$606 Million is the total value of NWAM LLC's 248 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 53.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $57,917,000 | +3.3% | 275,361 | -0.0% | 9.56% | +21.8% |
| AAPL | Buy | APPLE INC | $35,549,000 | -27.9% | 306,958 | +127.1% | 5.86% | -15.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $19,809,000 | +6.6% | 87,032 | -5.4% | 3.27% | +25.6% |
| AMZN | Sell | AMAZON COM INC | $17,192,000 | -4.3% | 5,460 | -16.2% | 2.84% | +12.7% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $17,178,000 | +16.3% | 61,827 | +3.6% | 2.83% | +37.0% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $16,157,000 | +5.8% | 154,599 | +0.8% | 2.67% | +24.7% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $13,303,000 | -31.0% | 39,584 | -36.4% | 2.20% | -18.7% |
| BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $8,883,000 | +16.5% | 106,962 | +16.6% | 1.46% | +37.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $8,537,000 | +25.2% | 40,090 | +5.0% | 1.41% | +47.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $8,272,000 | +9.8% | 38,138 | -2.8% | 1.36% | +29.5% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $8,251,000 | +5.2% | 93,526 | +5.4% | 1.36% | +24.0% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $8,185,000 | -12.6% | 103,658 | -13.1% | 1.35% | +3.0% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $6,852,000 | +49.1% | 63,377 | +40.3% | 1.13% | +75.7% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $6,708,000 | +1.6% | 471,717 | -5.7% | 1.11% | +19.7% |
| SHOP | Buy | SHOPIFY INCcl a | $6,623,000 | +145.9% | 6,474 | +128.2% | 1.09% | +189.9% |
| WMT | Buy | WALMART INC | $6,546,000 | +72.2% | 46,784 | +47.4% | 1.08% | +103.0% |
| ITB | Sell | ISHARES TRus home cons etf | $6,408,000 | +21.0% | 113,108 | -5.7% | 1.06% | +42.6% |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RE | $6,138,000 | +7.0% | 286,845 | -0.8% | 1.01% | +26.2% |
| SBUX | Sell | STARBUCKS CORP | $6,107,000 | +13.5% | 71,079 | -2.8% | 1.01% | +33.9% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $6,101,000 | -21.8% | 51,646 | -25.4% | 1.01% | -7.8% |
| COST | Sell | COSTCO WHSL CORP NEW | $5,891,000 | +5.8% | 16,595 | -9.6% | 0.97% | +24.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $5,854,000 | -8.2% | 3,983 | -11.7% | 0.97% | +8.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,501,000 | -23.4% | 36,952 | -27.6% | 0.91% | -9.7% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $5,128,000 | +0.8% | 63,362 | -1.9% | 0.85% | +18.8% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $5,119,000 | +7.1% | 32,724 | -2.1% | 0.84% | +26.3% |
| HD | Sell | HOME DEPOT INC | $5,104,000 | -1.2% | 18,377 | -10.9% | 0.84% | +16.5% |
| FB | Buy | FACEBOOK INCcl a | $4,933,000 | +39.2% | 18,834 | +20.6% | 0.81% | +64.1% |
| GNRC | Sell | GENERAC HLDGS INC | $4,788,000 | +52.2% | 24,725 | -4.1% | 0.79% | +79.5% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $4,767,000 | +6.5% | 116,542 | +0.9% | 0.79% | +25.4% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $4,732,000 | -1.0% | 25,534 | -5.0% | 0.78% | +16.7% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $4,696,000 | +72.8% | 27,575 | +58.8% | 0.78% | +103.4% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $4,662,000 | +10.0% | 27,980 | -26.6% | 0.77% | +29.5% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $4,599,000 | +0.9% | 29,906 | -4.4% | 0.76% | +19.0% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $4,587,000 | +52.3% | 15,603 | +11.7% | 0.76% | +79.4% |
| USB | Sell | US BANCORP DEL | $4,513,000 | -2.7% | 125,884 | -0.0% | 0.74% | +14.8% |
| TIP | Buy | ISHARES TRtips bd etf | $4,490,000 | +4.9% | 35,497 | +2.0% | 0.74% | +23.7% |
| PYPL | Buy | PAYPAL HLDGS INC | $4,447,000 | +13.7% | 22,568 | +0.6% | 0.73% | +34.2% |
| AGG | Sell | ISHARES TRcore us aggbd et | $4,419,000 | -32.7% | 37,429 | -32.6% | 0.73% | -20.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $4,353,000 | +10.8% | 12,999 | +2.1% | 0.72% | +30.5% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $4,101,000 | +22.6% | 54,322 | +12.8% | 0.68% | +44.7% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $4,065,000 | +126.5% | 103,816 | +112.1% | 0.67% | +167.3% |
| ECL | Buy | ECOLAB INC | $4,018,000 | +52.3% | 20,104 | +51.6% | 0.66% | +79.7% |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $4,007,000 | – | 78,539 | +100.0% | 0.66% | – |
| BA | Buy | BOEING CO | $3,938,000 | -5.6% | 23,827 | +4.7% | 0.65% | +11.3% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,813,000 | -17.9% | 2,602 | -20.6% | 0.63% | -3.2% |
| NVDA | Sell | NVIDIA CORPORATION | $3,797,000 | +39.3% | 7,015 | -2.2% | 0.63% | +63.9% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $3,794,000 | -3.6% | 75,744 | -5.4% | 0.63% | +13.6% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $3,748,000 | +7.4% | 20,807 | -1.6% | 0.62% | +26.4% |
| ZBH | Buy | ZIMMER BIOMET HOLDINGS INC | $3,613,000 | +21.9% | 26,540 | +6.8% | 0.60% | +43.6% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $3,589,000 | +5.6% | 71,140 | -0.4% | 0.59% | +24.4% |
