$422 Million is the total value of Vivaldi Capital Management LP's 227 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 26.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VAM | Sell | VIVALDI OPPORTUNITIES FDequity | $58,036,000 | -3.4% | 4,220,772 | -1.4% | 13.74% | -12.4% |
| RILY | Buy | B RILEY FINL INCequity | $25,392,000 | +386.9% | 1,075,000 | +330.0% | 6.01% | +341.5% |
| FB | Buy | FACEBOOK INCequity | $18,722,000 | +2690.2% | 105,132 | +2922.8% | 4.43% | +2433.7% |
| ULST | Buy | SSGA ACTIVE ETF TRequity | $12,906,000 | +0.1% | 319,216 | +0.1% | 3.06% | -9.2% |
| SPY | Sell | SPDR S&P 500 ETF TRequity | $12,380,000 | +1.2% | 41,717 | -0.1% | 2.93% | -8.2% |
| SPLG | Buy | SPDR SERIES TRUSTequity | $11,847,000 | +21.6% | 339,956 | +20.6% | 2.81% | +10.3% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED FDequity | $11,258,000 | +4552.1% | 570,578 | +4464.6% | 2.67% | +4131.7% |
| SPDW | Buy | SPDR INDEX SHS FDSequity | $9,127,000 | +15.0% | 310,875 | +15.9% | 2.16% | +4.2% |
| IVV | Sell | ISHARES TRequity | $7,218,000 | -8.0% | 24,178 | -9.2% | 1.71% | -16.6% |
| EFA | Sell | ISHARES TRequity | $6,906,000 | -10.5% | 105,907 | -9.8% | 1.64% | -18.9% |
| FINS | ANGEL OAK FINL STRATEGIES INequity | $6,555,000 | +0.3% | 325,000 | 0.0% | 1.55% | -9.0% | |
| VTI | Sell | VANGUARD INDEX FDSequity | $6,384,000 | -3.0% | 42,277 | -3.6% | 1.51% | -12.1% |
| VVR | Buy | INVESCO SR INCOME TRequity | $6,260,000 | +5.2% | 1,490,585 | +8.2% | 1.48% | -4.7% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INCequity | $5,747,000 | +11.4% | 401,640 | +7.5% | 1.36% | +1.0% |
| MYI | New | BLACKROCK MUNIYIELD QLTY FDequity | $5,727,000 | – | 422,043 | +100.0% | 1.36% | – |
| ISD | Buy | PGIM HIGH YIELD BOND FUND INequity | $5,485,000 | +9.9% | 366,884 | +7.5% | 1.30% | -0.4% |
| FPA | Sell | FIRST TR EXCH TRD ALPHA FD Iequity | $5,328,000 | -12.2% | 193,967 | -4.9% | 1.26% | -20.4% |
| ICSH | Buy | ISHARES TRequity | $5,105,000 | +12.0% | 101,320 | +12.0% | 1.21% | +1.6% |
| AAPL | Buy | APPLE INCequity | $4,956,000 | +37.7% | 22,127 | +21.7% | 1.17% | +24.9% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNIequity | $4,874,000 | +10.2% | 353,713 | +7.6% | 1.15% | -0.1% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDequity | $4,529,000 | -2.7% | 110,258 | -1.2% | 1.07% | -11.7% |
| JPM | Buy | JPMORGAN CHASE & COequity | $4,281,000 | +12.3% | 36,377 | +6.7% | 1.01% | +1.8% |
| SPSM | Sell | SPDR SERIES TRUSTequity | $4,082,000 | -3.2% | 136,057 | -1.2% | 0.97% | -12.3% |
| SPMD | Sell | SPDR SERIES TRUSTequity | $3,991,000 | -1.6% | 117,757 | -1.1% | 0.94% | -10.8% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fequity | $3,885,000 | -11.7% | 96,503 | -6.7% | 0.92% | -19.9% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD Iequity | $3,786,000 | +8.6% | 267,009 | +7.6% | 0.90% | -1.5% |
| MSFT | Buy | MICROSOFT CORPequity | $3,448,000 | +22.3% | 24,800 | +17.9% | 0.82% | +11.0% |
| EIM | Buy | EATON VANCE MUN BD FDequity | $3,448,000 | +13.2% | 266,033 | +8.5% | 0.82% | +2.6% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD Iequity | $3,323,000 | +7.1% | 309,145 | +6.8% | 0.79% | -2.8% |
