$384 Million is the total value of Vivaldi Capital Management LP's 218 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 6.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AOMR | Buy | ANGEL OAK MTG INC | $26,227,000 | -5.0% | 2,023,669 | +4.0% | 6.83% | -5.0% |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $16,879,000 | -9.8% | 380,670 | -3.9% | 4.40% | -9.8% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $16,095,000 | -5.1% | 42,664 | +1.0% | 4.19% | -5.1% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $14,413,000 | -7.3% | 499,766 | -0.2% | 3.75% | -7.3% |
| SPTS | Sell | SPDR SER TRportfolio sh tsr | $12,320,000 | -5.5% | 418,347 | -5.0% | 3.21% | -5.5% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $10,778,000 | -10.8% | 223,142 | -10.1% | 2.81% | -10.8% |
| AAPL | Buy | APPLE INC | $8,523,000 | -3.3% | 62,338 | +4.1% | 2.22% | -3.3% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $8,093,000 | +20.7% | 164,517 | +21.2% | 2.11% | +20.7% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $7,631,000 | +24.2% | 92,178 | +24.7% | 1.99% | +24.2% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,476,000 | -5.2% | 19,719 | +0.9% | 1.95% | -5.2% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $6,511,000 | -31.4% | 62,207 | -32.2% | 1.70% | -31.4% |
| IAU | Sell | ISHARES GOLD TRishares new | $6,150,000 | -8.3% | 179,247 | -8.1% | 1.60% | -8.4% |
| MSFT | Buy | MICROSOFT CORP | $6,072,000 | +13.2% | 23,642 | +15.1% | 1.58% | +13.2% |
| SPSM | Sell | SPDR SER TRportfolio s&p600 | $6,010,000 | -6.1% | 167,027 | -0.7% | 1.56% | -6.1% |
| DVY | Sell | ISHARES TRselect divid etf | $5,405,000 | -6.9% | 45,938 | -1.0% | 1.41% | -6.9% |
| SPMD | Sell | SPDR SER TRportfolio s&p400 | $5,361,000 | -7.7% | 135,061 | -0.9% | 1.40% | -7.7% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $5,014,000 | -7.9% | 26,584 | -1.9% | 1.31% | -7.9% |
| TSLA | Buy | TESLA INC | $4,997,000 | -11.8% | 7,420 | +0.8% | 1.30% | -11.7% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $4,752,000 | +46.5% | 386,062 | +51.9% | 1.24% | +46.4% |
| VVR | Buy | INVESCO SR INCOME TR | $4,718,000 | +54.9% | 1,212,935 | +53.0% | 1.23% | +54.9% |
| EFA | Buy | ISHARES TRmsci eafe etf | $4,448,000 | -6.2% | 71,179 | +0.5% | 1.16% | -6.2% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $4,235,000 | +2.9% | 92,347 | +0.5% | 1.10% | +2.9% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $4,201,000 | -6.4% | 94,066 | -0.3% | 1.09% | -6.3% |
| GLD | Buy | SPDR GOLD TR | $4,104,000 | +12.3% | 24,362 | +12.5% | 1.07% | +12.4% |
| FPA | Buy | FIRST TR EXCH TRD ALPHDX FDasia ex japan | $4,074,000 | -7.4% | 156,586 | +1.4% | 1.06% | -7.3% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDvan ftse dev mkt | $3,726,000 | -9.8% | 91,326 | -3.7% | 0.97% | -9.8% |
| VOO | Sell | VANGUARD INDEX FDS | $3,685,000 | -9.1% | 10,623 | -3.3% | 0.96% | -9.2% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $3,666,000 | +62.1% | 307,781 | +61.0% | 0.96% | +62.1% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD FO | $3,635,000 | +58.3% | 316,898 | +64.1% | 0.95% | +58.2% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $3,448,000 | -6.0% | 109,631 | -0.2% | 0.90% | -6.0% |
