$714 Million is the total value of NWAM LLC's 420 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 31.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | MICROSOFT CORP | $56,060,000 | +29.5% | 275,468 | +0.4% | 7.85% | +571.3% |
| AAPL | Buy | APPLE INC | $49,304,000 | +135.3% | 135,153 | +64.0% | 6.90% | +1119.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $19,283,000 | +81.7% | 62,264 | +51.6% | 2.70% | +840.4% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $18,584,000 | +27.1% | 91,961 | -1.4% | 2.60% | +558.7% |
| AMZN | Buy | AMAZON COM INC | $17,971,000 | +85.5% | 6,514 | +31.1% | 2.52% | +864.0% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $15,274,000 | +10.6% | 153,372 | -1.1% | 2.14% | +473.2% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $14,776,000 | +19.4% | 59,676 | -8.2% | 2.07% | +519.5% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $9,363,000 | +0.2% | 119,224 | -10.9% | 1.31% | +420.2% |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $7,842,000 | +1.2% | 88,772 | -2.2% | 1.10% | +425.4% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $7,801,000 | +4.0% | 69,266 | -8.4% | 1.09% | +437.9% |
| BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $7,627,000 | +12.2% | 91,756 | +11.0% | 1.07% | +483.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $7,532,000 | +21.4% | 39,240 | -4.7% | 1.05% | +531.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $7,180,000 | +49.7% | 51,058 | +39.6% | 1.00% | +679.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,816,000 | -26.4% | 38,181 | -24.6% | 0.95% | +281.6% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $6,604,000 | +12.1% | 500,300 | -1.0% | 0.92% | +481.8% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $6,571,000 | +541.1% | 48,857 | +488.9% | 0.92% | +3185.7% |
| AGG | Buy | ISHARES TRcore us aggbd et | $6,567,000 | +23.6% | 55,556 | +20.6% | 0.92% | +542.7% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $6,379,000 | +50.9% | 4,512 | +24.1% | 0.89% | +683.3% |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RE | $5,736,000 | +19.4% | 289,245 | -0.7% | 0.80% | +517.7% |
| COST | Buy | COSTCO WHSL CORP NEW | $5,567,000 | +8.6% | 18,361 | +2.1% | 0.78% | +464.5% |
| GOVT | New | ISHARES TRus treas bd etf | $5,500,000 | – | 196,505 | +100.0% | 0.77% | – |
| SBUX | Sell | STARBUCKS CORP | $5,382,000 | +8.9% | 73,131 | -2.7% | 0.75% | +466.2% |
| ITB | Buy | ISHARES TRus home cons etf | $5,296,000 | +82.2% | 119,959 | +19.4% | 0.74% | +850.0% |
| HD | Buy | HOME DEPOT INC | $5,168,000 | +81.8% | 20,630 | +35.5% | 0.72% | +839.0% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $5,087,000 | +3.4% | 64,570 | -7.1% | 0.71% | +435.3% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $4,780,000 | +21.5% | 26,883 | -1.7% | 0.67% | +531.1% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $4,781,000 | +22.1% | 33,433 | +1.1% | 0.67% | +531.1% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $4,646,000 | +50.1% | 3,276 | +23.0% | 0.65% | +673.8% |
| USB | Sell | US BANCORP DEL | $4,637,000 | +6.6% | 125,925 | -0.2% | 0.65% | +454.7% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $4,596,000 | +18.7% | 45,169 | -2.0% | 0.64% | +512.4% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $4,558,000 | +19.6% | 31,282 | -5.2% | 0.64% | +519.4% |
| VEA | Sell | VANGUARD TAX-MANAGED FDSftse dev mkt etf | $4,478,000 | +13.7% | 115,446 | -2.2% | 0.63% | +491.5% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,283,000 | +247.9% | 51,809 | +232.8% | 0.60% | +1718.2% |
| TIP | Buy | ISHARES TRtips bd etf | $4,280,000 | +183.1% | 34,794 | +171.3% | 0.60% | +1361.0% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $4,249,000 | +92.4% | 62,223 | +58.1% | 0.60% | +891.7% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $4,240,000 | +252.5% | 38,134 | +196.1% | 0.59% | +1756.2% |
| BA | Sell | BOEING CO | $4,171,000 | +20.7% | 22,757 | -1.8% | 0.58% | +528.0% |
| ABBV | Buy | ABBVIE INC | $4,094,000 | +160.9% | 41,696 | +102.4% | 0.57% | +1264.3% |
| INTC | Buy | INTEL CORP | $4,002,000 | +52.1% | 66,889 | +37.6% | 0.56% | +688.7% |
| SLYV | Buy | SPDR SER TRs&p 600 smcp val | $3,935,000 | +25.2% | 80,108 | +4.1% | 0.55% | +548.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $3,927,000 | -16.5% | 12,736 | -30.2% | 0.55% | +333.1% |
| PYPL | Buy | PAYPAL HLDGS INC | $3,910,000 | +140.9% | 22,441 | +32.4% | 0.55% | +1143.2% |
| WMT | Buy | WALMART INC | $3,801,000 | +460.6% | 31,730 | +431.7% | 0.53% | +2855.6% |
| ESGU | New | ISHARES TResg msci usa etf | $3,628,000 | – | 51,829 | +100.0% | 0.51% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,610,000 | +14.2% | 91,135 | -3.2% | 0.50% | +494.1% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $3,572,000 | +31.8% | 30,482 | +16.3% | 0.50% | +584.9% |
| FB | Buy | FACEBOOK INCcl a | $3,545,000 | +120.2% | 15,613 | +61.8% | 0.50% | +1053.5% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $3,491,000 | +30.9% | 21,148 | +0.5% | 0.49% | +579.2% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $3,399,000 | +29.5% | 71,399 | +11.6% | 0.48% | +570.4% |