| LYFT | New | LYFT INCequity | $3,225,000 | – | 78,964 | +100.0% | 0.76% | – |
| SPEM | Buy | SPDR INDEX SHS FDSequity | $3,225,000 | +0.9% | 94,092 | +5.4% | 0.76% | -8.5% |
| VO | Sell | VANGUARD INDEX FDSequity | $3,223,000 | -18.0% | 19,233 | -18.2% | 0.76% | -25.7% |
| DVY | Sell | ISHARES TRequity | $3,198,000 | -0.2% | 31,368 | -2.5% | 0.76% | -9.6% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPPequity | $3,134,000 | +6.1% | 620,541 | +7.7% | 0.74% | -3.9% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD INequity | $3,113,000 | +7.1% | 216,637 | +7.7% | 0.74% | -2.9% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH INequity | $3,090,000 | +9.8% | 257,756 | +7.9% | 0.73% | -0.4% |
| IWM | Sell | ISHARES TRequity | $2,959,000 | -12.4% | 19,553 | -10.0% | 0.70% | -20.6% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FDequity | $2,940,000 | +4.4% | 478,895 | +8.1% | 0.70% | -5.4% |
| PPR | New | VOYA PRIME RATE TRequity | $2,925,000 | – | 620,972 | +100.0% | 0.69% | – |
| PG | Buy | PROCTER & GAMBLE COequity | $2,733,000 | +23.9% | 21,977 | +9.3% | 0.65% | +12.3% |
| VB | Sell | VANGUARD INDEX FDSequity | $2,557,000 | -20.5% | 16,613 | -19.1% | 0.61% | -27.9% |
| EVV | New | EATON VANCE LTD DUR INCOME Fequity | $2,434,000 | – | 194,703 | +100.0% | 0.58% | – |
| BAM | Buy | BROOKFIELD ASSET MGMT INCequity | $2,328,000 | +30.3% | 43,851 | +17.3% | 0.55% | +18.2% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOMEequity | $2,316,000 | +11.1% | 161,313 | +8.3% | 0.55% | +0.7% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INCequity | $2,302,000 | +28.1% | 7,904 | +29.1% | 0.54% | +16.2% |
| ICF | Sell | ISHARES TRequity | $2,269,000 | -1.5% | 18,902 | -7.6% | 0.54% | -10.8% |
| IJH | Sell | ISHARES TRequity | $2,148,000 | -11.9% | 11,118 | -11.4% | 0.51% | -20.1% |
| KLDW | Sell | EXCHANGE LISTED FDS TRequity | $2,003,000 | -2.5% | 59,374 | -3.6% | 0.47% | -11.7% |
| CME | Buy | CME GROUP INCequity | $1,993,000 | +40.3% | 9,431 | +28.8% | 0.47% | +27.2% |
| RSF | Sell | RIVERNORTH MARKETPLACE LENDIequity | $1,899,000 | -68.0% | 99,505 | -65.8% | 0.45% | -71.0% |
| VKQ | Buy | INVESCO MUN TRequity | $1,864,000 | +11.0% | 147,807 | +8.4% | 0.44% | +0.5% |
| PFE | Buy | PFIZER INCequity | $1,746,000 | -14.4% | 48,602 | +3.2% | 0.41% | -22.5% |
| IAC | Buy | IAC INTERACTIVECORPequity | $1,737,000 | +32.3% | 7,967 | +32.0% | 0.41% | +19.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELequity | $1,722,000 | +14.6% | 8,276 | +17.3% | 0.41% | +3.8% |
| UNH | Buy | UNITEDHEALTH GROUP INCequity | $1,683,000 | +23.6% | 7,743 | +38.8% | 0.40% | +12.1% |
| IWR | ISHARES TRequity | $1,599,000 | +0.1% | 28,584 | 0.0% | 0.38% | -9.1% | |
| SCHX | Sell | SCHWAB STRATEGIC TRequity | $1,565,000 | +0.7% | 22,061 | -0.3% | 0.37% | -8.6% |
| GOOG | Buy | ALPHABET INCequity | $1,465,000 | +44.2% | 1,202 | +27.9% | 0.35% | +30.9% |
| IEFA | Buy | ISHARES TRequity | $1,452,000 | +3.7% | 23,774 | +4.2% | 0.34% | -6.0% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRSequity | $1,431,000 | +11.5% | 111,886 | +8.3% | 0.34% | +1.2% |
