$414 Million is the total value of Vivaldi Capital Management LP's 219 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 23.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VAM | Buy | VIVALDI OPPORTUNITIES FDequity | $57,376,000 | -1.1% | 4,231,241 | +0.2% | 13.87% | +0.9% |
| ICSH | Buy | ISHARES TRequity | $19,322,000 | +278.5% | 383,913 | +278.9% | 4.67% | +286.4% |
| FTSM | New | FIRST TR EXCHANGE TRADED FDequity | $19,246,000 | – | 320,292 | +100.0% | 4.65% | – |
| SPY | Buy | SPDR S&P 500 ETF TRequity | $14,217,000 | +14.8% | 44,173 | +5.9% | 3.44% | +17.2% |
| SPLG | Buy | SPDR SERIES TRUSTequity | $13,077,000 | +10.4% | 345,766 | +1.7% | 3.16% | +12.7% |
| FB | Sell | FACEBOOK INCequity | $12,888,000 | -31.2% | 62,793 | -40.3% | 3.12% | -29.7% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED FDequity | $11,652,000 | +3.5% | 580,573 | +1.8% | 2.82% | +5.7% |
| SPDW | Buy | SPDR INDEX SHS FDSequity | $10,018,000 | +9.8% | 319,553 | +2.8% | 2.42% | +12.1% |
| IVV | Sell | ISHARES TRequity | $7,713,000 | +6.9% | 23,861 | -1.3% | 1.86% | +9.1% |
| VTI | Buy | VANGUARD INDEX FDSequity | $7,513,000 | +17.7% | 45,918 | +8.6% | 1.82% | +20.1% |
| EFA | Buy | ISHARES TRequity | $7,511,000 | +8.8% | 108,171 | +2.1% | 1.82% | +11.1% |
| MYI | Buy | BLACKROCK MUNIYIELD QLTY FDequity | $5,852,000 | +2.2% | 433,456 | +2.7% | 1.42% | +4.4% |
| ISD | Buy | PGIM HIGH YIELD BOND FUND INequity | $5,724,000 | +4.4% | 371,666 | +1.3% | 1.38% | +6.5% |
| FPA | Sell | FIRST TR EXCH TRD ALPHA FD Iequity | $5,385,000 | +1.1% | 188,863 | -2.6% | 1.30% | +3.2% |
| MINT | New | PIMCO ETF TRequity | $5,287,000 | – | 52,044 | +100.0% | 1.28% | – |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDequity | $5,103,000 | +12.7% | 115,808 | +5.0% | 1.23% | +15.0% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNIequity | $5,002,000 | +2.6% | 357,778 | +1.1% | 1.21% | +4.8% |
| VVR | Sell | INVESCO SR INCOME TRequity | $4,942,000 | -21.1% | 1,152,001 | -22.7% | 1.20% | -19.4% |
| AAPL | Sell | APPLE INCequity | $4,592,000 | -7.3% | 15,637 | -29.3% | 1.11% | -5.5% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD Iequity | $4,386,000 | +15.8% | 307,993 | +15.3% | 1.06% | +18.2% |
| SPSM | Sell | SPDR SERIES TRUSTequity | $4,293,000 | +5.2% | 131,552 | -3.3% | 1.04% | +7.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fequity | $4,175,000 | +7.5% | 93,880 | -2.7% | 1.01% | +9.7% |
| SPMD | Sell | SPDR SERIES TRUSTequity | $4,163,000 | +4.3% | 114,910 | -2.4% | 1.01% | +6.5% |
| MLPA | Buy | GLOBAL X FDSequity | $3,819,000 | +800.7% | 484,688 | +858.8% | 0.92% | +823.0% |
| JFR | New | NUVEEN FLOATING RATE INCOMEequity | $3,727,000 | – | 363,938 | +100.0% | 0.90% | – |
| SPEM | Sell | SPDR INDEX SHS FDSequity | $3,521,000 | +9.2% | 93,657 | -0.5% | 0.85% | +11.4% |
| JPM | Sell | JPMORGAN CHASE & COequity | $3,428,000 | -19.9% | 24,593 | -32.4% | 0.83% | -18.2% |