| TGT | Buy | TARGET CORP | $3,492,000 | +38.3% | 22,186 | +5.4% | 0.58% | +63.2% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $3,445,000 | -3.6% | 26,779 | -12.1% | 0.57% | +13.6% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $3,371,000 | +6.4% | 19,127 | -1.0% | 0.56% | +25.5% |
| USFR | New | WISDOMTREE TRfloatng rat trea | $3,373,000 | – | 134,326 | +100.0% | 0.56% | – |
| FAST | Buy | FASTENAL CO | $3,300,000 | +6.2% | 73,190 | +0.9% | 0.54% | +25.1% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,275,000 | -9.3% | 75,745 | -16.9% | 0.54% | +6.9% |
| CDW | Buy | CDW CORP | $3,246,000 | +20.7% | 27,160 | +17.3% | 0.54% | +42.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $3,141,000 | +11.7% | 22,602 | -3.9% | 0.52% | +31.5% |
| PFE | Sell | PFIZER INC | $3,142,000 | +5.0% | 85,618 | -6.4% | 0.52% | +23.6% |
| MOS | New | MOSAIC CO NEW | $3,113,000 | – | 170,370 | +100.0% | 0.51% | – |
| IWP | Sell | ISHARES TRrus md cp gr etf | $3,101,000 | +5.5% | 17,941 | -3.5% | 0.51% | +24.3% |
| FFC | Sell | FLAHERTY & CRUMRIN PFD & INM | $2,950,000 | +1.3% | 140,754 | -2.8% | 0.49% | +19.4% |
| SMH | Sell | VANECK VECTORS ETF TRsemiconductor et | $2,937,000 | +13.5% | 16,862 | -0.4% | 0.48% | +34.0% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,805,000 | +1.3% | 30,362 | -0.0% | 0.46% | +19.3% |
| ISTB | New | ISHARES TRcore 1 5 yr usd | $2,775,000 | – | 53,825 | +100.0% | 0.46% | – |
| PCAR | Buy | PACCAR INC | $2,760,000 | +17.1% | 32,369 | +2.9% | 0.46% | +37.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,713,000 | -14.6% | 45,600 | -20.8% | 0.45% | +0.7% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,716,000 | +7.1% | 46,677 | +6.3% | 0.45% | +26.2% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC | $2,627,000 | -2.6% | 244,368 | -0.2% | 0.43% | +14.9% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $2,530,000 | -40.5% | 36,025 | -42.1% | 0.42% | -29.9% |
| URI | Buy | UNITED RENTALS INC | $2,500,000 | +47.8% | 14,329 | +26.2% | 0.41% | +73.8% |
| INTC | Sell | INTEL CORP | $2,426,000 | -39.4% | 46,854 | -30.0% | 0.40% | -28.6% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $2,371,000 | +0.4% | 23,256 | +0.1% | 0.39% | +18.1% |
| QCOM | Sell | QUALCOMM INC | $2,292,000 | +20.0% | 19,477 | -7.0% | 0.38% | +41.6% |
| VOO | Sell | VANGUARD INDEX FDS | $2,214,000 | +1.4% | 7,195 | -6.6% | 0.36% | +19.3% |
| FDX | New | FEDEX CORP | $2,200,000 | – | 8,747 | +100.0% | 0.36% | – |
| ISRG | Buy | INTUITIVE SURGICAL INC | $2,151,000 | +44.7% | 3,031 | +16.1% | 0.36% | +70.7% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $2,146,000 | +14.0% | 48,667 | +3.4% | 0.35% | +34.6% |
| USMV | Sell | ISHARES TRmsci usa min vol | $2,133,000 | -36.8% | 33,462 | -39.9% | 0.35% | -25.4% |
| PTH | New | INVESCO EXCHANGE TRADED FD Tdwa healthcare | $2,124,000 | – | 15,628 | +100.0% | 0.35% | – |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $2,020,000 | -69.3% | 14,997 | -69.3% | 0.33% | -63.8% |
| PPG | Buy | PPG INDS INC | $1,952,000 | +687.1% | 15,990 | +584.8% | 0.32% | +820.0% |
| WHR | New | WHIRLPOOL CORP | $1,954,000 | – | 10,626 | +100.0% | 0.32% | – |
| ARKK | New | ARK ETF TRinnovation etf | $1,942,000 | – | 21,107 | +100.0% | 0.32% | – |
| SBIO | Sell | ALPS ETF TRmed breakthgh | $1,917,000 | -2.2% | 46,603 | -0.5% | 0.32% | +15.3% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $1,906,000 | +3.2% | 17,228 | -0.3% | 0.31% | +21.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,895,000 | -16.0% | 19,686 | -17.9% | 0.31% | -0.9% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $1,831,000 | +12.0% | 17,388 | +2.8% | 0.30% | +31.9% |
| CVX | Sell | CHEVRON CORP NEW | $1,802,000 | -21.6% | 25,021 | -2.8% | 0.30% | -7.8% |
| DVY | Sell | ISHARES TRselect divid etf | $1,798,000 | -1.0% | 22,051 | -2.0% | 0.30% | +16.9% |
| FVD | FIRST TR VALUE LINE DIVID IN | $1,715,000 | +3.8% | 54,507 | 0.0% | 0.28% | +22.5% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,693,000 | -37.8% | 11,306 | -40.5% | 0.28% | -26.8% |
| SPY | New | SPDR S&P 500 ETF TRcall | $1,635,000 | – | 4,600 | +100.0% | 0.27% | – |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $1,633,000 | – | 26,446 | +100.0% | 0.27% | – |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,618,000 | +44.2% | 25,417 | +37.9% | 0.27% | +70.1% |
| IMCV | ISHARES TRmrgstr md cp val | $1,607,000 | +3.7% | 12,266 | 0.0% | 0.26% | +22.1% | |
| VGIT | Buy | VANGUARD SCOTTSDALE FDSinter term treas | $1,497,000 | +49.8% | 21,236 | +50.0% | 0.25% | +76.4% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $1,491,000 | +38.6% | 19,315 | +24.1% | 0.25% | +62.9% |
| WY | Buy | WEYERHAEUSER CO MTN BE | $1,492,000 | +100.8% | 52,309 | +58.2% | 0.25% | +136.5% |
| JNK | Buy | SPDR SER TRbloomberg brclys | $1,486,000 | +12.0% | 14,250 | +8.6% | 0.24% | +31.7% |
