$876 Million is the total value of NWAM LLC's 453 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 94.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $62,078,000 | +74.6% | 467,842 | +52.4% | 7.08% | +20.8% |
| MSFT | Sell | MICROSOFT CORP | $59,366,000 | +2.5% | 266,910 | -3.1% | 6.77% | -29.1% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $26,426,000 | +98.6% | 70,396 | +77.8% | 3.02% | +37.4% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $21,765,000 | +9.9% | 85,911 | -1.3% | 2.48% | -24.0% |
| AMZN | Buy | AMAZON COM INC | $19,471,000 | +13.3% | 5,978 | +9.5% | 2.22% | -21.7% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $18,958,000 | +10.4% | 60,426 | -2.3% | 2.16% | -23.7% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $18,605,000 | +15.2% | 156,395 | +1.2% | 2.12% | -20.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $13,154,000 | +54.1% | 56,729 | +41.5% | 1.50% | +6.6% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $10,223,000 | +406.1% | 74,010 | +393.5% | 1.17% | +250.2% |
| BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $9,955,000 | +12.1% | 120,079 | +12.3% | 1.14% | -22.5% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $9,401,000 | +13.6% | 38,987 | +2.2% | 1.07% | -21.4% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $8,963,000 | +9.5% | 105,531 | +1.8% | 1.02% | -24.2% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $8,807,000 | +6.7% | 99,867 | +6.8% | 1.00% | -26.2% |
| SHOP | Buy | SHOPIFY INCcl a | $8,615,000 | +30.1% | 7,611 | +17.6% | 0.98% | -10.1% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $7,762,000 | +13.3% | 60,863 | -4.0% | 0.89% | -21.6% |
| ESGU | New | ISHARES TResg awr msci usa | $7,759,000 | – | 90,195 | +100.0% | 0.88% | – |
| SBUX | Buy | STARBUCKS CORP | $7,614,000 | +24.7% | 71,170 | +0.1% | 0.87% | -13.8% |
| GOVT | New | ISHARES TRus treas bd etf | $7,350,000 | – | 269,809 | +100.0% | 0.84% | – |
| IWD | Buy | ISHARES TRrus 1000 val etf | $7,114,000 | +16.6% | 52,033 | +0.7% | 0.81% | -19.4% |
| FLC | Sell | FLAHERTY & CRUMRINE TOTAL RE | $6,743,000 | +9.9% | 284,895 | -0.7% | 0.77% | -24.1% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $6,728,000 | +14.9% | 3,840 | -3.6% | 0.77% | -20.5% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $6,548,000 | -2.4% | 445,171 | -5.6% | 0.75% | -32.5% |
| COST | Buy | COSTCO WHSL CORP NEW | $6,306,000 | +7.0% | 16,736 | +0.8% | 0.72% | -26.0% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $5,903,000 | +28.4% | 30,324 | +1.4% | 0.67% | -11.2% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $5,908,000 | +24.9% | 25,706 | +0.7% | 0.67% | -13.7% |
| USB | Buy | US BANCORP DEL | $5,875,000 | +30.2% | 126,104 | +0.2% | 0.67% | -10.1% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $5,799,000 | +13.3% | 32,998 | +0.8% | 0.66% | -21.7% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $5,734,000 | +11.8% | 62,664 | -1.1% | 0.65% | -22.7% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $5,735,000 | +351.2% | 68,885 | +349.2% | 0.65% | +211.4% |
| PYPL | Buy | PAYPAL HLDGS INC | $5,418,000 | +21.8% | 23,136 | +2.5% | 0.62% | -15.8% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $5,382,000 | +12.9% | 114,010 | -2.2% | 0.61% | -21.9% |
| BA | Buy | BOEING CO | $5,291,000 | +34.4% | 24,716 | +3.7% | 0.60% | -7.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $5,295,000 | +21.6% | 14,162 | +8.9% | 0.60% | -15.9% |
| WMT | Sell | WALMART INC | $5,275,000 | -19.4% | 36,593 | -21.8% | 0.60% | -44.3% |
| AGG | Buy | ISHARES TRcore us aggbd et | $5,159,000 | +16.7% | 43,650 | +16.6% | 0.59% | -19.2% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $5,095,000 | +8.5% | 26,178 | -5.1% | 0.58% | -25.0% |
| GNRC | Sell | GENERAC HLDGS INC | $5,030,000 | +5.1% | 22,120 | -10.5% | 0.57% | -27.3% |
| T | Buy | AT&T INC | $4,954,000 | +311.8% | 172,253 | +308.2% | 0.56% | +185.4% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $4,906,000 | +29.3% | 74,125 | -2.1% | 0.56% | -10.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,756,000 | -13.5% | 30,217 | -18.2% | 0.54% | -40.2% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $4,724,000 | +15.2% | 54,785 | +0.9% | 0.54% | -20.4% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $4,576,000 | +80.9% | 49,790 | +38.2% | 0.52% | +25.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $4,578,000 | +20.1% | 2,612 | +0.4% | 0.52% | -17.0% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $4,360,000 | +16.3% | 20,557 | -1.2% | 0.50% | -19.6% |
| MOS | Buy | MOSAIC CO NEW | $4,266,000 | +37.0% | 185,390 | +8.8% | 0.49% | -5.3% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $4,259,000 | +23.6% | 30,167 | +12.7% | 0.49% | -14.4% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $4,260,000 | +18.7% | 72,996 | +2.6% | 0.49% | -17.9% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $4,190,000 | +54.3% | 71,559 | +53.3% | 0.48% | +6.7% |
| HD | Sell | HOME DEPOT INC | $4,186,000 | -18.0% | 15,758 | -14.3% | 0.48% | -43.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $4,148,000 | -11.0% | 24,630 | -12.0% | 0.47% | -38.5% |
| USMV | Buy | ISHARES TRmsci usa min vol | $4,109,000 | +92.6% | 60,536 | +80.9% | 0.47% | +33.2% |
| ESGE | New | ISHARES INCesg awr msci em | $4,094,000 | – | 97,521 | +100.0% | 0.47% | – |
