$370 Million is the total value of Vivaldi Capital Management LP's 222 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 12.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AOMR | Sell | ANGEL OAK MTG INC | $23,016,000 | -12.2% | 1,985,828 | -1.9% | 6.22% | -9.0% |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $15,557,000 | -7.8% | 364,664 | -4.2% | 4.20% | -4.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $15,373,000 | -4.5% | 42,375 | -0.7% | 4.15% | -0.9% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $12,472,000 | -13.5% | 475,118 | -4.9% | 3.37% | -10.2% |
| SPTS | Sell | SPDR SER TRportfolio sh tsr | $9,541,000 | -22.6% | 330,810 | -20.9% | 2.58% | -19.7% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $9,167,000 | -14.9% | 194,052 | -13.0% | 2.48% | -11.8% |
| AAPL | Buy | APPLE INC | $8,799,000 | +3.2% | 62,807 | +0.8% | 2.38% | +7.1% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $7,348,000 | -9.2% | 152,643 | -7.2% | 1.98% | -5.8% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,220,000 | -3.4% | 19,817 | +0.5% | 1.95% | +0.2% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $6,936,000 | -9.1% | 85,596 | -7.1% | 1.87% | -5.7% |
| MARB | Buy | FIRST TR EXCH TRADED FD IIImerger arbitra | $6,413,000 | +225.7% | 319,393 | +222.0% | 1.73% | +237.6% |
| SPSM | Sell | SPDR SER TRportfolio s&p600 | $5,714,000 | -4.9% | 163,770 | -1.9% | 1.54% | -1.3% |
| IAU | Sell | ISHARES GOLD TRishares new | $5,706,000 | -7.2% | 177,265 | -1.1% | 1.54% | -3.7% |
| MSFT | Buy | MICROSOFT CORP | $5,573,000 | -8.2% | 23,791 | +0.6% | 1.50% | -4.8% |
| VVR | Buy | INVESCO SR INCOME TR | $5,346,000 | +13.3% | 1,410,480 | +16.3% | 1.44% | +17.6% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND IN | $5,328,000 | +12.1% | 452,641 | +17.2% | 1.44% | +16.3% |
| SPMD | Sell | SPDR SER TRportfolio s&p400 | $5,250,000 | -2.1% | 132,402 | -2.0% | 1.42% | +1.6% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $5,015,000 | +0.0% | 27,494 | +3.4% | 1.36% | +3.8% |
| TSLA | Buy | TESLA INC | $4,985,000 | -0.2% | 22,349 | +201.2% | 1.35% | +3.5% |
| DVY | Sell | ISHARES TRselect divid etf | $4,967,000 | -8.1% | 45,807 | -0.3% | 1.34% | -4.6% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $4,813,000 | +13.6% | 103,839 | +12.4% | 1.30% | +17.9% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $4,698,000 | +11.8% | 109,221 | +16.1% | 1.27% | +16.0% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $4,203,000 | -35.4% | 40,834 | -34.4% | 1.14% | -33.0% |
| BGB | New | BLACKSTONE STRATEGIC CREDIT | $4,067,000 | – | 378,691 | +100.0% | 1.10% | – |
| EFA | Sell | ISHARES TRmsci eafe etf | $4,042,000 | -9.1% | 71,118 | -0.1% | 1.09% | -5.7% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $4,006,000 | +9.3% | 362,850 | +17.9% | 1.08% | +13.3% |
| FPA | Sell | FIRST TR EXCH TRD ALPHDX FDasia ex japan | $3,634,000 | -10.8% | 156,250 | -0.2% | 0.98% | -7.4% |
| GLD | Sell | SPDR GOLD TR | $3,624,000 | -11.7% | 22,957 | -5.8% | 0.98% | -8.4% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $3,592,000 | +4.2% | 125,811 | +14.8% | 0.97% | +8.0% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $3,575,000 | +18.8% | 299,908 | +21.6% | 0.97% | +23.4% |
