$384 Million is the total value of Vivaldi Capital Management LP's 216 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 21.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AOMR | New | ANGEL OAK MTG INC | $27,597,000 | – | 1,946,199 | +100.0% | 7.18% | – |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $18,713,000 | -15.8% | 396,293 | -0.5% | 4.87% | -5.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $16,967,000 | -17.2% | 42,237 | -2.1% | 4.42% | -6.9% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $15,552,000 | -31.1% | 500,695 | -19.1% | 4.05% | -22.6% |
| SPTS | New | SPDR SER TRportfolio sh tsr | $13,033,000 | – | 440,594 | +100.0% | 3.39% | – |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $12,077,000 | -30.8% | 248,090 | -28.9% | 3.14% | -22.2% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $9,494,000 | -53.9% | 91,736 | -52.1% | 2.47% | -48.2% |
| AAPL | Sell | APPLE INC | $8,813,000 | -24.3% | 59,907 | -8.6% | 2.29% | -14.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $7,885,000 | -21.0% | 19,545 | -6.6% | 2.05% | -11.2% |
| IAU | Buy | ISHARES GOLD TRishares new | $6,710,000 | +64.7% | 195,118 | +66.7% | 1.75% | +85.1% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $6,706,000 | -49.6% | 135,749 | -48.2% | 1.75% | -43.4% |
| SPSM | Sell | SPDR SER TRportfolio s&p600 | $6,399,000 | -25.1% | 168,120 | -12.1% | 1.67% | -15.9% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $6,144,000 | -51.9% | 73,901 | -50.5% | 1.60% | -45.9% |
| SPMD | Sell | SPDR SER TRportfolio s&p400 | $5,811,000 | -25.4% | 136,304 | -13.0% | 1.51% | -16.2% |
| DVY | Buy | ISHARES TRselect divid etf | $5,808,000 | +43.4% | 46,396 | +40.4% | 1.51% | +61.2% |
| TSLA | Sell | TESLA INC | $5,663,000 | -32.8% | 7,358 | -7.7% | 1.47% | -24.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $5,447,000 | -26.5% | 27,111 | -11.6% | 1.42% | -17.4% |
| MSFT | Buy | MICROSOFT CORP | $5,366,000 | +16.7% | 20,549 | +50.3% | 1.40% | +31.2% |
| EFA | Sell | ISHARES TRmsci eafe etf | $4,744,000 | -18.3% | 70,819 | -4.0% | 1.24% | -8.2% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $4,486,000 | -14.9% | 94,313 | +103.7% | 1.17% | -4.3% |
| FPA | Sell | FIRST TR EXCH TRD ALPHDX FDasia ex japan | $4,398,000 | -9.4% | 154,476 | -0.9% | 1.14% | +1.9% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $4,130,000 | -20.8% | 94,838 | -7.1% | 1.08% | -11.0% |
| GLPI | GAMING & LEISURE PPTYS INC | $4,117,000 | -7.9% | 91,847 | 0.0% | 1.07% | +3.6% | |
| VOO | Sell | VANGUARD INDEX FDS | $4,055,000 | -15.6% | 10,984 | -0.2% | 1.06% | -5.1% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $3,667,000 | -12.9% | 109,824 | +1.4% | 0.96% | -2.2% |
| GLD | Buy | SPDR GOLD TR | $3,654,000 | +43.2% | 21,651 | +45.1% | 0.95% | +60.9% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $3,592,000 | -17.6% | 76,243 | +97.7% | 0.94% | -7.4% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $3,244,000 | -12.5% | 254,230 | +10.0% | 0.84% | -1.6% |
| SPEM | Sell | SPDR INDEX SHS FDSportfolio emg mk | $3,115,000 | -52.7% | 89,911 | -43.4% | 0.81% | -46.9% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $3,100,000 | -33.9% | 34,787 | -20.6% | 0.81% | -25.7% |