| FINS | Sell | ANGEL OAK FINL STRATEGIES INequity | $3,325,000 | -49.3% | 160,689 | -50.6% | 0.80% | -48.2% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD INequity | $3,300,000 | +6.0% | 219,715 | +1.4% | 0.80% | +8.3% |
| DVY | Sell | ISHARES TRequity | $3,293,000 | +3.0% | 31,168 | -0.6% | 0.80% | +5.2% |
| LYFT | Sell | LYFT INCequity | $3,268,000 | +1.3% | 75,964 | -3.8% | 0.79% | +3.4% |
| IWM | Sell | ISHARES TRequity | $3,228,000 | +9.1% | 19,485 | -0.3% | 0.78% | +11.3% |
| VTA | New | INVESCO DYNAMIC CR OPP FDequity | $3,203,000 | – | 282,227 | +100.0% | 0.77% | – |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH INequity | $3,180,000 | +2.9% | 262,150 | +1.7% | 0.77% | +5.1% |
| PPR | Buy | VOYA PRIME RATE TRequity | $3,180,000 | +8.7% | 634,745 | +2.2% | 0.77% | +11.0% |
| VO | Sell | VANGUARD INDEX FDSequity | $3,143,000 | -2.5% | 17,641 | -8.3% | 0.76% | -0.4% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FDequity | $2,997,000 | +1.9% | 488,887 | +2.1% | 0.72% | +4.0% |
| EVV | Buy | EATON VANCE LTD DUR INCOME Fequity | $2,763,000 | +13.5% | 208,544 | +7.1% | 0.67% | +16.0% |
| MSFT | Sell | MICROSOFT CORPequity | $2,729,000 | -20.9% | 17,305 | -30.2% | 0.66% | -19.2% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INCequity | $2,619,000 | -54.4% | 182,137 | -54.7% | 0.63% | -53.5% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOMEequity | $2,527,000 | +9.1% | 173,084 | +7.3% | 0.61% | +11.5% |
| PG | Sell | PROCTER & GAMBLE COequity | $2,467,000 | -9.7% | 19,748 | -10.1% | 0.60% | -7.9% |
| VB | Sell | VANGUARD INDEX FDSequity | $2,436,000 | -4.7% | 14,706 | -11.5% | 0.59% | -2.8% |
| IJH | Sell | ISHARES TRequity | $2,284,000 | +6.3% | 11,098 | -0.2% | 0.55% | +8.4% |
| PRAA | New | PRA GROUP INCequity | $2,226,000 | – | 61,336 | +100.0% | 0.54% | – |
| KLDW | Sell | EXCHANGE LISTED FDS TRequity | $2,090,000 | +4.3% | 57,340 | -3.4% | 0.50% | +6.5% |
| ICF | Sell | ISHARES TRequity | $2,071,000 | -8.7% | 17,704 | -6.3% | 0.50% | -6.7% |
| VKQ | Buy | INVESCO MUN TRequity | $1,978,000 | +6.1% | 160,066 | +8.3% | 0.48% | +8.4% |
| PFE | Buy | PFIZER INCequity | $1,908,000 | +9.3% | 48,696 | +0.2% | 0.46% | +11.6% |
| IWR | Buy | ISHARES TRequity | $1,905,000 | +19.1% | 31,954 | +11.8% | 0.46% | +21.6% |
| SCHX | Buy | SCHWAB STRATEGIC TRequity | $1,795,000 | +14.7% | 23,375 | +6.0% | 0.43% | +17.0% |
| VOO | Buy | VANGUARD INDEX FDSequity | $1,654,000 | +25.7% | 5,590 | +15.8% | 0.40% | +28.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELequity | $1,645,000 | -4.5% | 7,263 | -12.2% | 0.40% | -2.5% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCequity | $1,635,000 | -29.8% | 28,292 | -35.5% | 0.40% | -28.3% |
| IEFA | Buy | ISHARES TRequity | $1,590,000 | +9.5% | 24,374 | +2.5% | 0.38% | +11.6% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRSequity | $1,517,000 | +6.0% | 120,590 | +7.8% | 0.37% | +8.3% |
| AAXJ | ISHARES TRequity | $1,514,000 | +10.8% | 20,603 | 0.0% | 0.37% | +13.3% | |