| KTF | Buy | DWS MUN INCOME TR | $3,435,000 | +44.1% | 365,407 | +39.9% | 0.89% | +44.2% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $3,366,000 | -6.3% | 76,163 | -0.1% | 0.88% | -6.3% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $3,291,000 | +63.0% | 284,426 | +61.3% | 0.86% | +62.9% |
| MYD | Buy | BLACKROCK MUNIYIELD FD INC | $3,275,000 | +61.1% | 293,972 | +59.9% | 0.85% | +61.2% |
| IQI | Buy | INVESCO QUALITY MUN INCOME T | $3,158,000 | +65.8% | 309,298 | +64.0% | 0.82% | +65.7% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $3,009,000 | +291.8% | 246,648 | +316.4% | 0.78% | +291.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $2,898,000 | +58.7% | 296,585 | +57.4% | 0.76% | +58.9% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $2,875,000 | -7.3% | 34,317 | -1.4% | 0.75% | -7.2% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $2,758,000 | +24.5% | 19,025 | +32.7% | 0.72% | +24.4% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $2,737,000 | +62.3% | 258,947 | +62.9% | 0.71% | +62.4% |
| ACWI | Sell | ISHARES TRmsci acwi etf | $2,708,000 | -7.7% | 32,283 | -1.9% | 0.70% | -7.7% |
| PG | Buy | PROCTER AND GAMBLE CO | $2,702,000 | +4.0% | 18,793 | +11.1% | 0.70% | +4.0% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $2,694,000 | +3.4% | 11,908 | +10.8% | 0.70% | +3.4% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $2,665,000 | +112.0% | 701,210 | +112.5% | 0.69% | +112.2% |
| SPEM | Sell | SPDR INDEX SHS FDSportfolio emg mk | $2,652,000 | -14.9% | 76,276 | -15.2% | 0.69% | -14.8% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,605,000 | -9.9% | 62,534 | -10.3% | 0.68% | -10.0% |
| BGH | Buy | BARINGS GLOBAL SHORT DURATIO | $2,558,000 | +54.7% | 196,615 | +65.4% | 0.67% | +54.9% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,472,000 | -11.8% | 12,549 | -5.1% | 0.64% | -11.8% |
| DNP | Buy | DNP SELECT INCOME FD INC | $2,229,000 | +0.8% | 205,583 | +4.8% | 0.58% | +0.7% |
| PFE | Buy | PFIZER INC | $2,220,000 | +17.6% | 42,350 | +12.0% | 0.58% | +17.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,152,000 | +5.4% | 19,112 | +11.5% | 0.56% | +5.3% |
| PRAA | PRA GROUP INC | $2,132,000 | -4.7% | 58,636 | 0.0% | 0.56% | -4.6% | |
| IWR | Sell | ISHARES TRrus mid cap etf | $2,076,000 | -7.6% | 32,109 | -0.2% | 0.54% | -7.5% |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $2,021,000 | -1.8% | 54,802 | +5.7% | 0.53% | -1.9% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,997,000 | -10.0% | 11,339 | -3.9% | 0.52% | -10.0% |
| MARB | Buy | FIRST TR EXCH TRADED FD IIImerger arbitra | $1,969,000 | +83.8% | 99,175 | +82.8% | 0.51% | +83.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,916,000 | -1.7% | 876 | +4.7% | 0.50% | -1.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,914,000 | -5.6% | 11,303 | -0.7% | 0.50% | -5.7% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $1,875,000 | +5.9% | 14,220 | +12.5% | 0.49% | +5.9% |
