$443 Million is the total value of Vivaldi Capital Management LP's 204 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 40.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VAM | Buy | VIVALDI OPPORTUNITIES FDequity | $47,178,000 | -17.8% | 4,242,334 | +0.3% | 10.64% | -23.3% |
| BIL | New | SPDR SER TRequity | $42,816,000 | – | 467,267 | +100.0% | 9.66% | – |
| SHY | New | ISHARES TRequity | $31,208,000 | – | 360,076 | +100.0% | 7.04% | – |
| SCHO | New | SCHWAB STRATEGIC TRequity | $31,159,000 | – | 602,343 | +100.0% | 7.03% | – |
| SPY | Buy | SPDR S&P 500 ETF TRequity | $12,138,000 | -14.6% | 47,090 | +6.6% | 2.74% | -20.3% |
| FB | Buy | FACEBOOK INCequity | $10,593,000 | -17.8% | 63,510 | +1.1% | 2.39% | -23.3% |
| SPDW | Buy | SPDR INDEX SHS FDSequity | $10,111,000 | +0.9% | 422,334 | +32.2% | 2.28% | -5.9% |
| SPLG | Sell | SPDR SER TRequity | $9,377,000 | -28.3% | 309,987 | -10.3% | 2.12% | -33.1% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD Iequity | $8,440,000 | +92.4% | 646,244 | +109.8% | 1.90% | +79.6% |
| MYI | Buy | BLACKROCK MUNIYIELD QLTY FDequity | $8,029,000 | +37.2% | 628,211 | +44.9% | 1.81% | +28.0% |
| ACWI | New | ISHARES TRequity | $7,654,000 | – | 122,331 | +100.0% | 1.73% | – |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNIequity | $6,400,000 | +27.9% | 501,976 | +40.3% | 1.44% | +19.4% |
| SCHB | New | SCHWAB STRATEGIC TRequity | $5,860,000 | – | 96,964 | +100.0% | 1.32% | – |
| VTI | Sell | VANGUARD INDEX FDSequity | $5,456,000 | -27.4% | 42,327 | -7.8% | 1.23% | -32.2% |
| IVV | Sell | ISHARES TRequity | $5,401,000 | -30.0% | 20,901 | -12.4% | 1.22% | -34.7% |
| KTF | Buy | DWS MUN INCOME TRequity | $5,181,000 | +1423.8% | 480,633 | +1499.4% | 1.17% | +1325.6% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOMEequity | $5,043,000 | +99.6% | 367,051 | +112.1% | 1.14% | +86.1% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INCequity | $5,017,000 | +91.6% | 370,552 | +103.4% | 1.13% | +78.8% |
| EFA | Sell | ISHARES TRequity | $4,561,000 | -39.3% | 85,325 | -21.1% | 1.03% | -43.3% |
| AAPL | Buy | APPLE INCequity | $4,269,000 | -7.0% | 16,789 | +7.4% | 0.96% | -13.2% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND INequity | $4,256,000 | -25.6% | 367,567 | -1.1% | 0.96% | -30.6% |
| EVV | Buy | EATON VANCE LTD DUR INCOME Fequity | $4,210,000 | +52.4% | 398,275 | +91.0% | 0.95% | +42.2% |
| NVG | New | NUVEEN AMT FREE MUN CR INC Fequity | $4,153,000 | – | 282,918 | +100.0% | 0.94% | – |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDequity | $3,988,000 | -21.8% | 119,608 | +3.3% | 0.90% | -27.1% |
| VKQ | Buy | INVESCO MUN TRequity | $3,884,000 | +96.4% | 331,990 | +107.4% | 0.88% | +83.3% |
| SPEM | Buy | SPDR INDEX SHS FDSequity | $3,747,000 | +6.4% | 131,657 | +40.6% | 0.84% | -0.7% |
| VVR | Sell | INVESCO SR INCOME TRequity | $3,675,000 | -25.6% | 1,141,241 | -0.9% | 0.83% | -30.6% |
| SPSM | Buy | SPDR SER TRequity | $3,567,000 | -16.9% | 163,331 | +24.2% | 0.80% | -22.4% |