| XOM | Sell | EXXON MOBIL CORP | $1,487,000 | -35.9% | 43,310 | -16.6% | 0.24% | -24.6% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $1,460,000 | +160.7% | 25,370 | +179.3% | 0.24% | +209.0% |
| DIS | Sell | DISNEY WALT CO | $1,458,000 | -43.5% | 11,753 | -49.2% | 0.24% | -33.2% |
| MRK | Buy | MERCK & CO. INC | $1,410,000 | +10.8% | 16,993 | +3.3% | 0.23% | +30.9% |
| TAN | Sell | INVESCO EXCH TRADED FD TR IIsolar etf | $1,408,000 | +73.8% | 21,732 | -3.2% | 0.23% | +105.3% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $1,321,000 | +5.3% | 166,122 | -1.6% | 0.22% | +23.9% |
| ABT | Sell | ABBOTT LABS | $1,306,000 | +2.8% | 11,999 | -13.6% | 0.22% | +20.8% |
| BIV | Buy | VANGUARD BD INDEX FDSintermed term | $1,297,000 | +82.4% | 13,878 | +81.9% | 0.21% | +114.0% |
| KL | Buy | KIRKLAND LAKE GOLD LTD | $1,289,000 | +326.8% | 26,452 | +261.1% | 0.21% | +407.1% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,271,000 | -70.3% | 15,336 | -70.4% | 0.21% | -65.0% |
| BLV | Sell | VANGUARD BD INDEX FDSlong term bond | $1,264,000 | -0.1% | 11,297 | -0.3% | 0.21% | +18.1% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $1,246,000 | +1.6% | 23,760 | -2.4% | 0.21% | +19.8% |
| HFWA | HERITAGE FINL CORP WASH | $1,231,000 | -8.1% | 66,947 | 0.0% | 0.20% | +8.6% | |
| WM | Buy | WASTE MGMT INC DEL | $1,225,000 | +13.5% | 10,827 | +6.2% | 0.20% | +33.8% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,216,000 | +69.6% | 14,498 | +65.1% | 0.20% | +101.0% |
| EMB | Sell | ISHARES TRjpmorgan usd emg | $1,210,000 | -2.1% | 10,916 | -3.6% | 0.20% | +15.6% |
| BAC | Sell | BK OF AMERICA CORP | $1,210,000 | +1.3% | 50,215 | -0.1% | 0.20% | +19.8% |
| EMR | Buy | EMERSON ELEC CO | $1,212,000 | +82.0% | 18,477 | +72.2% | 0.20% | +115.1% |
| ABBV | Sell | ABBVIE INC | $1,199,000 | -70.7% | 13,691 | -67.2% | 0.20% | -65.4% |
| T | Sell | AT&T INC | $1,203,000 | -52.9% | 42,199 | -50.1% | 0.20% | -44.7% |
| PGF | Buy | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $1,202,000 | +33.0% | 64,157 | +27.0% | 0.20% | +55.9% |
| FSLR | New | FIRST SOLAR INC | $1,192,000 | – | 18,005 | +100.0% | 0.20% | – |
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,122,000 | +12.8% | 24,256 | -4.9% | 0.18% | +33.1% |
| NTRA | NATERA INC | $1,091,000 | +44.9% | 15,100 | 0.0% | 0.18% | +71.4% | |
| BKLN | Sell | INVESCO EXCH TRADED FD TR IIsr ln etf | $1,080,000 | -3.9% | 49,685 | -5.7% | 0.18% | +13.4% |
| IXUS | Buy | ISHARES TRcore msci total | $1,052,000 | +11.9% | 18,029 | +4.6% | 0.17% | +31.8% |
| HYLD | Sell | EXCHANGE LISTED FDS TRhigh yield etf | $1,010,000 | +0.4% | 33,521 | -2.2% | 0.17% | +18.4% |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $963,000 | +3.2% | 67,147 | 0.0% | 0.16% | +21.4% | |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME | $957,000 | +6.6% | 239,945 | +1.8% | 0.16% | +25.4% |
| COMT | Sell | ISHARES U S ETF TR | $937,000 | -2.4% | 37,513 | -7.2% | 0.16% | +15.7% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $938,000 | +5.0% | 13,787 | -1.8% | 0.16% | +24.0% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $873,000 | -2.6% | 16,733 | -6.4% | 0.14% | +15.2% |
| CSCO | Sell | CISCO SYS INC | $864,000 | -70.0% | 21,930 | -64.5% | 0.14% | -64.5% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $868,000 | -7.2% | 54,326 | -8.8% | 0.14% | +9.2% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $851,000 | +7.3% | 80,957 | +3.1% | 0.14% | +26.1% |
| VWOB | VANGUARD WHITEHALL FDSemerg mkt bd etf | $834,000 | +1.5% | 10,574 | 0.0% | 0.14% | +20.0% | |
| GILD | Sell | GILEAD SCIENCES INC | $825,000 | -38.5% | 13,063 | -25.1% | 0.14% | -27.7% |
| ORCL | Sell | ORACLE CORP | $827,000 | -12.0% | 13,845 | -18.6% | 0.14% | +3.0% |
| CCL | Buy | CARNIVAL CORPunit 99/99/9999 | $806,000 | +17.0% | 53,095 | +26.5% | 0.13% | +38.5% |
| SCHF | SCHWAB STRATEGIC TRintl eqty etf | $799,000 | +5.5% | 25,438 | 0.0% | 0.13% | +24.5% | |
| CNX | New | CNX RES CORP | $786,000 | – | 83,245 | +100.0% | 0.13% | – |
| FLIR | Sell | FLIR SYS INC | $785,000 | -47.5% | 21,910 | -40.6% | 0.13% | -37.8% |
| BKK | Sell | BLACKROCK MUN 2020 TERM TR | $776,000 | -5.7% | 51,612 | -5.8% | 0.13% | +11.3% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $757,000 | +46.4% | 17,908 | -1.4% | 0.12% | +73.6% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $732,000 | -6.4% | 12,138 | -8.8% | 0.12% | +11.0% |
| PHB | Buy | INVESCO EXCH TRADED FD TR IIfndmntl hy crp | $735,000 | +2.5% | 39,638 | +0.0% | 0.12% | +21.0% |
| PCN | Buy | PIMCO CORPORATE & INCOME STR | $713,000 | +0.1% | 45,689 | +1.5% | 0.12% | +18.0% |
| XPH | Buy | SPDR SER TRs&p pharmac | $718,000 | +8.8% | 16,516 | +7.6% | 0.12% | +28.3% |
| ETRN | Sell | EQUITRANS MIDSTREAM CORP | $708,000 | +0.9% | 83,674 | -0.9% | 0.12% | +19.4% |
| DIA | New | SPDR DOW JONES INDL AVERAGEcall | $690,000 | – | 2,300 | +100.0% | 0.11% | – |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $693,000 | -3.3% | 203,217 | -2.6% | 0.11% | +14.0% |
| QQQ | New | INVESCO QQQ TRcall | $680,000 | – | 2,300 | +100.0% | 0.11% | – |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $666,000 | +7.6% | 12,771 | +1.4% | 0.11% | +26.4% |