| EFG | New | ISHARES TReafe grwth etf | $4,040,000 | – | 40,031 | +100.0% | 0.46% | – |
| USFR | Buy | WISDOMTREE TRfloatng rat trea | $4,039,000 | +19.7% | 160,919 | +19.8% | 0.46% | -17.1% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $3,967,000 | +17.7% | 19,187 | +0.3% | 0.45% | -18.5% |
| TIP | Sell | ISHARES TRtips bd etf | $3,949,000 | -12.0% | 30,935 | -12.9% | 0.45% | -39.1% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $3,838,000 | -4.2% | 75,099 | -4.4% | 0.44% | -33.7% |
| ECL | Sell | ECOLAB INC | $3,728,000 | -7.2% | 17,230 | -14.3% | 0.42% | -35.9% |
| EBAY | New | EBAY INC. | $3,718,000 | – | 73,998 | +100.0% | 0.42% | – |
| IWP | Buy | ISHARES TRrus md cp gr etf | $3,601,000 | +16.1% | 35,080 | +95.5% | 0.41% | -19.7% |
| SMH | Sell | VANECK VECTORS ETF TRsemiconductor et | $3,586,000 | +22.1% | 16,420 | -2.6% | 0.41% | -15.7% |
| NVDA | Sell | NVIDIA CORPORATION | $3,587,000 | -5.5% | 6,869 | -2.1% | 0.41% | -34.7% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,571,000 | +9.0% | 71,255 | -5.9% | 0.41% | -24.6% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $3,486,000 | -3.5% | 22,626 | -14.7% | 0.40% | -33.2% |
| TSLA | New | TESLA INC | $3,391,000 | – | 4,806 | +100.0% | 0.39% | – |
| LOGI | New | LOGITECH INTL S A | $3,355,000 | – | 34,515 | +100.0% | 0.38% | – |
| TGT | Sell | TARGET CORP | $3,339,000 | -4.4% | 18,915 | -14.7% | 0.38% | -33.9% |
| SDY | Buy | SPDR SER TRs&p divid etf | $3,316,000 | +18.2% | 31,301 | +3.1% | 0.38% | -18.4% |
| FFC | Sell | FLAHERTY & CRUMRINE PFD SECS | $3,266,000 | +10.7% | 139,404 | -1.0% | 0.37% | -23.4% |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $3,245,000 | – | 71,413 | +100.0% | 0.37% | – |
| PFE | Buy | PFIZER INC | $3,184,000 | +1.3% | 86,488 | +1.0% | 0.36% | -29.9% |
| PG | Sell | PROCTER AND GAMBLE CO | $3,088,000 | -1.7% | 22,192 | -1.8% | 0.35% | -32.0% |
| FAST | Sell | FASTENAL CO | $3,062,000 | -7.2% | 62,717 | -14.3% | 0.35% | -35.8% |
| VLUE | New | ISHARES TRmsci usa value | $2,845,000 | – | 32,739 | +100.0% | 0.32% | – |
| MBB | New | ISHARES TRmbs etf | $2,795,000 | – | 25,379 | +100.0% | 0.32% | – |
| PCAR | Sell | PACCAR INC | $2,777,000 | +0.6% | 32,187 | -0.6% | 0.32% | -30.3% |
| ARKK | Buy | ARK ETF TRinnovation etf | $2,762,000 | +42.2% | 22,189 | +5.1% | 0.32% | -1.6% |
| ERC | Sell | WELLS FARGO ADV MULTI SCTR I | $2,756,000 | +4.9% | 227,032 | -7.1% | 0.31% | -27.5% |
| QCOM | Sell | QUALCOMM INC | $2,732,000 | +19.2% | 17,934 | -7.9% | 0.31% | -17.5% |
| ITB | Sell | ISHARES TRus home cons etf | $2,717,000 | -57.6% | 48,686 | -57.0% | 0.31% | -70.7% |
| WHR | Buy | WHIRLPOOL CORP | $2,690,000 | +37.7% | 14,904 | +40.3% | 0.31% | -4.7% |
| MELI | New | MERCADOLIBRE INC | $2,597,000 | – | 1,550 | +100.0% | 0.30% | – |
| DVY | Buy | ISHARES TRselect divid etf | $2,527,000 | +40.5% | 26,274 | +19.2% | 0.29% | -3.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,517,000 | -7.2% | 42,850 | -6.0% | 0.29% | -35.9% |
| SE | New | SEA LTDsponsord ads | $2,499,000 | – | 12,557 | +100.0% | 0.28% | – |
| VOO | VANGUARD INDEX FDS | $2,473,000 | +11.7% | 7,195 | 0.0% | 0.28% | -22.7% | |
| ISTB | Sell | ISHARES TRcore 1 5 yr usd | $2,460,000 | -11.4% | 47,628 | -11.5% | 0.28% | -38.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,422,000 | +27.8% | 19,057 | -3.2% | 0.28% | -11.8% |
| FB | Sell | FACEBOOK INCcl a | $2,397,000 | -51.4% | 8,776 | -53.4% | 0.27% | -66.5% |
| MINT | PIMCO ETF TRenhan shrt ma ac | $2,373,000 | +0.1% | 23,256 | 0.0% | 0.27% | -30.7% | |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $2,356,000 | +23.6% | 16,564 | -3.9% | 0.27% | -14.3% |
| PTH | Sell | INVESCO EXCHANGE TRADED FD Tdwa healthcare | $2,362,000 | +11.2% | 14,754 | -5.6% | 0.27% | -23.1% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $2,321,000 | +8.2% | 44,918 | -7.7% | 0.26% | -25.1% |
| PPG | Buy | PPG INDS INC | $2,320,000 | +18.9% | 16,087 | +0.6% | 0.26% | -17.7% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $2,311,000 | -43.1% | 64,164 | -38.2% | 0.26% | -60.7% |
| IWO | New | ISHARES TRrus 2000 grw etf | $2,295,000 | – | 8,005 | +100.0% | 0.26% | – |
| SBIO | Sell | ALPS ETF TRmed breakthgh | $2,254,000 | +17.6% | 43,999 | -5.6% | 0.26% | -18.7% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $2,253,000 | +4.7% | 2,754 | -9.1% | 0.26% | -27.6% |
| GLW | New | CORNING INC | $2,254,000 | – | 62,621 | +100.0% | 0.26% | – |
| INTC | Sell | INTEL CORP | $2,246,000 | -7.4% | 45,085 | -3.8% | 0.26% | -36.0% |
| ISCG | New | ISHARES TRmrgstr sm cp gr | $2,198,000 | – | 7,242 | +100.0% | 0.25% | – |
| CVX | Sell | CHEVRON CORP NEW | $2,100,000 | +16.5% | 24,871 | -0.6% | 0.24% | -19.2% |
| EFA | Buy | ISHARES TRmsci eafe etf | $2,092,000 | +29.3% | 28,674 | +12.8% | 0.24% | -10.5% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $2,093,000 | +14.3% | 17,182 | -1.2% | 0.24% | -20.9% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,070,000 | +22.3% | 10,559 | -6.6% | 0.24% | -15.4% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $2,005,000 | -56.3% | 8,614 | -44.8% | 0.23% | -69.7% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,999,000 | +64.4% | 22,897 | +57.9% | 0.23% | +13.4% |
| FDX | Sell | FEDEX CORP | $1,974,000 | -10.3% | 7,604 | -13.1% | 0.22% | -38.0% |