| SPMD | Buy | SPDR SER TRequity | $3,310,000 | -20.5% | 130,679 | +13.7% | 0.75% | -25.7% |
| FPA | Sell | FIRST TR EXCHANGE TRADED ALPequity | $3,038,000 | -43.6% | 153,140 | -18.9% | 0.68% | -47.4% |
| IAU | Buy | ISHARES GOLD TRUSTequity | $3,029,000 | +1092.5% | 200,973 | +1048.4% | 0.68% | +1019.7% |
| GHY | Buy | PGIM GLOBAL HIGH YIELD FD FOequity | $2,984,000 | -9.6% | 269,811 | +22.8% | 0.67% | -15.7% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRSequity | $2,963,000 | +95.3% | 253,050 | +109.8% | 0.67% | +82.0% |
| IIM | Buy | INVESCO VALUE MUN INCOME TRequity | $2,953,000 | +94.8% | 208,830 | +111.0% | 0.67% | +82.0% |
| MSFT | Buy | MICROSOFT CORPequity | $2,764,000 | +1.3% | 17,523 | +1.3% | 0.62% | -5.6% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fequity | $2,723,000 | -34.8% | 81,175 | -13.5% | 0.61% | -39.1% |
| VOO | Buy | VANGUARD INDEX FDSequity | $2,710,000 | +63.8% | 11,443 | +104.7% | 0.61% | +52.8% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FDequity | $2,636,000 | -12.0% | 492,632 | +0.8% | 0.60% | -17.8% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSequity | $2,584,000 | +394.1% | 24,989 | +495.4% | 0.58% | +362.7% |
| JPM | Buy | JPMORGAN CHASE & COequity | $2,434,000 | -29.0% | 27,035 | +9.9% | 0.55% | -33.8% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIGequity | $2,429,000 | -23.6% | 262,296 | +0.1% | 0.55% | -28.7% |
| DVY | Buy | ISHARES TRequity | $2,294,000 | -30.3% | 31,191 | +0.1% | 0.52% | -35.1% |
| PG | Buy | PROCTER & GAMBLE COequity | $2,243,000 | -9.1% | 20,393 | +3.3% | 0.51% | -15.1% |
| VTA | Sell | INVESCO DYNAMIC CR OPPORTUNIequity | $2,223,000 | -30.6% | 278,569 | -1.3% | 0.50% | -35.3% |
| VO | Sell | VANGUARD INDEX FDSequity | $2,030,000 | -35.4% | 15,422 | -12.6% | 0.46% | -39.7% |
| OEF | New | ISHARES TRequity | $2,024,000 | – | 17,063 | +100.0% | 0.46% | – |
| SCHF | Buy | SCHWAB STRATEGIC TRequity | $2,012,000 | +64.4% | 77,867 | +113.9% | 0.45% | +53.4% |
| BYM | Buy | BLACKROCK MUNICIPL INC QLTYequity | $2,008,000 | +102.8% | 151,526 | +115.1% | 0.45% | +89.5% |
| EFR | New | EATON VANCE SR FLTNG RTE TRequity | $2,002,000 | – | 202,612 | +100.0% | 0.45% | – |
| LYFT | Sell | LYFT INCequity | $1,946,000 | -40.5% | 72,464 | -4.6% | 0.44% | -44.4% |
| IWM | Sell | ISHARES TRequity | $1,856,000 | -42.5% | 16,219 | -16.8% | 0.42% | -46.3% |
| SCHX | Buy | SCHWAB STRATEGIC TRequity | $1,774,000 | -1.2% | 28,969 | +23.9% | 0.40% | -7.8% |
| SCHE | Buy | SCHWAB STRATEGIC TRequity | $1,712,000 | +81.5% | 82,757 | +140.2% | 0.39% | +69.3% |
| AGN | Buy | ALLERGAN PLCequity | $1,709,000 | +63.2% | 9,648 | +76.2% | 0.38% | +52.2% |
| PRAA | PRA GROUP INCequity | $1,700,000 | -23.6% | 61,336 | 0.0% | 0.38% | -28.8% | |
| IJH | Sell | ISHARES TRequity | $1,590,000 | -30.4% | 11,050 | -0.4% | 0.36% | -35.0% |
| PFE | Sell | PFIZER INCequity | $1,571,000 | -17.7% | 48,133 | -1.2% | 0.35% | -23.2% |
| KLDW | Sell | EXCHANGE LISTED FDS TRequity | $1,491,000 | -28.7% | 51,723 | -9.8% | 0.34% | -33.5% |