| USMV | Buy | ISHARES TRmsci min vol etf | $3,375,000 | +62.5% | 55,668 | +44.7% | 0.47% | +742.9% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $3,345,000 | +31.5% | 48,178 | +8.4% | 0.47% | +578.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $3,176,000 | -21.9% | 57,603 | -23.9% | 0.44% | +304.5% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $3,167,000 | +18.4% | 19,322 | -4.9% | 0.44% | +515.3% |
| GNRC | New | GENERAC HLDGS INC | $3,145,000 | – | 25,793 | +100.0% | 0.44% | – |
| FAST | New | FASTENAL CO | $3,108,000 | – | 72,548 | +100.0% | 0.44% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,012,000 | +63.3% | 13,963 | +47.2% | 0.42% | +744.0% |
| PFE | Buy | PFIZER INC | $2,991,000 | +59.9% | 91,474 | +59.6% | 0.42% | +721.6% |
| ZBH | Buy | ZIMMER BIOMET HOLDINGS INC | $2,965,000 | +96.2% | 24,844 | +66.2% | 0.42% | +912.2% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $2,940,000 | +123.6% | 18,597 | +72.0% | 0.41% | +1044.4% |
| FFC | Sell | FLAHERTY & CRUMRIN PFD & INM | $2,913,000 | +15.4% | 144,869 | -4.2% | 0.41% | +500.0% |
| CSCO | Buy | CISCO SYS INC | $2,879,000 | +38.7% | 61,738 | +16.9% | 0.40% | +619.6% |
| EFG | New | ISHARES TReafe grwth etf | $2,869,000 | – | 34,517 | +100.0% | 0.40% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $2,812,000 | +19.7% | 23,521 | +10.2% | 0.39% | +525.4% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,770,000 | +14.0% | 30,371 | -0.1% | 0.39% | +487.9% |
| NVDA | Buy | NVIDIA CORPORATION | $2,726,000 | +88.1% | 7,175 | +30.5% | 0.38% | +879.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $2,721,000 | +42.8% | 19,004 | +14.1% | 0.38% | +647.1% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $2,718,000 | +34.0% | 17,363 | +10.3% | 0.38% | +592.7% |
| CDW | New | CDW CORP | $2,690,000 | – | 23,154 | +100.0% | 0.38% | – |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $2,696,000 | +16.4% | 244,879 | +1.8% | 0.38% | +498.4% |
| SHOP | Buy | SHOPIFY INCcl a | $2,693,000 | +314.9% | 2,837 | +82.2% | 0.38% | +1994.4% |
| HSIC | New | HENRY SCHEIN INC | $2,673,000 | – | 45,770 | +100.0% | 0.37% | – |
| ECL | New | ECOLAB INC | $2,638,000 | – | 13,258 | +100.0% | 0.37% | – |
| SMH | Buy | VANECK VECTORS ETF TRsemiconductor et | $2,587,000 | +33.1% | 16,929 | +2.0% | 0.36% | +596.2% |
| DIS | Sell | DISNEY WALT CO | $2,580,000 | +0.7% | 23,136 | -12.7% | 0.36% | +423.2% |
| T | Buy | AT&T INC | $2,556,000 | +14.4% | 84,536 | +10.3% | 0.36% | +496.7% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,535,000 | +5.3% | 43,906 | +2.6% | 0.36% | +446.2% |
| TGT | New | TARGET CORP | $2,525,000 | – | 21,055 | +100.0% | 0.35% | – |
| AAAU | Buy | PERTH MINT PHYSICAL GOLD ETFunit | $2,502,000 | +15.5% | 140,739 | +2.1% | 0.35% | +493.2% |
| PTF | Sell | INVESCO EXCHANGE TRADED FD Tdwa technology | $2,424,000 | +43.8% | 24,879 | -0.3% | 0.34% | +637.0% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $2,362,000 | +3.9% | 23,229 | +1.1% | 0.33% | +442.6% |
| PCAR | Sell | PACCAR INC | $2,356,000 | +21.9% | 31,470 | -0.5% | 0.33% | +534.6% |
| XOM | Buy | EXXON MOBIL CORP | $2,321,000 | +20.0% | 51,909 | +1.9% | 0.32% | +525.0% |
| CVX | Sell | CHEVRON CORP NEW | $2,298,000 | +21.9% | 25,754 | -1.0% | 0.32% | +531.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,255,000 | -19.1% | 23,975 | -22.6% | 0.32% | +321.3% |
| VOO | Buy | VANGUARD INDEX FDS | $2,184,000 | +21.5% | 7,704 | +1.5% | 0.31% | +524.5% |
| IBB | Buy | ISHARES TRnasdaq biotech | $2,032,000 | +189.9% | 14,868 | +128.5% | 0.28% | +1394.7% |
| HON | Sell | HONEYWELL INTL INC | $2,010,000 | +5.8% | 13,903 | -2.1% | 0.28% | +451.0% |
| ESGE | New | ISHARES INCesg msci em etf | $2,005,000 | – | 62,506 | +100.0% | 0.28% | – |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $1,989,000 | – | 46,375 | +100.0% | 0.28% | – |
| K | Buy | KELLOGG CO | $1,967,000 | +15.5% | 29,780 | +4.9% | 0.28% | +497.8% |
| SBIO | Sell | ALPS ETF TRmed breakthgh | $1,960,000 | +31.5% | 46,846 | -0.3% | 0.27% | +585.0% |
| GBIL | Buy | GOLDMAN SACHS ETF TRacces treasury | $1,939,000 | +36.9% | 19,293 | +37.3% | 0.27% | +613.2% |
| QCOM | Buy | QUALCOMM INC | $1,910,000 | +120.6% | 20,944 | +63.7% | 0.27% | +1060.9% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,889,000 | +26.5% | 5,821 | +2.5% | 0.26% | +560.0% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $1,882,000 | +22.8% | 47,050 | +4.8% | 0.26% | +541.5% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,847,000 | +29.8% | 17,278 | +7.8% | 0.26% | +581.6% |
| DVY | Sell | ISHARES TRselect divid etf | $1,816,000 | +9.3% | 22,499 | -0.4% | 0.25% | +464.4% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $1,795,000 | +17.6% | 48,943 | -26.1% | 0.25% | +512.2% |
| GLD | Buy | SPDR GOLD TR | $1,752,000 | +58.7% | 10,470 | +40.4% | 0.24% | +716.7% |
| IEFA | New | ISHARES TRcore msci eafe | $1,704,000 | – | 29,818 | +100.0% | 0.24% | – |
| URI | Sell | UNITED RENTALS INC | $1,692,000 | +41.1% | 11,352 | -2.5% | 0.24% | +640.6% |
| VLUE | New | ISHARES TRedge msci usa vl | $1,649,000 | – | 22,820 | +100.0% | 0.23% | – |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,653,000 | +8.5% | 54,507 | -0.9% | 0.23% | +463.4% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $1,635,000 | +28.3% | 16,917 | +3.9% | 0.23% | +573.5% |
| NOW | Buy | SERVICENOW INC | $1,626,000 | +92.7% | 4,013 | +36.2% | 0.23% | +891.3% |
| BBN | Buy | BLACKROCK TAX MUNICPAL BD TR | $1,610,000 | +15.6% | 64,601 | +1.1% | 0.22% | +492.1% |