| VOO | Buy | VANGUARD INDEX FDS | $3,560,000 | -3.4% | 10,679 | +0.5% | 0.96% | +0.3% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $3,469,000 | +5.4% | 332,249 | +16.8% | 0.94% | +9.3% |
| MYD | Buy | BLACKROCK MUNIYIELD FD INC | $3,454,000 | +5.5% | 344,734 | +17.3% | 0.93% | +9.4% |
| IQI | Buy | INVESCO QUALITY MUN INCOME T | $3,381,000 | +7.1% | 363,967 | +17.7% | 0.91% | +11.1% |
| KTF | Buy | DWS MUN INCOME TR | $3,358,000 | -2.2% | 395,084 | +8.1% | 0.91% | +1.5% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $3,344,000 | -0.7% | 78,323 | +2.8% | 0.90% | +3.1% |
| VEA | Sell | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $3,288,000 | -11.8% | 88,958 | -2.6% | 0.89% | -8.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $3,124,000 | +7.8% | 344,055 | +16.0% | 0.84% | +11.8% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $2,994,000 | +9.4% | 304,248 | +17.5% | 0.81% | +13.5% |
| ACWI | Buy | ISHARES TRmsci acwi etf | $2,986,000 | +10.3% | 37,782 | +17.0% | 0.81% | +14.5% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $2,939,000 | +10.3% | 832,516 | +18.7% | 0.79% | +14.4% |
| BGH | Buy | BARINGS GLOBAL SHORT DURATIO | $2,917,000 | +14.0% | 236,164 | +20.1% | 0.79% | +18.3% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $2,782,000 | +0.9% | 20,033 | +5.3% | 0.75% | +4.7% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $2,744,000 | +1.9% | 12,155 | +2.1% | 0.74% | +5.7% |
| SPEM | Sell | SPDR INDEX SHS FDSportfolio emg mk | $2,396,000 | -9.7% | 76,027 | -0.3% | 0.65% | -6.4% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,394,000 | -3.2% | 12,460 | -0.7% | 0.65% | +0.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $2,352,000 | -13.0% | 18,924 | +0.7% | 0.64% | -9.8% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,323,000 | -10.8% | 62,554 | +0.0% | 0.63% | -7.4% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $2,232,000 | -22.4% | 27,616 | -19.5% | 0.60% | -19.5% |
| MLPA | Sell | GLOBAL X FDSglbl x mlp etf | $2,222,000 | +9.9% | 54,291 | -0.9% | 0.60% | +14.1% |
| DNP | DNP SELECT INCOME FD INC | $2,083,000 | -6.6% | 205,583 | 0.0% | 0.56% | -2.9% | |
| IWR | ISHARES TRrus mid cap etf | $2,044,000 | -1.5% | 32,109 | 0.0% | 0.55% | +2.0% | |
| JPM | Sell | JPMORGAN CHASE & CO | $2,021,000 | -6.1% | 19,073 | -0.2% | 0.55% | -2.5% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,978,000 | -1.0% | 11,257 | -0.7% | 0.53% | +2.7% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,895,000 | -1.0% | 11,241 | -0.5% | 0.51% | +2.8% |
| PRAA | PRA GROUP INC | $1,897,000 | -11.0% | 58,636 | 0.0% | 0.51% | -7.7% | |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $1,888,000 | +0.7% | 14,988 | +5.4% | 0.51% | +4.5% |
| LAZR | LUMINAR TECHNOLOGIES INC | $1,833,000 | +23.6% | 250,000 | 0.0% | 0.50% | +28.2% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,801,000 | -6.0% | 18,083 | +1964.3% | 0.49% | -2.4% |
| PFE | Sell | PFIZER INC | $1,782,000 | -19.7% | 42,102 | -0.6% | 0.48% | -16.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,739,000 | +0.5% | 6,463 | +2.0% | 0.47% | +4.4% |
| KLDW | INVESTMENT MANAGERS SER TRknwldl ld etf | $1,686,000 | -6.2% | 50,498 | 0.0% | 0.46% | -2.8% | |