| DHR | New | DANAHER CORPORATION | $1,943,000 | – | 8,746 | +100.0% | 0.22% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,929,000 | – | 4,594 | +100.0% | 0.22% | – |
| NOW | New | SERVICENOW INC | $1,930,000 | – | 3,507 | +100.0% | 0.22% | – |
| IEFA | New | ISHARES TRcore msci eafe | $1,908,000 | – | 27,621 | +100.0% | 0.22% | – |
| BIV | Buy | VANGUARD BD INDEX FDSintermed term | $1,868,000 | +44.0% | 20,120 | +45.0% | 0.21% | -0.5% |
| HON | New | HONEYWELL INTL INC | $1,854,000 | – | 8,717 | +100.0% | 0.21% | – |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,854,000 | +8.1% | 52,869 | -3.0% | 0.21% | -25.1% |
| IEF | New | ISHARES TRbarclays 7 10 yr | $1,830,000 | – | 15,258 | +100.0% | 0.21% | – |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $1,820,000 | +24.7% | 25,448 | +0.3% | 0.21% | -13.7% |
| IHI | New | ISHARES TRu.s. med dvc etf | $1,803,000 | – | 5,510 | +100.0% | 0.21% | – |
| UNP | New | UNION PAC CORP | $1,749,000 | – | 8,401 | +100.0% | 0.20% | – |
| OEF | New | ISHARES TRcall | $1,757,000 | – | 18,400 | +100.0% | 0.20% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $1,729,000 | +30.9% | 173,971 | +4.7% | 0.20% | -9.6% |
| MUB | New | ISHARES TRnational mun etf | $1,729,000 | – | 14,750 | +100.0% | 0.20% | – |
| DIS | Sell | DISNEY WALT CO | $1,712,000 | +17.4% | 9,449 | -19.6% | 0.20% | -19.1% |
| IJS | New | ISHARES TRsp smcp600vl etf | $1,673,000 | – | 20,575 | +100.0% | 0.19% | – |
| V | New | VISA INC | $1,663,000 | – | 7,604 | +100.0% | 0.19% | – |
| EMR | Buy | EMERSON ELEC CO | $1,663,000 | +37.2% | 20,691 | +12.0% | 0.19% | -5.0% |
| AAXJ | Sell | ISHARES TRmsci ac asia etf | $1,643,000 | +10.2% | 18,340 | -5.0% | 0.19% | -24.0% |
| COMT | Buy | ISHARES U S ETF TR | $1,622,000 | +73.1% | 60,828 | +62.2% | 0.18% | +19.4% |
| CMI | New | CUMMINS INC | $1,622,000 | – | 7,144 | +100.0% | 0.18% | – |
| IXUS | Buy | ISHARES TRcore msci total | $1,596,000 | +51.7% | 23,750 | +31.7% | 0.18% | +4.6% |
| FTEC | New | FIDELITY COVINGTON TRUSTmsci info tech i | $1,597,000 | – | 15,278 | +100.0% | 0.18% | – |
| JNK | Buy | SPDR SER TRbloomberg brclys | $1,556,000 | +4.7% | 14,283 | +0.2% | 0.18% | -27.3% |
| HFWA | Sell | HERITAGE FINL CORP WASH | $1,535,000 | +24.7% | 65,631 | -2.0% | 0.18% | -13.8% |
| BAC | Sell | BK OF AMERICA CORP | $1,513,000 | +25.0% | 49,907 | -0.6% | 0.17% | -13.5% |
| DIA | New | SPDR DOW JONES INDL AVERAGEut ser 1 | $1,513,000 | – | 4,948 | +100.0% | 0.17% | – |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $1,487,000 | -8.9% | 22,427 | -15.2% | 0.17% | -36.8% |
| CZA | New | INVESCO EXCHANGE TRADED FD Tzacks mid cap | $1,482,000 | – | 19,464 | +100.0% | 0.17% | – |
| FSLR | Sell | FIRST SOLAR INC | $1,451,000 | +21.7% | 14,670 | -18.5% | 0.17% | -15.7% |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $1,435,000 | – | 7,041 | +100.0% | 0.16% | – |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $1,434,000 | -4.2% | 20,654 | -2.7% | 0.16% | -33.6% |
| MRK | Buy | MERCK & CO. INC | $1,428,000 | +1.3% | 17,463 | +2.8% | 0.16% | -30.0% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,409,000 | +16.4% | 12,154 | +11.3% | 0.16% | -19.5% |
| XOM | Sell | EXXON MOBIL CORP | $1,403,000 | -5.6% | 34,043 | -21.4% | 0.16% | -34.7% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $1,395,000 | +12.0% | 23,165 | -2.5% | 0.16% | -22.8% |
| WGO | New | WINNEBAGO INDS INC | $1,364,000 | – | 22,749 | +100.0% | 0.16% | – |
| GLD | New | SPDR GOLD TR | $1,348,000 | – | 7,556 | +100.0% | 0.15% | – |
| ICSH | New | ISHARES TRblackrock ultra | $1,337,000 | – | 26,462 | +100.0% | 0.15% | – |
| ABT | Buy | ABBOTT LABS | $1,334,000 | +2.1% | 12,184 | +1.5% | 0.15% | -29.3% |
| ABBV | Sell | ABBVIE INC | $1,332,000 | +11.1% | 12,430 | -9.2% | 0.15% | -23.2% |
| APD | New | AIR PRODS & CHEMS INC | $1,277,000 | – | 4,675 | +100.0% | 0.15% | – |
| PEP | New | PEPSICO INC | $1,256,000 | – | 8,466 | +100.0% | 0.14% | – |
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,245,000 | +11.0% | 23,765 | -2.0% | 0.14% | -23.2% |
| AVGO | New | BROADCOM INC | $1,215,000 | – | 2,774 | +100.0% | 0.14% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $1,213,000 | +131.0% | 66,883 | +129.4% | 0.14% | +58.6% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,210,000 | – | 9,611 | +100.0% | 0.14% | – |
| MMM | New | 3M CO | $1,200,000 | – | 6,867 | +100.0% | 0.14% | – |
| KMB | New | KIMBERLY-CLARK CORP | $1,191,000 | – | 8,833 | +100.0% | 0.14% | – |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $1,163,000 | – | 11,253 | +100.0% | 0.13% | – |
| CLX | New | CLOROX CO DEL | $1,144,000 | – | 5,666 | +100.0% | 0.13% | – |
| NTRA | Sell | NATERA INC | $1,115,000 | +2.2% | 11,200 | -25.8% | 0.13% | -29.4% |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME | $1,112,000 | +16.2% | 249,947 | +4.2% | 0.13% | -19.6% |
| NKE | New | NIKE INCcl b | $1,117,000 | – | 7,893 | +100.0% | 0.13% | – |
| BLV | Sell | VANGUARD BD INDEX FDSlong term bond | $1,102,000 | -12.8% | 10,054 | -11.0% | 0.13% | -39.7% |
| AMGN | New | AMGEN INC | $1,086,000 | – | 4,721 | +100.0% | 0.12% | – |
| IYW | New | ISHARES TRu.s. tech etf | $1,090,000 | – | 12,815 | +100.0% | 0.12% | – |
| ORCL | Buy | ORACLE CORP | $1,074,000 | +29.9% | 16,609 | +20.0% | 0.12% | -9.6% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $1,079,000 | +15.0% | 13,563 | -1.6% | 0.12% | -20.6% |