| IIM | Sell | INVESCO VALUE MUN INCOME TRequity | $1,415,000 | -67.6% | 92,110 | -67.9% | 0.34% | -70.7% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STRequity | $1,392,000 | +116.8% | 110,331 | +120.3% | 0.33% | +96.4% |
| AAXJ | ISHARES TRequity | $1,366,000 | -5.0% | 20,603 | 0.0% | 0.32% | -14.1% | |
| GLPI | GAMING & LEISURE PPTYS INCequity | $1,346,000 | -1.9% | 35,195 | 0.0% | 0.32% | -10.9% | |
| DIS | Buy | DISNEY WALT COequity | $1,342,000 | +5.8% | 10,294 | +13.3% | 0.32% | -3.9% |
| IDEV | Sell | ISHARES TRequity | $1,340,000 | -17.2% | 24,540 | -16.9% | 0.32% | -25.1% |
| AMZN | Buy | AMAZON COM INCequity | $1,318,000 | +49.9% | 759 | +63.6% | 0.31% | +35.7% |
| VOO | Sell | VANGUARD INDEX FDSequity | $1,316,000 | -2.1% | 4,828 | -3.3% | 0.31% | -11.1% |
| ABT | Buy | ABBOTT LABSequity | $1,275,000 | +2.6% | 15,238 | +3.1% | 0.30% | -7.1% |
| XOM | Buy | EXXON MOBIL CORPequity | $1,258,000 | +1.2% | 17,821 | +9.9% | 0.30% | -8.3% |
| NEE | Buy | NEXTERA ENERGY INCequity | $1,213,000 | +44.1% | 5,208 | +26.7% | 0.29% | +30.5% |
| IWD | ISHARES TRequity | $1,194,000 | +0.8% | 9,309 | 0.0% | 0.28% | -8.4% | |
| ABBV | Sell | ABBVIE INCequity | $1,164,000 | +0.3% | 15,374 | -3.6% | 0.28% | -8.9% |
| CBOE | Buy | CBOE GLOBAL MARKETS INCequity | $1,149,000 | +11.3% | 10,000 | +0.5% | 0.27% | +0.7% |
| MMM | Buy | 3M COequity | $1,130,000 | -2.0% | 6,874 | +3.4% | 0.27% | -11.0% |
| CVX | Buy | CHEVRON CORP NEWequity | $1,091,000 | +3.3% | 9,196 | +8.4% | 0.26% | -6.5% |
| T | Buy | AT&T INCequity | $1,059,000 | +28.4% | 27,999 | +13.8% | 0.25% | +16.7% |
| STI | New | SUNTRUST BKS INCequity | $1,043,000 | – | 18,931 | +100.0% | 0.25% | – |
| CF | Buy | CF INDS HLDGS INCequity | $1,015,000 | +43.4% | 20,637 | +36.1% | 0.24% | +29.7% |
| IBDK | Sell | ISHARES TRequity | $992,000 | -40.3% | 39,927 | -40.3% | 0.24% | -45.9% |
| IJR | Sell | ISHARES TRequity | $988,000 | -16.0% | 12,699 | -15.5% | 0.23% | -23.8% |
| JNJ | Sell | JOHNSON & JOHNSONequity | $946,000 | -12.6% | 7,309 | -5.9% | 0.22% | -20.8% |
| TXN | Buy | TEXAS INSTRS INCequity | $944,000 | +71.0% | 7,304 | +51.7% | 0.22% | +55.6% |
| BYM | Buy | BLACKROCK MUNICIPL INC QLTYequity | $935,000 | +13.1% | 66,086 | +10.0% | 0.22% | +2.3% |
| SHM | SPDR SERIES TRUSTequity | $927,000 | +0.1% | 18,915 | 0.0% | 0.22% | -9.1% | |
| IWF | ISHARES TRequity | $901,000 | +1.5% | 5,643 | 0.0% | 0.21% | -8.2% | |
| FDX | Buy | FEDEX CORPequity | $887,000 | +12.0% | 6,090 | +26.1% | 0.21% | +1.4% |
| SCHF | Sell | SCHWAB STRATEGIC TRequity | $888,000 | -1.8% | 27,876 | -1.0% | 0.21% | -11.0% |
| SCHA | Sell | SCHWAB STRATEGIC TRequity | $867,000 | -4.5% | 12,435 | -2.1% | 0.20% | -13.5% |
| MET | Buy | METLIFE INCequity | $867,000 | +31.4% | 18,392 | +38.4% | 0.20% | +19.2% |
| SCHE | Sell | SCHWAB STRATEGIC TRequity | $862,000 | -6.1% | 34,295 | -2.0% | 0.20% | -15.0% |
| C | Buy | CITIGROUP INCequity | $863,000 | -0.5% | 12,497 | +0.9% | 0.20% | -9.7% |
| SCHM | Sell | SCHWAB STRATEGIC TRequity | $854,000 | -3.1% | 15,097 | -2.1% | 0.20% | -12.2% |