| VVR | Buy | INVESCO SR INCOME TR | $3,045,000 | -2.2% | 792,993 | +10.3% | 0.79% | +10.0% |
| ACWI | Sell | ISHARES TRmsci acwi etf | $2,934,000 | -16.5% | 32,915 | -0.9% | 0.76% | -6.1% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,891,000 | -17.1% | 69,690 | -1.2% | 0.75% | -6.8% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,803,000 | -19.0% | 13,222 | -2.7% | 0.73% | -9.0% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $2,606,000 | -19.1% | 10,743 | -5.6% | 0.68% | -9.1% |
| PG | Sell | PROCTER AND GAMBLE CO | $2,599,000 | -7.2% | 16,917 | -1.2% | 0.68% | +4.3% |
| LAZR | LUMINAR TECHNOLOGIES INC | $2,590,000 | -38.7% | 250,000 | 0.0% | 0.67% | -31.2% | |
| KTF | Buy | DWS MUN INCOME TR | $2,383,000 | -14.0% | 261,261 | +11.5% | 0.62% | -3.4% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD FO | $2,296,000 | -10.8% | 193,127 | +13.2% | 0.60% | +0.2% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $2,262,000 | +210.7% | 191,185 | +298.6% | 0.59% | +248.5% |
| IWR | Buy | ISHARES TRrus mid cap etf | $2,247,000 | -14.8% | 32,162 | +1.3% | 0.58% | -4.3% |
| PRAA | PRA GROUP INC | $2,237,000 | -24.0% | 58,636 | 0.0% | 0.58% | -14.7% | |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $2,219,000 | -19.2% | 11,798 | -2.9% | 0.58% | -9.1% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $2,216,000 | -5.5% | 14,332 | +2.6% | 0.58% | +6.3% |
| DNP | DNP SELECT INCOME FD INC | $2,211,000 | +3.7% | 196,183 | 0.0% | 0.58% | +16.6% | |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $2,140,000 | -88.1% | 21,455 | -87.8% | 0.56% | -86.6% |
| MLPA | Sell | GLOBAL X FDSglbl x mlp etf | $2,058,000 | +12.6% | 51,841 | -0.8% | 0.54% | +26.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,042,000 | -26.4% | 17,144 | -2.1% | 0.53% | -17.1% |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $2,033,000 | – | 183,830 | +100.0% | 0.53% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,027,000 | -20.1% | 11,386 | -0.2% | 0.53% | -10.2% |
| AFB | New | ALLIANCEBERNSTEIN NATL MUN I | $2,019,000 | – | 176,326 | +100.0% | 0.53% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,950,000 | -0.4% | 837 | +23.6% | 0.51% | +11.9% |
| KLDW | Sell | INVESTMENT MANAGERS SER TRknwldl ld etf | $1,910,000 | -21.6% | 50,498 | -0.9% | 0.50% | -11.9% |
| IQI | New | INVESCO QUALITY MUN INCOME T | $1,905,000 | – | 188,585 | +100.0% | 0.50% | – |
| PFE | Sell | PFIZER INC | $1,888,000 | -16.6% | 37,823 | -1.3% | 0.49% | -6.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,837,000 | +4.1% | 5,918 | +0.2% | 0.48% | +16.9% |
| ICF | Sell | ISHARES TRcohen steer reit | $1,827,000 | -18.7% | 28,790 | -2.5% | 0.48% | -8.6% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $1,826,000 | -9.0% | 188,486 | +13.9% | 0.48% | +2.2% |
| VTV | New | VANGUARD INDEX FDSvalue etf | $1,771,000 | – | 12,640 | +100.0% | 0.46% | – |
| IEFA | Buy | ISHARES TRcore msci eafe | $1,730,000 | +10.8% | 27,420 | +31.0% | 0.45% | +24.3% |
| MMU | New | WESTERN ASSET MANAGED MUNS F | $1,686,000 | – | 158,948 | +100.0% | 0.44% | – |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $1,653,000 | – | 118,839 | +100.0% | 0.43% | – |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $1,635,000 | -21.1% | 65,103 | -6.9% | 0.43% | -11.2% |