| HYLD | Sell | EXCHANGE LISTED FDS TRhigh yield etf | $1,058,000 | +4.8% | 33,172 | -1.0% | 0.12% | -27.5% |
| BKLN | Sell | INVESCO EXCH TRADED FD TR IIsr ln etf | $1,061,000 | -1.8% | 47,614 | -4.2% | 0.12% | -32.0% |
| TLT | New | ISHARES TR20 yr tr bd etf | $1,062,000 | – | 6,736 | +100.0% | 0.12% | – |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $1,047,000 | +38.3% | 16,499 | -7.9% | 0.12% | -4.8% |
| DE | New | DEERE & CO | $1,037,000 | – | 3,854 | +100.0% | 0.12% | – |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $1,014,000 | +5.3% | 67,147 | 0.0% | 0.12% | -27.0% | |
| TAN | Sell | INVESCO EXCH TRADED FD TR IIsolar etf | $1,015,000 | -27.9% | 9,876 | -54.6% | 0.12% | -50.0% |
| IBB | New | ISHARES TRnasdaq biotech | $1,002,000 | – | 6,612 | +100.0% | 0.11% | – |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $975,000 | +11.7% | 16,383 | -2.1% | 0.11% | -22.9% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $964,000 | +13.3% | 81,916 | +1.2% | 0.11% | -21.4% |
| SCHG | New | SCHWAB STRATEGIC TRus lcap gr etf | $964,000 | – | 7,510 | +100.0% | 0.11% | – |
| PGF | Sell | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $954,000 | -20.6% | 49,660 | -22.6% | 0.11% | -44.9% |
| O | New | REALTY INCOME CORP | $957,000 | – | 15,396 | +100.0% | 0.11% | – |
| CSCO | Sell | CISCO SYS INC | $939,000 | +8.7% | 20,980 | -4.3% | 0.11% | -25.2% |
| IMCB | New | ISHARES TRmrgstr md cp etf | $929,000 | – | 3,967 | +100.0% | 0.11% | – |
| NSC | New | NORFOLK SOUTHN CORP | $916,000 | – | 3,857 | +100.0% | 0.10% | – |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $910,000 | +4.8% | 52,626 | -3.1% | 0.10% | -27.3% |
| EWY | New | ISHARES INCmsci sth kor etf | $915,000 | – | 10,636 | +100.0% | 0.10% | – |
| IYM | New | ISHARES TRu.s. bas mtl etf | $915,000 | – | 8,072 | +100.0% | 0.10% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $900,000 | – | 9,812 | +100.0% | 0.10% | – |
| VWOB | VANGUARD WHITEHALL FDSemerg mkt bd etf | $870,000 | +4.3% | 10,574 | 0.0% | 0.10% | -28.3% | |
| CNX | Sell | CNX RES CORP | $870,000 | +10.7% | 80,539 | -3.3% | 0.10% | -23.8% |
| PCN | Buy | PIMCO CORPORATE & INCM STRG | $864,000 | +21.2% | 50,126 | +9.7% | 0.10% | -16.1% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $865,000 | +8.3% | 24,021 | -5.6% | 0.10% | -25.0% |
| XPH | Sell | SPDR SER TRs&p pharmac | $856,000 | +19.2% | 16,434 | -0.5% | 0.10% | -16.9% |
| TXN | New | TEXAS INSTRS INC | $859,000 | – | 5,231 | +100.0% | 0.10% | – |
| LOW | New | LOWES COS INC | $851,000 | – | 5,299 | +100.0% | 0.10% | – |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $851,000 | +91.2% | 148,012 | +32.8% | 0.10% | +32.9% |
| UNH | New | UNITEDHEALTH GROUP INC | $845,000 | – | 2,411 | +100.0% | 0.10% | – |
| GWW | New | GRAINGER W W INC | $829,000 | – | 2,031 | +100.0% | 0.10% | – |
| SLV | New | ISHARES SILVER TRishares | $833,000 | – | 33,912 | +100.0% | 0.10% | – |
| HPQ | New | HP INC | $828,000 | – | 33,666 | +100.0% | 0.09% | – |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $819,000 | +11.9% | 13,201 | +8.8% | 0.09% | -23.1% |
| MCD | New | MCDONALDS CORP | $810,000 | – | 3,777 | +100.0% | 0.09% | – |
| CRM | New | SALESFORCE COM INC | $799,000 | – | 3,592 | +100.0% | 0.09% | – |
| IVW | New | ISHARES TRs&p 500 grwt etf | $799,000 | – | 12,523 | +100.0% | 0.09% | – |
| WSM | New | WILLIAMS SONOMA INC | $786,000 | – | 7,716 | +100.0% | 0.09% | – |
| QQQ | INVESCO QQQ TRcall | $782,000 | +15.0% | 2,300 | 0.0% | 0.09% | -20.5% | |
| ACN | New | ACCENTURE PLC IRELAND | $775,000 | – | 2,967 | +100.0% | 0.09% | – |
| VXUS | VANGUARD STAR FDSvg tl intl stk f | $768,000 | +15.3% | 12,771 | 0.0% | 0.09% | -20.0% | |
| LH | New | LABORATORY CORP AMER HLDGS | $771,000 | – | 3,789 | +100.0% | 0.09% | – |
| PHB | Buy | INVESCO EXCH TRADED FD TR IIfndmntl hy crp | $771,000 | +4.9% | 39,639 | +0.0% | 0.09% | -27.3% |
| EFX | New | EQUIFAX INC | $771,000 | – | 4,000 | +100.0% | 0.09% | – |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $766,000 | – | 11,945 | +100.0% | 0.09% | – |
| BOH | BANK HAWAII CORP | $766,000 | +51.7% | 10,000 | 0.0% | 0.09% | +4.8% | |
| DOW | Buy | DOW INC | $753,000 | +25.5% | 13,573 | +6.4% | 0.09% | -13.1% |
| URI | Sell | UNITED RENTALS INC | $749,000 | -70.0% | 3,231 | -77.5% | 0.08% | -79.4% |
| CMF | New | ISHARES TRcalif mun bd etf | $747,000 | – | 11,890 | +100.0% | 0.08% | – |
| DIA | SPDR DOW JONES INDL AVERAGEcall | $736,000 | +6.7% | 2,300 | 0.0% | 0.08% | -26.3% | |
| CAT | New | CATERPILLAR INC | $724,000 | – | 3,979 | +100.0% | 0.08% | – |
| U | New | UNITY SOFTWARE INC | $721,000 | – | 4,700 | +100.0% | 0.08% | – |
| HMLP | Sell | HOEGH LNG PARTNERS LP | $718,000 | +27.3% | 50,209 | -5.5% | 0.08% | -11.8% |
| IWN | New | ISHARES TRrus 2000 val etf | $713,000 | – | 5,411 | +100.0% | 0.08% | – |
| IEMG | New | ISHARES INCcore msci emkt | $694,000 | – | 11,193 | +100.0% | 0.08% | – |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $682,000 | +94.9% | 273,832 | -4.7% | 0.08% | +34.5% |
| VIAC | Sell | VIACOMCBS INCcl b | $683,000 | +13.5% | 18,320 | -14.8% | 0.08% | -21.2% |
| EWU | Sell | ISHARES TRmsci uk etf new | $680,000 | +9.3% | 23,213 | -4.9% | 0.08% | -24.3% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $685,000 | +15.7% | 81,087 | -2.5% | 0.08% | -20.4% |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $677,000 | – | 7,846 | +100.0% | 0.08% | – |