| VB | Sell | VANGUARD INDEX FDSequity | $1,446,000 | -40.6% | 12,526 | -14.8% | 0.33% | -44.7% |
| EIM | Buy | EATON VANCE MUN BD FDequity | $1,443,000 | -3.0% | 115,664 | +0.2% | 0.32% | -9.5% |
| IWR | Buy | ISHARES TRequity | $1,436,000 | -24.6% | 33,262 | +4.1% | 0.32% | -29.7% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QLequity | $1,398,000 | +59.2% | 104,847 | +67.0% | 0.32% | +48.6% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tequity | $1,374,000 | +59.8% | 108,284 | +70.8% | 0.31% | +49.0% |
| EVM | Buy | EATON VANCE CALIF MUN BD FDequity | $1,374,000 | +56.5% | 130,240 | +66.8% | 0.31% | +46.2% |
| MQT | Buy | BLACKROCK MUNIYIELD QUALITYequity | $1,340,000 | +91.7% | 108,494 | +101.8% | 0.30% | +78.7% |
| ICF | Sell | ISHARES TRequity | $1,333,000 | -35.6% | 14,557 | -17.8% | 0.30% | -39.9% |
| GLD | Buy | SPDR GOLD TRUSTequity | $1,320,000 | +54.4% | 8,917 | +49.0% | 0.30% | +44.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELequity | $1,234,000 | -25.0% | 6,752 | -7.0% | 0.28% | -30.2% |
| TSLA | Sell | TESLA INCequity | $1,197,000 | +18.6% | 2,285 | -5.3% | 0.27% | +10.7% |
| ABBV | Buy | ABBVIE INCequity | $1,186,000 | -11.6% | 15,566 | +2.7% | 0.27% | -17.6% |
| NBW | Buy | NEUBERGER BRMAN CLIFRN MUNIequity | $1,170,000 | +296.6% | 88,996 | +321.4% | 0.26% | +271.8% |
| MYC | Buy | BLACKROCK MUNIYIELD CALIF FDequity | $1,162,000 | +322.5% | 87,850 | +351.7% | 0.26% | +297.0% |
| MLPA | Sell | GLOBAL X FDSequity | $1,158,000 | -69.7% | 367,577 | -24.2% | 0.26% | -71.7% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INCequity | $1,146,000 | -23.9% | 4,041 | -12.9% | 0.26% | -29.1% |
| ABT | Buy | ABBOTT LABSequity | $1,121,000 | -7.5% | 14,203 | +1.8% | 0.25% | -13.7% |
| DTF | Buy | DTF TAX-FREE INCOME INCequity | $1,103,000 | +74.8% | 79,085 | +85.3% | 0.25% | +62.7% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCequity | $1,085,000 | -33.6% | 24,512 | -13.4% | 0.24% | -38.0% |
| SCHZ | New | SCHWAB STRATEGIC TRequity | $1,083,000 | – | 19,964 | +100.0% | 0.24% | – |
| MFL | Buy | BLACKROCK MUNIHLDS INVSTM QLequity | $1,031,000 | +103.0% | 78,827 | +106.4% | 0.23% | +89.4% |
| GLPI | Buy | GAMING & LEISURE PPTYS INCequity | $1,031,000 | -31.9% | 37,195 | +5.7% | 0.23% | -36.3% |
| IEFA | Sell | ISHARES TRequity | $998,000 | -37.2% | 19,999 | -17.9% | 0.22% | -41.4% |
| IWD | ISHARES TRequity | $973,000 | -27.3% | 9,813 | 0.0% | 0.22% | -32.4% | |
| MMM | Buy | 3M COequity | $965,000 | -21.4% | 7,067 | +1.6% | 0.22% | -26.6% |
| ITOT | Buy | ISHARES TRequity | $927,000 | +87.3% | 16,197 | +138.1% | 0.21% | +74.2% |
| IWF | ISHARES TRequity | $927,000 | -14.4% | 6,154 | 0.0% | 0.21% | -20.2% | |
| SHM | Sell | SPDR SER TRequity | $918,000 | -1.2% | 18,773 | -0.8% | 0.21% | -8.0% |
| CBOE | Sell | CBOE GLOBAL MARKETS INCequity | $894,000 | -26.5% | 10,018 | -1.2% | 0.20% | -31.3% |
| UNH | Sell | UNITEDHEALTH GROUP INCequity | $887,000 | -25.7% | 3,558 | -12.4% | 0.20% | -30.8% |