| ICF | Buy | ISHARES TRcohen steer reit | $1,685,000 | -3.2% | 32,843 | +14.6% | 0.46% | +0.4% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $1,607,000 | -3.7% | 70,534 | +7.3% | 0.43% | 0.0% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $1,598,000 | +7.7% | 41,247 | +8.3% | 0.43% | +11.9% |
| IEFA | Buy | ISHARES TRcore msci eafe | $1,430,000 | -6.1% | 26,747 | +3.3% | 0.39% | -2.8% |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $1,384,000 | +9.9% | 22,235 | +10.7% | 0.37% | +14.0% |
| ABBV | Sell | ABBVIE INC | $1,378,000 | -9.5% | 9,930 | -0.1% | 0.37% | -6.3% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,355,000 | -2.7% | 6,368 | +0.0% | 0.37% | +1.1% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,223,000 | -10.7% | 2,422 | -9.2% | 0.33% | -7.6% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $1,213,000 | +5.6% | 20,425 | +23.0% | 0.33% | +9.7% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,213,000 | -4.2% | 2,316 | -0.6% | 0.33% | -0.6% |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,161,000 | -16.9% | 14,472 | -11.6% | 0.31% | -13.7% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $1,159,000 | +11.0% | 14,171 | -2.9% | 0.31% | +15.1% |
| BA | Buy | BOEING CO | $1,155,000 | -4.7% | 8,900 | +0.4% | 0.31% | -1.3% |
| FNDF | Buy | SCHWAB STRATEGIC TRschwb fdt int lg | $1,138,000 | -4.6% | 44,315 | +5.2% | 0.31% | -1.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,083,000 | -25.9% | 6,761 | -17.9% | 0.29% | -23.1% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,062,000 | -8.8% | 7,746 | -4.5% | 0.29% | -5.3% |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $1,053,000 | +27.3% | 62,972 | +31.3% | 0.28% | +32.1% |
| FNDE | Buy | SCHWAB STRATEGIC TRschwb fdt emk lg | $1,025,000 | -5.0% | 42,642 | +2.5% | 0.28% | -1.4% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,013,000 | -15.7% | 10,266 | +1763.2% | 0.27% | -12.5% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $993,000 | +10.8% | 26,077 | +0.2% | 0.27% | +15.0% |
| CMF | Sell | ISHARES TRcalif mun bd etf | $992,000 | -21.3% | 18,040 | -19.1% | 0.27% | -18.3% |
| INFL | Sell | LISTED FD TRhorizon kinetics | $990,000 | -1.3% | 34,398 | -2.1% | 0.27% | +2.3% |
| XOM | Buy | EXXON MOBIL CORP | $948,000 | +18.6% | 9,385 | +0.6% | 0.26% | +23.1% |
| MOO | Sell | VANECK ETF TRUSTagribusiness etf | $902,000 | -4.7% | 10,880 | -0.5% | 0.24% | -0.8% |
| ACN | Buy | ACCENTURE PLC IRELAND | $867,000 | -5.3% | 3,339 | +1.2% | 0.23% | -2.1% |
| ABT | Buy | ABBOTT LABS | $852,000 | -5.3% | 8,374 | +1.1% | 0.23% | -1.7% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $839,000 | -0.5% | 6,951 | +4.8% | 0.23% | +3.7% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $833,000 | +0.5% | 9,313 | +3.8% | 0.22% | +4.2% |
| HD | Buy | HOME DEPOT INC | $803,000 | +4.0% | 2,824 | +0.3% | 0.22% | +8.0% |
| IMCV | Buy | ISHARES TRmrgstr md cp val | $798,000 | +2.8% | 13,885 | +6.2% | 0.22% | +6.9% |
| AMZN | Buy | AMAZON COM INC | $774,000 | +11.2% | 6,752 | +3.0% | 0.21% | +15.5% |
| PEP | Buy | PEPSICO INC | $775,000 | -2.4% | 4,794 | +0.7% | 0.21% | +1.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $764,000 | -27.4% | 20,741 | -0.0% | 0.21% | -24.8% |