| MDB | New | MONGODB INCcl a | $673,000 | – | 1,875 | +100.0% | 0.08% | – |
| PH | New | PARKER-HANNIFIN CORP | $679,000 | – | 2,492 | +100.0% | 0.08% | – |
| ETN | New | EATON CORP PLC | $669,000 | – | 5,570 | +100.0% | 0.08% | – |
| KO | Buy | COCA COLA CO | $665,000 | +15.9% | 12,125 | +4.3% | 0.08% | -20.0% |
| OMP | Sell | OASIS MIDSTREAM PARTNERS LP | $657,000 | +83.5% | 56,008 | -3.1% | 0.08% | +27.1% |
| ET | Buy | ENERGY TRANSFER LP | $656,000 | +19.5% | 106,091 | +4.7% | 0.08% | -17.6% |
| SPTL | New | SPDR SER TRportfolio ln tsr | $659,000 | – | 14,603 | +100.0% | 0.08% | – |
| ETRN | Sell | EQUITRANS MIDSTREAM CORP | $652,000 | -7.9% | 81,068 | -3.1% | 0.07% | -36.8% |
| GILD | Sell | GILEAD SCIENCES INC | $644,000 | -21.9% | 11,047 | -15.4% | 0.07% | -46.3% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $625,000 | -9.8% | 178,173 | -12.3% | 0.07% | -37.7% |
| IYE | Buy | ISHARES TRu.s. energy etf | $625,000 | +43.7% | 30,876 | +13.3% | 0.07% | -1.4% |
| NARI | New | INARI MED INC | $611,000 | – | 7,000 | +100.0% | 0.07% | – |
| LLY | New | LILLY ELI & CO | $611,000 | – | 3,618 | +100.0% | 0.07% | – |
| GNOG | New | GOLDEN NUGGET ONLINE GAMIN | $601,000 | – | 30,500 | +100.0% | 0.07% | – |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $606,000 | -3.2% | 11,143 | -12.8% | 0.07% | -33.0% |
| GE | Buy | GENERAL ELECTRIC CO | $609,000 | +73.5% | 56,386 | +0.1% | 0.07% | +19.0% |
| OEF | New | ISHARES TRs&p 100 etf | $598,000 | – | 3,483 | +100.0% | 0.07% | – |
| SO | New | SOUTHERN CO | $589,000 | – | 9,583 | +100.0% | 0.07% | – |
| SMMV | ISHARES TRmsci usa smcp mn | $572,000 | +16.0% | 16,886 | 0.0% | 0.06% | -19.8% | |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $572,000 | – | 6,240 | +100.0% | 0.06% | – |
| FREL | Buy | FIDELITY COVINGTON TRUSTmsci rl est etf | $574,000 | +16.4% | 22,614 | +7.8% | 0.06% | -19.8% |
| MO | Buy | ALTRIA GROUP INC | $568,000 | +11.8% | 13,856 | +5.4% | 0.06% | -22.6% |
| BYND | New | BEYOND MEAT INC | $568,000 | – | 4,542 | +100.0% | 0.06% | – |
| R | New | RYDER SYS INC | $558,000 | – | 9,032 | +100.0% | 0.06% | – |
| EMD | WESTERN ASSET EMERGING MKTS | $560,000 | +12.9% | 40,267 | 0.0% | 0.06% | -22.0% | |
| QDF | Buy | FLEXSHARES TRqualt divd idx | $554,000 | +20.4% | 11,212 | +8.8% | 0.06% | -17.1% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $549,000 | +5.8% | 35,729 | 0.0% | 0.06% | -26.7% | |
| PTY | Buy | PIMCO CORPORATE & INCOME OPP | $551,000 | +12.9% | 30,890 | +2.1% | 0.06% | -22.2% |
| EMLC | New | VANECK VECTORS ETF TRjp morgan mkts | $541,000 | – | 16,255 | +100.0% | 0.06% | – |
| MU | New | MICRON TECHNOLOGY INC | $541,000 | – | 7,201 | +100.0% | 0.06% | – |
| DOCU | New | DOCUSIGN INC | $536,000 | – | 2,412 | +100.0% | 0.06% | – |
| CXSE | New | WISDOMTREE TRchinadiv ex fi | $531,000 | – | 8,074 | +100.0% | 0.06% | – |
| APPN | New | APPIAN CORPcl a | $533,000 | – | 3,288 | +100.0% | 0.06% | – |
| NEE | New | NEXTERA ENERGY INC | $525,000 | – | 6,803 | +100.0% | 0.06% | – |
| IMCG | New | ISHARES TRmrgstr md cp grw | $529,000 | – | 1,382 | +100.0% | 0.06% | – |
| FUTY | New | FIDELITY COVINGTON TRUSTmsci utils index | $523,000 | – | 12,885 | +100.0% | 0.06% | – |
| ALK | New | ALASKA AIR GROUP INC | $525,000 | – | 10,092 | +100.0% | 0.06% | – |
| C | New | CITIGROUP INC | $527,000 | – | 8,542 | +100.0% | 0.06% | – |
| JRI | Sell | NUVEEN REAL ASSET INCOME & G | $517,000 | +10.7% | 38,395 | -0.8% | 0.06% | -23.4% |
| IJT | New | ISHARES TRs&p sml 600 gwt | $518,000 | – | 4,539 | +100.0% | 0.06% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $520,000 | – | 2,954 | +100.0% | 0.06% | – |
| IVE | New | ISHARES TRs&p 500 val etf | $519,000 | – | 4,055 | +100.0% | 0.06% | – |
| PDP | New | INVESCO EXCHANGE TRADED FD Tdwa momentum | $509,000 | – | 5,795 | +100.0% | 0.06% | – |
| JQC | NUVEEN CR STRATEGIES INCOME | $512,000 | +7.1% | 80,930 | 0.0% | 0.06% | -26.6% | |
| KEY | Sell | KEYCORP | $500,000 | +18.2% | 30,492 | -14.0% | 0.06% | -18.6% |
| BMO | New | BANK MONTREAL QUE | $487,000 | – | 6,410 | +100.0% | 0.06% | – |
| CSX | New | CSX CORP | $490,000 | – | 5,394 | +100.0% | 0.06% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $478,000 | – | 4,022 | +100.0% | 0.06% | – |
| IGSB | New | ISHARES TR | $474,000 | – | 8,590 | +100.0% | 0.05% | – |
| IYR | New | ISHARES TRu.s. real es etf | $472,000 | – | 5,514 | +100.0% | 0.05% | – |
| WY | Sell | WEYERHAEUSER CO MTN BE | $476,000 | -68.1% | 14,207 | -72.8% | 0.05% | -78.0% |
| USIG | New | ISHARES TRusd inv grde etf | $468,000 | – | 7,552 | +100.0% | 0.05% | – |
| BX | New | BLACKSTONE GROUP INC | $462,000 | – | 7,127 | +100.0% | 0.05% | – |
| BP | Buy | BP PLCsponsored adr | $460,000 | +18.6% | 22,399 | +0.7% | 0.05% | -18.8% |
| IVZ | Sell | INVESCO LTD | $460,000 | +18.3% | 26,365 | -22.6% | 0.05% | -18.8% |
| CVS | New | CVS HEALTH CORP | $454,000 | – | 6,647 | +100.0% | 0.05% | – |
| IWC | New | ISHARES TRmicro-cap etf | $445,000 | – | 3,748 | +100.0% | 0.05% | – |
| SHY | New | ISHARES TR1 3 yr treas bd | $447,000 | – | 5,172 | +100.0% | 0.05% | – |
| IWB | New | ISHARES TRrus 1000 etf | $451,000 | – | 2,131 | +100.0% | 0.05% | – |
| MDT | New | MEDTRONIC PLC | $450,000 | – | 3,841 | +100.0% | 0.05% | – |
| TT | New | TRANE TECHNOLOGIES PLC | $437,000 | – | 3,009 | +100.0% | 0.05% | – |