| GOOG | Sell | ALPHABET INCequity | $878,000 | -21.0% | 755 | -9.3% | 0.20% | -26.4% |
| FINS | Sell | ANGEL OAK FINL STRATEGIES INequity | $867,000 | -73.9% | 50,689 | -68.5% | 0.20% | -75.6% |
| JNJ | Buy | JOHNSON & JOHNSONequity | $789,000 | -0.1% | 6,017 | +11.1% | 0.18% | -6.8% |
| VTEB | New | VANGUARD MUN BD FD INCequity | $772,000 | – | 14,590 | +100.0% | 0.17% | – |
| CME | Sell | CME GROUP INCequity | $759,000 | -28.3% | 4,389 | -17.6% | 0.17% | -33.2% |
| IBDL | Sell | ISHARES TRequity | $757,000 | -11.3% | 30,032 | -11.0% | 0.17% | -17.0% |
| IEMG | Buy | ISHARES INCequity | $749,000 | -14.6% | 18,502 | +13.5% | 0.17% | -20.3% |
| IBDO | Sell | ISHARES TRequity | $747,000 | -8.2% | 29,864 | -6.2% | 0.17% | -14.7% |
| IJR | Buy | ISHARES TRequity | $741,000 | -29.5% | 13,212 | +5.4% | 0.17% | -34.3% |
| MARB | New | FIRST TR EXCH TRADED FD IIIequity | $730,000 | – | 37,928 | +100.0% | 0.16% | – |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLTequity | $720,000 | +58.2% | 53,241 | +66.3% | 0.16% | +47.3% |
| IBDM | Sell | ISHARES TRequity | $710,000 | -6.8% | 28,818 | -5.6% | 0.16% | -13.0% |
| PEP | Buy | PEPSICO INCequity | $709,000 | -7.9% | 5,902 | +4.6% | 0.16% | -14.0% |
| DIS | Buy | DISNEY WALT COequity | $693,000 | -18.2% | 7,170 | +21.9% | 0.16% | -23.9% |
| SCHA | Buy | SCHWAB STRATEGIC TRequity | $687,000 | -20.7% | 13,336 | +16.5% | 0.16% | -25.8% |
| IDEV | Sell | ISHARES TRequity | $683,000 | -51.6% | 15,425 | -36.4% | 0.15% | -54.8% |
| NAC | New | NUVEEN CA QUALTY MUN INCOMEequity | $677,000 | – | 49,416 | +100.0% | 0.15% | – |
| VT | Buy | VANGUARD INTL EQUITY INDEX Fequity | $658,000 | -21.2% | 10,482 | +1.7% | 0.15% | -26.7% |
| AMZN | Sell | AMAZON COM INCequity | $638,000 | -29.1% | 327 | -32.9% | 0.14% | -33.9% |
| T | Sell | AT&T INCequity | $632,000 | -38.3% | 21,680 | -17.3% | 0.14% | -42.3% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fequity | $617,000 | +52.0% | 14,245 | +105.8% | 0.14% | +41.8% |
| AAXJ | Sell | ISHARES TRequity | $608,000 | -59.8% | 10,178 | -50.6% | 0.14% | -62.6% |
| DSL | DOUBLELINE INCOME SOLUTIONSequity | $609,000 | -32.5% | 45,635 | 0.0% | 0.14% | -37.2% | |
| AGG | Buy | ISHARES TRequity | $601,000 | +44.5% | 5,209 | +40.8% | 0.14% | +34.7% |
| SCHM | Buy | SCHWAB STRATEGIC TRequity | $596,000 | -29.7% | 14,130 | +0.3% | 0.13% | -34.6% |
| IBDN | Sell | ISHARES TRequity | $550,000 | -9.7% | 22,197 | -7.8% | 0.12% | -15.6% |
| COST | Buy | COSTCO WHSL CORP NEWequity | $551,000 | +6.8% | 1,933 | +10.2% | 0.12% | -0.8% |
| CVX | Sell | CHEVRON CORP NEWequity | $550,000 | -42.3% | 7,590 | -4.0% | 0.12% | -46.1% |
| HON | Sell | HONEYWELL INTL INCequity | $533,000 | -27.3% | 3,985 | -3.7% | 0.12% | -32.2% |
| IGSB | Sell | ISHARES TRequity | $508,000 | -11.0% | 9,700 | -8.9% | 0.12% | -16.7% |
| NEE | Sell | NEXTERA ENERGY INCequity | $509,000 | -19.6% | 2,117 | -19.0% | 0.12% | -24.8% |
| IAC | Sell | IAC INTERACTIVECORPequity | $507,000 | -45.0% | 2,829 | -23.5% | 0.11% | -48.9% |