| KLDW | INVESTMENT MANAGERS SER TRknwldl ld etf | $1,797,000 | -5.9% | 50,498 | 0.0% | 0.47% | -5.8% | |
| ICF | Sell | ISHARES TRcohen steer reit | $1,741,000 | -4.7% | 28,648 | -0.5% | 0.45% | -4.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,730,000 | -5.8% | 6,337 | +7.1% | 0.45% | -5.9% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $1,668,000 | +2.0% | 65,720 | +0.9% | 0.43% | +1.9% |
| IEFA | Sell | ISHARES TRcore msci eafe | $1,523,000 | -12.0% | 25,887 | -5.6% | 0.40% | -11.8% |
| ABBV | Sell | ABBVIE INC | $1,523,000 | -5.2% | 9,943 | -4.9% | 0.40% | -5.0% |
| LAZR | LUMINAR TECHNOLOGIES INC | $1,483,000 | -42.7% | 250,000 | 0.0% | 0.39% | -42.7% | |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $1,484,000 | -6.4% | 38,073 | -0.3% | 0.39% | -6.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,462,000 | +14.8% | 8,235 | +14.4% | 0.38% | +15.1% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,397,000 | +1.9% | 16,369 | +7.9% | 0.36% | +2.0% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,392,000 | -6.1% | 6,367 | +0.0% | 0.36% | -6.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,370,000 | +9.6% | 2,668 | +3.6% | 0.36% | +9.8% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,266,000 | +0.4% | 2,330 | +0.0% | 0.33% | +0.6% |
| CMF | Sell | ISHARES TRcalif mun bd etf | $1,260,000 | -2.8% | 22,311 | -4.4% | 0.33% | -2.7% |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $1,259,000 | -7.8% | 20,077 | -0.0% | 0.33% | -7.6% |
| BA | Buy | BOEING CO | $1,212,000 | +8.2% | 8,864 | +0.7% | 0.32% | +8.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,201,000 | +18.9% | 551 | +26.7% | 0.31% | +19.0% |
| FNDF | Buy | SCHWAB STRATEGIC TRschwb fdt int lg | $1,193,000 | +6.3% | 42,123 | +13.4% | 0.31% | +6.5% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,164,000 | -14.0% | 8,115 | -9.6% | 0.30% | -13.9% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $1,149,000 | +7.2% | 16,610 | +5.5% | 0.30% | +7.2% |
| FNDE | Buy | SCHWAB STRATEGIC TRschwb fdt emk lg | $1,079,000 | +1.5% | 41,618 | +4.1% | 0.28% | +1.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,053,000 | +5.9% | 20,746 | +0.5% | 0.27% | +5.8% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $1,044,000 | -9.5% | 14,599 | +2.3% | 0.27% | -9.3% |
| INFL | Buy | LISTED FD TRhorizon kinetics | $1,003,000 | -5.3% | 35,148 | +0.7% | 0.26% | -5.4% |
| MOO | Buy | VANECK ETF TRUSTagribusiness etf | $946,000 | -9.1% | 10,940 | +0.1% | 0.25% | -9.2% |
| ACN | Buy | ACCENTURE PLC IRELAND | $916,000 | +17.9% | 3,299 | +21.7% | 0.24% | +18.3% |
| ABT | Sell | ABBOTT LABS | $900,000 | -1.3% | 8,283 | -0.3% | 0.23% | -1.3% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $896,000 | -8.1% | 26,020 | +0.5% | 0.23% | -8.3% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $843,000 | +10.3% | 6,633 | +18.0% | 0.22% | +10.1% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $829,000 | -2.8% | 8,973 | +2.5% | 0.22% | -2.7% |