| CAH | New | CARDINAL HEALTH INC | $651,000 | – | 13,869 | +100.0% | 0.11% | – |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $626,000 | – | 12,772 | +100.0% | 0.10% | – |
| EWU | New | ISHARES TRmsci uk etf new | $622,000 | – | 24,417 | +100.0% | 0.10% | – |
| VIAC | Buy | VIACOMCBS INCcl b | $602,000 | +49.8% | 21,495 | +24.8% | 0.10% | +76.8% |
| DOW | Buy | DOW INC | $600,000 | +15.6% | 12,756 | +0.1% | 0.10% | +35.6% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT IN | $592,000 | +10.2% | 83,137 | +1.6% | 0.10% | +30.7% |
| KO | Buy | COCA COLA CO | $574,000 | +15.5% | 11,625 | +4.5% | 0.10% | +35.7% |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $564,000 | -6.8% | 53,147 | -14.5% | 0.09% | +9.4% |
| ET | Sell | ENERGY TRANSFER LP | $549,000 | -34.8% | 101,368 | -14.3% | 0.09% | -22.9% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $525,000 | -50.4% | 29,159 | -53.2% | 0.09% | -41.2% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $519,000 | +3.6% | 35,729 | 0.0% | 0.09% | +22.9% | |
| MO | Buy | ALTRIA GROUP INC | $508,000 | +5.4% | 13,150 | +7.1% | 0.08% | +25.4% |
| BOH | BANK HAWAII CORP | $505,000 | -17.8% | 10,000 | 0.0% | 0.08% | -3.5% | |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $496,000 | -4.2% | 40,267 | -4.3% | 0.08% | +12.3% |
| PTY | Buy | PIMCO CORPORATE & INCOME OPP | $488,000 | +14.3% | 30,250 | +9.8% | 0.08% | +35.0% |
| SMMV | Sell | ISHARES TRmsci usa smcp mn | $493,000 | -5.6% | 16,886 | -6.2% | 0.08% | +11.0% |
| GOLD | Sell | BARRICK GOLD CORP | $490,000 | -26.9% | 17,444 | -29.9% | 0.08% | -13.8% |
| FREL | Buy | FIDELITY COVINGTON TRUSTmsci rl est etf | $493,000 | +8.8% | 20,982 | +8.2% | 0.08% | +28.6% |
| SRC | Sell | SPIRIT RLTY CAP INC NEW | $482,000 | -11.1% | 14,286 | -8.1% | 0.08% | +5.3% |
| JQC | NUVEEN CR STRATEGIES INCOME | $478,000 | +1.1% | 80,930 | 0.0% | 0.08% | +19.7% | |
| JRI | Sell | NUVEEN REAL ASSET INCOME & G | $467,000 | -40.9% | 38,721 | -42.8% | 0.08% | -30.6% |
| QDF | Sell | FLEXSHARES TRqualt divd idx | $460,000 | -1.7% | 10,302 | -6.9% | 0.08% | +15.2% |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $445,000 | -18.6% | 111,423 | +7.5% | 0.07% | -5.2% |
| IYE | Sell | ISHARES TRu.s. energy etf | $435,000 | -20.9% | 27,244 | -0.8% | 0.07% | -6.5% |
| MUI | BLACKROCK MUNI INTER DR FD I | $435,000 | +1.6% | 31,000 | 0.0% | 0.07% | +20.0% | |
| KEY | Sell | KEYCORP | $423,000 | -3.4% | 35,475 | -1.3% | 0.07% | +14.8% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $406,000 | -48.2% | 25,941 | -49.5% | 0.07% | -39.1% |
| SPHQ | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $403,000 | +12.3% | 10,430 | +2.8% | 0.07% | +32.0% |
| HPI | HANCOCK JOHN PFD INCOME FDsh ben int | $385,000 | -3.8% | 20,448 | 0.0% | 0.06% | +14.3% | |
| BP | Sell | BP PLCsponsored adr | $388,000 | -59.5% | 22,239 | -45.9% | 0.06% | -52.2% |
| SNLN | Sell | HIGHLAND FDS Ihi ld iboxx srln | $385,000 | -14.1% | 24,475 | -14.0% | 0.06% | +1.6% |
| IVZ | Buy | INVESCO LTD | $389,000 | +15.8% | 34,050 | +9.1% | 0.06% | +36.2% |
| FTF | FRANKLIN LTD DURATION INCOME | $366,000 | +0.8% | 42,877 | 0.0% | 0.06% | +17.6% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $360,000 | -26.2% | 14,299 | -4.3% | 0.06% | -13.2% |
| OMP | Sell | OASIS MIDSTREAM PARTNERS LP | $358,000 | -49.7% | 57,772 | -29.2% | 0.06% | -41.0% |
| GE | Sell | GENERAL ELECTRIC CO | $351,000 | -18.2% | 56,307 | -10.3% | 0.06% | -3.3% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $350,000 | -5.1% | 287,232 | -3.4% | 0.06% | +11.5% |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $314,000 | -0.3% | 21,349 | 0.0% | 0.05% | +18.2% | |
| NBH | Sell | NEUBERGER BERMAN MUN FD INC | $312,000 | -61.6% | 20,266 | -65.4% | 0.05% | -55.3% |
| ANH | Sell | ANWORTH MTG ASSET CORP | $302,000 | -20.3% | 184,309 | -17.3% | 0.05% | -5.7% |
| SHYD | New | VANECK VECTORS ETF TRshrt hgh yld mun | $306,000 | – | 12,570 | +100.0% | 0.05% | – |
| STNG | New | SCORPIO TANKERS INC | $305,000 | – | 27,581 | +100.0% | 0.05% | – |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $300,000 | -22.7% | 36,180 | -2.0% | 0.05% | -9.3% |
| KMI | Buy | KINDER MORGAN INC DEL | $293,000 | +14.5% | 23,771 | +40.6% | 0.05% | +33.3% |
| ENBL | Sell | ENABLE MIDSTREAM PARTNERS LP | $289,000 | -16.2% | 69,800 | -5.4% | 0.05% | 0.0% |
| WKHS | New | WORKHORSE GROUP INC | $278,000 | – | 10,978 | +100.0% | 0.05% | – |
| CHI | CALAMOS CONV OPPORTUNITIES &sh ben int | $263,000 | +3.5% | 23,910 | 0.0% | 0.04% | +19.4% | |
| TSI | Sell | TCW STRATEGIC INCOME FD INC | $262,000 | +2.7% | 46,650 | -0.2% | 0.04% | +19.4% |
| OMER | Sell | OMEROS CORP | $261,000 | -34.8% | 25,795 | -5.0% | 0.04% | -23.2% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $257,000 | -27.4% | 28,552 | -0.5% | 0.04% | -16.0% |
| F | Sell | FORD MTR CO DEL | $238,000 | +5.8% | 35,706 | -3.5% | 0.04% | +25.8% |