| XOM | Sell | EXXON MOBIL CORPequity | $497,000 | -51.1% | 13,080 | -10.3% | 0.11% | -54.5% |
| SCHD | New | SCHWAB STRATEGIC TRequity | $482,000 | – | 10,721 | +100.0% | 0.11% | – |
| INTC | Buy | INTEL CORPequity | $479,000 | -3.2% | 8,847 | +6.9% | 0.11% | -10.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INCequity | $468,000 | +5.4% | 8,718 | +20.6% | 0.11% | -0.9% |
| WBC | New | WABCO HLDGS INCequity | $458,000 | – | 3,389 | +100.0% | 0.10% | – |
| NTRS | Sell | NORTHERN TR CORPequity | $454,000 | -32.1% | 6,016 | -4.5% | 0.10% | -37.0% |
| GOOGL | Buy | ALPHABET INCequity | $450,000 | -11.8% | 387 | +1.6% | 0.10% | -17.9% |
| SCHC | New | SCHWAB STRATEGIC TRequity | $443,000 | – | 18,162 | +100.0% | 0.10% | – |
| FNDE | New | SCHWAB STRATEGIC TRequity | $437,000 | – | 21,237 | +100.0% | 0.10% | – |
| QAI | New | INDEXIQ ETF TRequity | $428,000 | – | 15,049 | +100.0% | 0.10% | – |
| ACN | Sell | ACCENTURE PLC IRELANDequity | $428,000 | -24.8% | 2,623 | -2.9% | 0.10% | -29.7% |
| IAGG | Sell | ISHARES TRequity | $428,000 | -0.7% | 7,827 | -0.5% | 0.10% | -6.7% |
| V | Buy | VISA INCequity | $414,000 | +8.9% | 2,567 | +27.0% | 0.09% | +1.1% |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEequity | $403,000 | – | 27,587 | +100.0% | 0.09% | – |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fequity | $386,000 | -17.7% | 6,992 | +3.7% | 0.09% | -23.0% |
| HD | Buy | HOME DEPOT INCequity | $365,000 | +1.7% | 1,957 | +19.0% | 0.08% | -5.7% |
| KO | Buy | COCA COLA COequity | $365,000 | -13.1% | 8,279 | +9.2% | 0.08% | -19.6% |
| BIP | BROOKFIELD INFRAST PARTNERSequity | $360,000 | -28.0% | 10,000 | 0.0% | 0.08% | -33.1% | |
| DAUG | New | FIRST TR EXCHNG TRADED FD VIequity | $360,000 | – | 12,891 | +100.0% | 0.08% | – |
| XLK | Buy | SELECT SECTOR SPDR TRequity | $361,000 | -10.2% | 4,487 | +2.3% | 0.08% | -16.5% |
| EEM | Sell | ISHARES TRequity | $353,000 | -45.5% | 10,335 | -28.5% | 0.08% | -49.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHSequity | $356,000 | -27.6% | 3,205 | -12.6% | 0.08% | -32.8% |
| MRK | Buy | MERCK & CO. INCequity | $344,000 | -11.3% | 4,485 | +4.8% | 0.08% | -17.0% |
| IYW | ISHARES TRequity | $336,000 | -12.0% | 1,642 | 0.0% | 0.08% | -17.4% | |
| CSCO | Sell | CISCO SYS INCequity | $328,000 | -21.3% | 8,335 | -4.1% | 0.07% | -26.7% |
| AMGN | Buy | AMGEN INCequity | $327,000 | -3.5% | 1,612 | +14.7% | 0.07% | -9.8% |
| CEFS | EXCHANGE LISTED FDS TRequity | $324,000 | -26.4% | 21,245 | 0.0% | 0.07% | -31.1% | |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSequity | $321,000 | -8.0% | 4,062 | -5.8% | 0.07% | -14.3% |
| CMCSA | Buy | COMCAST CORP NEWequity | $314,000 | -20.1% | 9,148 | +4.8% | 0.07% | -25.3% |
| MCD | Buy | MCDONALDS CORPequity | $309,000 | -9.4% | 1,870 | +8.4% | 0.07% | -14.6% |
| MUB | Buy | ISHARES TRequity | $309,000 | +22.6% | 2,730 | +23.3% | 0.07% | +14.8% |
| WMT | Sell | WALMART INCequity | $307,000 | -22.7% | 2,714 | -19.0% | 0.07% | -28.1% |