| IIM | Buy | INVESCO VALUE MUN INCOME TRequity | $1,516,000 | +7.1% | 98,979 | +7.5% | 0.37% | +9.3% |
| GLPI | GAMING & LEISURE PPTYS INCequity | $1,515,000 | +12.6% | 35,195 | 0.0% | 0.37% | +14.7% | |
| FRA | Buy | BLACKROCK FLOAT RATE OME STRequity | $1,510,000 | +8.5% | 112,328 | +1.8% | 0.36% | +10.6% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INCequity | $1,506,000 | -34.6% | 4,639 | -41.3% | 0.36% | -33.2% |
| EIM | Sell | EATON VANCE MUN BD FDequity | $1,487,000 | -56.9% | 115,414 | -56.6% | 0.36% | -56.1% |
| IDEV | Sell | ISHARES TRequity | $1,411,000 | +5.3% | 24,265 | -1.1% | 0.34% | +7.6% |
| ABBV | Sell | ABBVIE INCequity | $1,342,000 | +15.3% | 15,154 | -1.4% | 0.32% | +17.4% |
| IWD | Buy | ISHARES TRequity | $1,339,000 | +12.1% | 9,813 | +5.4% | 0.32% | +14.5% |
| MMM | Buy | 3M COequity | $1,227,000 | +8.6% | 6,955 | +1.2% | 0.30% | +10.8% |
| SCHF | Buy | SCHWAB STRATEGIC TRequity | $1,224,000 | +37.8% | 36,403 | +30.6% | 0.30% | +41.0% |
| CBOE | Buy | CBOE GLOBAL MARKETS INCequity | $1,217,000 | +5.9% | 10,142 | +1.4% | 0.29% | +8.1% |
| ABT | Sell | ABBOTT LABSequity | $1,212,000 | -4.9% | 13,952 | -8.4% | 0.29% | -3.0% |
| UNH | Sell | UNITEDHEALTH GROUP INCequity | $1,194,000 | -29.1% | 4,063 | -47.5% | 0.29% | -27.6% |
| LPT | New | LIBERTY PPTY TRequity | $1,137,000 | – | 18,936 | +100.0% | 0.28% | – |
| GOOG | Sell | ALPHABET INCequity | $1,112,000 | -24.1% | 832 | -30.8% | 0.27% | -22.5% |
| IWF | Buy | ISHARES TRequity | $1,083,000 | +20.2% | 6,154 | +9.1% | 0.26% | +23.0% |
| CME | Sell | CME GROUP INCequity | $1,059,000 | -46.9% | 5,329 | -43.5% | 0.26% | -45.8% |
| IJR | Sell | ISHARES TRequity | $1,051,000 | +6.4% | 12,540 | -1.3% | 0.25% | +8.5% |
| AGN | Buy | ALLERGAN PLCequity | $1,047,000 | +136.3% | 5,477 | +108.0% | 0.25% | +141.0% |
| T | Sell | AT&T INCequity | $1,025,000 | -3.2% | 26,226 | -6.3% | 0.25% | -1.2% |
| XOM | Sell | EXXON MOBIL CORPequity | $1,017,000 | -19.2% | 14,574 | -18.2% | 0.25% | -17.4% |
| TSLA | Sell | TESLA INCequity | $1,009,000 | +53.8% | 2,412 | -11.5% | 0.24% | +57.4% |
| BYM | Buy | BLACKROCK MUNICIPL INC QLTYequity | $990,000 | +5.9% | 70,430 | +6.6% | 0.24% | +8.1% |
| CVX | Sell | CHEVRON CORP NEWequity | $953,000 | -12.6% | 7,905 | -14.0% | 0.23% | -10.9% |
| SCHE | Buy | SCHWAB STRATEGIC TRequity | $943,000 | +9.4% | 34,453 | +0.5% | 0.23% | +11.8% |
| SHM | SPDR SERIES TRUSTequity | $929,000 | +0.2% | 18,915 | 0.0% | 0.22% | +2.3% | |
| IAC | Sell | IAC INTERACTIVECORPequity | $921,000 | -47.0% | 3,699 | -53.6% | 0.22% | -45.7% |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MUequity | $916,000 | +107.7% | 60,256 | +106.6% | 0.22% | +112.5% |
| AMZN | Sell | AMAZON COM INCequity | $900,000 | -31.7% | 487 | -35.8% | 0.22% | -30.1% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONSequity | $902,000 | +45.0% | 45,635 | +46.3% | 0.22% | +48.3% |