| ETN | Sell | EATON CORP PLC | $1,603,000 | -19.8% | 18,321 | -28.8% | 0.22% | +314.8% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $1,572,000 | +28.2% | 7,601 | -2.0% | 0.22% | +566.7% |
| DHR | Buy | DANAHER CORPORATION | $1,555,000 | +28.1% | 8,791 | +0.3% | 0.22% | +560.6% |
| IMCV | Sell | ISHARES TRmrgstr md cp val | $1,549,000 | +14.4% | 12,266 | -3.2% | 0.22% | +486.5% |
| V | Buy | VISA INC | $1,531,000 | +19.9% | 7,927 | +0.0% | 0.21% | +529.4% |
| MELI | Sell | MERCADOLIBRE INC | $1,528,000 | +78.7% | 1,550 | -11.4% | 0.21% | +830.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,521,000 | +49.7% | 12,591 | +37.4% | 0.21% | +688.9% |
| JPST | New | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $1,511,000 | – | 29,780 | +100.0% | 0.21% | – |
| FLIR | Buy | FLIR SYS INC | $1,496,000 | +87.0% | 36,879 | +47.1% | 0.21% | +850.0% |
| ISRG | Buy | INTUITIVE SURGICAL INC | $1,487,000 | +146.2% | 2,610 | +113.9% | 0.21% | +1200.0% |
| UNP | Buy | UNION PAC CORP | $1,467,000 | +20.8% | 8,680 | +0.9% | 0.20% | +521.2% |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $1,391,000 | +61.9% | 11,414 | +61.5% | 0.20% | +747.8% |
| GILD | Buy | GILEAD SCIENCES INC | $1,342,000 | +4.2% | 17,445 | +1.3% | 0.19% | +437.1% |
| HFWA | Sell | HERITAGE FINL CORP WASH | $1,339,000 | -2.3% | 66,947 | -2.3% | 0.19% | +405.4% |
| JNK | Sell | SPDR SER TRbloomberg brclys | $1,327,000 | +6.2% | 13,117 | -0.6% | 0.19% | +447.1% |
| RYE | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql enr | $1,321,000 | +40.4% | 47,079 | +0.1% | 0.18% | +640.0% |
| BYND | Sell | BEYOND MEAT INC | $1,306,000 | +87.6% | 9,749 | -6.7% | 0.18% | +863.2% |
| MRK | Buy | MERCK & CO. INC | $1,272,000 | +9.7% | 16,455 | +9.3% | 0.18% | +474.2% |
| ABT | Buy | ABBOTT LABS | $1,270,000 | +26.7% | 13,894 | +9.5% | 0.18% | +559.3% |
| BLV | Sell | VANGUARD BD INDEX FDSlong term bond | $1,265,000 | -0.6% | 11,331 | -4.9% | 0.18% | +420.6% |
| CLX | Buy | CLOROX CO DEL | $1,260,000 | +54.2% | 5,744 | +21.8% | 0.18% | +700.0% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $1,254,000 | +46.5% | 168,777 | -1.3% | 0.18% | +665.2% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,236,000 | +23.0% | 11,321 | +8.9% | 0.17% | +540.7% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $1,226,000 | -10.2% | 24,354 | -22.8% | 0.17% | +364.9% |
| PEP | Buy | PEPSICO INC | $1,213,000 | +12.7% | 9,175 | +2.4% | 0.17% | +486.2% |
| BAC | Sell | BK OF AMERICA CORP | $1,194,000 | +5.2% | 50,287 | -5.9% | 0.17% | +438.7% |
| IHI | New | ISHARES TRu.s. med dvc etf | $1,196,000 | – | 4,517 | +100.0% | 0.17% | – |
| MGK | Buy | VANGUARD WORLD FDmega grwth ind | $1,177,000 | +63.9% | 7,201 | +27.5% | 0.16% | +768.4% |
| BKLN | Sell | INVESCO EXCHANGE-TRADED FD Tsr ln etf | $1,124,000 | +3.5% | 52,668 | -0.8% | 0.16% | +441.4% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,122,000 | +37.2% | 18,432 | +20.4% | 0.16% | +613.6% |
| MMM | Buy | 3M CO | $1,114,000 | +35.4% | 7,140 | +18.4% | 0.16% | +609.1% |
| AAXJ | Sell | ISHARES TRmsci ac asia etf | $1,076,000 | +15.6% | 15,560 | -0.2% | 0.15% | +504.0% |
| WM | New | WASTE MGMT INC DEL | $1,079,000 | – | 10,191 | +100.0% | 0.15% | – |
| IAU | Sell | ISHARES GOLD TRUSTishares | $1,059,000 | -38.9% | 62,302 | -45.8% | 0.15% | +214.9% |
| FTEC | New | FIDELITY COVINGTON TRmsci info tech i | $1,053,000 | – | 12,806 | +100.0% | 0.15% | – |
| EFAV | New | ISHARES TRmin vol eafe etf | $1,046,000 | – | 15,832 | +100.0% | 0.15% | – |
| AMGN | Sell | AMGEN INC | $1,025,000 | +13.0% | 4,345 | -2.9% | 0.14% | +495.8% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $1,006,000 | +10.7% | 6,135 | +11.3% | 0.14% | +464.0% |
| HYLD | Sell | EXCHANGE LISTED FDS TRhigh yield etf | $1,006,000 | +17.5% | 34,272 | -0.3% | 0.14% | +513.0% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $999,000 | -25.4% | 14,162 | -25.4% | 0.14% | +288.9% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $995,000 | +18.7% | 25,519 | +4.8% | 0.14% | +504.3% |
| NEAR | New | ISHARES U S ETF TRsht mat bd etf | $993,000 | – | 19,860 | +100.0% | 0.14% | – |
| SCHG | SCHWAB STRATEGIC TRus lcap gr etf | $966,000 | +27.6% | 9,510 | 0.0% | 0.14% | +575.0% | |
| COMT | Buy | ISHARES U S ETF TR | $960,000 | +181.5% | 40,422 | +166.3% | 0.13% | +1388.9% |
| BP | Sell | BP PLCsponsored adr | $959,000 | -11.8% | 41,110 | -7.8% | 0.13% | +362.1% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $958,000 | +24.6% | 7,957 | +3.4% | 0.13% | +538.1% |
| IXUS | Buy | ISHARES TRcore msci total | $940,000 | +29.7% | 17,241 | +11.8% | 0.13% | +560.0% |
| ORCL | Buy | ORACLE CORP | $940,000 | +20.1% | 16,999 | +4.9% | 0.13% | +528.6% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $935,000 | +10.0% | 59,576 | -4.3% | 0.13% | +469.6% |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $933,000 | +2.6% | 67,147 | 0.0% | 0.13% | +424.0% | |
| NKE | Buy | NIKE INCcl b | $926,000 | +42.2% | 9,440 | +19.9% | 0.13% | +622.2% |
| IYW | Buy | ISHARES TRu.s. tech etf | $909,000 | +37.5% | 3,370 | +4.2% | 0.13% | +605.6% |