| WLTW | Sell | WILLIS TOWERS WATSON PLC LTDequity | $296,000 | -17.1% | 1,744 | -1.3% | 0.07% | -22.1% |
| PYPL | Buy | PAYPAL HLDGS INCequity | $290,000 | -0.3% | 3,031 | +12.6% | 0.06% | -7.1% |
| IDV | Sell | ISHARES TRequity | $289,000 | -43.7% | 12,804 | -16.2% | 0.06% | -47.6% |
| BMY | Buy | BRISTOL-MYERS SQUIBB COequity | $284,000 | -9.6% | 5,097 | +4.3% | 0.06% | -15.8% |
| JNK | SPDR SER TRequity | $280,000 | -13.3% | 2,952 | 0.0% | 0.06% | -19.2% | |
| GILD | Buy | GILEAD SCIENCES INCequity | $280,000 | +27.3% | 3,743 | +10.3% | 0.06% | +18.9% |
| IWB | Buy | ISHARES TRequity | $281,000 | +16.1% | 1,988 | +46.8% | 0.06% | +6.8% |
| BRKA | BERKSHIRE HATHAWAY INC DELequity | $272,000 | -20.0% | 1 | 0.0% | 0.06% | -25.6% | |
| C | Sell | CITIGROUP INCequity | $263,000 | -61.7% | 6,240 | -27.5% | 0.06% | -64.5% |
| VOOG | VANGUARD ADMIRAL FDS INCequity | $260,000 | -14.8% | 1,750 | 0.0% | 0.06% | -20.3% | |
| MA | Sell | MASTERCARD INCequity | $258,000 | -21.1% | 1,069 | -2.3% | 0.06% | -26.6% |
| VNQI | New | VANGUARD INTL EQUITY INDEX Fequity | $252,000 | – | 5,877 | +100.0% | 0.06% | – |
| APXTU | New | APEX TECHNOLOGY ACQUISITIONequity | $254,000 | – | 25,000 | +100.0% | 0.06% | – |
| USB | Buy | US BANCORP DELequity | $250,000 | -41.9% | 7,256 | +0.1% | 0.06% | -46.2% |
| IGF | New | ISHARES TRequity | $249,000 | – | 7,291 | +100.0% | 0.06% | – |
| CLX | Buy | CLOROX CO DELequity | $243,000 | +13.0% | 1,405 | +0.1% | 0.06% | +5.8% |
| FPE | Sell | FIRST TR EXCH TRADED FD IIIequity | $246,000 | -97.9% | 15,000 | -97.4% | 0.06% | -98.0% |
| LOGM | New | LOGMEIN INCequity | $239,000 | – | 2,874 | +100.0% | 0.05% | – |
| EMQQ | New | EXCHANGE TRADED CONCEPTS TRequity | $233,000 | – | 7,380 | +100.0% | 0.05% | – |
| SCZ | Sell | ISHARES TRequity | $225,000 | -61.8% | 5,028 | -46.8% | 0.05% | -64.1% |
| BND | New | VANGUARD BD INDEX FDSequity | $227,000 | – | 2,658 | +100.0% | 0.05% | – |
| FTSV | New | FORTY SEVEN INCequity | $220,000 | – | 2,306 | +100.0% | 0.05% | – |
| ROOF | New | INDEXIQ ETF TRequity | $216,000 | – | 13,560 | +100.0% | 0.05% | – |
| ALGN | New | ALIGN TECHNOLOGY INCequity | $214,000 | – | 1,232 | +100.0% | 0.05% | – |
| NVDA | New | NVIDIA CORPequity | $215,000 | – | 816 | +100.0% | 0.05% | – |
| BNDX | New | VANGUARD CHARLOTTE FDSequity | $207,000 | – | 3,673 | +100.0% | 0.05% | – |
| ADBE | Buy | ADOBE INCequity | $210,000 | +1.4% | 661 | +5.1% | 0.05% | -6.0% |
| NKE | Buy | NIKE INCequity | $205,000 | -17.7% | 2,485 | +1.1% | 0.05% | -23.3% |
| QQQ | New | INVESCO QQQ TRequity | $204,000 | – | 1,073 | +100.0% | 0.05% | – |
| TECD | Buy | TECH DATA CORPequity | $205,000 | -1.0% | 1,564 | +8.7% | 0.05% | -8.0% |
| RSF | Buy | RIVERNORTH MARKETPLACE LENDIequity | $198,000 | -10.0% | 12,274 | +1.5% | 0.04% | -15.1% |
| GXGX | New | GX ACQUISITION CORPequity | $196,000 | – | 20,000 | +100.0% | 0.04% | – |
| AMLP | Buy | ALPS ETF TRequity | $192,000 | +123.3% | 55,721 | +450.5% | 0.04% | +104.8% |
| KYN | Sell | KAYNE ANDERSN MLP MIDS INVTequity | $140,000 | -74.9% | 38,595 | -3.6% | 0.03% | -76.3% |