| MMM | Buy | 3M CO | $824,000 | -0.8% | 6,366 | +14.3% | 0.22% | -0.5% |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $827,000 | +58.4% | 47,972 | +64.4% | 0.22% | +58.1% |
| OEF | ISHARES TRs&p 100 etf | $812,000 | -5.7% | 4,708 | 0.0% | 0.21% | -5.8% | |
| XOM | Buy | EXXON MOBIL CORP | $799,000 | -1.7% | 9,325 | +1.9% | 0.21% | -1.9% |
| PEP | Buy | PEPSICO INC | $794,000 | +11.8% | 4,762 | +16.5% | 0.21% | +11.9% |
| IMCV | Buy | ISHARES TRmrgstr md cp val | $776,000 | -3.1% | 13,072 | +5.6% | 0.20% | -3.3% |
| HD | Buy | HOME DEPOT INC | $772,000 | -6.4% | 2,816 | +1.0% | 0.20% | -6.5% |
| IYH | Sell | ISHARES TRus hlthcare etf | $747,000 | -2.1% | 2,778 | -2.4% | 0.20% | -2.0% |
| DIS | Buy | DISNEY WALT CO | $726,000 | -2.6% | 7,692 | +10.9% | 0.19% | -2.6% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $702,000 | -1.3% | 61,987 | -3.7% | 0.18% | -1.1% |
| AMZN | Buy | AMAZON COM INC | $696,000 | +24.7% | 6,554 | +2553.4% | 0.18% | +24.8% |
| IDEV | ISHARES TRcore msci intl | $683,000 | -6.8% | 12,710 | 0.0% | 0.18% | -6.8% | |
| LLY | Buy | LILLY ELI & CO | $672,000 | +12.4% | 2,074 | +1.1% | 0.18% | +12.2% |
| MCD | Buy | MCDONALDS CORP | $661,000 | +30.4% | 2,679 | +29.4% | 0.17% | +30.3% |
| INTC | Sell | INTEL CORP | $645,000 | -14.7% | 17,245 | -0.5% | 0.17% | -14.7% |
| Buy | GENERAL ELECTRIC CO | $642,000 | -15.1% | 10,076 | +0.0% | 0.17% | -15.2% | |
| CSCO | Buy | CISCO SYS INC | $633,000 | -12.6% | 14,845 | +1.6% | 0.16% | -12.2% |
| MRK | Buy | MERCK & CO INC | $623,000 | +4.5% | 6,829 | +3.6% | 0.16% | +4.5% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $616,000 | -6.5% | 11,657 | +0.1% | 0.16% | -7.0% |
| MYI | BLACKROCK MUNIYIELD QUALITY | $615,000 | +1.5% | 52,724 | 0.0% | 0.16% | +1.3% | |
| TGT | Buy | TARGET CORP | $599,000 | -27.1% | 4,242 | +13.5% | 0.16% | -27.1% |
| KO | Sell | COCA COLA CO | $595,000 | -9.7% | 9,453 | -5.7% | 0.16% | -9.9% |
| USB | Buy | US BANCORP DEL | $582,000 | +0.5% | 12,651 | +6.1% | 0.15% | +0.7% |
| IEMG | Sell | ISHARES INCcore msci emkt | $581,000 | -45.1% | 11,839 | -44.1% | 0.15% | -45.1% |
| BIP | Buy | BROOKFIELD INFRAST PARTNERSlp int unit | $573,000 | -3.9% | 15,000 | +50.0% | 0.15% | -3.9% |
| NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $570,000 | -6.6% | 50,932 | -4.0% | 0.15% | -6.9% |
| CME | Sell | CME GROUP INC | $566,000 | +2.2% | 2,764 | -0.3% | 0.15% | +2.1% |
| AGG | Buy | ISHARES TRcore us aggbd et | $562,000 | +3.7% | 5,525 | +4.4% | 0.15% | +3.5% |
| CVX | Buy | CHEVRON CORP NEW | $549,000 | +33.9% | 3,793 | +55.5% | 0.14% | +33.6% |
| IBB | ISHARES TRishares biotech | $550,000 | +4.0% | 4,677 | 0.0% | 0.14% | +3.6% | |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $548,000 | +3.6% | 6,010 | +10.0% | 0.14% | +3.6% |
| DHI | Sell | D R HORTON INC | $544,000 | -3.4% | 8,213 | -0.0% | 0.14% | -3.4% |
| AVDV | Buy | AMERICAN CENTY ETF TRintl smcp vlu | $519,000 | -1.9% | 9,834 | +6.2% | 0.14% | -2.2% |
| AVUV | Buy | AMERICAN CENTY ETF TRus sml cp valu | $516,000 | -3.2% | 7,554 | +5.4% | 0.13% | -3.6% |
| NTRS | NORTHERN TR CORP | $502,000 | -7.4% | 5,201 | 0.0% | 0.13% | -7.1% | |