| ABBV | Buy | ABBVIE INC | $1,606,000 | +18.7% | 10,460 | +4.6% | 0.42% | +33.5% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $1,585,000 | -18.3% | 38,175 | +101.5% | 0.41% | -8.0% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,483,000 | -21.2% | 6,366 | +3.4% | 0.39% | -11.5% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $1,452,000 | +36.2% | 24,559 | +40.1% | 0.38% | +53.0% |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,371,000 | -32.7% | 15,168 | -20.0% | 0.36% | -24.4% |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $1,365,000 | -14.4% | 20,087 | +1.3% | 0.36% | -4.1% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,353,000 | -23.6% | 8,978 | -12.9% | 0.35% | -14.1% |
| CMF | Sell | ISHARES TRcalif mun bd etf | $1,296,000 | -75.3% | 23,340 | -72.3% | 0.34% | -72.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,273,000 | +5.1% | 7,200 | +1.7% | 0.33% | +17.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,261,000 | -22.3% | 2,329 | -4.2% | 0.33% | -12.8% |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $1,257,000 | – | 329,952 | +100.0% | 0.33% | – |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,250,000 | -10.9% | 2,576 | -7.8% | 0.32% | 0.0% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $1,153,000 | +45.8% | 14,271 | +0.2% | 0.30% | +63.9% |
| FNDF | New | SCHWAB STRATEGIC TRschwb fdt int lg | $1,122,000 | – | 37,149 | +100.0% | 0.29% | – |
| BA | Sell | BOEING CO | $1,120,000 | -42.2% | 8,805 | -8.5% | 0.29% | -35.0% |
| MARB | Buy | FIRST TR EXCH TRADED FD IIImerger arbitra | $1,071,000 | +2.7% | 54,245 | +1.9% | 0.28% | +15.3% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $1,072,000 | -10.2% | 15,743 | +9.0% | 0.28% | +0.7% |
| FNDE | Buy | SCHWAB STRATEGIC TRschwb fdt emk lg | $1,063,000 | +257.9% | 39,987 | +316.7% | 0.28% | +301.4% |
| INFL | New | LISTED FD TRhorizon kinetics | $1,059,000 | – | 34,917 | +100.0% | 0.28% | – |
| IEMG | Buy | ISHARES INCcore msci emkt | $1,058,000 | -3.9% | 21,181 | +15.2% | 0.28% | +7.8% |
| MOO | New | VANECK ETF TRUSTagribusiness etf | $1,041,000 | – | 10,925 | +100.0% | 0.27% | – |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,010,000 | -8.8% | 435 | +13.9% | 0.26% | +2.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $994,000 | -10.1% | 20,635 | -3.1% | 0.26% | +1.2% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $975,000 | +16.6% | 25,883 | +1.4% | 0.25% | +30.9% |
| ABT | Buy | ABBOTT LABS | $912,000 | -17.8% | 8,304 | +5.4% | 0.24% | -7.8% |
| OEF | Sell | ISHARES TRs&p 100 etf | $861,000 | -20.6% | 4,708 | -4.9% | 0.22% | -10.8% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $853,000 | -3.7% | 8,753 | +13.1% | 0.22% | +8.3% |
| MMM | Buy | 3M CO | $831,000 | -15.5% | 5,569 | +0.6% | 0.22% | -5.3% |
| HD | Buy | HOME DEPOT INC | $825,000 | -28.4% | 2,788 | +0.3% | 0.22% | -19.5% |
| TGT | Buy | TARGET CORP | $822,000 | -4.8% | 3,739 | +0.3% | 0.21% | +7.0% |
| XOM | Sell | EXXON MOBIL CORP | $813,000 | +38.0% | 9,152 | -4.9% | 0.21% | +55.9% |