| IEMG | Sell | ISHARES INCequity | $877,000 | +8.1% | 16,308 | -1.4% | 0.21% | +10.4% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QLequity | $878,000 | +114.1% | 62,770 | +116.4% | 0.21% | +118.6% |
| EVM | Buy | EATON VANCE CALIF MUN BD FDequity | $878,000 | +114.7% | 78,078 | +116.1% | 0.21% | +118.6% |
| SCHA | Sell | SCHWAB STRATEGIC TRequity | $866,000 | -0.1% | 11,445 | -8.0% | 0.21% | +2.0% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tequity | $860,000 | +119.4% | 63,414 | +121.5% | 0.21% | +123.7% |
| GLD | Buy | SPDR GOLD TRUSTequity | $855,000 | +6.3% | 5,984 | +3.4% | 0.21% | +8.9% |
| IBDL | Buy | ISHARES TRequity | $853,000 | +2.8% | 33,731 | +3.1% | 0.21% | +4.6% |
| DIS | Sell | DISNEY WALT COequity | $847,000 | -36.9% | 5,882 | -42.9% | 0.20% | -35.5% |
| SCHM | Sell | SCHWAB STRATEGIC TRequity | $848,000 | -0.7% | 14,092 | -6.7% | 0.20% | +1.5% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Fequity | $835,000 | +20.0% | 10,310 | +10.8% | 0.20% | +22.4% |
| IBDO | Sell | ISHARES TRequity | $814,000 | -2.4% | 31,836 | -2.2% | 0.20% | -0.5% |
| JNJ | Sell | JOHNSON & JOHNSONequity | $790,000 | -16.5% | 5,418 | -25.9% | 0.19% | -14.7% |
| PEP | Sell | PEPSICO INCequity | $770,000 | -8.3% | 5,641 | -8.0% | 0.19% | -6.5% |
| IBDM | Sell | ISHARES TRequity | $762,000 | -2.8% | 30,523 | -2.6% | 0.18% | -1.1% |
| HON | Sell | HONEYWELL INTL INCequity | $733,000 | -3.7% | 4,139 | -7.9% | 0.18% | -1.7% |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD Iequity | $699,000 | +7.0% | 53,762 | +6.7% | 0.17% | +9.0% |
| C | Sell | CITIGROUP INCequity | $687,000 | -20.4% | 8,605 | -31.1% | 0.17% | -18.6% |
| NTRS | Sell | NORTHERN TR CORPequity | $669,000 | +13.6% | 6,300 | -0.2% | 0.16% | +16.5% |
| EEM | Buy | ISHARES TRequity | $648,000 | +10.0% | 14,449 | +0.2% | 0.16% | +12.9% |
| DTF | Buy | DTF TAX-FREE INCOME INCequity | $631,000 | +7.9% | 42,668 | +5.5% | 0.15% | +10.1% |
| NEE | Sell | NEXTERA ENERGY INCequity | $633,000 | -47.8% | 2,613 | -49.8% | 0.15% | -46.7% |
| IBDN | Sell | ISHARES TRequity | $609,000 | -3.0% | 24,067 | -3.0% | 0.15% | -1.3% |
| DSI | New | ISHARES TRequity | $606,000 | – | 5,048 | +100.0% | 0.15% | – |
| SCZ | Buy | ISHARES TRequity | $589,000 | +46.5% | 9,453 | +34.5% | 0.14% | +49.5% |
| IGSB | Buy | ISHARES TRequity | $571,000 | +9.6% | 10,653 | +9.8% | 0.14% | +12.2% |
| ACN | Sell | ACCENTURE PLC IRELANDequity | $569,000 | +7.4% | 2,701 | -2.0% | 0.14% | +9.5% |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVTequity | $558,000 | +37.1% | 40,035 | +42.3% | 0.14% | +40.6% |
| VIG | Buy | VANGUARD GROUPequity | $523,000 | +126.4% | 4,197 | +117.2% | 0.13% | +129.1% |
| COST | Sell | COSTCO WHSL CORP NEWequity | $516,000 | -5.8% | 1,754 | -7.8% | 0.12% | -3.8% |
| IDV | Sell | ISHARES TRequity | $513,000 | +7.1% | 15,276 | -1.9% | 0.12% | +9.7% |
| TGE | New | TALLGRASS ENERGY LPequity | $511,000 | – | 23,095 | +100.0% | 0.12% | – |
| GOOGL | Sell | ALPHABET INCequity | $510,000 | -10.1% | 381 | -17.9% | 0.12% | -8.2% |