| WMT | Sell | WALMART INC | $484,000 | -18.0% | 3,978 | -0.3% | 0.13% | -18.2% |
| IYW | Sell | ISHARES TRu.s. tech etf | $475,000 | -20.0% | 5,943 | -13.3% | 0.12% | -20.0% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $477,000 | -12.6% | 1,702 | -5.9% | 0.12% | -12.7% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $445,000 | -15.2% | 2,972 | -8.9% | 0.12% | -15.3% |
| AMGN | Sell | AMGEN INC | $440,000 | -21.7% | 1,809 | -21.7% | 0.12% | -21.2% |
| V | Buy | VISA INC | $442,000 | +5.5% | 2,245 | +6.8% | 0.12% | +5.5% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sh | $437,000 | -3.7% | 9,250 | -5.1% | 0.11% | -3.4% |
| NEE | Buy | NEXTERA ENERGY INC | $436,000 | +11.8% | 5,632 | +0.8% | 0.11% | +11.8% |
| LYFT | LYFT INC | $421,000 | -33.6% | 31,714 | 0.0% | 0.11% | -33.3% | |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $416,000 | -3.9% | 34,734 | -4.1% | 0.11% | -4.4% |
| VOOG | VANGUARD ADMIRAL FDS INC500 grth idx f | $414,000 | -5.9% | 1,900 | 0.0% | 0.11% | -6.1% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $409,000 | -12.0% | 1 | 0.0% | 0.11% | -12.4% | |
| IBDO | Sell | ISHARES TRibonds dec23 etf | $407,000 | -17.1% | 16,220 | -16.9% | 0.11% | -17.2% |
| FB | Buy | META PLATFORMS INCcl a | $398,000 | -17.8% | 2,468 | +1.2% | 0.10% | -17.5% |
| ARKK | ARK ETF TRinnovation etf | $396,000 | -8.5% | 9,938 | 0.0% | 0.10% | -8.8% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $396,000 | -21.6% | 9,886 | -20.7% | 0.10% | -21.4% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $389,000 | +20.1% | 3,037 | +20.5% | 0.10% | +20.2% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $387,000 | +1.3% | 1,227 | +6.9% | 0.10% | +2.0% |
| MS | Buy | MORGAN STANLEY | $379,000 | +6.5% | 4,979 | +12.5% | 0.10% | +6.5% |
| NVDA | Buy | NVIDIA CORPORATION | $379,000 | +0.5% | 2,503 | +17.5% | 0.10% | +1.0% |
| APOLLO GLOBAL MGMT INC | $377,000 | -10.5% | 7,769 | 0.0% | 0.10% | -10.9% | ||
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $378,000 | +190.8% | 31,200 | +208.9% | 0.10% | +188.2% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $372,000 | +6.0% | 4,830 | +4.2% | 0.10% | +6.6% |
| IBDN | Sell | ISHARES TRibonds dec22 etf | $368,000 | -19.1% | 14,700 | -19.3% | 0.10% | -18.6% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $370,000 | +82.3% | 2,618 | +72.0% | 0.10% | +81.1% |
| CBRE | Sell | CBRE GROUP INCcl a | $368,000 | -9.1% | 5,006 | -0.1% | 0.10% | -8.6% |
| IGSB | ISHARES TR | $369,000 | -0.8% | 7,300 | 0.0% | 0.10% | -1.0% | |
| CEFS | New | EXCHANGE LISTED FDS TRsaba int rate | $366,000 | – | 21,245 | +100.0% | 0.10% | – |
| PRU | Sell | PRUDENTIAL FINL INC | $348,000 | -5.9% | 3,639 | -0.4% | 0.09% | -5.2% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $349,000 | -0.9% | 7,291 | +0.0% | 0.09% | -1.1% |
| WLTW | Buy | WILLIS TOWERS WATSON PLC LTD | $346,000 | -3.6% | 1,751 | +0.3% | 0.09% | -3.2% |
| UNP | Buy | UNION PAC CORP | $334,000 | 0.0% | 1,566 | +8.1% | 0.09% | 0.0% |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $328,000 | -10.1% | 10,432 | -4.2% | 0.08% | -10.5% |