| RIO | New | RIO TINTO PLCsponsored adr | $434,000 | – | 5,775 | +100.0% | 0.05% | – |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $437,000 | +7.6% | 26,059 | +0.5% | 0.05% | -25.4% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $438,000 | +21.7% | 12,454 | -12.9% | 0.05% | -15.3% |
| SPHQ | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $439,000 | +8.9% | 10,430 | 0.0% | 0.05% | -24.2% | |
| QLD | New | PROSHARES TR | $434,000 | – | 3,768 | +100.0% | 0.05% | – |
| JCI | New | JOHNSON CTLS INTL PLC | $427,000 | – | 9,161 | +100.0% | 0.05% | – |
| NFLX | New | NETFLIX INC | $429,000 | – | 794 | +100.0% | 0.05% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $424,000 | – | 2,004 | +100.0% | 0.05% | – |
| DD | New | DUPONT DE NEMOURS INC | $417,000 | – | 5,870 | +100.0% | 0.05% | – |
| IXJ | New | ISHARES TRglob hlthcre etf | $423,000 | – | 5,530 | +100.0% | 0.05% | – |
| TWTR | New | TWITTER INC | $424,000 | – | 7,824 | +100.0% | 0.05% | – |
| ANH | Sell | ANWORTH MTG ASSET CORP | $420,000 | +39.1% | 155,056 | -15.9% | 0.05% | -4.0% |
| RYT | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $424,000 | – | 1,673 | +100.0% | 0.05% | – |
| FSLY | New | FASTLY INCcl a | $410,000 | – | 4,696 | +100.0% | 0.05% | – |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $407,000 | – | 4,471 | +100.0% | 0.05% | – |
| AMAT | New | APPLIED MATLS INC | $401,000 | – | 4,646 | +100.0% | 0.05% | – |
| ARKF | New | ARK ETF TRfintech innova | $402,000 | – | 8,088 | +100.0% | 0.05% | – |
| HPI | HANCOCK JOHN PFD INCOME FDsh ben int | $402,000 | +4.4% | 20,448 | 0.0% | 0.05% | -28.1% | |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $399,000 | – | 8,075 | +100.0% | 0.05% | – |
| IGBH | New | ISHARES U S ETF TRint rt hd long | $398,000 | – | 15,937 | +100.0% | 0.04% | – |
| SCZ | New | ISHARES TReafe sml cp etf | $397,000 | – | 5,814 | +100.0% | 0.04% | – |
| CIEN | New | CIENA CORP | $394,000 | – | 7,461 | +100.0% | 0.04% | – |
| SCHP | New | SCHWAB STRATEGIC TRus tips etf | $385,000 | – | 6,196 | +100.0% | 0.04% | – |
| SNAP | New | SNAP INCcl a | $382,000 | – | 7,632 | +100.0% | 0.04% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $387,000 | – | 4,168 | +100.0% | 0.04% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $387,000 | – | 1,269 | +100.0% | 0.04% | – |
| OMER | Buy | OMEROS CORP | $377,000 | +44.4% | 26,395 | +2.3% | 0.04% | 0.0% |
| ENBL | Buy | ENABLE MIDSTREAM PARTNERS LP | $368,000 | +27.3% | 69,900 | +0.1% | 0.04% | -12.5% |
| ADSK | New | AUTODESK INC | $368,000 | – | 1,205 | +100.0% | 0.04% | – |
| ZS | New | ZSCALER INC | $364,000 | – | 1,822 | +100.0% | 0.04% | – |
| NTR | New | NUTRIEN LTD | $359,000 | – | 7,460 | +100.0% | 0.04% | – |
| SNLN | Sell | HIGHLAND FDS Ihi ld iboxx srln | $349,000 | -9.4% | 21,800 | -10.9% | 0.04% | -37.5% |
| SCHA | New | SCHWAB STRATEGIC TRus sml cap etf | $348,000 | – | 3,906 | +100.0% | 0.04% | – |
| AON | New | AON PLC | $353,000 | – | 1,673 | +100.0% | 0.04% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $348,000 | – | 1 | +100.0% | 0.04% | – |
| JMST | New | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $352,000 | – | 6,889 | +100.0% | 0.04% | – |
| FDIS | New | FIDELITY COVINGTON TRUSTmsci consm dis | $354,000 | – | 4,951 | +100.0% | 0.04% | – |
| WDFC | New | WD-40 CO | $345,000 | – | 1,300 | +100.0% | 0.04% | – |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $344,000 | +9.6% | 21,349 | 0.0% | 0.04% | -25.0% | |
| F | Buy | FORD MTR CO DEL | $346,000 | +45.4% | 39,336 | +10.2% | 0.04% | 0.0% |
| XYL | New | XYLEM INC | $331,000 | – | 3,247 | +100.0% | 0.04% | – |
| FTF | Sell | FRANKLIN LTD DURATION INCOME | $331,000 | -9.6% | 35,172 | -18.0% | 0.04% | -36.7% |
| IMCV | Sell | ISHARES TRmrgstr md cp val | $334,000 | -79.2% | 2,135 | -82.6% | 0.04% | -85.7% |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $334,000 | – | 3,442 | +100.0% | 0.04% | – |
| QUAL | New | ISHARES TRmsci usa qlt fct | $328,000 | – | 2,819 | +100.0% | 0.04% | – |
| XMLV | New | INVESCO EXCH TRADED FD TR IIs&p midcp low | $322,000 | – | 6,689 | +100.0% | 0.04% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $324,000 | – | 1,587 | +100.0% | 0.04% | – |
| EZU | New | ISHARES INCmsci eurzone etf | $325,000 | – | 7,372 | +100.0% | 0.04% | – |
| COLB | New | COLUMBIA BKG SYS INC | $324,000 | – | 9,037 | +100.0% | 0.04% | – |
| FLOT | New | ISHARES TRfltg rate nt etf | $326,000 | – | 6,430 | +100.0% | 0.04% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $327,000 | – | 2,518 | +100.0% | 0.04% | – |
| WM | Sell | WASTE MGMT INC DEL | $317,000 | -74.1% | 2,691 | -75.1% | 0.04% | -82.2% |
| VGLT | New | VANGUARD SCOTTSDALE FDSlong term treas | $313,000 | – | 3,264 | +100.0% | 0.04% | – |
| IJK | New | ISHARES TRs&p mc 400gr etf | $313,000 | – | 4,340 | +100.0% | 0.04% | – |
| SDGR | New | SCHRODINGER INC | $317,000 | – | 4,000 | +100.0% | 0.04% | – |
| BNS | New | BANK NOVA SCOTIA B C | $318,000 | – | 5,885 | +100.0% | 0.04% | – |
| NEM | New | NEWMONT CORP | $303,000 | – | 5,065 | +100.0% | 0.04% | – |
| NBH | NEUBERGER BERMAN MUN FD INC | $308,000 | -1.3% | 20,266 | 0.0% | 0.04% | -31.4% | |
| TFC | New | TRUIST FINL CORP | $306,000 | – | 6,379 | +100.0% | 0.04% | – |