| PEP | Sell | PEPSICO INCequity | $840,000 | -23.5% | 6,130 | -26.8% | 0.20% | -30.7% |
| IBDO | Sell | ISHARES TRequity | $834,000 | -38.6% | 32,568 | -39.1% | 0.20% | -44.2% |
| IBDL | Sell | ISHARES TRequity | $830,000 | -43.7% | 32,709 | -43.7% | 0.20% | -48.8% |
| IEMG | Sell | ISHARES INCequity | $811,000 | -6.7% | 16,545 | -2.1% | 0.19% | -15.4% |
| GLD | Buy | SPDR GOLD TRUSTequity | $804,000 | +5.2% | 5,787 | +0.9% | 0.19% | -5.0% |
| IBDM | Sell | ISHARES TRequity | $784,000 | -41.7% | 31,353 | -41.8% | 0.19% | -47.0% |
| CELG | Buy | CELGENE CORPequity | $782,000 | +9.1% | 7,878 | +1.5% | 0.18% | -1.1% |
| HON | Buy | HONEYWELL INTL INCequity | $761,000 | +4.8% | 4,495 | +8.1% | 0.18% | -5.3% |
| WMT | Buy | WALMART INCequity | $757,000 | +13.2% | 6,380 | +5.3% | 0.18% | +2.3% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Fequity | $696,000 | +0.4% | 9,306 | +1.0% | 0.16% | -8.8% |
| KO | Buy | COCA COLA COequity | $687,000 | +88.7% | 12,617 | +75.9% | 0.16% | +71.6% |
| VIAB | New | VIACOM INC NEWequity | $669,000 | – | 27,840 | +100.0% | 0.16% | – |
| TSLA | Buy | TESLA INCequity | $656,000 | +8.1% | 2,725 | +0.3% | 0.16% | -2.5% |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD Iequity | $653,000 | +10.3% | 50,378 | +7.0% | 0.16% | 0.0% |
| HD | Buy | HOME DEPOT INCequity | $642,000 | +69.4% | 2,766 | +51.6% | 0.15% | +53.5% |
| GLW | Buy | CORNING INCequity | $638,000 | +1.6% | 22,355 | +18.4% | 0.15% | -7.9% |
| IBDN | Sell | ISHARES TRequity | $628,000 | -46.5% | 24,806 | -46.7% | 0.15% | -51.3% |
| DSL | DOUBLELINE INCOME SOLUTIONSequity | $622,000 | -0.2% | 31,200 | 0.0% | 0.15% | -9.8% | |
| NTRS | Sell | NORTHERN TR CORPequity | $589,000 | -5.3% | 6,313 | -8.7% | 0.14% | -14.2% |
| DTF | Buy | DTF TAX-FREE INCOME INCequity | $585,000 | +10.4% | 40,430 | +5.7% | 0.14% | +0.7% |
| EEM | ISHARES TRequity | $589,000 | -4.8% | 14,419 | 0.0% | 0.14% | -14.2% | |
| GOOGL | Buy | ALPHABET INCequity | $567,000 | +33.7% | 464 | +18.4% | 0.13% | +20.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INCequity | $558,000 | +15.1% | 9,237 | +8.8% | 0.13% | +3.9% |
| XLY | Sell | SELECT SECTOR SPDR TRequity | $558,000 | -33.0% | 4,622 | -33.8% | 0.13% | -39.4% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHSequity | $549,000 | +2.8% | 3,777 | -2.4% | 0.13% | -6.5% |
| COST | Sell | COSTCO WHSL CORP NEWequity | $548,000 | +8.5% | 1,903 | -0.4% | 0.13% | -1.5% |
| INTC | Buy | INTEL CORPequity | $539,000 | +43.0% | 10,467 | +32.8% | 0.13% | +30.6% |
| BND | Buy | VANGUARD BD INDEX FD INCequity | $535,000 | +120.2% | 6,341 | +116.8% | 0.13% | +101.6% |
| ACN | Sell | ACCENTURE PLC IRELANDequity | $530,000 | -40.0% | 2,755 | -42.4% | 0.13% | -45.5% |
| IGSB | Sell | ISHARES TRequity | $521,000 | -10.5% | 9,700 | -10.9% | 0.12% | -19.1% |
| CSCO | Buy | CISCO SYS INCequity | $510,000 | -7.9% | 10,317 | +1.9% | 0.12% | -16.6% |
| NXQ | Buy | NUVEEN SELECT TAX FREE INCMequity | $490,000 | +13.7% | 32,715 | +9.4% | 0.12% | +2.7% |
| V | Buy | VISA INCequity | $485,000 | +59.5% | 2,822 | +61.2% | 0.12% | +45.6% |