| NWL | Buy | NEWELL BRANDS INCequity | $142,000 | -28.6% | 10,672 | +3.0% | 0.03% | -33.3% |
| ET | New | ENERGY TRANSFER LPequity | $120,000 | – | 26,039 | +100.0% | 0.03% | – |
| GE | Buy | GENERAL ELECTRIC COequity | $115,000 | -23.8% | 14,427 | +6.7% | 0.03% | -29.7% |
| DNP | DNP SELECT INCOME FDequity | $102,000 | -23.3% | 10,400 | 0.0% | 0.02% | -28.1% | |
| PSP | New | INVESCO EXCHANGE TRADED FD Tequity | $85,000 | – | 10,457 | +100.0% | 0.02% | – |
| SREV | New | SERVICESOURCE INTL INCequity | $33,000 | – | 37,500 | +100.0% | 0.01% | – |
| GALT | GALECTIN THERAPEUTICS INCequity | $21,000 | -32.3% | 10,668 | 0.0% | 0.01% | -28.6% | |
| ENLC | New | ENLINK MIDSTREAM LLCequity | $24,000 | – | 21,440 | +100.0% | 0.01% | – |
| ECHO GLOBAL LOGISTICS INCequity | $20,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| BHTG | New | BIOHITECH GLOBAL INCequity | $24,000 | – | 18,782 | +100.0% | 0.01% | – |
| VECTOR GROUP LTDequity | $20,000 | -4.8% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| NATIONAL HEALTH INVS INCequity | $19,000 | -20.8% | 20,000 | 0.0% | 0.00% | -33.3% | ||
| VERINT SYS INCequity | $19,000 | -13.6% | 20,000 | 0.0% | 0.00% | -20.0% | ||
| ACORDA THERAPEUTICS INCequity | $13,000 | +18.2% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| SEACOR HOLDINGS INCequity | $9,000 | -10.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MUX | MCEWEN MNG INCequity | $7,000 | -46.2% | 10,000 | 0.0% | 0.00% | -33.3% | |
| NAK | NORTHERN DYNASTY MINERALS LTequity | $4,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| Exit | GOGO INCequity | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| MIN | Exit | MFS INTER INCOME TRequity | $0 | – | -15,693 | -100.0% | -0.02% | – |
| DHR | Exit | DANAHER CORPORATIONequity | $0 | – | -1,348 | -100.0% | -0.05% | – |
| LIN | Exit | LINDE PLCequity | $0 | – | -979 | -100.0% | -0.05% | – |
| ARQL | Exit | ARQULE INCequity | $0 | – | -11,075 | -100.0% | -0.05% | – |
| BDX | Exit | BECTON DICKINSON & COequity | $0 | – | -804 | -100.0% | -0.05% | – |
| REM | Exit | ISHARES TRequity | $0 | – | -4,943 | -100.0% | -0.05% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INCequity | $0 | – | -3,732 | -100.0% | -0.05% | – |
| MS | Exit | MORGAN STANLEYequity | $0 | – | -4,469 | -100.0% | -0.06% | – |
| BKNG | Exit | BOOKING HLDGS INCequity | $0 | – | -110 | -100.0% | -0.06% | – |
| IP | Exit | INTL PAPER COequity | $0 | – | -4,911 | -100.0% | -0.06% | – |
| ECL | Exit | ECOLAB INCequity | $0 | – | -1,184 | -100.0% | -0.06% | – |
| FLTR | Exit | VANECK VECTORS ETF TRUSTequity | $0 | – | -9,050 | -100.0% | -0.06% | – |
| VLO | Exit | VALERO ENERGY CORP NEWequity | $0 | – | -2,528 | -100.0% | -0.06% | – |
| ENB | Exit | ENBRIDGE INCequity | $0 | – | -5,893 | -100.0% | -0.06% | – |
| XLV | Exit | SELECT SECTOR SPDR TRequity | $0 | – | -2,351 | -100.0% | -0.06% | – |