| OEF | Sell | ISHARES TRs&p 100 etf | $757,000 | -6.8% | 4,611 | -2.1% | 0.20% | -3.3% |
| DIS | Sell | DISNEY WALT CO | $744,000 | +2.5% | 7,658 | -0.4% | 0.20% | +6.3% |
| IYH | Buy | ISHARES TRus hlthcare etf | $740,000 | -0.9% | 2,887 | +3.9% | 0.20% | +2.6% |
| LLY | Buy | LILLY ELI & CO | $685,000 | +1.9% | 2,096 | +1.1% | 0.18% | +5.7% |
| MMM | Sell | 3M CO | $678,000 | -17.7% | 6,309 | -0.9% | 0.18% | -14.9% |
| IDEV | ISHARES TRcore msci intl | $623,000 | -8.8% | 12,710 | 0.0% | 0.17% | -5.6% | |
| Sell | GENERAL ELECTRIC CO | $623,000 | -3.0% | 9,643 | -4.3% | 0.17% | +0.6% | |
| IBB | Buy | ISHARES TRishares biotech | $615,000 | +11.8% | 5,175 | +10.6% | 0.17% | +16.1% |
| MCD | Sell | MCDONALDS CORP | $614,000 | -7.1% | 2,634 | -1.7% | 0.17% | -3.5% |
| AGG | Buy | ISHARES TRcore us aggbd et | $610,000 | +8.5% | 6,368 | +15.3% | 0.16% | +13.0% |
| CVX | Buy | CHEVRON CORP NEW | $611,000 | +11.3% | 3,818 | +0.7% | 0.16% | +15.4% |
| TGT | Sell | TARGET CORP | $608,000 | +1.5% | 3,994 | -5.8% | 0.16% | +5.1% |
| MRK | Buy | MERCK & CO INC | $602,000 | -3.4% | 6,877 | +0.7% | 0.16% | +0.6% |
| CSCO | Sell | CISCO SYS INC | $597,000 | -5.7% | 14,813 | -0.2% | 0.16% | -2.4% |
| MYI | BLACKROCK MUNIYIELD QUALITY | $562,000 | -8.6% | 52,724 | 0.0% | 0.15% | -5.0% | |
| DHI | Sell | D R HORTON INC | $560,000 | +2.9% | 7,793 | -5.1% | 0.15% | +6.3% |
| AVUV | Buy | AMERICAN CENTY ETF TRus sml cp valu | $552,000 | +7.0% | 7,946 | +5.2% | 0.15% | +11.2% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $544,000 | -11.7% | 11,659 | +0.0% | 0.15% | -8.1% |
| KO | Buy | COCA COLA CO | $528,000 | -11.3% | 9,686 | +2.5% | 0.14% | -7.7% |
| WMT | Buy | WALMART INC | $522,000 | +7.9% | 4,058 | +2.0% | 0.14% | +11.9% |
| AVDV | Buy | AMERICAN CENTY ETF TRintl smcp vlu | $518,000 | -0.2% | 10,642 | +8.2% | 0.14% | +3.7% |
| IEMG | Buy | ISHARES INCcore msci emkt | $520,000 | -10.5% | 11,854 | +0.1% | 0.14% | -7.3% |
| BIP | BROOKFIELD INFRAST PARTNERSlp int unit | $516,000 | -9.9% | 15,000 | 0.0% | 0.14% | -6.7% | |
| USB | Buy | US BANCORP DEL | $510,000 | -12.4% | 12,698 | +0.4% | 0.14% | -9.2% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $512,000 | -27.1% | 49,358 | -20.4% | 0.14% | -24.6% |
| CME | Buy | CME GROUP INC | $472,000 | -16.6% | 2,777 | +0.5% | 0.13% | -12.9% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $463,000 | -2.9% | 1,722 | +1.2% | 0.12% | +0.8% |
| NTRS | Buy | NORTHERN TR CORP | $447,000 | -11.0% | 5,204 | +0.1% | 0.12% | -7.6% |
| VBR | VANGUARD INDEX FDSsm cp val etf | $440,000 | -1.1% | 2,972 | 0.0% | 0.12% | +2.6% | |
| IYW | Sell | ISHARES TRu.s. tech etf | $434,000 | -8.6% | 5,810 | -2.2% | 0.12% | -5.6% |
| NEE | Sell | NEXTERA ENERGY INC | $432,000 | -0.9% | 5,631 | -0.0% | 0.12% | +2.6% |
| SHM | SPDR SER TRnuveen blmbrg sh | $428,000 | -2.1% | 9,250 | 0.0% | 0.12% | +1.8% | |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $431,000 | +31.4% | 13,966 | +33.9% | 0.12% | +36.5% |
| INTC | Sell | INTEL CORP | $426,000 | -34.0% | 16,561 | -4.0% | 0.12% | -31.5% |
| NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $427,000 | -25.1% | 40,753 | -20.0% | 0.12% | -22.3% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $409,000 | -25.4% | 5,281 | -12.1% | 0.11% | -23.1% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $406,000 | -0.7% | 1 | 0.0% | 0.11% | +3.8% | |
| V | Sell | VISA INC | $408,000 | -7.7% | 2,218 | -1.2% | 0.11% | -4.3% |
| IBDO | Sell | ISHARES TRibonds dec23 etf | $402,000 | -1.2% | 16,136 | -0.5% | 0.11% | +2.8% |
| SH | New | PROSHARES TRshort s&p 500 ne | $404,000 | – | 23,751 | +100.0% | 0.11% | – |
| VOOG | VANGUARD ADMIRAL FDS INC500 grth idx f | $400,000 | -3.4% | 1,900 | 0.0% | 0.11% | 0.0% | |
| LYFT | LYFT INC | $397,000 | -5.7% | 31,714 | 0.0% | 0.11% | -2.7% | |
| AMGN | Sell | AMGEN INC | $397,000 | -9.8% | 1,733 | -4.2% | 0.11% | -7.0% |
| Buy | ROBINHOOD MKTS INC | $380,000 | +91.9% | 35,185 | +45.7% | 0.10% | +98.1% | |
| MS | Sell | MORGAN STANLEY | $382,000 | +0.8% | 4,846 | -2.7% | 0.10% | +4.0% |
| APOLLO GLOBAL MGMT INC | $379,000 | +0.5% | 7,769 | 0.0% | 0.10% | +4.1% | ||
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $368,000 | -5.4% | 2,998 | -1.3% | 0.10% | -2.0% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $362,000 | -8.6% | 10,164 | +2.8% | 0.10% | -4.9% |
| ARKK | Sell | ARK ETF TRinnovation etf | $364,000 | -8.1% | 9,705 | -2.3% | 0.10% | -4.9% |
| IGSB | ISHARES TR | $359,000 | -2.7% | 7,300 | 0.0% | 0.10% | +1.0% | |
| IBDN | Sell | ISHARES TRibonds dec22 etf | $358,000 | -2.7% | 14,304 | -2.7% | 0.10% | +1.0% |
| WLTW | Buy | WILLIS TOWERS WATSON PLC LTD | $360,000 | +4.0% | 1,755 | +0.2% | 0.10% | +7.8% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $352,000 | -9.0% | 1,195 | -2.6% | 0.10% | -5.9% |
| DSL | DOUBLELINE INCOME SOLUTIONS | $351,000 | -7.1% | 31,200 | 0.0% | 0.10% | -3.1% | |
| CBRE | Buy | CBRE GROUP INCcl a | $348,000 | -5.4% | 5,008 | +0.0% | 0.09% | -2.1% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $340,000 | -8.6% | 4,872 | +0.9% | 0.09% | -5.2% |
| DIA | New | SPDR DOW JONES INDL AVERAGEut ser 1 | $341,000 | – | 1,165 | +100.0% | 0.09% | – |
| FB | Buy | META PLATFORMS INCcl a | $337,000 | -15.3% | 2,527 | +2.4% | 0.09% | -12.5% |
| PRU | Buy | PRUDENTIAL FINL INC | $334,000 | -4.0% | 3,662 | +0.6% | 0.09% | -1.1% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $335,000 | +9.8% | 1,458 | +0.2% | 0.09% | +13.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $312,000 | -15.7% | 2,625 | +0.3% | 0.08% | -12.5% |
| New | PHILLIPS EDISON & CO INC | $306,000 | – | 10,790 | +100.0% | 0.08% | – | |
| HON | Buy | HONEYWELL INTL INC | $307,000 | -0.6% | 1,792 | +0.8% | 0.08% | +3.8% |
| UNP | Buy | UNION PAC CORP | $308,000 | -7.8% | 1,573 | +0.4% | 0.08% | -4.6% |
| SPYV | SPDR SER TRprtflo s&p500 vl | $307,000 | -4.4% | 8,726 | 0.0% | 0.08% | -1.2% | |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $303,000 | -27.2% | 28,084 | -19.1% | 0.08% | -24.1% |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $297,000 | – | 3,483 | +100.0% | 0.08% | – |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $294,000 | -9.3% | 7,275 | 0.0% | 0.08% | -6.0% | |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $288,000 | -17.5% | 6,405 | -12.2% | 0.08% | -14.3% |
| IAGG | ISHARES TRcore intl aggr | $290,000 | -3.3% | 6,014 | 0.0% | 0.08% | 0.0% | |