| MRK | Buy | MERCK & CO INCequity | $480,000 | +58.4% | 5,702 | +57.5% | 0.11% | +44.3% |
| IDV | Sell | ISHARES TRequity | $479,000 | -4.8% | 15,573 | -4.9% | 0.11% | -13.7% |
| MHF | Buy | WESTERN ASSET MUN HI INCM FDequity | $475,000 | +11.0% | 62,714 | +10.8% | 0.11% | 0.0% |
| MCD | Sell | MCDONALDS CORPequity | $462,000 | -44.8% | 2,152 | -46.6% | 0.11% | -50.2% |
| CMCSA | Buy | COMCAST CORP NEWequity | $451,000 | +38.3% | 10,009 | +29.6% | 0.11% | +25.9% |
| VSS | VANGUARD INTL EQUITY INDEX Fequity | $447,000 | -3.2% | 4,389 | 0.0% | 0.11% | -12.4% | |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INCequity | $448,000 | +9.3% | 8,104 | +8.1% | 0.11% | -0.9% |
| IAGG | Sell | ISHARES TRequity | $447,000 | 0.0% | 8,007 | -2.4% | 0.11% | -9.4% |
| AGN | New | ALLERGAN PLCequity | $443,000 | – | 2,633 | +100.0% | 0.10% | – |
| VBR | VANGUARD INDEX FDSequity | $441,000 | -1.3% | 3,422 | 0.0% | 0.10% | -11.1% | |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MUequity | $441,000 | +14.0% | 29,170 | +10.0% | 0.10% | +3.0% |
| USB | Sell | US BANCORP DELequity | $430,000 | -35.2% | 7,763 | -38.8% | 0.10% | -41.0% |
| CEFS | EXCHANGE LISTED FDS TRequity | $426,000 | -1.2% | 21,245 | 0.0% | 0.10% | -10.6% | |
| MLPA | GLOBAL X FDSequity | $424,000 | -4.9% | 50,550 | 0.0% | 0.10% | -13.8% | |
| AGG | Sell | ISHARES TRequity | $413,000 | -4.0% | 3,649 | -5.4% | 0.10% | -12.5% |
| IEUR | ISHARES TRequity | $412,000 | -1.7% | 9,000 | 0.0% | 0.10% | -10.1% | |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fequity | $413,000 | 0.0% | 6,247 | +0.0% | 0.10% | -9.3% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QLequity | $410,000 | +15.8% | 29,010 | +11.7% | 0.10% | +5.4% |
| EVM | Buy | EATON VANCE CALIF MUN BD FDequity | $409,000 | +14.2% | 36,125 | +11.3% | 0.10% | +3.2% |
| KYN | Sell | KAYNE ANDERSN MLP MIDS INVTequity | $407,000 | -50.4% | 28,128 | -47.5% | 0.10% | -55.1% |
| SCZ | Sell | ISHARES TRequity | $402,000 | -25.6% | 7,030 | -25.3% | 0.10% | -32.6% |
| DEM | Buy | WISDOMTREE TRequity | $393,000 | +25.6% | 9,509 | +35.8% | 0.09% | +13.4% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tequity | $392,000 | +16.0% | 28,626 | +12.1% | 0.09% | +5.7% |
| MA | Buy | MASTERCARD INCequity | $390,000 | +34.5% | 1,435 | +30.8% | 0.09% | +21.1% |
| VYM | Buy | VANGUARD WHITEHALL FDS INCequity | $390,000 | +2.1% | 4,394 | +0.5% | 0.09% | -8.0% |
| BAC | Buy | BANK AMER CORPequity | $389,000 | +47.3% | 13,350 | +46.8% | 0.09% | +33.3% |
| MDSO | New | MEDIDATA SOLUTIONS INCequity | $385,000 | – | 4,205 | +100.0% | 0.09% | – |
| DISCK | Sell | DISCOVERY INCequity | $375,000 | -25.6% | 15,212 | -14.1% | 0.09% | -32.6% |
| IYW | ISHARES TRequity | $376,000 | +3.0% | 1,842 | 0.0% | 0.09% | -6.3% | |
| XLK | Sell | SELECT SECTOR SPDR TRequity | $373,000 | -44.2% | 4,628 | -46.0% | 0.09% | -49.4% |
| BSV | New | VANGUARD BD INDEX FD INCequity | $352,000 | – | 4,352 | +100.0% | 0.08% | – |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSequity | $349,000 | -0.9% | 4,310 | -1.3% | 0.08% | -9.8% |