| IMCV | New | ISHARES TRmrgstr md cp val | $801,000 | – | 12,381 | +100.0% | 0.21% | – |
| ACN | Buy | ACCENTURE PLC IRELAND | $777,000 | -30.7% | 2,711 | +0.2% | 0.20% | -22.3% |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $768,000 | – | 59,234 | +100.0% | 0.20% | – |
| IYH | Sell | ISHARES TRus hlthcare etf | $763,000 | -23.3% | 2,845 | -14.1% | 0.20% | -13.9% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $764,000 | -25.1% | 5,620 | -4.2% | 0.20% | -15.7% |
| INTC | Sell | INTEL CORP | $756,000 | -17.4% | 17,335 | -2.4% | 0.20% | -7.1% |
| Sell | GENERAL ELECTRIC CO | $756,000 | -49.8% | 10,073 | -36.9% | 0.20% | -43.6% | |
| DIS | Buy | DISNEY WALT CO | $745,000 | -9.8% | 6,938 | +30.1% | 0.19% | +1.6% |
| IDEV | Sell | ISHARES TRcore msci intl | $733,000 | -15.8% | 12,710 | -1.4% | 0.19% | -5.4% |
| CSCO | Buy | CISCO SYS INC | $724,000 | -21.7% | 14,615 | +0.1% | 0.19% | -12.1% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $711,000 | -53.3% | 64,387 | -38.4% | 0.18% | -47.4% |
| PEP | Buy | PEPSICO INC | $710,000 | +1.9% | 4,088 | +1.8% | 0.18% | +14.9% |
| KO | Sell | COCA COLA CO | $659,000 | +2.6% | 10,023 | -7.5% | 0.17% | +15.4% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $659,000 | -26.9% | 11,649 | -11.7% | 0.17% | -17.7% |
| LYFT | LYFT INC | $634,000 | -53.2% | 31,714 | 0.0% | 0.16% | -47.5% | |
| NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $610,000 | -49.3% | 53,063 | -38.2% | 0.16% | -43.0% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY | $606,000 | -30.0% | 52,724 | -9.7% | 0.16% | -21.4% |
| LLY | Buy | LILLY ELI & CO | $598,000 | +5.8% | 2,052 | +0.3% | 0.16% | +19.1% |
| IYW | Sell | ISHARES TRu.s. tech etf | $594,000 | -40.3% | 6,857 | -20.9% | 0.16% | -32.9% |
| MRK | Buy | MERCK & CO INC | $596,000 | +19.7% | 6,592 | +1.4% | 0.16% | +34.8% |
| BIP | BROOKFIELD INFRAST PARTNERSlp int unit | $596,000 | -2.0% | 10,000 | 0.0% | 0.16% | +9.9% | |
| WMT | Buy | WALMART INC | $590,000 | +8.3% | 3,988 | +5.8% | 0.15% | +22.2% |
| USB | Sell | US BANCORP DEL | $579,000 | -14.5% | 11,921 | -1.2% | 0.15% | -3.8% |
| DHI | Sell | D R HORTON INC | $563,000 | -66.4% | 8,215 | -46.8% | 0.15% | -62.1% |
| AMGN | Sell | AMGEN INC | $562,000 | +3.1% | 2,310 | -4.6% | 0.15% | +15.9% |
| AMZN | Buy | AMAZON COM INC | $558,000 | +6.7% | 247 | +57.3% | 0.14% | +19.8% |
| CME | Buy | CME GROUP INC | $554,000 | -12.3% | 2,771 | +0.2% | 0.14% | -1.4% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $546,000 | +59.6% | 1,808 | +110.2% | 0.14% | +79.7% |
| NTRS | Sell | NORTHERN TR CORP | $542,000 | -20.8% | 5,201 | -9.1% | 0.14% | -10.8% |
| AGG | Buy | ISHARES TRcore us aggbd et | $542,000 | -2.3% | 5,291 | +8.8% | 0.14% | +9.3% |
| AVUV | New | AMERICAN CENTY ETF TRus sml cp valu | $533,000 | – | 7,167 | +100.0% | 0.14% | – |
| IBB | Sell | ISHARES TRishares biotech | $529,000 | -35.1% | 4,677 | -12.4% | 0.14% | -27.0% |
| AVDV | New | AMERICAN CENTY ETF TRintl smcp vlu | $529,000 | – | 9,256 | +100.0% | 0.14% | – |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $529,000 | -16.4% | 5,464 | +0.2% | 0.14% | -6.1% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $525,000 | -3.1% | 3,263 | +7.7% | 0.14% | +8.7% |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $522,000 | -10.5% | 29,180 | +1.7% | 0.14% | +0.7% |