| BHK | BLACKROCK CORE BD TR | $239,000 | +1.7% | 15,294 | 0.0% | 0.04% | +18.2% | |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $235,000 | 0.0% | 18,238 | 0.0% | 0.04% | +18.2% | |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $229,000 | +1.8% | 40,755 | +0.9% | 0.04% | +22.6% |
| JHS | HANCOCK JOHN INCOME SECS TR | $225,000 | +5.1% | 14,825 | 0.0% | 0.04% | +23.3% | |
| IQDF | New | FLEXSHARES TRintl qltdv idx | $226,000 | – | 10,920 | +100.0% | 0.04% | – |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $217,000 | -11.4% | 13,543 | -15.1% | 0.04% | +5.9% |
| ARCC | Sell | ARES CAPITAL CORP | $221,000 | -69.6% | 15,809 | -68.6% | 0.04% | -64.7% |
| SPE | SPECIAL OPPORTUNITIES FD INC | $216,000 | +10.2% | 17,369 | 0.0% | 0.04% | +33.3% | |
| OYST | OYSTER PT PHARMA INC | $211,000 | -27.0% | 10,000 | 0.0% | 0.04% | -12.5% | |
| TCS | New | CONTAINER STORE GROUP INC | $206,000 | – | 33,250 | +100.0% | 0.03% | – |
| SGOL | Sell | ABERDEEN STD GOLD ETF TR | $197,000 | +3.1% | 10,866 | -2.3% | 0.03% | +22.2% |
| BSE | BLACKROCK NY MUNI INC QLTY T | $192,000 | -1.0% | 14,700 | 0.0% | 0.03% | +18.5% | |
| VGM | INVESCO TR INVT GRADE MUNS | $175,000 | +3.6% | 14,070 | 0.0% | 0.03% | +20.8% | |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $169,000 | +3.7% | 15,035 | +1.1% | 0.03% | +21.7% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALI | $168,000 | -55.1% | 13,198 | -56.3% | 0.03% | -46.2% |
| GGB | Sell | GERDAU SAspon adr rep pfd | $162,000 | +8.7% | 43,749 | -13.1% | 0.03% | +28.6% |
| MQT | BLACKROCK MUNIYIELD QUALITY | $165,000 | +2.5% | 12,600 | 0.0% | 0.03% | +17.4% | |
| NAC | NUVEEN CA QUALTY MUN INCOME | $162,000 | +2.5% | 11,093 | 0.0% | 0.03% | +22.7% | |
| FCX | New | FREEPORT-MCMORAN INCcl b | $157,000 | – | 10,034 | +100.0% | 0.03% | – |
| FEN | Buy | FIRST TR ENERGY INCOME & GRO | $151,000 | -11.2% | 16,675 | +6.4% | 0.02% | +4.2% |
| INBK | Sell | FIRST INTERNET BANCORP | $150,000 | -28.2% | 10,214 | -18.7% | 0.02% | -13.8% |
| SFL | Sell | SFL CORPORATION LTD | $151,000 | -28.8% | 20,172 | -11.5% | 0.02% | -16.7% |
| LEO | BNY MELLON STRATEGIC MUNS IN | $128,000 | +6.7% | 15,500 | 0.0% | 0.02% | +23.5% | |
| AA | ALCOA CORP | $122,000 | +3.4% | 10,530 | 0.0% | 0.02% | +17.6% | |
| EVG | Buy | EATON VANCE SHORT DURATION D | $122,000 | +2.5% | 10,663 | +1.6% | 0.02% | +17.6% |
| INO | Sell | INOVIO PHARMACEUTICALS INC | $116,000 | -57.4% | 10,000 | -1.0% | 0.02% | -50.0% |
| MFA | Sell | MFA FINL INC | $108,000 | -4.4% | 40,275 | -11.0% | 0.02% | +12.5% |
| BEST | Sell | BEST INCsponsored ads | $107,000 | -32.7% | 35,590 | -4.2% | 0.02% | -18.2% |
| ABEV | New | AMBEV SAsponsored adr | $103,000 | – | 45,618 | +100.0% | 0.02% | – |
| ADVM | ADVERUM BIOTECHNOLOGIES INC | $103,000 | -50.7% | 10,000 | 0.0% | 0.02% | -41.4% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $106,000 | -0.9% | 12,625 | 0.0% | 0.02% | +13.3% | |
| STIM | Buy | NEURONETICS INC | $97,000 | +410.5% | 20,000 | +100.0% | 0.02% | +433.3% |
| TRQ | Sell | TURQUOISE HILL RES LTD | $91,000 | -9.9% | 108,450 | -21.6% | 0.02% | +7.1% |
| GPP | Sell | GREEN PLAINS PARTNERS LP | $80,000 | -41.2% | 11,390 | -44.1% | 0.01% | -31.6% |
| AMTX | Sell | AEMETIS INC | $78,000 | +271.4% | 24,300 | -6.9% | 0.01% | +333.3% |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $65,000 | -37.5% | 14,387 | +0.1% | 0.01% | -26.7% |
| GASS | Sell | STEALTHGAS INC | $68,000 | -2.9% | 23,050 | -9.8% | 0.01% | +10.0% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $66,000 | +1.5% | 16,000 | 0.0% | 0.01% | +22.2% | |
| KZR | New | KEZAR LIFE SCIENCES INC | $61,000 | – | 12,592 | +100.0% | 0.01% | – |
| BBCP | New | CONCRETE PUMPING HLDGS INC | $43,000 | – | 12,000 | +100.0% | 0.01% | – |
| ATHX | ATHERSYS INC NEW | $39,000 | -29.1% | 20,000 | 0.0% | 0.01% | -25.0% | |
| WPRT | Sell | WESTPORT FUEL SYSTEMS INC | $38,000 | +11.8% | 23,600 | -13.9% | 0.01% | +20.0% |
| GCI | Sell | GANNETT CO INC | $31,000 | -11.4% | 23,813 | -7.0% | 0.01% | 0.0% |
| RIG | Buy | TRANSOCEAN LTD | $25,000 | -55.4% | 30,503 | +0.1% | 0.00% | -50.0% |
| ZNOG | Exit | ZION OIL & GAS INC | $0 | – | -17,550 | -100.0% | -0.00% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -15,150 | -100.0% | -0.00% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LP | $0 | – | -75,518 | -100.0% | -0.00% | – |
| NEX | Exit | NEXTIER OILFIELD SOLUTIONS | $0 | – | -11,415 | -100.0% | -0.00% | – |
| YPF | Exit | YPF SOCIEDAD ANONIMAspon adr cl d | $0 | – | -10,630 | -100.0% | -0.01% | – |
| SQQQ | Exit | PROSHARES TRultrapro sht qqq | $0 | – | -11,500 | -100.0% | -0.01% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -13,725 | -100.0% | -0.02% | – |
| EQNR | Exit | EQUINOR ASAsponsored adr | $0 | – | -10,562 | -100.0% | -0.02% | – |
| TRTX | Exit | TPG RE FIN TR INC | $0 | – | -18,895 | -100.0% | -0.02% | – |
| NMIH | Exit | NMI HLDGS INCcl a | $0 | – | -10,324 | -100.0% | -0.02% | – |
| JMST | Exit | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $0 | – | -3,968 | -100.0% | -0.03% | – |
| WELL | Exit | WELLTOWER INC | $0 | – | -3,875 | -100.0% | -0.03% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -3,974 | -100.0% | -0.03% | – |