| TYG | Sell | TORTOISE ENERGY INFRA CORPequity | $349,000 | -54.0% | 17,084 | -49.2% | 0.08% | -58.1% |
| WLTW | Buy | WILLIS TOWERS WATSON PUB LTDequity | $345,000 | +3.3% | 1,788 | +2.5% | 0.08% | -5.7% |
| BK | Buy | BANK NEW YORK MELLON CORPequity | $344,000 | +2.7% | 7,617 | +0.4% | 0.08% | -8.0% |
| NWL | Sell | NEWELL BRANDS INCequity | $340,000 | +4.3% | 18,155 | -14.0% | 0.08% | -4.7% |
| PYPL | Buy | PAYPAL HLDGS INCequity | $339,000 | +18.5% | 3,272 | +30.9% | 0.08% | +6.7% |
| IJS | Sell | ISHARES TRequity | $339,000 | -4.2% | 2,260 | -5.2% | 0.08% | -13.0% |
| ITOT | Sell | ISHARES TRequity | $335,000 | -9.7% | 4,992 | -10.3% | 0.08% | -18.6% |
| JNK | SPDR SERIES TRUSTequity | $321,000 | -0.3% | 2,952 | 0.0% | 0.08% | -9.5% | |
| AMGN | Sell | AMGEN INCequity | $319,000 | -3.0% | 1,647 | -7.8% | 0.08% | -11.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELequity | $312,000 | -1.9% | 1 | 0.0% | 0.07% | -10.8% | |
| PRU | Buy | PRUDENTIAL FINL INCequity | $309,000 | +5.5% | 3,435 | +18.5% | 0.07% | -5.2% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fequity | $300,000 | -2.3% | 5,595 | +0.0% | 0.07% | -11.2% |
| NKE | New | NIKE INCequity | $297,000 | – | 3,157 | +100.0% | 0.07% | – |
| TGT | Buy | TARGET CORPequity | $294,000 | +40.7% | 2,754 | +14.0% | 0.07% | +27.3% |
| VOOG | VANGUARD ADMIRAL FDS INCequity | $283,000 | +0.4% | 1,750 | 0.0% | 0.07% | -9.5% | |
| BKNG | Buy | BOOKING HLDGS INCequity | $277,000 | +12.6% | 141 | +7.6% | 0.07% | +3.1% |
| BMY | New | BRISTOL MYERS SQUIBB COequity | $274,000 | – | 5,405 | +100.0% | 0.06% | – |
| CBRE | Buy | CBRE GROUP INCequity | $270,000 | +5.1% | 5,097 | +1.6% | 0.06% | -4.5% |
| EOG | Sell | EOG RES INCequity | $270,000 | -46.0% | 3,635 | -32.3% | 0.06% | -51.1% |
| ECL | Sell | ECOLAB INCequity | $264,000 | +0.4% | 1,332 | -0.1% | 0.06% | -8.7% |
| AMLP | Sell | ALPS ETF TRequity | $261,000 | -45.2% | 28,561 | -40.9% | 0.06% | -50.0% |
| GILD | Buy | GILEAD SCIENCES INCequity | $260,000 | +14.0% | 4,109 | +22.0% | 0.06% | +3.3% |
| MUB | ISHARES TRequity | $253,000 | +1.2% | 2,214 | 0.0% | 0.06% | -7.7% | |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFequity | $253,000 | -16.5% | 941 | -17.5% | 0.06% | -24.1% |
| FLTR | Sell | VANECK VECTORS ETF TRequity | $254,000 | -56.9% | 10,050 | -57.0% | 0.06% | -61.0% |
| WFC | Sell | WELLS FARGO CO NEWequity | $242,000 | -42.8% | 4,789 | -46.4% | 0.06% | -48.2% |
| BA | New | BOEING COequity | $235,000 | – | 617 | +100.0% | 0.06% | – |
| ADBE | New | ADOBE INCequity | $231,000 | – | 836 | +100.0% | 0.06% | – |
| FITB | Buy | FIFTH THIRD BANCORPequity | $231,000 | -0.9% | 8,455 | +1.1% | 0.06% | -9.8% |
| CLX | Buy | CLOROX CO DELequity | $234,000 | +10.4% | 1,538 | +10.9% | 0.06% | 0.0% |
| VIG | VANGUARD GROUPequity | $231,000 | +4.1% | 1,932 | 0.0% | 0.06% | -5.2% | |
| CBM | New | CAMBREX CORPequity | $228,000 | – | 3,829 | +100.0% | 0.05% | – |
| XLF | Sell | SELECT SECTOR SPDR TRequity | $226,000 | -27.3% | 8,080 | -28.2% | 0.05% | -33.3% |
| VLO | Buy | VALERO ENERGY CORP NEWequity | $230,000 | +7.5% | 2,694 | +7.6% | 0.05% | -3.6% |