| MFL | New | BLACKROCK MUNIHLDS INVSTM QLequity | $508,000 | – | 38,190 | +100.0% | 0.12% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSequity | $500,000 | – | 10,000 | +100.0% | 0.12% | – |
| INTC | Sell | INTEL CORPequity | $495,000 | -8.2% | 8,273 | -21.0% | 0.12% | -6.2% |
| MET | Sell | METLIFE INCequity | $495,000 | -42.9% | 9,705 | -47.2% | 0.12% | -41.5% |
| ITOT | Buy | ISHARES TRequity | $495,000 | +47.8% | 6,804 | +36.3% | 0.12% | +51.9% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHSequity | $492,000 | -10.4% | 3,667 | -2.9% | 0.12% | -8.5% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fequity | $480,000 | +7.4% | 4,317 | -1.6% | 0.12% | +9.4% |
| VBR | Buy | VANGUARD INDEX FDSequity | $471,000 | +6.8% | 3,437 | +0.4% | 0.11% | +9.6% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fequity | $469,000 | +13.6% | 6,742 | +7.9% | 0.11% | +15.3% |
| FDX | Sell | FEDEX CORPequity | $453,000 | -48.9% | 3,009 | -50.6% | 0.11% | -47.6% |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLTequity | $455,000 | +103.1% | 32,017 | +106.0% | 0.11% | +107.5% |
| CEV | Buy | EATON VANCE CA MUNI INCOME Tequity | $457,000 | +108.7% | 33,911 | +108.2% | 0.11% | +111.5% |
| IEUR | ISHARES TRequity | $449,000 | +9.0% | 9,000 | 0.0% | 0.11% | +11.2% | |
| VZ | Sell | VERIZON COMMUNICATIONS INCequity | $444,000 | -20.4% | 7,227 | -21.8% | 0.11% | -18.9% |
| CEFS | EXCHANGE LISTED FDS TRequity | $440,000 | +3.3% | 21,245 | 0.0% | 0.11% | +5.0% | |
| DEM | WISDOMTREE TRequity | $435,000 | +10.7% | 9,509 | 0.0% | 0.10% | +12.9% | |
| INXN | New | INTERXION HOLDING N.Vequity | $430,000 | – | 5,126 | +100.0% | 0.10% | – |
| IAGG | Sell | ISHARES TRequity | $431,000 | -3.6% | 7,869 | -1.7% | 0.10% | -1.9% |
| USB | Sell | US BANCORP DELequity | $430,000 | 0.0% | 7,250 | -6.6% | 0.10% | +2.0% |
| KO | Sell | COCA COLA COequity | $420,000 | -38.9% | 7,582 | -39.9% | 0.10% | -37.4% |
| AGG | Buy | ISHARES TRequity | $416,000 | +0.7% | 3,700 | +1.4% | 0.10% | +3.1% |
| CSCO | Sell | CISCO SYS INCequity | $417,000 | -18.2% | 8,695 | -15.7% | 0.10% | -16.5% |
| IEF | New | ISHARES TRequity | $412,000 | – | 3,736 | +100.0% | 0.10% | – |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fequity | $406,000 | +35.3% | 6,923 | +23.7% | 0.10% | +38.0% |
| VYM | Sell | VANGUARD WHITEHALL FDS INCequity | $404,000 | +3.6% | 4,312 | -1.9% | 0.10% | +6.5% |
| XLK | Sell | SELECT SECTOR SPDR TRequity | $402,000 | +7.8% | 4,386 | -5.2% | 0.10% | +10.2% |
| WMT | Sell | WALMART INCequity | $397,000 | -47.6% | 3,352 | -47.5% | 0.10% | -46.4% |
| CF | Sell | CF INDS HLDGS INCequity | $395,000 | -61.1% | 8,271 | -59.9% | 0.10% | -60.4% |
| CMCSA | Sell | COMCAST CORP NEWequity | $393,000 | -12.9% | 8,731 | -12.8% | 0.10% | -11.2% |
| MRK | Sell | MERCK & CO INCequity | $388,000 | -19.2% | 4,281 | -24.9% | 0.09% | -17.5% |
| V | Sell | VISA INCequity | $380,000 | -21.6% | 2,022 | -28.3% | 0.09% | -20.0% |