| IETC | New | ISHARES U S ETF TRtechnology | $295,000 | – | 6,209 | +100.0% | 0.03% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $299,000 | – | 6,106 | +100.0% | 0.03% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $297,000 | – | 11,558 | +100.0% | 0.03% | – |
| EXPD | New | EXPEDITORS INTL WASH INC | $298,000 | – | 3,132 | +100.0% | 0.03% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $298,000 | – | 842 | +100.0% | 0.03% | – |
| CDAK | New | CODIAK BIOSCIENCES INC | $302,000 | – | 9,338 | +100.0% | 0.03% | – |
| XHS | New | SPDR SER TRhlth care svcs | $293,000 | – | 3,031 | +100.0% | 0.03% | – |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $293,000 | -2.3% | 34,055 | -5.9% | 0.03% | -32.7% |
| CHI | Sell | CALAMOS CONV OPPORTUNITIES &sh ben int | $286,000 | +8.7% | 21,155 | -11.5% | 0.03% | -23.3% |
| SGEN | New | SEAGEN INC | $287,000 | – | 1,639 | +100.0% | 0.03% | – |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $289,000 | +12.5% | 29,952 | +4.9% | 0.03% | -21.4% |
| LMT | New | LOCKHEED MARTIN CORP | $289,000 | – | 814 | +100.0% | 0.03% | – |
| LQDH | New | ISHARES U S ETF TRint rt hdg c b | $293,000 | – | 3,072 | +100.0% | 0.03% | – |
| INBK | Sell | FIRST INTERNET BANCORP | $279,000 | +86.0% | 9,715 | -4.9% | 0.03% | +28.0% |
| MA | New | MASTERCARD INCORPORATEDcl a | $284,000 | – | 796 | +100.0% | 0.03% | – |
| NEAR | New | ISHARES U S ETF TRblackrock st mat | $280,000 | – | 5,576 | +100.0% | 0.03% | – |
| SHYD | Sell | VANECK VECTORS ETF TRshrt hgh yld mun | $282,000 | -7.8% | 11,376 | -9.5% | 0.03% | -36.0% |
| SPIP | New | SPDR SER TRportfli tips etf | $271,000 | – | 8,695 | +100.0% | 0.03% | – |
| GPC | New | GENUINE PARTS CO | $271,000 | – | 2,700 | +100.0% | 0.03% | – |
| IEUR | New | ISHARES TRcore msci euro | $272,000 | – | 5,310 | +100.0% | 0.03% | – |
| NVS | New | NOVARTIS AGsponsored adr | $260,000 | – | 2,755 | +100.0% | 0.03% | – |
| FCX | FREEPORT-MCMORAN INCcl b | $261,000 | +66.2% | 10,034 | 0.0% | 0.03% | +15.4% | |
| NET | New | CLOUDFLARE INC | $259,000 | – | 3,414 | +100.0% | 0.03% | – |
| FEN | Buy | FIRST TR ENERGY INCOME & GRO | $260,000 | +72.2% | 24,275 | +45.6% | 0.03% | +20.0% |
| TWLO | New | TWILIO INCcl a | $260,000 | – | 767 | +100.0% | 0.03% | – |
| IQDF | FLEXSHARES TRintl qltdv idx | $264,000 | +16.8% | 10,920 | 0.0% | 0.03% | -18.9% | |
| SCHC | New | SCHWAB STRATEGIC TRintl sceqt etf | $260,000 | – | 6,903 | +100.0% | 0.03% | – |
| SCHH | New | SCHWAB STRATEGIC TRus reit etf | $265,000 | – | 6,976 | +100.0% | 0.03% | – |
| COP | New | CONOCOPHILLIPS | $266,000 | – | 6,643 | +100.0% | 0.03% | – |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $251,000 | +9.6% | 41,116 | +0.9% | 0.03% | -23.7% |
| WELL | New | WELLTOWER INC | $250,000 | – | 3,875 | +100.0% | 0.03% | – |
| LIN | New | LINDE PLC | $253,000 | – | 959 | +100.0% | 0.03% | – |
| FIS | New | FIDELITY NATL INFORMATION SV | $256,000 | – | 1,809 | +100.0% | 0.03% | – |
| TRV | New | TRAVELERS COMPANIES INC | $257,000 | – | 1,829 | +100.0% | 0.03% | – |
| PGR | New | PROGRESSIVE CORP | $255,000 | – | 2,575 | +100.0% | 0.03% | – |
| XSLV | New | INVESCO EXCH TRADED FD TR IIs&p smlcp low | $243,000 | – | 5,953 | +100.0% | 0.03% | – |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $247,000 | +5.1% | 18,238 | 0.0% | 0.03% | -28.2% | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $245,000 | +13.4% | 17,369 | 0.0% | 0.03% | -22.2% | |
| BHK | BLACKROCK CORE BD TR | $249,000 | +4.2% | 15,294 | 0.0% | 0.03% | -28.2% | |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $244,000 | – | 523 | +100.0% | 0.03% | – |
| ADI | New | ANALOG DEVICES INC | $243,000 | – | 1,645 | +100.0% | 0.03% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $244,000 | – | 913 | +100.0% | 0.03% | – |
| AA | ALCOA CORP | $243,000 | +99.2% | 10,530 | 0.0% | 0.03% | +40.0% | |
| GM | New | GENERAL MTRS CO | $247,000 | – | 5,920 | +100.0% | 0.03% | – |
| IP | New | INTERNATIONAL PAPER CO | $248,000 | – | 4,992 | +100.0% | 0.03% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $240,000 | – | 5,826 | +100.0% | 0.03% | – |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $238,000 | -45.3% | 16,000 | -48.4% | 0.03% | -62.5% |
| JHS | HANCOCK JOHN INCOME SECS TR | $233,000 | +3.6% | 14,825 | 0.0% | 0.03% | -27.0% | |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $240,000 | – | 2,201 | +100.0% | 0.03% | – |
| TMUS | New | T-MOBILE US INC | $241,000 | – | 1,785 | +100.0% | 0.03% | – |
| IGV | New | ISHARES TRexpanded tech | $234,000 | – | 662 | +100.0% | 0.03% | – |
| KMI | Sell | KINDER MORGAN INC DEL | $237,000 | -19.1% | 17,325 | -27.1% | 0.03% | -43.8% |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $227,000 | – | 3,360 | +100.0% | 0.03% | – |
| DGS | New | WISDOMTREE TRemg mkts smcap | $227,000 | – | 4,766 | +100.0% | 0.03% | – |
| UYG | New | PROSHARES TRultra fncls new | $224,000 | – | 5,294 | +100.0% | 0.03% | – |
| IUSV | New | ISHARES TRcore s&p us vlu | $229,000 | – | 3,677 | +100.0% | 0.03% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $227,000 | +4.6% | 13,718 | +1.3% | 0.03% | -27.8% |
| SGOL | Buy | ABERDEEN STD GOLD ETF TR | $221,000 | +12.2% | 12,108 | +11.4% | 0.02% | -24.2% |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $215,000 | – | 5,743 | +100.0% | 0.02% | – |
| PM | New | PHILIP MORRIS INTL INC | $216,000 | – | 2,613 | +100.0% | 0.02% | – |
| STIM | NEURONETICS INC | $222,000 | +128.9% | 20,000 | 0.0% | 0.02% | +56.2% | |