| PGF | New | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $904,000 | – | 50,502 | +100.0% | 0.13% | – |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME | $898,000 | +11.7% | 235,597 | -1.0% | 0.13% | +472.7% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $896,000 | +15.5% | 17,873 | +1.9% | 0.12% | +495.2% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $895,000 | +5.3% | 4,313 | -16.2% | 0.12% | +443.5% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $893,000 | -17.6% | 14,037 | -28.5% | 0.12% | +331.0% |
| TXN | Sell | TEXAS INSTRS INC | $876,000 | +26.6% | 6,902 | -0.3% | 0.12% | +547.4% |
| NFLX | Buy | NETFLIX INC | $848,000 | +24.7% | 1,864 | +3.0% | 0.12% | +561.1% |
| ET | Buy | ENERGY TRANSFER LP | $842,000 | +74.7% | 118,227 | +12.8% | 0.12% | +807.7% |
| MPLX | Buy | MPLX LP | $833,000 | +140.1% | 48,195 | +61.4% | 0.12% | +1200.0% |
| VWOB | New | VANGUARD WHITEHALL FDSemerg mkt bd etf | $822,000 | – | 10,574 | +100.0% | 0.12% | – |
| BKK | Sell | BLACKROCK MUN 2020 TERM TR | $823,000 | -42.7% | 54,787 | -44.0% | 0.12% | +194.9% |
| NBH | Buy | NEUBERGER BERMAN MUN FD INC | $812,000 | -4.8% | 58,515 | +0.4% | 0.11% | +395.7% |
| TAN | Sell | INVESCO EXCHANGE-TRADED FD Tsolar etf | $810,000 | +41.9% | 22,451 | -0.8% | 0.11% | +653.3% |
| GLW | New | CORNING INC | $801,000 | – | 30,931 | +100.0% | 0.11% | – |
| TSLA | Buy | TESLA INC | $801,000 | +121.3% | 742 | +7.5% | 0.11% | +1020.0% |
| AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $793,000 | +6.9% | 78,508 | -2.0% | 0.11% | +455.0% |
| JRI | Sell | NUVEEN REAL ASSET INCOME & G | $790,000 | +16.9% | 67,677 | -1.2% | 0.11% | +516.7% |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $784,000 | +4.4% | 51,323 | +0.3% | 0.11% | +450.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $782,000 | +9.2% | 13,305 | +3.6% | 0.11% | +473.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $772,000 | +23.1% | 2,617 | +4.1% | 0.11% | +535.3% |
| MCD | Buy | MCDONALDS CORP | $764,000 | +12.7% | 4,142 | +1.0% | 0.11% | +494.4% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $757,000 | +14.2% | 25,438 | -0.9% | 0.11% | +488.9% |
| KMB | Buy | KIMBERLY CLARK CORP | $757,000 | +15.7% | 5,356 | +4.7% | 0.11% | +488.9% |
| IYM | Sell | ISHARES TRu.s. bas mtl etf | $758,000 | +26.3% | 8,494 | -2.0% | 0.11% | +562.5% |
| MSM | New | MSC INDL DIRECT INCcl a | $755,000 | – | 10,370 | +100.0% | 0.11% | – |
| NTRA | New | NATERA INC | $753,000 | – | 15,100 | +100.0% | 0.10% | – |
| WY | Sell | WEYERHAEUSER CO MTN BE | $743,000 | -47.5% | 33,060 | -60.4% | 0.10% | +173.7% |
| LOW | Buy | LOWES COS INC | $744,000 | +59.3% | 5,506 | +1.5% | 0.10% | +700.0% |
| CNXM | Sell | CNX MIDSTREAM PARTNERS LP | $732,000 | -18.0% | 110,008 | -0.2% | 0.10% | +325.0% |
| ARCC | Sell | ARES CAPITAL CORP | $727,000 | +29.8% | 50,338 | -3.1% | 0.10% | +580.0% |
| MDB | Buy | MONGODB INCcl a | $729,000 | +67.6% | 3,220 | +1.1% | 0.10% | +750.0% |
| IMCB | Sell | ISHARES TRmrgstr md cp etf | $724,000 | +16.2% | 3,925 | -3.5% | 0.10% | +494.1% |
| PHB | INVESCO EXCH TRADED FD TR IIfndmntl hy crp | $717,000 | +9.1% | 39,637 | 0.0% | 0.10% | +455.6% | |
| BIV | Buy | VANGUARD BD INDEX FDSintermed term | $711,000 | +141.0% | 7,628 | +130.7% | 0.10% | +1150.0% |
| PCN | Sell | PIMCO CORPORATE & INCOME STR | $712,000 | +17.9% | 45,022 | -0.6% | 0.10% | +525.0% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $717,000 | +28.3% | 208,566 | +1.5% | 0.10% | +566.7% |
| OMP | Buy | OASIS MIDSTREAM PARTNERS LP | $712,000 | +76.2% | 81,634 | +0.0% | 0.10% | +809.1% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $717,000 | +83.8% | 8,782 | +73.6% | 0.10% | +809.1% |
| ETRN | New | EQUITRANS MIDSTREAM CORP | $702,000 | – | 84,430 | +100.0% | 0.10% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $702,000 | – | 3,998 | +100.0% | 0.10% | – |
| EFX | EQUIFAX INC | $688,000 | +43.9% | 4,000 | 0.0% | 0.10% | +638.5% | |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $689,000 | – | 41,975 | +100.0% | 0.10% | – |
| MBT | Buy | MOBILE TELESYSTEMS PJSCsponsored adr | $669,000 | +92.2% | 72,814 | +58.9% | 0.09% | +944.4% |
| GOLD | Sell | BARRICK GOLD CORPORATION | $670,000 | +1.4% | 24,881 | -31.1% | 0.09% | +422.2% |
| EMR | Buy | EMERSON ELEC CO | $666,000 | +37.0% | 10,732 | +5.3% | 0.09% | +615.4% |
| XPH | Buy | SPDR SER TRs&p pharmac | $660,000 | +19.8% | 15,351 | +0.4% | 0.09% | +513.3% |
| IJJ | Sell | ISHARES TRs&p mc 400vl etf | $657,000 | +13.7% | 4,943 | -6.2% | 0.09% | +475.0% |
| DMO | Sell | WESTERN ASSET MTG DEFINED OP | $653,000 | +13.8% | 44,488 | -0.9% | 0.09% | +506.7% |
| PPL | Buy | PPL CORP | $653,000 | +5.7% | 25,268 | +1.0% | 0.09% | +435.3% |
| ACN | Buy | ACCENTURE PLC IRELAND | $643,000 | +32.3% | 2,994 | +0.6% | 0.09% | +592.3% |
| MUB | New | ISHARES TRnational mun etf | $638,000 | – | 5,531 | +100.0% | 0.09% | – |
| LH | Buy | LABORATORY CORP AMER HLDGS | $629,000 | +208.3% | 3,789 | +134.8% | 0.09% | +1366.7% |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $619,000 | +14.8% | 12,596 | -1.9% | 0.09% | +480.0% |
| LLY | Buy | LILLY ELI & CO | $625,000 | +23.0% | 3,806 | +3.8% | 0.09% | +521.4% |
| BOH | BANK HAWAII CORP | $614,000 | +11.2% | 10,000 | 0.0% | 0.09% | +473.3% | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $611,000 | +115.1% | 1,687 | +68.2% | 0.09% | +975.0% |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $605,000 | +31.8% | 62,183 | -0.7% | 0.08% | +608.3% |