| IYW | Sell | ISHARES TRequity | $382,000 | +1.6% | 1,642 | -10.9% | 0.09% | +3.4% |
| BK | Sell | BANK NEW YORK MELLON CORPequity | $382,000 | +11.0% | 7,584 | -0.4% | 0.09% | +13.6% |
| IJS | ISHARES TRequity | $363,000 | +7.1% | 2,260 | 0.0% | 0.09% | +10.0% | |
| HD | Sell | HOME DEPOT INCequity | $359,000 | -44.1% | 1,645 | -40.5% | 0.09% | -42.8% |
| WLTW | Sell | WILLIS TOWERS WATSON PUB LTDequity | $357,000 | +3.5% | 1,767 | -1.2% | 0.09% | +4.9% |
| VTR | Buy | VENTAS INCequity | $352,000 | +76.0% | 6,098 | +122.1% | 0.08% | +80.9% |
| VCSH | VANGUARD SCOTTSDALE FDSequity | $349,000 | 0.0% | 4,310 | 0.0% | 0.08% | +1.2% | |
| KTF | New | DWS MUN INCOME TR NEWequity | $340,000 | – | 30,050 | +100.0% | 0.08% | – |
| BRKA | BERKSHIRE HATHAWAY INC DELequity | $340,000 | +9.0% | 1 | 0.0% | 0.08% | +10.8% | |
| AMGN | Sell | AMGEN INCequity | $339,000 | +6.3% | 1,405 | -14.7% | 0.08% | +7.9% |
| MCD | Sell | MCDONALDS CORPequity | $341,000 | -26.2% | 1,725 | -19.8% | 0.08% | -24.8% |
| BAC | Sell | BANK AMER CORPequity | $338,000 | -13.1% | 9,606 | -28.0% | 0.08% | -10.9% |
| MA | Sell | MASTERCARD INCequity | $327,000 | -16.2% | 1,094 | -23.8% | 0.08% | -14.1% |
| JNK | SPDR SERIES TRUSTequity | $323,000 | +0.6% | 2,952 | 0.0% | 0.08% | +2.6% | |
| BMY | Sell | BRISTOL MYERS SQUIBB COequity | $314,000 | +14.6% | 4,887 | -9.6% | 0.08% | +16.9% |
| CBRE | Sell | CBRE GROUP INCequity | $308,000 | +14.1% | 5,019 | -1.5% | 0.07% | +15.6% |
| VOOG | VANGUARD ADMIRAL FDS INCequity | $305,000 | +7.8% | 1,750 | 0.0% | 0.07% | +10.4% | |
| XLF | Buy | SELECT SECTOR SPDR TRequity | $298,000 | +31.9% | 9,689 | +19.9% | 0.07% | +33.3% |
| NBW | New | NEUBERGER BRMAN CLIFRN MUNIequity | $295,000 | – | 21,121 | +100.0% | 0.07% | – |
| WCG | New | WELLCARE HEALTH PLANS INCequity | $289,000 | – | 874 | +100.0% | 0.07% | – |
| PYPL | Sell | PAYPAL HLDGS INCequity | $291,000 | -14.2% | 2,692 | -17.7% | 0.07% | -12.5% |
| TXN | Sell | TEXAS INSTRS INCequity | $286,000 | -69.7% | 2,231 | -69.5% | 0.07% | -69.2% |
| PRU | Sell | PRUDENTIAL FINL INCequity | $280,000 | -9.4% | 2,986 | -13.1% | 0.07% | -6.8% |
| AUY | YAMANA GOLD INCequity | $277,000 | +24.2% | 70,000 | 0.0% | 0.07% | +26.4% | |
| MYC | New | BLACKROCK MUNIYIELD CALIF FDequity | $275,000 | – | 19,448 | +100.0% | 0.07% | – |
| GLW | Sell | CORNING INCequity | $268,000 | -58.0% | 9,211 | -58.8% | 0.06% | -57.0% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFequity | $269,000 | +6.3% | 945 | +0.4% | 0.06% | +8.3% |
| FITB | Sell | FIFTH THIRD BANCORPequity | $257,000 | +11.3% | 8,360 | -1.1% | 0.06% | +12.7% |
| PEGI | New | PATTERN ENERGY GROUP INCequity | $251,000 | – | 9,378 | +100.0% | 0.06% | – |
| IAU | New | ISHARES GOLD TRUSTequity | $254,000 | – | 17,500 | +100.0% | 0.06% | – |
| MUB | ISHARES TRequity | $252,000 | -0.4% | 2,214 | 0.0% | 0.06% | +1.7% | |
| NKE | Sell | NIKE INCequity | $249,000 | -16.2% | 2,457 | -22.2% | 0.06% | -14.3% |
| IWB | New | ISHARES TRequity | $242,000 | – | 1,354 | +100.0% | 0.06% | – |
