – |
| FUN | New | CEDAR FAIR L Pdepositry unit | $268,000 | – | 5,675 | +100.0% | 0.16% | – |
| CMI | New | CUMMINS INC | $267,000 | – | 2,000 | +100.0% | 0.16% | – |
| FEZ | New | SPDR INDEX SHS FDSeuro stoxx 50 | $266,000 | – | 8,000 | +100.0% | 0.16% | – |
| ENS | New | ENERSYS | $264,000 | – | 3,400 | +100.0% | 0.16% | – |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $259,000 | – | 3,615 | +100.0% | 0.16% | – |
| ULTA | New | ULTA BEAUTY INC | $257,000 | – | 1,050 | +100.0% | 0.16% | – |
| THW | New | TEKLA WORLD HEALTHCARE FD | $255,000 | – | 22,000 | +100.0% | 0.16% | – |
| SPLV | New | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $250,000 | – | 5,355 | +100.0% | 0.15% | – |
| BGY | New | BLACKROCK ENHANCED INTL DIV | $249,000 | – | 50,000 | +100.0% | 0.15% | – |
| VNQ | New | VANGUARD INDEX FDSreal estate etf | $242,000 | – | 3,241 | +100.0% | 0.15% | – |
| AXP | New | AMERICAN EXPRESS CO | $240,000 | – | 2,520 | +100.0% | 0.15% | – |
| WBIY | New | ABSOLUTE SHS TRwbi pwr fctr etf | $228,000 | – | 10,295 | +100.0% | 0.14% | – |
| PYPL | New | PAYPAL HLDGS INC | $226,000 | – | 2,685 | +100.0% | 0.14% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $223,000 | – | 1,700 | +100.0% | 0.14% | – |
| GLD | New | SPDR GOLD TRUST | $222,000 | – | 1,830 | +100.0% | 0.14% | – |
| KO | New | COCA COLA CO | $209,000 | – | 4,420 | +100.0% | 0.13% | – |
| OAK | New | OAKTREE CAP GROUP LLCunit cl a | $209,000 | – | 5,265 | +100.0% | 0.13% | – |
| PM | New | PHILIP MORRIS INTL INC | $203,000 | – | 3,037 | +100.0% | 0.12% | – |
| DUK | New | DUKE ENERGY CORP NEW | $201,000 | – | 2,326 | +100.0% | 0.12% | – |
| MDIV | New | FIRST TR EXCHANGE TRADED FDmulti asset di | $202,000 | – | 12,020 | +100.0% | 0.12% | – |
| CPST | New | CAPSTONE TURBINE CORP | $195,000 | – | 325,000 | +100.0% | 0.12% | – |
| GE | New | GENERAL ELECTRIC CO | $167,000 | – | 22,072 | +100.0% | 0.10% | – |
| ATOM | New | ATOMERA INC | $146,000 | – | 50,965 | +100.0% | 0.09% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $108,000 | – | 10,450 | +100.0% | 0.07% | – |
| MDWD | New | MEDIWOUND LTD | $55,000 | – | 13,500 | +100.0% | 0.03% | – |
| VIVE | New | VIVEVE MED INC | $32,000 | – | 30,000 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 8.6% |
| UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
| AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
| EXELIXIS INC | 20 | Q3 2023 | 4.9% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
| AMAZON COM INC | 20 | Q3 2023 | 4.5% |
| MITEK SYS INC | 20 | Q3 2023 | 3.8% |
| JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
| ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.