| MCD | Buy | MCDONALDS CORP | $507,000 | -6.5% | 2,071 | +2.5% | 0.13% | +4.8% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $505,000 | -11.1% | 12,470 | +7.2% | 0.13% | -0.8% |
| IBDO | Sell | ISHARES TRibonds dec23 etf | $491,000 | -29.1% | 19,519 | -27.7% | 0.13% | -20.5% |
| FB | Buy | META PLATFORMS INCcl a | $484,000 | -39.7% | 2,438 | +2.1% | 0.13% | -32.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $465,000 | +3.1% | 1 | 0.0% | 0.12% | +16.3% | |
| IBDN | Sell | ISHARES TRibonds dec22 etf | $455,000 | -1.3% | 18,205 | -0.7% | 0.12% | +10.3% |
| SHM | SPDR SER TRnuveen blmbrg sh | $454,000 | -5.4% | 9,750 | 0.0% | 0.12% | +6.3% | |
| VOOG | Buy | VANGUARD ADMIRAL FDS INC500 grth idx f | $440,000 | -16.7% | 1,900 | +8.6% | 0.12% | -5.7% |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $433,000 | – | 36,235 | +100.0% | 0.11% | – |
| ARKK | Sell | ARK ETF TRinnovation etf | $433,000 | -54.3% | 9,938 | -0.9% | 0.11% | -48.6% |
| New | APOLLO GLOBAL MGMT INC | $421,000 | – | 7,769 | +100.0% | 0.11% | – | |
| V | Buy | VISA INC | $419,000 | -5.4% | 2,102 | +2.9% | 0.11% | +5.8% |
| CVX | Buy | CHEVRON CORP NEW | $410,000 | +43.9% | 2,440 | +0.6% | 0.11% | +62.1% |
| CBRE | Buy | CBRE GROUP INCcl a | $405,000 | -25.4% | 5,009 | +0.1% | 0.10% | -16.7% |
| NEE | Sell | NEXTERA ENERGY INC | $390,000 | -27.0% | 5,590 | -2.2% | 0.10% | -17.7% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $382,000 | -7.3% | 1,148 | +0.2% | 0.10% | +4.2% |
| NVDA | Buy | NVIDIA CORPORATION | $377,000 | -36.7% | 2,130 | +5.0% | 0.10% | -29.0% |
| IGSB | ISHARES TR | $372,000 | -5.3% | 7,300 | 0.0% | 0.10% | +6.6% | |
| PRU | Buy | PRUDENTIAL FINL INC | $370,000 | -6.1% | 3,652 | +0.2% | 0.10% | +5.5% |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $365,000 | -29.1% | 10,893 | -17.4% | 0.10% | -20.2% |
| WLTW | Buy | WILLIS TOWERS WATSON PLC LTD | $359,000 | -13.3% | 1,746 | +0.1% | 0.09% | -3.1% |
| MS | MORGAN STANLEY | $356,000 | -18.0% | 4,425 | 0.0% | 0.09% | -7.9% | |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $352,000 | -23.1% | 7,288 | -14.2% | 0.09% | -13.2% |
| MO | Sell | ALTRIA GROUP INC | $354,000 | +9.6% | 6,669 | -2.1% | 0.09% | +22.7% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $351,000 | +19.0% | 4,637 | -2.2% | 0.09% | +33.8% |
| HON | Sell | HONEYWELL INTL INC | $344,000 | -9.5% | 1,775 | -2.7% | 0.09% | +2.3% |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $347,000 | -21.0% | 7,275 | 0.0% | 0.09% | -11.8% | |
| SPYV | Buy | SPDR SER TRprtflo s&p500 vl | $342,000 | -5.5% | 8,726 | +1.2% | 0.09% | +6.0% |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $342,000 | -28.5% | 6,935 | -20.4% | 0.09% | -19.8% |
| UNP | Buy | UNION PAC CORP | $334,000 | -8.0% | 1,448 | +0.6% | 0.09% | +3.6% |
| NKX | New | NUVEEN CALIFORNIA AMT QLT MU | $330,000 | – | 25,891 | +100.0% | 0.09% | – |