| XSLV | Exit | INVESCO EXCHANGE-TRADED FD Ts&p smlcp low | $0 | – | -5,921 | -100.0% | -0.03% | – |
| JPIB | Exit | J P MORGAN EXCHANGE-TRADED Fglobal bd oprt | $0 | – | -4,115 | -100.0% | -0.03% | – |
| DGS | Exit | WISDOMTREE TRemg mkts smcap | $0 | – | -5,221 | -100.0% | -0.03% | – |
| PGR | Exit | PROGRESSIVE CORP OHIO | $0 | – | -2,575 | -100.0% | -0.03% | – |
| TRV | Exit | TRAVELERS COMPANIES INC | $0 | – | -1,843 | -100.0% | -0.03% | – |
| VBK | Exit | VANGUARD INDEX FDSsml cp grw etf | $0 | – | -1,040 | -100.0% | -0.03% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -938 | -100.0% | -0.03% | – |
| SCHC | Exit | SCHWAB STRATEGIC TRintl sceqt etf | $0 | – | -6,903 | -100.0% | -0.03% | – |
| ANIP | Exit | ANI PHARMACEUTICALS INC | $0 | – | -6,719 | -100.0% | -0.03% | – |
| IFF | Exit | INTERNATIONAL FLAVORS&FRAGRA | $0 | – | -1,772 | -100.0% | -0.03% | – |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -4,707 | -100.0% | -0.03% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -3,709 | -100.0% | -0.03% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -822 | -100.0% | -0.03% | – |
| IUSV | Exit | ISHARES TRcore s&p us vlu | $0 | – | -4,431 | -100.0% | -0.03% | – |
| IEUR | Exit | ISHARES TRcore msci euro | $0 | – | -5,310 | -100.0% | -0.03% | – |
| EXPD | Exit | EXPEDITORS INTL WASH INC | $0 | – | -3,110 | -100.0% | -0.03% | – |
| TFC | Exit | TRUIST FINL CORP | $0 | – | -6,284 | -100.0% | -0.03% | – |
| SCHM | Exit | SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -4,476 | -100.0% | -0.03% | – |
| SCHH | Exit | SCHWAB STRATEGIC TRus reit etf | $0 | – | -6,962 | -100.0% | -0.03% | – |
| RY | Exit | ROYAL BK CDA | $0 | – | -3,571 | -100.0% | -0.03% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -937 | -100.0% | -0.03% | – |
| NVS | Exit | NOVARTIS AGsponsored adr | $0 | – | -2,763 | -100.0% | -0.03% | – |
| PAYC | Exit | PAYCOM SOFTWARE INC | $0 | – | -800 | -100.0% | -0.04% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -3,545 | -100.0% | -0.04% | – |
| HMC | Exit | HONDA MOTOR LTD | $0 | – | -9,770 | -100.0% | -0.04% | – |
| MA | Exit | MASTERCARD INCORPORATEDcl a | $0 | – | -850 | -100.0% | -0.04% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -8,383 | -100.0% | -0.04% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -2,450 | -100.0% | -0.04% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SV | $0 | – | -1,905 | -100.0% | -0.04% | – |
| COLB | Exit | COLUMBIA BKG SYS INC | $0 | – | -9,222 | -100.0% | -0.04% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | -100.0% | -0.04% | – |
| LIN | Exit | LINDE PLC | $0 | – | -1,242 | -100.0% | -0.04% | – |
| BNS | Exit | BANK NOVA SCOTIA B C | $0 | – | -6,400 | -100.0% | -0.04% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -1,604 | -100.0% | -0.04% | – |
| SCHD | Exit | SCHWAB STRATEGIC TRus dividend eq | $0 | – | -5,266 | -100.0% | -0.04% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -5,121 | -100.0% | -0.04% | – |
| MAR | Exit | MARRIOTT INTL INC NEWcl a | $0 | – | -3,286 | -100.0% | -0.04% | – |
| APD | Exit | AIR PRODS & CHEMS INC | $0 | – | -1,145 | -100.0% | -0.04% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -1,390 | -100.0% | -0.04% | – |
| WDFC | Exit | WD-40 CO | $0 | – | -1,400 | -100.0% | -0.04% | – |
| XMLV | Exit | INVESCO EXCH TRADED FD TR IIs&p midcp low | $0 | – | -6,914 | -100.0% | -0.04% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -1,212 | -100.0% | -0.04% | – |
| IGSB | Exit | ISHARES TRsh tr crport etf | $0 | – | -5,436 | -100.0% | -0.04% | – |
| KREF | Exit | KKR REAL ESTATE FIN TR INC | $0 | – | -17,938 | -100.0% | -0.04% | – |
| SCHA | Exit | SCHWAB STRATEGIC TRus sml cap etf | $0 | – | -4,632 | -100.0% | -0.04% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -4,926 | -100.0% | -0.04% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -9,089 | -100.0% | -0.04% | – |
| AON | Exit | AON PLC | $0 | – | -1,690 | -100.0% | -0.04% | – |
| QLD | Exit | PROSHARES TR | $0 | – | -2,184 | -100.0% | -0.04% | – |
| VGLT | Exit | VANGUARD SCOTTSDALE FDSlong term treas | $0 | – | -3,189 | -100.0% | -0.04% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -1,336 | -100.0% | -0.04% | – |
| SCHP | Exit | SCHWAB STRATEGIC TRus tips etf | $0 | – | -5,508 | -100.0% | -0.05% | – |
| OCSI | Exit | OAKTREE STRATEGIC INCOME COR | $0 | – | -51,835 | -100.0% | -0.05% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -4,310 | -100.0% | -0.05% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -5,344 | -100.0% | -0.05% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -1,901 | -100.0% | -0.05% | – |
| SCHX | Exit | SCHWAB STRATEGIC TRus lrg cap etf | $0 | – | -4,572 | -100.0% | -0.05% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -8,071 | -100.0% | -0.05% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -1,169 | -100.0% | -0.05% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -3,634 | -100.0% | -0.05% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -6,544 | -100.0% | -0.05% | – |