| TGT | Exit | TARGET CORPequity | $0 | – | -1,910 | -100.0% | -0.06% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCequity | $0 | – | -9,378 | -100.0% | -0.06% | – |
| FITB | Exit | FIFTH THIRD BANCORPequity | $0 | – | -8,360 | -100.0% | -0.06% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFequity | $0 | – | -945 | -100.0% | -0.06% | – |
| GLW | Exit | CORNING INCequity | $0 | – | -9,211 | -100.0% | -0.06% | – |
| AUY | Exit | YAMANA GOLD INCequity | $0 | – | -70,000 | -100.0% | -0.07% | – |
| PRU | Exit | PRUDENTIAL FINL INCequity | $0 | – | -2,986 | -100.0% | -0.07% | – |
| TXN | Exit | TEXAS INSTRS INCequity | $0 | – | -2,231 | -100.0% | -0.07% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCequity | $0 | – | -874 | -100.0% | -0.07% | – |
| XLF | Exit | SELECT SECTOR SPDR TRequity | $0 | – | -9,689 | -100.0% | -0.07% | – |
| CBRE | Exit | CBRE GROUP INCequity | $0 | – | -5,019 | -100.0% | -0.07% | – |
| BAC | Exit | BANK AMER CORPequity | $0 | – | -9,606 | -100.0% | -0.08% | – |
| VTR | Exit | VENTAS INCequity | $0 | – | -6,098 | -100.0% | -0.08% | – |
| IJS | Exit | ISHARES TRequity | $0 | – | -2,260 | -100.0% | -0.09% | – |
| BK | Exit | BANK NEW YORK MELLON CORPequity | $0 | – | -7,584 | -100.0% | -0.09% | – |
| CF | Exit | CF INDS HLDGS INCequity | $0 | – | -8,271 | -100.0% | -0.10% | – |
| VYM | Exit | VANGUARD WHITEHALL FDS INCequity | $0 | – | -4,312 | -100.0% | -0.10% | – |
| IEF | Exit | ISHARES TRequity | $0 | – | -3,736 | -100.0% | -0.10% | – |
| INXN | Exit | INTERXION HOLDING N.Vequity | $0 | – | -5,126 | -100.0% | -0.10% | – |
| DEM | Exit | WISDOMTREE TRequity | $0 | – | -9,509 | -100.0% | -0.10% | – |
| IEUR | Exit | ISHARES TRequity | $0 | – | -9,000 | -100.0% | -0.11% | – |
| FDX | Exit | FEDEX CORPequity | $0 | – | -3,009 | -100.0% | -0.11% | – |
| CEV | Exit | EATON VANCE CA MUNI INCOME Tequity | $0 | – | -33,911 | -100.0% | -0.11% | – |
| VBR | Exit | VANGUARD INDEX FDSequity | $0 | – | -3,437 | -100.0% | -0.11% | – |
| VSS | Exit | VANGUARD INTL EQUITY INDEX Fequity | $0 | – | -4,317 | -100.0% | -0.12% | – |
| MET | Exit | METLIFE INCequity | $0 | – | -9,705 | -100.0% | -0.12% | – |
| TGE | Exit | TALLGRASS ENERGY LPequity | $0 | – | -23,095 | -100.0% | -0.12% | – |
| DSI | Exit | ISHARES TRequity | $0 | – | -5,048 | -100.0% | -0.15% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT QLT MUequity | $0 | – | -60,256 | -100.0% | -0.22% | – |
| LPT | Exit | LIBERTY PPTY TRequity | $0 | – | -18,936 | -100.0% | -0.28% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STRequity | $0 | – | -112,328 | -100.0% | -0.36% | – |
| PPR | Exit | VOYA PRIME RATE TRequity | $0 | – | -634,745 | -100.0% | -0.77% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOMEequity | $0 | – | -363,938 | -100.0% | -0.90% | – |
| MINT | Exit | PIMCO ETF TRequity | $0 | – | -52,044 | -100.0% | -1.28% | – |
| FTSM | Exit | FIRST TR EXCHANGE TRADED FDequity | $0 | – | -320,292 | -100.0% | -4.65% | – |
| ICSH | Exit | ISHARES TRequity | $0 | – | -383,913 | -100.0% | -4.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.