| NAC | New | NUVEEN CA QUALTY MUN INCOME | $326,000 | – | 27,499 | +100.0% | 0.08% | – |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $324,000 | -13.6% | 2,520 | -5.4% | 0.08% | -3.4% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $320,000 | -17.3% | 7,703 | +0.1% | 0.08% | -7.8% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $313,000 | -20.8% | 1,456 | +0.1% | 0.08% | -12.0% |
| IAGG | Sell | ISHARES TRcore intl aggr | $307,000 | -24.4% | 6,014 | -19.2% | 0.08% | -14.9% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $305,000 | +14.2% | 2,790 | +40.1% | 0.08% | +27.4% |
| EVM | New | EATON VANCE CALIF MUN BD FD | $299,000 | – | 31,796 | +100.0% | 0.08% | – |
| New | BLACKSTONE SECD LENDING FD | $293,000 | – | 11,368 | +100.0% | 0.08% | – | |
| BAC | Sell | BK OF AMERICA CORP | $286,000 | -20.8% | 8,121 | -0.0% | 0.07% | -11.9% |
| COST | Buy | COSTCO WHSL CORP NEW | $284,000 | +6.8% | 572 | +22.0% | 0.07% | +19.4% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $271,000 | +14.8% | 5,372 | +15.5% | 0.07% | +29.1% |
| ERTH | INVESCO EXCHANGE TRADED FD Tinvesco msci | $271,000 | -22.1% | 5,224 | 0.0% | 0.07% | -12.3% | |
| NKE | Sell | NIKE INCcl b | $268,000 | -33.7% | 2,371 | -2.1% | 0.07% | -25.5% |
| MUB | Buy | ISHARES TRnational mun etf | $268,000 | -5.3% | 2,548 | +4.5% | 0.07% | +6.1% |
| GRID | FIRST TR EXCHANGE TRADED FDnasdq cln edge | $264,000 | -20.5% | 3,234 | 0.0% | 0.07% | -10.4% | |
| Buy | ROBINHOOD MKTS INC | $258,000 | -16.2% | 24,145 | +39.3% | 0.07% | -5.6% | |
| MTCH | Buy | MATCH GROUP INC NEW | $248,000 | -41.1% | 3,204 | +0.7% | 0.06% | -33.7% |
| BLK | Buy | BLACKROCK INC | $248,000 | -32.6% | 403 | +0.2% | 0.06% | -23.5% |
| CAG | Sell | CONAGRA BRANDS INC | $248,000 | +5.1% | 6,917 | -0.0% | 0.06% | +18.2% |
| BK | Sell | BANK NEW YORK MELLON CORP | $247,000 | -25.4% | 5,693 | -0.1% | 0.06% | -16.9% |
| ROBO | EXCHANGE TRADED CONCEPTS TRrobo glb etf | $242,000 | -30.7% | 4,981 | 0.0% | 0.06% | -22.2% | |
| ESGU | ISHARES TResg awr msci usa | $237,000 | -17.1% | 2,647 | 0.0% | 0.06% | -6.1% | |
| PAYX | PAYCHEX INC | $240,000 | -12.1% | 2,002 | 0.0% | 0.06% | -1.6% | |
| BKNG | Buy | BOOKING HOLDINGS INC | $238,000 | -11.5% | 113 | +0.9% | 0.06% | 0.0% |
| SCZ | ISHARES TReafe sml cp etf | $240,000 | -18.9% | 4,046 | 0.0% | 0.06% | -10.1% | |
| ARKG | Sell | ARK ETF TRgenomic rev etf | $232,000 | -48.1% | 7,171 | -1.7% | 0.06% | -42.3% |
| RPM | RPM INTL INC | $230,000 | -16.7% | 2,730 | 0.0% | 0.06% | -6.2% | |
| BR | Buy | BROADRIDGE FINL SOLUTIONS IN | $231,000 | -22.7% | 1,660 | +1.3% | 0.06% | -13.0% |
| ORCL | Buy | ORACLE CORP | $219,000 | -17.7% | 3,074 | +0.7% | 0.06% | -8.1% |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $219,000 | -18.3% | 6,513 | -0.7% | 0.06% | -8.1% |
| DXJ | WISDOMTREE TRjapn hedge eqt | $217,000 | +0.9% | 3,436 | 0.0% | 0.06% | +12.0% | |
| JNK | Buy | SPDR SER TRbloomberg high y | $215,000 | -11.5% | 2,258 | +1.1% | 0.06% | 0.0% |
| DDOG | Sell | DATADOG INC | $217,000 | -39.0% | 1,996 | -0.2% | 0.06% | -31.7% |
| AXP | Buy | AMERICAN EXPRESS CO | $214,000 | +2.9% | 1,351 | +6.4% | 0.06% | +16.7% |
| ICLN | New | ISHARES TRgl clean ene etf | $211,000 | – | 11,948 | +100.0% | 0.06% | – |
| THS | TREEHOUSE FOODS INC | $213,000 | -4.5% | 5,500 | 0.0% | 0.06% | +5.8% | |
| CMI | CUMMINS INC | $212,000 | -7.8% | 1,055 | 0.0% | 0.06% | +3.8% | |