| SBRA | Exit | SABRA HEALTH CARE REIT INC | $0 | – | -24,342 | -100.0% | -0.05% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -1,826 | -100.0% | -0.05% | – |
| GOOD | Exit | GLADSTONE COMMERCIAL CORP | $0 | – | -18,574 | -100.0% | -0.05% | – |
| BMO | Exit | BANK MONTREAL QUE | $0 | – | -6,685 | -100.0% | -0.05% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -3,969 | -100.0% | -0.05% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -20,389 | -100.0% | -0.05% | – |
| ZS | Exit | ZSCALER INC | $0 | – | -3,427 | -100.0% | -0.05% | – |
| IXJ | Exit | ISHARES TRglob hlthcre etf | $0 | – | -5,462 | -100.0% | -0.05% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -7,667 | -100.0% | -0.05% | – |
| NARI | Exit | INARI MED INC | $0 | – | -8,000 | -100.0% | -0.05% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -10,590 | -100.0% | -0.05% | – |
| SPTL | Exit | SPDR SER TRportfolio ln tsr | $0 | – | -8,198 | -100.0% | -0.05% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -4,788 | -100.0% | -0.05% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -6,923 | -100.0% | -0.05% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -7,608 | -100.0% | -0.06% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -6,545 | -100.0% | -0.06% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -2,156 | -100.0% | -0.06% | – |
| IMCG | Exit | ISHARES TRmrgstr md cp grw | $0 | – | -1,382 | -100.0% | -0.06% | – |
| BX | Exit | BLACKSTONE GROUP INC | $0 | – | -7,372 | -100.0% | -0.06% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -2,904 | -100.0% | -0.06% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -7,922 | -100.0% | -0.06% | – |
| SUB | Exit | ISHARES TRshrt nat mun etf | $0 | – | -3,968 | -100.0% | -0.06% | – |
| SPIB | Exit | SPDR SER TRportfolio intrmd | $0 | – | -11,849 | -100.0% | -0.06% | – |
| DIA | Exit | SPDR DOW JONES INDL AVERAGEut ser 1 | $0 | – | -1,684 | -100.0% | -0.06% | – |
| CSX | Exit | CSX CORP | $0 | – | -6,228 | -100.0% | -0.06% | – |
| AES | Exit | AES CORP | $0 | – | -30,795 | -100.0% | -0.06% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -1,232 | -100.0% | -0.06% | – |
| IJT | Exit | ISHARES TRs&p sml 600 gwt | $0 | – | -2,666 | -100.0% | -0.06% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -8,231 | -100.0% | -0.06% | – |
| OEF | Exit | ISHARES TRs&p 100 etf | $0 | – | -3,153 | -100.0% | -0.06% | – |
| VOE | Exit | VANGUARD INDEX FDSmcap vl idxvip | $0 | – | -4,678 | -100.0% | -0.06% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -4,248 | -100.0% | -0.06% | – |
| C | Exit | CITIGROUP INC | $0 | – | -9,110 | -100.0% | -0.06% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -11,565 | -100.0% | -0.07% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -8,989 | -100.0% | -0.07% | – |
| PBW | Exit | INVESCO EXCHANGE TRADED FD Twilderhil clan | $0 | – | -11,546 | -100.0% | -0.07% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -1,531 | -100.0% | -0.07% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -9,370 | -100.0% | -0.07% | – |
| PDP | Exit | INVESCO EXCHANGE TRADED FD Tdwa momentum | $0 | – | -7,171 | -100.0% | -0.07% | – |
| IWC | Exit | ISHARES TRmicro-cap etf | $0 | – | -5,608 | -100.0% | -0.07% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -15,845 | -100.0% | -0.07% | – |
| NEM | Exit | NEWMONT CORP | $0 | – | -8,030 | -100.0% | -0.07% | – |
| PH | Exit | PARKER HANNIFIN CORP | $0 | – | -2,806 | -100.0% | -0.07% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -5,260 | -100.0% | -0.07% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -2,990 | -100.0% | -0.07% | – |
| TT | Exit | TRANE TECHNOLOGIES PLC | $0 | – | -5,923 | -100.0% | -0.07% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -3,105 | -100.0% | -0.08% | – |
| RMM | Exit | RIVERNORTH MANAGED DUR MUN I | $0 | – | -31,811 | -100.0% | -0.08% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -4,350 | -100.0% | -0.08% | – |
| IJK | Exit | ISHARES TRs&p mc 400gr etf | $0 | – | -2,470 | -100.0% | -0.08% | – |
| ICSH | Exit | ISHARES TRultr sh trm bd | $0 | – | -11,146 | -100.0% | -0.08% | – |
| O | Exit | REALTY INCOME CORP | $0 | – | -9,618 | -100.0% | -0.08% | – |
| IWB | Exit | ISHARES TRrus 1000 etf | $0 | – | -3,332 | -100.0% | -0.08% | – |
| IYG | Exit | ISHARES TRu.s. fin svc etf | $0 | – | -5,037 | -100.0% | -0.08% | – |
| AVGO | Exit | BROADCOM INC | $0 | – | -1,906 | -100.0% | -0.08% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -1,687 | -100.0% | -0.09% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -3,806 | -100.0% | -0.09% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -3,789 | -100.0% | -0.09% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -5,531 | -100.0% | -0.09% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -2,994 | -100.0% | -0.09% | – |
| PPL | Exit | PPL CORP | $0 | – | -25,268 | -100.0% | -0.09% | – |
| DMO | Exit | WESTERN ASSET MTG DEFINED OP | $0 | – | -44,488 | -100.0% | -0.09% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -4,943 | -100.0% | -0.09% | – |