| MO | Sell | ALTRIA GROUP INC | $282,000 | +0.4% | 6,577 | -2.1% | 0.08% | +4.1% |
| COST | Buy | COSTCO WHSL CORP NEW | $283,000 | +1.1% | 605 | +3.4% | 0.08% | +4.1% |
| NVDA | Sell | NVIDIA CORPORATION | $273,000 | -28.0% | 2,262 | -9.6% | 0.07% | -25.3% |
| DFAS | New | DIMENSIONAL ETF TRUSTus small cap etf | $271,000 | – | 5,643 | +100.0% | 0.07% | – |
| BAC | Buy | BK OF AMERICA CORP | $270,000 | +1.5% | 8,772 | +2.5% | 0.07% | +5.8% |
| Sell | DIMENSIONAL ETF TRUSTus mktwide value | $261,000 | -13.0% | 8,518 | -10.2% | 0.07% | -9.0% | |
| DHR | Buy | DANAHER CORPORATION | $255,000 | +7.6% | 948 | +1.5% | 0.07% | +11.3% |
| HYG | ISHARES TRiboxx hi yd etf | $256,000 | -1.9% | 3,546 | 0.0% | 0.07% | +1.5% | |
| THS | TREEHOUSE FOODS INC | $251,000 | +9.1% | 5,500 | 0.0% | 0.07% | +13.3% | |
| IRT | New | INDEPENDENCE RLTY TR INC | $250,000 | – | 16,160 | +100.0% | 0.07% | – |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $250,000 | -6.7% | 4,977 | -7.4% | 0.07% | -2.9% |
| MUB | Sell | ISHARES TRnational mun etf | $249,000 | -8.1% | 2,410 | -5.4% | 0.07% | -5.6% |
| RPM | RPM INTL INC | $249,000 | +15.8% | 2,730 | 0.0% | 0.07% | +19.6% | |
| BR | Sell | BROADRIDGE FINL SOLUTIONS IN | $244,000 | -2.8% | 1,708 | -3.1% | 0.07% | +1.5% |
| GRID | FIRST TR EXCHANGE TRADED FDnasdq cln edge | $244,000 | -2.8% | 3,234 | 0.0% | 0.07% | +1.5% | |
| FEZ | New | SPDR INDEX SHS FDSeuro stoxx 50 | $240,000 | – | 7,665 | +100.0% | 0.06% | – |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $236,000 | -26.2% | 20,415 | -17.9% | 0.06% | -22.9% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $238,000 | +17.8% | 3,736 | +29.8% | 0.06% | +20.8% |
| MINT | PIMCO ETF TRenhan shrt ma ac | $232,000 | -0.4% | 2,348 | 0.0% | 0.06% | +3.3% | |
| NAC | Sell | NUVEEN CA QUALTY MUN INCOME | $235,000 | -27.7% | 21,408 | -18.8% | 0.06% | -25.9% |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $232,000 | – | 1,647 | +100.0% | 0.06% | – |
| DFAT | Buy | DIMENSIONAL ETF TRUSTus targeted vlu | $233,000 | +1.3% | 5,739 | +0.3% | 0.06% | +5.0% |
| CMI | Buy | CUMMINS INC | $233,000 | +13.1% | 1,070 | +0.7% | 0.06% | +16.7% |
| CAG | Sell | CONAGRA BRANDS INC | $229,000 | -5.0% | 6,986 | -0.7% | 0.06% | -1.6% |
| ERTH | Sell | INVESCO EXCHANGE TRADED FD Tinvesco msci | $230,000 | -18.1% | 4,882 | -6.6% | 0.06% | -15.1% |
| BK | Buy | BANK NEW YORK MELLON CORP | $227,000 | -4.2% | 5,752 | +1.0% | 0.06% | -1.6% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $224,000 | -28.4% | 7,665 | -4.0% | 0.06% | -24.7% |
| DXJ | WISDOMTREE TRjapn hedge eqt | $227,000 | +1.3% | 3,589 | 0.0% | 0.06% | +5.2% | |
| ARKG | Sell | ARK ETF TRgenomic rev etf | $226,000 | 0.0% | 6,876 | -4.1% | 0.06% | +3.4% |
| BLK | Buy | BLACKROCK INC | $225,000 | -8.2% | 409 | +1.5% | 0.06% | -4.7% |
| ICLN | ISHARES TRgl clean ene etf | $220,000 | -3.5% | 11,948 | 0.0% | 0.06% | 0.0% | |
| PAYX | Buy | PAYCHEX INC | $220,000 | -3.5% | 2,008 | +0.4% | 0.06% | 0.0% |
| ORCL | Buy | ORACLE CORP | $217,000 | -6.9% | 3,425 | +2.7% | 0.06% | -3.3% |
| VHT | New | VANGUARD WORLD FDShealth car etf | $219,000 | – | 969 | +100.0% | 0.06% | – |