| IYG | New | ISHARES TRu.s. fin svc etf | $601,000 | – | 5,037 | +100.0% | 0.08% | – |
| AVGO | Buy | BROADCOM INC | $602,000 | +64.0% | 1,906 | +23.3% | 0.08% | +740.0% |
| O | Buy | REALTY INCOME CORP | $572,000 | +45.2% | 9,618 | +21.6% | 0.08% | +627.3% |
| IWB | Buy | ISHARES TRrus 1000 etf | $572,000 | +27.4% | 3,332 | +5.0% | 0.08% | +566.7% |
| ICSH | New | ISHARES TRultr sh trm bd | $564,000 | – | 11,146 | +100.0% | 0.08% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $560,000 | – | 9,083 | +100.0% | 0.08% | – |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $547,000 | +91.3% | 103,611 | +31.4% | 0.08% | +862.5% |
| IYE | Buy | ISHARES TRu.s. energy etf | $550,000 | +34.5% | 27,474 | +2.9% | 0.08% | +600.0% |
| CAT | Buy | CATERPILLAR INC DEL | $550,000 | +44.0% | 4,350 | +32.2% | 0.08% | +670.0% |
| IJK | Sell | ISHARES TRs&p mc 400gr etf | $553,000 | +8.2% | 2,470 | -13.7% | 0.08% | +450.0% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $542,000 | +51.8% | 15,553 | +13.8% | 0.08% | +660.0% |
| RMM | Sell | RIVERNORTH MANAGED DUR MUN I | $545,000 | -8.4% | 31,811 | -4.5% | 0.08% | +375.0% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $537,000 | +29.1% | 81,833 | -0.4% | 0.08% | +581.8% |
| CMI | Buy | CUMMINS INC | $538,000 | +128.0% | 3,105 | +77.7% | 0.08% | +1150.0% |
| TT | Sell | TRANE TECHNOLOGIES PLC | $527,000 | -73.4% | 5,923 | -75.3% | 0.07% | +37.0% |
| DOW | Buy | DOW INC | $519,000 | +48.3% | 12,739 | +6.3% | 0.07% | +711.1% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $518,000 | +15.1% | 42,055 | -1.5% | 0.07% | +508.3% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $523,000 | +121.6% | 2,990 | +79.9% | 0.07% | +1116.7% |
| SMMV | Sell | ISHARES TRedge msci minm | $522,000 | +5.2% | 18,003 | -6.2% | 0.07% | +461.5% |
| PH | New | PARKER HANNIFIN CORP | $514,000 | – | 2,806 | +100.0% | 0.07% | – |
| IWN | Sell | ISHARES TRrus 2000 val etf | $513,000 | -12.9% | 5,260 | -26.8% | 0.07% | +350.0% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $517,000 | +38.2% | 18,170 | -0.9% | 0.07% | +620.0% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $501,000 | 0.0% | 35,729 | -1.9% | 0.07% | +400.0% |
| KO | Buy | COCA COLA CO | $497,000 | +20.0% | 11,120 | +18.7% | 0.07% | +536.4% |
| NEM | Sell | NEWMONT CORP | $496,000 | +0.4% | 8,030 | -26.3% | 0.07% | +430.8% |
| UBER | Sell | UBER TECHNOLOGIES INC | $492,000 | -53.6% | 15,845 | -58.3% | 0.07% | +137.9% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $488,000 | -8.4% | 14,940 | -2.1% | 0.07% | +385.7% |
| IWC | Buy | ISHARES TRmicro-cap etf | $489,000 | +31.8% | 5,608 | +1.2% | 0.07% | +580.0% |
| SO | Buy | SOUTHERN CO | $486,000 | -3.4% | 9,370 | +0.8% | 0.07% | +385.7% |
| PDP | Buy | INVESCO EXCHANGE TRADED FD Tdwa momentum | $483,000 | +27.8% | 7,171 | +2.3% | 0.07% | +580.0% |
| MO | Buy | ALTRIA GROUP INC | $482,000 | +21.7% | 12,277 | +19.9% | 0.07% | +509.1% |
| GWW | New | GRAINGER W W INC | $481,000 | – | 1,531 | +100.0% | 0.07% | – |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $473,000 | +16.2% | 8,989 | +0.6% | 0.07% | +500.0% |
| QDF | Buy | FLEXSHARES TRqualt divd idx | $468,000 | +27.9% | 11,066 | +8.8% | 0.07% | +560.0% |
| JQC | NUVEEN CR STRATEGIES INCOME | $473,000 | +3.1% | 80,930 | 0.0% | 0.07% | +450.0% | |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $469,000 | – | 11,546 | +100.0% | 0.07% | – |
| BIP | Buy | BROOKFIELD INFRAST PARTNERSlp int unit | $475,000 | +15.0% | 11,565 | +0.7% | 0.07% | +500.0% |
| C | Buy | CITIGROUP INC | $466,000 | +35.5% | 9,110 | +11.7% | 0.06% | +622.2% |
| IVE | Sell | ISHARES TRs&p 500 val etf | $460,000 | -16.4% | 4,248 | -25.6% | 0.06% | +326.7% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $453,000 | +24.8% | 2,666 | +1.3% | 0.06% | +530.0% |
| LMT | Buy | LOCKHEED MARTIN CORP | $450,000 | +22.0% | 1,232 | +13.2% | 0.06% | +530.0% |
| SYY | New | SYSCO CORP | $450,000 | – | 8,231 | +100.0% | 0.06% | – |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $448,000 | +20.8% | 4,678 | +2.4% | 0.06% | +530.0% |
| FREL | Buy | FIDELITY COVINGTON TRmsci rl est etf | $453,000 | +24.1% | 19,387 | +10.6% | 0.06% | +530.0% |
| OEF | Buy | ISHARES TRs&p 100 etf | $449,000 | +20.4% | 3,153 | +0.2% | 0.06% | +530.0% |
| SNLN | HIGHLAND FDS Ihi ld iboxx srln | $448,000 | +1.6% | 28,475 | 0.0% | 0.06% | +425.0% | |
| AES | Buy | AES CORP | $446,000 | +94.8% | 30,795 | +83.1% | 0.06% | +933.3% |
| SPIB | New | SPDR SER TRportfolio intrmd | $433,000 | – | 11,849 | +100.0% | 0.06% | – |
| KEY | Buy | KEYCORP | $438,000 | +22.0% | 35,936 | +3.7% | 0.06% | +510.0% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $434,000 | +36.1% | 1,684 | +15.6% | 0.06% | +577.8% |
| CSX | Sell | CSX CORP | $434,000 | +17.6% | 6,228 | -3.2% | 0.06% | +510.0% |
| GE | Buy | GENERAL ELECTRIC CO | $429,000 | -2.7% | 62,747 | +13.1% | 0.06% | +400.0% |
| MUI | BLACKROCK MUNI INTER DR FD I | $428,000 | +5.7% | 31,000 | 0.0% | 0.06% | +445.5% | |
| CIEN | Sell | CIENA CORP | $429,000 | +35.8% | 7,922 | -0.3% | 0.06% | +566.7% |
| SUB | New | ISHARES TRshrt nat mun etf | $428,000 | – | 3,968 | +100.0% | 0.06% | – |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $432,000 | +13.4% | 2,904 | +4.0% | 0.06% | +500.0% |