| NAC | Sell | NUVEEN CA QUALTY MUN INCOME | $325,000 | -0.3% | 26,366 | -4.1% | 0.08% | 0.0% |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $324,000 | -6.6% | 7,275 | 0.0% | 0.08% | -6.7% | |
| SPYV | SPDR SER TRprtflo s&p500 vl | $321,000 | -6.1% | 8,726 | 0.0% | 0.08% | -5.6% | |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $320,000 | -3.0% | 24,851 | -4.0% | 0.08% | -3.5% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $313,000 | -2.2% | 7,983 | +3.6% | 0.08% | -2.4% |
| HON | Buy | HONEYWELL INTL INC | $309,000 | -10.2% | 1,777 | +0.1% | 0.08% | -11.1% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $305,000 | -2.6% | 1,455 | -0.1% | 0.08% | -2.5% |
| New | DIMENSIONAL ETF TRUSTus mktwide value | $300,000 | – | 9,484 | +100.0% | 0.08% | – | |
| IAGG | ISHARES TRcore intl aggr | $300,000 | -2.3% | 6,014 | 0.0% | 0.08% | -2.5% | |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $295,000 | -13.7% | 5,908 | -14.8% | 0.08% | -13.5% |
| MO | Buy | ALTRIA GROUP INC | $281,000 | -20.6% | 6,719 | +0.7% | 0.07% | -20.7% |
| ERTH | Buy | INVESCO EXCHANGE TRADED FD Tinvesco msci | $281,000 | +3.7% | 5,227 | +0.1% | 0.07% | +2.8% |
| COST | Buy | COSTCO WHSL CORP NEW | $280,000 | -1.4% | 585 | +2.3% | 0.07% | -1.4% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $279,000 | -6.7% | 30,143 | -5.2% | 0.07% | -6.4% |
| MUB | ISHARES TRnational mun etf | $271,000 | +1.1% | 2,548 | 0.0% | 0.07% | +1.4% | |
| FLOT | ISHARES TRfltg rate nt etf | $268,000 | -1.1% | 5,372 | 0.0% | 0.07% | -1.4% | |
| BAC | Buy | BK OF AMERICA CORP | $266,000 | -7.0% | 8,554 | +5.3% | 0.07% | -6.8% |
| HYG | New | ISHARES TRiboxx hi yd etf | $261,000 | – | 3,546 | +100.0% | 0.07% | – |
| BR | Buy | BROADRIDGE FINL SOLUTIONS IN | $251,000 | +8.7% | 1,763 | +6.2% | 0.06% | +8.3% |
| GRID | FIRST TR EXCHANGE TRADED FDnasdq cln edge | $251,000 | -4.9% | 3,234 | 0.0% | 0.06% | -5.8% | |
| BLK | BLACKROCK INC | $245,000 | -1.2% | 403 | 0.0% | 0.06% | -1.5% | |
| NKE | Buy | NIKE INCcl b | $245,000 | -8.6% | 2,398 | +1.1% | 0.06% | -8.6% |
| CAG | Buy | CONAGRA BRANDS INC | $241,000 | -2.8% | 7,034 | +1.7% | 0.06% | -3.1% |
| BK | BANK NEW YORK MELLON CORP | $237,000 | -4.0% | 5,693 | 0.0% | 0.06% | -3.1% | |
| DHR | New | DANAHER CORPORATION | $237,000 | – | 934 | +100.0% | 0.06% | – |
| New | DIMENSIONAL ETF TRUSTworld ex us core | $234,000 | – | 10,896 | +100.0% | 0.06% | – | |
| ORCL | Buy | ORACLE CORP | $233,000 | +6.4% | 3,334 | +8.5% | 0.06% | +7.0% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $233,000 | -89.1% | 2,348 | -89.1% | 0.06% | -89.0% |
| THS | TREEHOUSE FOODS INC | $230,000 | +8.0% | 5,500 | 0.0% | 0.06% | +9.1% | |
| DFAT | New | DIMENSIONAL ETF TRUSTus targeted vlu | $230,000 | – | 5,724 | +100.0% | 0.06% | – |
| ESGU | Buy | ISHARES TResg awr msci usa | $227,000 | -4.2% | 2,711 | +2.4% | 0.06% | -4.8% |
| ICLN | ISHARES TRgl clean ene etf | $228,000 | +8.1% | 11,948 | 0.0% | 0.06% | +7.3% | |
| ARKG | ARK ETF TRgenomic rev etf | $226,000 | -2.6% | 7,171 | 0.0% | 0.06% | -1.7% | |