| ESGU | Sell | ISHARES TResg awr msci usa | $213,000 | -6.2% | 2,647 | -2.4% | 0.06% | -1.7% |
| MOAT | New | VANECK ETF TRUSTmrngstr wde moat | $216,000 | – | 3,523 | +100.0% | 0.06% | – |
| ROBO | EXCHANGE TRADED CONCEPTS TRrobo glb etf | $211,000 | -5.8% | 4,981 | 0.0% | 0.06% | -1.7% | |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $212,000 | – | 679 | +100.0% | 0.06% | – |
| NKE | Buy | NIKE INCcl b | $210,000 | -14.3% | 2,406 | +0.3% | 0.06% | -10.9% |
| DIMENSIONAL ETF TRUSTworld ex us core | $210,000 | -10.3% | 10,896 | 0.0% | 0.06% | -6.6% | ||
| BKNG | Buy | BOOKING HOLDINGS INC | $206,000 | 0.0% | 122 | +3.4% | 0.06% | +3.7% |
| IJS | New | ISHARES TRsp smcp600vl etf | $204,000 | – | 2,400 | +100.0% | 0.06% | – |
| AXP | Sell | AMERICAN EXPRESS CO | $205,000 | 0.0% | 1,477 | -0.2% | 0.06% | +3.8% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $194,000 | -30.5% | 23,094 | -23.4% | 0.05% | -28.8% |
| STWD | New | STARWOOD PPTY TR INC | $187,000 | – | 10,000 | +100.0% | 0.05% | – |
| DALT | TWO RDS SHARED TRanfield diversif | $185,000 | -4.6% | 21,808 | 0.0% | 0.05% | -2.0% | |
| CEFS | Sell | EXCHANGE LISTED FDS TRsaba int rate | $182,000 | -50.3% | 10,675 | -49.8% | 0.05% | -48.4% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $146,000 | -9.3% | 12,930 | 0.0% | 0.04% | -7.1% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $142,000 | -7.2% | 12,997 | 0.0% | 0.04% | -5.0% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $123,000 | +0.8% | 14,604 | 0.0% | 0.03% | +3.1% | |
| VCV | Sell | INVESCO CALIF VALUE MUN INCO | $99,000 | -27.7% | 10,980 | -15.4% | 0.03% | -25.0% |
| SOFI | Sell | SOFI TECHNOLOGIES INC | $79,000 | -11.2% | 15,859 | -5.9% | 0.02% | -8.7% |
| New | REUNION NEUROSCIENCE INC | $56,000 | – | 30,000 | +100.0% | 0.02% | – | |
| INDAPTUS THERAPEUTICS INC | $48,000 | -23.8% | 24,000 | 0.0% | 0.01% | -18.8% | ||
| GALT | Buy | GALECTIN THERAPEUTICS INC | $30,000 | +36.4% | 19,261 | +12.8% | 0.01% | +33.3% |
| New | BIRD GLOBAL INC | $10,000 | – | 25,000 | +100.0% | 0.00% | – | |
| OBLG | OBLONG INC | $4,000 | -50.0% | 25,590 | 0.0% | 0.00% | -50.0% | |
| Exit | HIPPO HLDGS INC | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| SREV | Exit | SERVICESOURCE INTL INC | $0 | – | -125,000 | -100.0% | -0.05% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD & SILVEtr unit | $0 | – | -10,966 | -100.0% | -0.05% | – |
| SCHC | Exit | SCHWAB STRATEGIC TRintl sceqt etf | $0 | – | -6,513 | -100.0% | -0.05% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -819 | -100.0% | -0.05% | – |
| DFAC | Exit | DIMENSIONAL ETF TRUSTus core equity 2 | $0 | – | -8,710 | -100.0% | -0.05% | – |
| OMCL | Exit | OMNICELL COM | $0 | – | -1,800 | -100.0% | -0.05% | – |
| VSS | Exit | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $0 | – | -2,009 | -100.0% | -0.05% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -4,046 | -100.0% | -0.06% | – |
| MTCH | Exit | MATCH GROUP INC NEW | $0 | – | -3,198 | -100.0% | -0.06% | – |
| VTEB | Exit | VANGUARD MUN BD FDStax exempt bd | $0 | – | -5,908 | -100.0% | -0.08% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD FD FO | $0 | – | -316,898 | -100.0% | -0.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.