| TGT | Sell | TARGET CORPequity | $245,000 | -16.7% | 1,910 | -30.6% | 0.06% | -15.7% |
| XLV | New | SELECT SECTOR SPDR TRequity | $240,000 | – | 2,351 | +100.0% | 0.06% | – |
| ENB | Sell | ENBRIDGE INCequity | $234,000 | +12.5% | 5,893 | -0.6% | 0.06% | +16.3% |
| VLO | Sell | VALERO ENERGY CORP NEWequity | $237,000 | +3.0% | 2,528 | -6.2% | 0.06% | +5.6% |
| FLTR | Sell | VANECK VECTORS ETF TRUSTequity | $229,000 | -9.8% | 9,050 | -10.0% | 0.06% | -8.3% |
| MS | Sell | MORGAN STANLEYequity | $228,000 | +8.1% | 4,469 | -9.8% | 0.06% | +10.0% |
| IP | Sell | INTL PAPER COequity | $226,000 | +0.9% | 4,911 | -8.5% | 0.06% | +3.8% |
| BKNG | Sell | BOOKING HLDGS INCequity | $226,000 | -18.4% | 110 | -22.0% | 0.06% | -16.7% |
| ECL | Sell | ECOLAB INCequity | $228,000 | -13.6% | 1,184 | -11.1% | 0.06% | -12.7% |
| BDX | Sell | BECTON DICKINSON & COequity | $219,000 | +3.8% | 804 | -3.8% | 0.05% | +6.0% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INCequity | $220,000 | -50.9% | 3,732 | -53.9% | 0.05% | -50.0% |
| RSF | Sell | RIVERNORTH MARKETPLACE LENDIequity | $220,000 | -88.4% | 12,093 | -87.8% | 0.05% | -88.2% |
| REM | Buy | ISHARES TRequity | $220,000 | +8.9% | 4,943 | +3.1% | 0.05% | +10.4% |
| GILD | Sell | GILEAD SCIENCES INCequity | $220,000 | -15.4% | 3,392 | -17.4% | 0.05% | -14.5% |
| ARQL | New | ARQULE INCequity | $221,000 | – | 11,075 | +100.0% | 0.05% | – |
| CLX | Sell | CLOROX CO DELequity | $215,000 | -8.1% | 1,403 | -8.8% | 0.05% | -5.5% |
| ADBE | Sell | ADOBE INCequity | $207,000 | -10.4% | 629 | -24.8% | 0.05% | -9.1% |
| TECD | New | TECH DATA CORPequity | $207,000 | – | 1,439 | +100.0% | 0.05% | – |
| LIN | Sell | LINDE PLCequity | $208,000 | +4.0% | 979 | -5.2% | 0.05% | +6.4% |
| DHR | Sell | DANAHER CORPORATIONequity | $207,000 | -4.2% | 1,348 | -9.8% | 0.05% | -2.0% |
| NWL | Sell | NEWELL BRANDS INCequity | $199,000 | -41.5% | 10,358 | -42.9% | 0.05% | -40.7% |
| GE | Sell | GENERAL ELECTRIC COequity | $151,000 | +22.8% | 13,516 | -1.8% | 0.04% | +27.6% |
| DNP | DNP SELECT INCOME FDequity | $133,000 | -0.7% | 10,400 | 0.0% | 0.03% | 0.0% | |
| AMLP | Sell | ALPS ETF TRequity | $86,000 | -67.0% | 10,121 | -64.6% | 0.02% | -66.1% |
| MIN | New | MFS INTER INCOME TRequity | $60,000 | – | 15,693 | +100.0% | 0.02% | – |
| GALT | GALECTIN THERAPEUTICS INCequity | $31,000 | -20.5% | 10,668 | 0.0% | 0.01% | -22.2% | |
| NATIONAL HEALTH INVS INCequity | $24,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| VECTOR GROUP LTDequity | $21,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| ECHO GLOBAL LOGISTICS INCequity | $20,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| VERINT SYS INCequity | $22,000 | +10.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| GOGO INCequity | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MUX | MCEWEN MNG INCequity | $13,000 | -18.8% | 10,000 | 0.0% | 0.00% | -25.0% | |