| PTY | Buy | PIMCO CORPORATE & INCOME OPP | $427,000 | +32.2% | 27,550 | +10.0% | 0.06% | +566.7% |
| BX | Sell | BLACKSTONE GROUP INC | $418,000 | +21.2% | 7,372 | -2.7% | 0.06% | +555.6% |
| CRM | Buy | SALESFORCE COM INC | $404,000 | +34.7% | 2,156 | +3.4% | 0.06% | +612.5% |
| IMCG | ISHARES TRmrgstr md cp grw | $405,000 | +34.6% | 1,382 | 0.0% | 0.06% | +612.5% | |
| OMER | Sell | OMEROS CORP | $400,000 | +5.0% | 27,145 | -4.7% | 0.06% | +460.0% |
| HPI | HANCOCK JOHN PFD INCOME FDsh ben int | $400,000 | +21.6% | 20,448 | 0.0% | 0.06% | +522.2% | |
| LEN | Sell | LENNAR CORPcl a | $403,000 | -15.3% | 6,545 | -47.4% | 0.06% | +330.8% |
| VIAC | New | VIACOMCBS INCcl b | $402,000 | – | 17,224 | +100.0% | 0.06% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $392,000 | +50.2% | 7,608 | +22.7% | 0.06% | +685.7% |
| SPTL | New | SPDR SER TRportfolio ln tsr | $385,000 | – | 8,198 | +100.0% | 0.05% | – |
| D | Buy | DOMINION ENERGY INC | $389,000 | +20.8% | 4,788 | +7.4% | 0.05% | +500.0% |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $386,000 | – | 7,667 | +100.0% | 0.05% | – |
| RIO | Sell | RIO TINTO PLCsponsored adr | $389,000 | +17.9% | 6,923 | -4.5% | 0.05% | +500.0% |
| ALK | Sell | ALASKA AIR GROUP INC | $384,000 | +8.2% | 10,590 | -15.0% | 0.05% | +440.0% |
| NARI | New | INARI MED INC | $388,000 | – | 8,000 | +100.0% | 0.05% | – |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $388,000 | +33.8% | 36,935 | -5.9% | 0.05% | +575.0% |
| ANH | Buy | ANWORTH MTG ASSET CORP | $379,000 | +60.6% | 222,891 | +6.5% | 0.05% | +783.3% |
| IXJ | Sell | ISHARES TRglob hlthcre etf | $376,000 | -10.0% | 5,462 | -20.4% | 0.05% | +381.8% |
| ZS | Sell | ZSCALER INC | $375,000 | +78.6% | 3,427 | -0.9% | 0.05% | +766.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $370,000 | +28.5% | 20,389 | +1.2% | 0.05% | +550.0% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS QUALI | $374,000 | -36.6% | 30,198 | -38.6% | 0.05% | +225.0% |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $369,000 | +45.8% | 297,232 | +6.8% | 0.05% | +642.9% |
| FTF | Sell | FRANKLIN LTD DURATION INCOME | $363,000 | +5.2% | 42,877 | -2.5% | 0.05% | +466.7% |
| MDT | Buy | MEDTRONIC PLC | $364,000 | +17.8% | 3,969 | +15.8% | 0.05% | +537.5% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $354,000 | +43.9% | 28,698 | +4.6% | 0.05% | +614.3% |
| SPHQ | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $359,000 | +0.3% | 10,150 | -15.1% | 0.05% | +400.0% |
| BMO | Sell | BANK MONTREAL QUE | $355,000 | +2.6% | 6,685 | -2.9% | 0.05% | +455.6% |
| GOOD | Sell | GLADSTONE COMMERCIAL CORP | $348,000 | +20.8% | 18,574 | -7.4% | 0.05% | +512.5% |
| DG | Buy | DOLLAR GEN CORP NEW | $348,000 | +28.4% | 1,826 | +1.8% | 0.05% | +600.0% |
| DD | Sell | DUPONT DE NEMOURS INC | $348,000 | +52.0% | 6,544 | -2.4% | 0.05% | +716.7% |
| SBRA | Buy | SABRA HEALTH CARE REIT INC | $351,000 | +33.5% | 24,342 | +1.1% | 0.05% | +600.0% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $346,000 | +38.4% | 3,634 | +26.4% | 0.05% | +585.7% |
| ENBL | Buy | ENABLE MIDSTREAM PARTNERS LP | $345,000 | -99.8% | 73,750 | +0.5% | 0.05% | -99.1% |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $339,000 | – | 4,572 | +100.0% | 0.05% | – |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $339,000 | +22.4% | 1,169 | +0.5% | 0.05% | +571.4% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $333,000 | +8.5% | 1,901 | -11.2% | 0.05% | +487.5% |
| IVZ | Buy | INVESCO LTD | $336,000 | +50.0% | 31,212 | +26.7% | 0.05% | +683.3% |
| COP | Buy | CONOCOPHILLIPS | $339,000 | +43.6% | 8,071 | +5.5% | 0.05% | +683.3% |
| SCHP | New | SCHWAB STRATEGIC TRus tips etf | $331,000 | – | 5,508 | +100.0% | 0.05% | – |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $327,000 | +20.2% | 4,310 | -5.9% | 0.05% | +557.1% |
| OCSI | Sell | OAKTREE STRATEGIC INCOME COR | $329,000 | +12.3% | 51,835 | -2.0% | 0.05% | +475.0% |
| CMF | New | ISHARES TRcalif mun bd etf | $332,000 | – | 5,344 | +100.0% | 0.05% | – |
| VGLT | Sell | VANGUARD SCOTTSDALE FDSlong term treas | $319,000 | -1.8% | 3,189 | -0.9% | 0.04% | +400.0% |
| NEE | NEXTERA ENERGY INC | $321,000 | 0.0% | 1,336 | 0.0% | 0.04% | +400.0% | |
| QLD | New | PROSHARES TR | $323,000 | – | 2,184 | +100.0% | 0.04% | – |
| AON | New | AON PLC | $325,000 | – | 1,690 | +100.0% | 0.04% | – |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $315,000 | +5.0% | 21,349 | 0.0% | 0.04% | +450.0% | |
| JCI | Buy | JOHNSON CTLS INTL PLC | $310,000 | +26.5% | 9,089 | +0.1% | 0.04% | +514.3% |
| KL | Sell | KIRKLAND LAKE GOLD LTD | $302,000 | -48.5% | 7,326 | -63.0% | 0.04% | +162.5% |
| AMAT | New | APPLIED MATLS INC | $298,000 | – | 4,926 | +100.0% | 0.04% | – |
| SCHA | New | SCHWAB STRATEGIC TRus sml cap etf | $303,000 | – | 4,632 | +100.0% | 0.04% | – |
| KREF | Sell | KKR REAL ESTATE FIN TR INC | $297,000 | +3.5% | 17,938 | -6.1% | 0.04% | +425.0% |
| IGSB | New | ISHARES TRsh tr crport etf | $297,000 | – | 5,436 | +100.0% | 0.04% | – |
| ADSK | New | AUTODESK INC | $290,000 | – | 1,212 | +100.0% | 0.04% | – |
| XMLV | New | INVESCO EXCH TRADED FD TR IIs&p midcp low | $286,000 | – | 6,914 | +100.0% | 0.04% | – |
| OYST | New | OYSTER PT PHARMA INC | $289,000 | – | 10,000 | +100.0% | 0.04% | – |
| APD | AIR PRODS & CHEMS INC | $276,000 | +20.5% | 1,145 | 0.0% | 0.04% | +550.0% | |