| MBT | Exit | MOBILE TELESYSTEMS PJSCsponsored adr | $0 | – | -72,814 | -100.0% | -0.09% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -4,000 | -100.0% | -0.10% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -3,998 | -100.0% | -0.10% | – |
| IMCB | Exit | ISHARES TRmrgstr md cp etf | $0 | – | -3,925 | -100.0% | -0.10% | – |
| CNXM | Exit | CNX MIDSTREAM PARTNERS LP | $0 | – | -110,008 | -100.0% | -0.10% | – |
| MDB | Exit | MONGODB INCcl a | $0 | – | -3,220 | -100.0% | -0.10% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -5,506 | -100.0% | -0.10% | – |
| IYM | Exit | ISHARES TRu.s. bas mtl etf | $0 | – | -8,494 | -100.0% | -0.11% | – |
| MSM | Exit | MSC INDL DIRECT INCcl a | $0 | – | -10,370 | -100.0% | -0.11% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -5,356 | -100.0% | -0.11% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -4,142 | -100.0% | -0.11% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -2,617 | -100.0% | -0.11% | – |
| TSLA | Exit | TESLA INC | $0 | – | -742 | -100.0% | -0.11% | – |
| GLW | Exit | CORNING INC | $0 | – | -30,931 | -100.0% | -0.11% | – |
| MPLX | Exit | MPLX LP | $0 | – | -48,195 | -100.0% | -0.12% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -1,864 | -100.0% | -0.12% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -6,902 | -100.0% | -0.12% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -4,313 | -100.0% | -0.12% | – |
| IYW | Exit | ISHARES TRu.s. tech etf | $0 | – | -3,370 | -100.0% | -0.13% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -9,440 | -100.0% | -0.13% | – |
| IJS | Exit | ISHARES TRsp smcp600vl etf | $0 | – | -7,957 | -100.0% | -0.13% | – |
| SCHG | Exit | SCHWAB STRATEGIC TRus lcap gr etf | $0 | – | -9,510 | -100.0% | -0.14% | – |
| NEAR | Exit | ISHARES U S ETF TRsht mat bd etf | $0 | – | -19,860 | -100.0% | -0.14% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -6,135 | -100.0% | -0.14% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -4,345 | -100.0% | -0.14% | – |
| EFAV | Exit | ISHARES TRmin vol eafe etf | $0 | – | -15,832 | -100.0% | -0.15% | – |
| FTEC | Exit | FIDELITY COVINGTON TRmsci info tech i | $0 | – | -12,806 | -100.0% | -0.15% | – |
| MMM | Exit | 3M CO | $0 | – | -7,140 | -100.0% | -0.16% | – |
| MGK | Exit | VANGUARD WORLD FDmega grwth ind | $0 | – | -7,201 | -100.0% | -0.16% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -4,517 | -100.0% | -0.17% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -9,175 | -100.0% | -0.17% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -5,744 | -100.0% | -0.18% | – |
| BYND | Exit | BEYOND MEAT INC | $0 | – | -9,749 | -100.0% | -0.18% | – |
| RYE | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql enr | $0 | – | -47,079 | -100.0% | -0.18% | – |
| IEF | Exit | ISHARES TRbarclays 7 10 yr | $0 | – | -11,414 | -100.0% | -0.20% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -8,680 | -100.0% | -0.20% | – |
| JPST | Exit | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $0 | – | -29,780 | -100.0% | -0.21% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -12,591 | -100.0% | -0.21% | – |
| MELI | Exit | MERCADOLIBRE INC | $0 | – | -1,550 | -100.0% | -0.21% | – |
| V | Exit | VISA INC | $0 | – | -7,927 | -100.0% | -0.21% | – |
| DHR | Exit | DANAHER CORPORATION | $0 | – | -8,791 | -100.0% | -0.22% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -7,601 | -100.0% | -0.22% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -18,321 | -100.0% | -0.22% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -64,601 | -100.0% | -0.22% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -4,013 | -100.0% | -0.23% | – |
| VLUE | Exit | ISHARES TRedge msci usa vl | $0 | – | -22,820 | -100.0% | -0.23% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -29,818 | -100.0% | -0.24% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -10,470 | -100.0% | -0.24% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -5,821 | -100.0% | -0.26% | – |
| GBIL | Exit | GOLDMAN SACHS ETF TRacces treasury | $0 | – | -19,293 | -100.0% | -0.27% | – |
| K | Exit | KELLOGG CO | $0 | – | -29,780 | -100.0% | -0.28% | – |
| SHYG | Exit | ISHARES TR0-5yr hi yl cp | $0 | – | -46,375 | -100.0% | -0.28% | – |
| ESGE | Exit | ISHARES INCesg msci em etf | $0 | – | -62,506 | -100.0% | -0.28% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -13,903 | -100.0% | -0.28% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -14,868 | -100.0% | -0.28% | – |
| PTF | Exit | INVESCO EXCHANGE TRADED FD Tdwa technology | $0 | – | -24,879 | -100.0% | -0.34% | – |
| AAAU | Exit | PERTH MINT PHYSICAL GOLD ETFunit | $0 | – | -140,739 | -100.0% | -0.35% | – |
| HSIC | Exit | HENRY SCHEIN INC | $0 | – | -45,770 | -100.0% | -0.37% | – |
| EFG | Exit | ISHARES TReafe grwth etf | $0 | – | -34,517 | -100.0% | -0.40% | – |
| ESGU | Exit | ISHARES TResg msci usa etf | $0 | – | -51,829 | -100.0% | -0.51% | – |
| GOVT | Exit | ISHARES TRus treas bd etf | $0 | – | -196,505 | -100.0% | -0.77% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.