| DALT | TWO RDS SHARED TRanfield diversif | $204,000 | -10.5% | 21,808 | 0.0% | 0.05% | 0.0% | |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $203,000 | – | 1,522 | +100.0% | 0.05% | – |
| BDX | Buy | BECTON DICKINSON & CO | $202,000 | -1.0% | 815 | +0.2% | 0.05% | +12.8% |
| IWB | Buy | ISHARES TRrus 1000 etf | $202,000 | -3.8% | 915 | +15.2% | 0.05% | +8.2% |
| OMCL | OMNICELL COM | $200,000 | -38.5% | 1,800 | 0.0% | 0.05% | -30.7% | |
| CEF | Sell | SPROTT PHYSICAL GOLD & SILVEtr unit | $188,000 | -16.4% | 10,966 | -13.5% | 0.05% | -5.8% |
| SREV | SERVICESOURCE INTL INC | $180,000 | +45.2% | 125,000 | 0.0% | 0.05% | +62.1% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $160,000 | -23.1% | 12,930 | 0.0% | 0.04% | -12.5% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $152,000 | -25.1% | 12,997 | 0.0% | 0.04% | -14.9% | |
| VCV | New | INVESCO CALIF VALUE MUN INCO | $137,000 | – | 13,457 | +100.0% | 0.04% | – |
| DSL | DOUBLELINE INCOME SOLUTIONS | $130,000 | -20.2% | 10,100 | 0.0% | 0.03% | -10.5% | |
| SOFI | SOFI TECHNOLOGIES INC | $114,000 | -57.3% | 16,859 | 0.0% | 0.03% | -51.6% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $114,000 | +15.2% | 12,730 | 0.0% | 0.03% | +30.4% | |
| New | INDAPTUS THERAPEUTICS INC | $60,000 | – | 24,000 | +100.0% | 0.02% | – | |
| GALT | Buy | GALECTIN THERAPEUTICS INC | $23,000 | +4.5% | 17,078 | +60.1% | 0.01% | +20.0% |
| HIPPO HLDGS INC | $16,000 | -42.9% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| OBLG | OBLONG INC | $9,000 | -65.4% | 25,590 | 0.0% | 0.00% | -66.7% | |
| BHTG | RENOVARE ENVIRONMENTAL INC | $4,000 | -69.2% | 18,782 | 0.0% | 0.00% | -66.7% | |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -826 | -100.0% | -0.05% | – |
| GDXJ | Exit | VANECK VECTORS ETF TRjunior gold mine | $0 | – | -4,835 | -100.0% | -0.05% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -2,324 | -100.0% | -0.05% | – |
| IAC | Exit | IAC INTERACTIVECORP NEW | $0 | – | -1,646 | -100.0% | -0.05% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -854 | -100.0% | -0.05% | – |
| DEO | Exit | DIAGEO PLCspon adr new | $0 | – | -1,016 | -100.0% | -0.05% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -2,470 | -100.0% | -0.05% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -730 | -100.0% | -0.05% | – |
| KRE | Exit | SPDR SER TRs&p regl bkg | $0 | – | -3,285 | -100.0% | -0.05% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -6,141 | -100.0% | -0.06% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OV | $0 | – | -8,103 | -100.0% | -0.06% | – |
| ECL | Exit | ECOLAB INC | $0 | – | -1,092 | -100.0% | -0.06% | – |
| PBW | Exit | INVESCO EXCHANGE TRADED FD Twilderhil clan | $0 | – | -4,168 | -100.0% | -0.07% | – |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -9,796 | -100.0% | -0.07% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -1,696 | -100.0% | -0.07% | – |
| T | Exit | AT&T INC | $0 | – | -14,246 | -100.0% | -0.08% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -5,791 | -100.0% | -0.10% | – |
| ATH | Exit | ATHENE HOLDING LTDcl a | $0 | – | -6,762 | -100.0% | -0.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.