| SBUX | New | STARBUCKS CORPequity | $226,000 | – | 2,561 | +100.0% | 0.05% | – |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLTequity | $224,000 | +11.4% | 15,541 | +10.1% | 0.05% | 0.0% |
| AUY | New | YAMANA GOLD INCequity | $223,000 | – | 70,000 | +100.0% | 0.05% | – |
| IP | Buy | INTL PAPER COequity | $224,000 | +9.3% | 5,367 | +13.2% | 0.05% | -1.9% |
| LDUR | PIMCO ETF TRequity | $220,000 | 0.0% | 2,195 | 0.0% | 0.05% | -8.8% | |
| KRE | Sell | SPDR SERIES TRUSTequity | $221,000 | -2.2% | 4,179 | -1.2% | 0.05% | -11.9% |
| VMBS | New | VANGUARD SCOTTSDALE FDSequity | $221,000 | – | 4,144 | +100.0% | 0.05% | – |
| CEV | Buy | EATON VANCE CA MUNI INCOME Tequity | $219,000 | +19.7% | 16,290 | +10.1% | 0.05% | +8.3% |
| DHR | Sell | DANAHER CORPORATIONequity | $216,000 | -34.1% | 1,495 | -34.8% | 0.05% | -40.7% |
| MS | New | MORGAN STANLEYequity | $211,000 | – | 4,955 | +100.0% | 0.05% | – |
| BDX | New | BECTON DICKINSON & COequity | $211,000 | – | 836 | +100.0% | 0.05% | – |
| XLE | Sell | SELECT SECTOR SPDR TRequity | $209,000 | -8.3% | 3,535 | -1.3% | 0.05% | -18.3% |
| ENB | Buy | ENBRIDGE INCequity | $208,000 | 0.0% | 5,928 | +3.0% | 0.05% | -9.3% |
| QQQ | New | INVESCO QQQ TRequity | $202,000 | – | 1,070 | +100.0% | 0.05% | – |
| EMR | New | EMERSON ELEC COequity | $204,000 | – | 3,049 | +100.0% | 0.05% | – |
| REM | Sell | ISHARES TRequity | $202,000 | -50.2% | 4,795 | -50.2% | 0.05% | -54.7% |
| LIN | New | LINDE PLCequity | $200,000 | – | 1,033 | +100.0% | 0.05% | – |
| VTR | New | VENTAS INCequity | $200,000 | – | 2,745 | +100.0% | 0.05% | – |
| SEMG | New | SEMGROUP CORPequity | $196,000 | – | 11,984 | +100.0% | 0.05% | – |
| CEN | Buy | CENTER COAST BRKFLD MLP ENRGequity | $160,000 | +40.4% | 22,500 | +55.2% | 0.04% | +26.7% |
| DNP | DNP SELECT INCOME FDequity | $134,000 | +8.9% | 10,400 | 0.0% | 0.03% | 0.0% | |
| GE | Sell | GENERAL ELECTRIC COequity | $123,000 | -27.6% | 13,760 | -15.0% | 0.03% | -34.1% |
| CVRS | New | CORINDUS VASCULAR ROBOTICS Iequity | $91,000 | – | 21,164 | +100.0% | 0.02% | – |
| GALT | GALECTIN THERAPEUTICS INCequity | $39,000 | -11.4% | 10,668 | 0.0% | 0.01% | -18.2% | |
| NATIONAL HEALTH INVS INCequity | $24,000 | +4.3% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| ECHO GLOBAL LOGISTICS INCequity | $20,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| VERINT SYS INCequity | $20,000 | -4.8% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| VECTOR GROUP LTDequity | $21,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| COLONY CAP INCequity | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| GOGO INCequity | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| MUX | MCEWEN MNG INCequity | $16,000 | -11.1% | 10,000 | 0.0% | 0.00% | -20.0% | |
| ACORDA THERAPEUTICS INCequity | $12,000 | -7.7% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SEACOR HOLDINGS INCequity | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | -33.3% | ||
| NAK | NORTHERN DYNASTY MINERALS LTequity | $6,000 | 0.0% | 10,000 | 0.0% | 0.00% | -50.0% | |