| ACORDA THERAPEUTICS INCequity | $11,000 | -8.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SEACOR HOLDINGS INCequity | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| NAK | NORTHERN DYNASTY MINERALS LTequity | $4,000 | -33.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| Exit | COLONY CAP INCequity | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| CVRS | Exit | CORINDUS VASCULAR ROBOTICS Iequity | $0 | – | -21,164 | -100.0% | -0.02% | – |
| CEN | Exit | CENTER COAST BRKFLD MLP ENRGequity | $0 | – | -22,500 | -100.0% | -0.04% | – |
| SEMG | Exit | SEMGROUP CORPequity | $0 | – | -11,984 | -100.0% | -0.05% | – |
| QQQ | Exit | INVESCO QQQ TRequity | $0 | – | -1,070 | -100.0% | -0.05% | – |
| EMR | Exit | EMERSON ELEC COequity | $0 | – | -3,049 | -100.0% | -0.05% | – |
| XLE | Exit | SELECT SECTOR SPDR TRequity | $0 | – | -3,535 | -100.0% | -0.05% | – |
| LDUR | Exit | PIMCO ETF TRequity | $0 | – | -2,195 | -100.0% | -0.05% | – |
| KRE | Exit | SPDR SERIES TRUSTequity | $0 | – | -4,179 | -100.0% | -0.05% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSequity | $0 | – | -4,144 | -100.0% | -0.05% | – |
| SBUX | Exit | STARBUCKS CORPequity | $0 | – | -2,561 | -100.0% | -0.05% | – |
| CBM | Exit | CAMBREX CORPequity | $0 | – | -3,829 | -100.0% | -0.05% | – |
| BA | Exit | BOEING COequity | $0 | – | -617 | -100.0% | -0.06% | – |
| WFC | Exit | WELLS FARGO CO NEWequity | $0 | – | -4,789 | -100.0% | -0.06% | – |
| EOG | Exit | EOG RES INCequity | $0 | – | -3,635 | -100.0% | -0.06% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORPequity | $0 | – | -17,084 | -100.0% | -0.08% | – |
| BSV | Exit | VANGUARD BD INDEX FD INCequity | $0 | – | -4,352 | -100.0% | -0.08% | – |
| DISCK | Exit | DISCOVERY INCequity | $0 | – | -15,212 | -100.0% | -0.09% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS INCequity | $0 | – | -4,205 | -100.0% | -0.09% | – |
| MHF | Exit | WESTERN ASSET MUN HI INCM FDequity | $0 | – | -62,714 | -100.0% | -0.11% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCMequity | $0 | – | -32,715 | -100.0% | -0.12% | – |
| BND | Exit | VANGUARD BD INDEX FD INCequity | $0 | – | -6,341 | -100.0% | -0.13% | – |
| XLY | Exit | SELECT SECTOR SPDR TRequity | $0 | – | -4,622 | -100.0% | -0.13% | – |
| VIAB | Exit | VIACOM INC NEWequity | $0 | – | -27,840 | -100.0% | -0.16% | – |
| CELG | Exit | CELGENE CORPequity | $0 | – | -7,878 | -100.0% | -0.18% | – |
| IBDK | Exit | ISHARES TRequity | $0 | – | -39,927 | -100.0% | -0.24% | – |
| STI | Exit | SUNTRUST BKS INCequity | $0 | – | -18,931 | -100.0% | -0.25% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPPequity | $0 | – | -620,541 | -100.0% | -0.74% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD Iequity | $0 | – | -309,145 | -100.0% | -0.79% | – |
| ULST | Exit | SSGA ACTIVE ETF TRequity | $0 | – | -319,216 | -100.0% | -3.06% | – |
| RILY | Exit | B RILEY FINL INCequity | $0 | – | -1,075,000 | -100.0% | -6.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.