| PAYX | Sell | PAYCHEX INC | $228,000 | -5.0% | 2,000 | -0.1% | 0.06% | -4.8% |
| ROBO | EXCHANGE TRADED CONCEPTS TRrobo glb etf | $224,000 | -7.4% | 4,981 | 0.0% | 0.06% | -7.9% | |
| MTCH | Sell | MATCH GROUP INC NEW | $223,000 | -10.1% | 3,198 | -0.2% | 0.06% | -10.8% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $224,000 | +3.2% | 3,589 | +4.5% | 0.06% | +3.6% |
| SCZ | ISHARES TReafe sml cp etf | $221,000 | -7.9% | 4,046 | 0.0% | 0.06% | -6.5% | |
| RPM | RPM INTL INC | $215,000 | -6.5% | 2,730 | 0.0% | 0.06% | -6.7% | |
| CMI | Buy | CUMMINS INC | $206,000 | -2.8% | 1,063 | +0.8% | 0.05% | -1.8% |
| BKNG | Buy | BOOKING HOLDINGS INC | $206,000 | -13.4% | 118 | +4.4% | 0.05% | -12.9% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $207,000 | -32.1% | 2,009 | -28.0% | 0.05% | -31.6% |
| SCHC | SCHWAB STRATEGIC TRintl sceqt etf | $203,000 | -7.3% | 6,513 | 0.0% | 0.05% | -7.0% | |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $202,000 | – | 2,878 | +100.0% | 0.05% | – |
| DFAC | New | DIMENSIONAL ETF TRUSTus core equity 2 | $203,000 | – | 8,710 | +100.0% | 0.05% | – |
| BDX | Buy | BECTON DICKINSON & CO | $202,000 | 0.0% | 819 | +0.5% | 0.05% | 0.0% |
| OMCL | OMNICELL COM | $205,000 | +2.5% | 1,800 | 0.0% | 0.05% | +1.9% | |
| AXP | Buy | AMERICAN EXPRESS CO | $205,000 | -4.2% | 1,480 | +9.5% | 0.05% | -5.4% |
| ROBINHOOD MKTS INC | $198,000 | -23.3% | 24,145 | 0.0% | 0.05% | -22.4% | ||
| DALT | TWO RDS SHARED TRanfield diversif | $194,000 | -4.9% | 21,808 | 0.0% | 0.05% | -3.8% | |
| SREV | SERVICESOURCE INTL INC | $184,000 | +2.2% | 125,000 | 0.0% | 0.05% | +2.1% | |
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $184,000 | -2.1% | 10,966 | 0.0% | 0.05% | -2.0% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $161,000 | +0.6% | 12,930 | 0.0% | 0.04% | 0.0% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $153,000 | +0.7% | 12,997 | 0.0% | 0.04% | 0.0% | |
| VCV | Sell | INVESCO CALIF VALUE MUN INCO | $137,000 | 0.0% | 12,986 | -3.5% | 0.04% | 0.0% |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $122,000 | +7.0% | 14,604 | +14.7% | 0.03% | +6.7% |
| SOFI | SOFI TECHNOLOGIES INC | $89,000 | -21.9% | 16,859 | 0.0% | 0.02% | -23.3% | |
| INDAPTUS THERAPEUTICS INC | $63,000 | +5.0% | 24,000 | 0.0% | 0.02% | 0.0% | ||
| GALT | GALECTIN THERAPEUTICS INC | $22,000 | -4.3% | 17,078 | 0.0% | 0.01% | 0.0% | |
| HIPPO HLDGS INC | $9,000 | -43.8% | 10,000 | 0.0% | 0.00% | -50.0% | ||
| OBLG | OBLONG INC | $8,000 | -11.1% | 25,590 | 0.0% | 0.00% | 0.0% | |
| BHTG | Exit | RENOVARE ENVIRONMENTAL INC | $0 | – | -18,782 | -100.0% | -0.00% | – |
| IWB | Exit | ISHARES TRrus 1000 etf | $0 | – | -915 | -100.0% | -0.05% | – |
| JNK | Exit | SPDR SER TRbloomberg high y | $0 | – | -2,258 | -100.0% | -0.06% | – |
| DDOG | Exit | DATADOG INC | $0 | – | -1,996 | -100.0% | -0.06% | – |
| Exit | BLACKSTONE SECD LENDING FD | $0 | – | -11,368 | -100.0% | -0.08% | – | |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -24,559 | -100.0% | -0.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.