| Exit | MACQUARIE INFRASTRUCTURE CORequity | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUPequity | $0 | – | -10,904 | -100.0% | -0.02% | – |
| SLB | Exit | SCHLUMBERGER LTDequity | $0 | – | -5,175 | -100.0% | -0.05% | – |
| DD | Exit | DUPONT DE NEMOURS INCequity | $0 | – | -2,768 | -100.0% | -0.05% | – |
| ITW | Exit | ILLINOIS TOOL WKS INCequity | $0 | – | -1,391 | -100.0% | -0.06% | – |
| SH | Exit | PROSHARES TRequity | $0 | – | -8,107 | -100.0% | -0.06% | – |
| ESI | Exit | ELEMENT SOLUTIONS INCequity | $0 | – | -20,920 | -100.0% | -0.06% | – |
| NVS | Exit | NOVARTIS A Gequity | $0 | – | -2,420 | -100.0% | -0.06% | – |
| AL | Exit | AIR LEASE CORPequity | $0 | – | -5,410 | -100.0% | -0.06% | – |
| AXP | Exit | AMERICAN EXPRESS COequity | $0 | – | -1,891 | -100.0% | -0.06% | – |
| SYY | Exit | SYSCO CORPequity | $0 | – | -3,395 | -100.0% | -0.06% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCequity | $0 | – | -5,049 | -100.0% | -0.06% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COequity | $0 | – | -16,250 | -100.0% | -0.06% | – |
| TFI | Exit | SPDR SERIES TRUSTequity | $0 | – | -5,240 | -100.0% | -0.07% | – |
| XLI | Exit | SELECT SECTOR SPDR TRequity | $0 | – | -3,760 | -100.0% | -0.08% | – |
| ARRY | Exit | ARRAY BIOPHARMA INCequity | $0 | – | -6,738 | -100.0% | -0.08% | – |
| XLV | Exit | SELECT SECTOR SPDR TRequity | $0 | – | -3,678 | -100.0% | -0.09% | – |
| GSG | Exit | ISHARES S&P GSCI COMMODITY Iequity | $0 | – | -25,000 | -100.0% | -0.10% | – |
| XOP | Exit | SPDR SERIES TRUSTequity | $0 | – | -15,024 | -100.0% | -0.11% | – |
| BWA | Exit | BORGWARNER INCequity | $0 | – | -9,742 | -100.0% | -0.11% | – |
| BG | Exit | BUNGE LIMITEDequity | $0 | – | -7,455 | -100.0% | -0.11% | – |
| WAGE | Exit | WAGEWORKS INCequity | $0 | – | -10,508 | -100.0% | -0.14% | – |
| IBB | Exit | ISHARES TRequity | $0 | – | -7,222 | -100.0% | -0.21% | – |
| TSS | Exit | TOTAL SYS SVCS INCequity | $0 | – | -6,317 | -100.0% | -0.21% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCMequity | $0 | – | -53,725 | -100.0% | -0.22% | – |
| TCF | Exit | TCF FINL CORPequity | $0 | – | -45,476 | -100.0% | -0.25% | – |
| ANDX | Exit | ANDEAVOR LOGISTICS LPequity | $0 | – | -29,003 | -100.0% | -0.28% | – |
| APC | Exit | ANADARKO PETE CORPequity | $0 | – | -15,473 | -100.0% | -0.28% | – |
| APU | Exit | AMERIGAS PARTNERS L Pequity | $0 | – | -31,657 | -100.0% | -0.29% | – |
| IJJ | Exit | ISHARES TRequity | $0 | – | -7,350 | -100.0% | -0.31% | – |
| DATA | Exit | TABLEAU SOFTWARE INCequity | $0 | – | -7,263 | -100.0% | -0.32% | – |
| DMB | Exit | BNY MELLON MUN BD INFRASTRUCequity | $0 | – | -98,442 | -100.0% | -0.34% | – |
| WP | Exit | WORLDPAY INCequity | $0 | – | -26,900 | -100.0% | -0.43% | – |
| RHT | Exit | RED HAT INCequity | $0 | – | -10,528 | -100.0% | -0.52% | – |
| LEXEA | Exit | LIBERTY EXPEDIA HLDGS INCequity | $0 | – | -49,327 | -100.0% | -0.62% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD Iequity | $0 | – | -400,142 | -100.0% | -0.73% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FDequity | $0 | – | -248,102 | -100.0% | -0.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.