| MAR | New | MARRIOTT INTL INC NEWcl a | $282,000 | – | 3,286 | +100.0% | 0.04% | – |
| WDFC | Buy | WD-40 CO | $278,000 | +6.5% | 1,400 | +7.7% | 0.04% | +457.1% |
| SPLK | New | SPLUNK INC | $276,000 | – | 1,390 | +100.0% | 0.04% | – |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $272,000 | – | 5,266 | +100.0% | 0.04% | – |
| INO | New | INOVIO PHARMACEUTICALS INC | $272,000 | – | 10,100 | +100.0% | 0.04% | – |
| SGEN | New | SEATTLE GENETICS INC | $273,000 | – | 1,604 | +100.0% | 0.04% | – |
| SCZ | Sell | ISHARES TReafe sml cp etf | $275,000 | +10.0% | 5,121 | -8.0% | 0.04% | +442.9% |
| BNS | Sell | BANK NOVA SCOTIA B C | $264,000 | -1.5% | 6,400 | -2.9% | 0.04% | +428.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $267,000 | -1.8% | 1 | 0.0% | 0.04% | +428.6% | |
| LIN | LINDE PLC | $263,000 | +22.3% | 1,242 | 0.0% | 0.04% | +516.7% | |
| COLB | Sell | COLUMBIA BKG SYS INC | $261,000 | -3.7% | 9,222 | -8.7% | 0.04% | +428.6% |
| KMI | Buy | KINDER MORGAN INC DEL | $256,000 | -99.8% | 16,905 | +39.0% | 0.04% | -99.2% |
| FIS | Buy | FIDELITY NATL INFORMATION SV | $255,000 | +17.0% | 1,905 | +6.2% | 0.04% | +500.0% |
| TSI | TCW STRATEGIC INCOME FD INC | $255,000 | +5.4% | 46,765 | 0.0% | 0.04% | +414.3% | |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $256,000 | – | 2,450 | +100.0% | 0.04% | – |
| CHI | Sell | CALAMOS CONV OPP AND INC FDsh ben int | $254,000 | +25.1% | 23,910 | -1.6% | 0.04% | +620.0% |
| MA | New | MASTERCARD INCORPORATEDcl a | $251,000 | – | 850 | +100.0% | 0.04% | – |
| PM | Buy | PHILIP MORRIS INTL INC | $248,000 | -2.0% | 3,545 | +2.2% | 0.04% | +400.0% |
| PAYC | New | PAYCOM SOFTWARE INC | $248,000 | – | 800 | +100.0% | 0.04% | – |
| PPG | New | PPG INDS INC | $248,000 | – | 2,335 | +100.0% | 0.04% | – |
| TWTR | New | TWITTER INC | $250,000 | – | 8,383 | +100.0% | 0.04% | – |
| HMC | Buy | HONDA MOTOR LTD | $250,000 | +15.2% | 9,770 | +1.0% | 0.04% | +483.3% |
| NVS | Buy | NOVARTIS AGsponsored adr | $241,000 | +13.1% | 2,763 | +7.0% | 0.03% | +466.7% |
| SCHH | Sell | SCHWAB STRATEGIC TRus reit etf | $245,000 | +7.0% | 6,962 | -0.5% | 0.03% | +466.7% |
| RY | Sell | ROYAL BK CDA | $242,000 | -17.7% | 3,571 | -25.2% | 0.03% | +325.0% |
| AMT | New | AMERICAN TOWER CORP NEW | $242,000 | – | 937 | +100.0% | 0.03% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $245,000 | +16.7% | 15,956 | +1.3% | 0.03% | +466.7% |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $235,000 | +3.1% | 18,238 | 0.0% | 0.03% | +450.0% | |
| SCHM | New | SCHWAB STRATEGIC TRus mid-cap etf | $236,000 | – | 4,476 | +100.0% | 0.03% | – |
| TFC | New | TRUIST FINL CORP | $236,000 | – | 6,284 | +100.0% | 0.03% | – |
| EXPD | EXPEDITORS INTL WASH INC | $236,000 | +14.0% | 3,110 | 0.0% | 0.03% | +450.0% | |
| BHK | BLACKROCK CORE BD TR | $235,000 | +16.3% | 15,294 | 0.0% | 0.03% | +560.0% | |
| IEUR | Sell | ISHARES TRcore msci euro | $227,000 | -29.9% | 5,310 | -39.2% | 0.03% | +255.6% |
| IUSV | New | ISHARES TRcore s&p us vlu | $231,000 | – | 4,431 | +100.0% | 0.03% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $229,000 | – | 822 | +100.0% | 0.03% | – |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $218,000 | -47.0% | 3,709 | -50.8% | 0.03% | +181.8% |
| IEMG | Sell | ISHARES INCcore msci emkt | $224,000 | -88.6% | 4,707 | -90.3% | 0.03% | -41.5% |
| F | Buy | FORD MTR CO DEL | $225,000 | -99.9% | 36,982 | +6.6% | 0.03% | -99.3% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $225,000 | +11.4% | 40,401 | +0.8% | 0.03% | +520.0% |
| JHS | HANCOCK JOHN INCOME SECS TR | $214,000 | +3.4% | 14,825 | 0.0% | 0.03% | +400.0% | |
| SFL | Sell | SFL CORPORATION LTD | $212,000 | -1.9% | 22,792 | -0.2% | 0.03% | +400.0% |
| ANIP | Sell | ANI PHARMACEUTICALS INC | $217,000 | -22.2% | 6,719 | -2.0% | 0.03% | +275.0% |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRA | $217,000 | – | 1,772 | +100.0% | 0.03% | – |
| JPIB | New | J P MORGAN EXCHANGE-TRADED Fglobal bd oprt | $204,000 | – | 4,115 | +100.0% | 0.03% | – |
| TRV | New | TRAVELERS COMPANIES INC | $210,000 | – | 1,843 | +100.0% | 0.03% | – |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $204,000 | -9.7% | 6,903 | -25.5% | 0.03% | +383.3% |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $208,000 | – | 1,040 | +100.0% | 0.03% | – |
| DGS | New | WISDOMTREE TRemg mkts smcap | $204,000 | – | 5,221 | +100.0% | 0.03% | – |
| INBK | Buy | FIRST INTERNET BK IND | $209,000 | -99.9% | 12,563 | +19.3% | 0.03% | -99.4% |
| ADVM | New | ADVERUM BIOTECHNOLOGIES INC | $209,000 | – | 10,000 | +100.0% | 0.03% | – |
| PGR | New | PROGRESSIVE CORP OHIO | $206,000 | – | 2,575 | +100.0% | 0.03% | – |
| TWLO | New | TWILIO INCcl a | $206,000 | – | 938 | +100.0% | 0.03% | – |
| WELL | New | WELLTOWER INC | $201,000 | – | 3,875 | +100.0% | 0.03% | – |
| JMST | New | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $202,000 | – | 3,968 | +100.0% | 0.03% | – |
| FLOT | New | ISHARES TRfltg rate nt etf | $201,000 | – | 3,974 | +100.0% | 0.03% | – |
| XSLV | New | INVESCO EXCHANGE-TRADED FD Ts&p smlcp low | $200,000 | – | 5,921 | +100.0% | 0.03% | – |
| BSE | BLACKROCK NY MUNI INC QLTY T | $194,000 | -99.9% | 14,700 | 0.0% | 0.03% | -99.5% | |
| SGOL | New | ABERDEEN STD GOLD ETF TR | $191,000 | – | 11,119 | +100.0% | 0.03% | – |