| TSI | Sell | TCW STRATEGIC INCOME FD INC | $218,000 | -16.8% | 38,300 | -17.9% | 0.02% | -41.9% |
| HSY | New | HERSHEY CO | $220,000 | – | 1,442 | +100.0% | 0.02% | – |
| TTD | New | THE TRADE DESK INC | $220,000 | – | 275 | +100.0% | 0.02% | – |
| D | New | DOMINION ENERGY INC | $222,000 | – | 2,952 | +100.0% | 0.02% | – |
| VTRS | New | VIATRIS INC | $210,000 | – | 11,207 | +100.0% | 0.02% | – |
| PAYX | New | PAYCHEX INC | $213,000 | – | 2,288 | +100.0% | 0.02% | – |
| SQ | New | SQUARE INCcl a | $211,000 | – | 969 | +100.0% | 0.02% | – |
| FLRN | New | SPDR SER TRblomberg brc inv | $214,000 | – | 7,005 | +100.0% | 0.02% | – |
| AGGY | New | WISDOMTREE TRyield enhancd us | $201,000 | – | 3,739 | +100.0% | 0.02% | – |
| XEL | New | XCEL ENERGY INC | $203,000 | – | 3,041 | +100.0% | 0.02% | – |
| CL | New | COLGATE PALMOLIVE CO | $201,000 | – | 2,354 | +100.0% | 0.02% | – |
| SPIB | New | SPDR SER TRportfolio intrmd | $205,000 | – | 5,525 | +100.0% | 0.02% | – |
| BSE | BLACKROCK NEW YORK MUN INCOM | $200,000 | +4.2% | 14,700 | 0.0% | 0.02% | -28.1% | |
| FHLC | New | FIDELITY COVINGTON TRUSTmsci hlth care i | $203,000 | – | 3,511 | +100.0% | 0.02% | – |
| CDW | Sell | CDW CORP | $201,000 | -93.8% | 1,523 | -94.4% | 0.02% | -95.7% |
| TJX | New | TJX COS INC NEW | $203,000 | – | 2,970 | +100.0% | 0.02% | – |
| DG | New | DOLLAR GEN CORP NEW | $204,000 | – | 968 | +100.0% | 0.02% | – |
| SCHM | New | SCHWAB STRATEGIC TRus mid-cap etf | $204,000 | – | 2,995 | +100.0% | 0.02% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $199,000 | – | 20,425 | +100.0% | 0.02% | – |
| VGM | INVESCO TR INVT GRADE MUNS | $186,000 | +6.3% | 14,070 | 0.0% | 0.02% | -27.6% | |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $182,000 | – | 42,613 | +100.0% | 0.02% | – |
| OYST | OYSTER PT PHARMA INC | $188,000 | -10.9% | 10,000 | 0.0% | 0.02% | -40.0% | |
| MUE | BLACKROCK MUNIHOLDINGS QUALI | $180,000 | +7.1% | 13,198 | 0.0% | 0.02% | -25.0% | |
| ARCC | Sell | ARES CAPITAL CORP | $173,000 | -21.7% | 10,218 | -35.4% | 0.02% | -44.4% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $179,000 | +5.9% | 15,188 | +1.0% | 0.02% | -28.6% |
| MQT | BLACKROCK MUNIYIELD QUALITY | $176,000 | +6.7% | 12,600 | 0.0% | 0.02% | -25.9% | |
| GGB | Sell | GERDAU SAspon adr rep pfd | $165,000 | +1.9% | 35,299 | -19.3% | 0.02% | -29.6% |
| NAC | NUVEEN CA QUALTY MUN INCOME | $168,000 | +3.7% | 11,093 | 0.0% | 0.02% | -29.6% | |
| STNG | Sell | SCORPIO TANKERS INC | $154,000 | -49.5% | 13,735 | -50.2% | 0.02% | -64.0% |
| MFA | MFA FINL INC | $157,000 | +45.4% | 40,275 | 0.0% | 0.02% | 0.0% | |
| TRQ | New | TURQUOISE HILL RES LTD | $155,000 | – | 12,444 | +100.0% | 0.02% | – |
| ABEV | AMBEV SAsponsored adr | $140,000 | +35.9% | 45,618 | 0.0% | 0.02% | -5.9% | |
| INO | Buy | INOVIO PHARMACEUTICALS INC | $133,000 | +14.7% | 15,000 | +50.0% | 0.02% | -21.1% |
| EVG | Buy | EATON VANCE SHORT DURATION D | $134,000 | +9.8% | 10,824 | +1.5% | 0.02% | -25.0% |
| LEO | BNY MELLON STRATEGIC MUNS IN | $132,000 | +3.1% | 15,500 | 0.0% | 0.02% | -28.6% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $117,000 | +10.4% | 12,625 | 0.0% | 0.01% | -23.5% | |
| ADVM | ADVERUM BIOTECHNOLOGIES INC | $108,000 | +4.9% | 10,000 | 0.0% | 0.01% | -29.4% | |
| GCI | Sell | GANNETT CO INC | $76,000 | +145.2% | 22,679 | -4.8% | 0.01% | +80.0% |
| WPRT | Sell | WESTPORT FUEL SYSTEMS INC | $76,000 | +100.0% | 14,350 | -39.2% | 0.01% | +50.0% |
| KZR | KEZAR LIFE SCIENCES INC | $66,000 | +8.2% | 12,592 | 0.0% | 0.01% | -20.0% | |
| BEST | Sell | BEST INCsponsored ads | $70,000 | -34.6% | 34,390 | -3.4% | 0.01% | -55.6% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $68,000 | +3.0% | 16,000 | 0.0% | 0.01% | -27.3% | |
| GASS | Sell | STEALTHGAS INC | $51,000 | -25.0% | 21,825 | -5.3% | 0.01% | -45.5% |
| AMTX | Sell | AEMETIS INC | $46,000 | -41.0% | 18,600 | -23.5% | 0.01% | -61.5% |
| ATHX | ATHERSYS INC NEW | $35,000 | -10.3% | 20,000 | 0.0% | 0.00% | -33.3% | |
| RIG | Sell | TRANSOCEAN LTD | $37,000 | +48.0% | 16,180 | -47.0% | 0.00% | 0.0% |
| BBCP | Exit | CONCRETE PUMPING HLDGS INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
| GEL | Exit | GENESIS ENERGY L Punit ltd partn | $0 | – | -14,387 | -100.0% | -0.01% | – |
| GPP | Exit | GREEN PLAINS PARTNERS LP | $0 | – | -11,390 | -100.0% | -0.01% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -108,450 | -100.0% | -0.02% | – |
| SFL | Exit | SFL CORPORATION LTD | $0 | – | -20,172 | -100.0% | -0.02% | – |
| TCS | Exit | CONTAINER STORE GROUP INC | $0 | – | -33,250 | -100.0% | -0.03% | – |
| WKHS | Exit | WORKHORSE GROUP INC | $0 | – | -10,978 | -100.0% | -0.05% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -14,286 | -100.0% | -0.08% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -17,444 | -100.0% | -0.08% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -13,869 | -100.0% | -0.11% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -51,612 | -100.0% | -0.13% | – |
| FLIR | Exit | FLIR SYS INC | $0 | – | -21,910 | -100.0% | -0.13% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -53,095 | -100.0% | -0.13% | – |
| KL | Exit | KIRKLAND LAKE GOLD LTD | $0 | – | -26,452 | -100.0% | -0.21% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -4,600 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.