| SPE | SPECIAL OPPORTUNITIES FD INC | $196,000 | -99.9% | 17,369 | 0.0% | 0.03% | -99.4% | |
| VGM | INVESCO TR INVT GRADE MUNS | $169,000 | -99.9% | 14,070 | 0.0% | 0.02% | -99.5% | |
| FEN | New | FIRST TR ENERGY INCOME & GRW | $170,000 | – | 15,675 | +100.0% | 0.02% | – |
| NMIH | New | NMI HLDGS INCcl a | $166,000 | – | 10,324 | +100.0% | 0.02% | – |
| TRTX | Sell | TPG RE FIN TR INC | $162,000 | -99.9% | 18,895 | -4.5% | 0.02% | -99.2% |
| MQT | BLACKROCK MUNIYIELD QUALITY | $161,000 | -99.9% | 12,600 | 0.0% | 0.02% | -99.5% | |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $163,000 | -99.9% | 14,872 | +1.1% | 0.02% | -99.4% |
| BEST | Sell | BEST INCsponsored ads | $159,000 | -23.2% | 37,160 | -3.9% | 0.02% | +266.7% |
| NAC | NUVEEN CA QUALTY MUN INCOME | $158,000 | -99.9% | 11,093 | 0.0% | 0.02% | -99.5% | |
| EQNR | Sell | EQUINOR ASAsponsored adr | $153,000 | -99.9% | 10,562 | -10.2% | 0.02% | -99.5% |
| GGB | Sell | GERDAU SAspon adr rep pfd | $149,000 | -99.9% | 50,349 | -9.2% | 0.02% | -99.3% |
| GPP | GREEN PLAINS PARTNERS LP | $136,000 | -99.9% | 20,390 | 0.0% | 0.02% | -99.5% | |
| CIM | Buy | CHIMERA INVT CORP | $132,000 | -99.9% | 13,725 | +22.2% | 0.02% | -99.3% |
| AA | ALCOA CORP | $118,000 | -99.8% | 10,530 | 0.0% | 0.02% | -99.0% | |
| LEO | BNY MELLON STRATEGIC MUNS IN | $120,000 | -99.9% | 15,500 | 0.0% | 0.02% | -99.5% | |
| EVG | Buy | EATON VANCE SHORT DURATION D | $119,000 | -99.9% | 10,494 | +1.6% | 0.02% | -99.4% |
| MFA | Sell | MFA FINL INC | $113,000 | -99.9% | 45,275 | -16.3% | 0.02% | -99.3% |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $107,000 | -99.9% | 12,625 | -8.7% | 0.02% | -99.5% |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $104,000 | -99.8% | 14,373 | -1.4% | 0.02% | -99.0% |
| TRQ | TURQUOISE HILL RES LTD | $101,000 | -99.8% | 138,261 | 0.0% | 0.01% | -99.0% | |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $87,000 | – | 11,500 | +100.0% | 0.01% | – |
| GASS | Sell | STEALTHGAS INC | $70,000 | -99.9% | 25,550 | -6.4% | 0.01% | -99.3% |
| YPF | Sell | YPF SOCIEDAD ANONIMAspon adr cl d | $61,000 | -99.9% | 10,630 | -15.8% | 0.01% | -99.4% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $65,000 | -99.9% | 16,000 | 0.0% | 0.01% | -99.5% | |
| ATHX | New | ATHERSYS INC NEW | $55,000 | – | 20,000 | +100.0% | 0.01% | – |
| RIG | Buy | TRANSOCEAN LTD | $56,000 | -99.8% | 30,483 | +17.1% | 0.01% | -99.0% |
| WPRT | Sell | WESTPORT FUEL SYSTEMS INC | $34,000 | -99.9% | 27,400 | -7.9% | 0.01% | -99.3% |
| GCI | Buy | GANNETT CO INC | $35,000 | -99.9% | 25,613 | +2.5% | 0.01% | -99.5% |
| NEX | Buy | NEXTIER OILFIELD SOLUTIONS | $28,000 | -99.8% | 11,415 | +4.0% | 0.00% | -98.8% |
| STIM | New | NEURONETICS INC | $19,000 | – | 10,000 | +100.0% | 0.00% | – |
| AMTX | Sell | AEMETIS INC | $21,000 | -99.9% | 26,100 | -4.7% | 0.00% | -99.2% |
| MCC | MEDLEY CAP CORP | $12,000 | -99.9% | 15,150 | 0.0% | 0.00% | -99.2% | |
| HCRSQ | Sell | HI-CRUSH PARTNERS LP | $11,000 | -99.9% | 75,518 | -12.6% | 0.00% | -99.6% |
| ZNOG | New | ZION OIL & GAS INC | $5,000 | – | 17,550 | +100.0% | 0.00% | – |
| WIX | Exit | WIX COM LTD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -1,512 | -100.0% | -0.01% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -1,783 | -100.0% | -0.01% | – |
| NTR | Exit | NUTRIEN LTD | $0 | – | -6,324 | -100.0% | -0.01% | – |
| CIO | Exit | CITY OFFICE REIT INC | $0 | – | -30,125 | -100.0% | -0.01% | – |
| IYR | Exit | ISHARES TRu.s. real es etf | $0 | – | -3,825 | -100.0% | -0.01% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -21,466 | -100.0% | -0.01% | – |
| AON | Exit | AON PLC | $0 | – | -1,690 | -100.0% | -0.01% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -6,453 | -100.0% | -0.01% | – |
| OIH | Exit | VANECK VECTORS ETF TRoil svcs etf | $0 | – | -85,416 | -100.0% | -0.01% | – |
| ITA | Exit | ISHARES TRus aer def etf | $0 | – | -2,550 | -100.0% | -0.01% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -3,796 | -100.0% | -0.01% | – |
| MNE | Exit | BLACKROCK MUNI N Y INTER DUR | $0 | – | -27,000 | -100.0% | -0.01% | – |
| EQM | Exit | EQM MIDSTREAM PARTNERS LPunit ltd partn | $0 | – | -34,424 | -100.0% | -0.01% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -2,932 | -100.0% | -0.01% | – |
| IR | Exit | INGERSOLL RAND INC | $0 | – | -21,436 | -100.0% | -0.01% | – |
| FPX | Exit | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $0 | – | -8,104 | -100.0% | -0.01% | – |
| IQ | Exit | IQIYI INCsponsored ads | $0 | – | -34,281 | -100.0% | -0.02% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -16,177 | -100.0% | -0.02% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -24,517 | -100.0% | -0.02% | – |
| FAD | Exit | FIRST TR MULTI CAP GROWTH AL | $0 | – | -16,557 | -100.0% | -0.03% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -13,790 | -100.0% | -0.04% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -26,860 | -100.0% | -0.04% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -49,306 | -100.0% | -0.04% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -64,533 | -100.0% | -0.30% | – |
| ACB | Exit | AURORA CANNABIS INC | $0 | – | -16,603 | -100.0% | -0.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-07-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.