$321 Million is the total value of NWAM LLC's 301 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 20.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | MICROSOFT CORP | $14,747,000 | +2.4% | 353,634 | +0.7% | 4.59% | -7.4% |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $8,788,000 | 0.0% | 114,537 | -4.9% | 2.73% | -9.6% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $8,337,000 | +35.9% | 606,319 | +33.6% | 2.59% | +22.9% |
| FLC | Buy | FLAHERTY & CRUMRINE TOTAL RE | $6,465,000 | +19.9% | 322,439 | +18.2% | 2.01% | +8.4% |
| ERC | Buy | WELLS FARGO ADVANTAGE MULTI | $6,280,000 | +17.8% | 421,507 | +14.6% | 1.95% | +6.5% |
| SBUX | Buy | STARBUCKS CORP | $5,822,000 | +5.8% | 75,239 | +0.4% | 1.81% | -4.3% |
| AAPL | Buy | APPLE INC | $5,706,000 | +8.7% | 61,400 | +11.0% | 1.78% | -1.7% |
| IWF | Sell | ISHARESrus 1000 grw etf | $5,634,000 | +0.0% | 61,957 | -4.8% | 1.75% | -9.5% |
| PG | Buy | PROCTER & GAMBLE CO | $5,317,000 | -1.2% | 67,654 | +1.4% | 1.65% | -10.6% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $5,265,000 | -2.8% | 342,550 | +8.8% | 1.64% | -12.1% |
| IWD | Sell | ISHARESrus 1000 val etf | $5,210,000 | 0.0% | 51,451 | -4.7% | 1.62% | -9.5% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $4,530,000 | +2.0% | 45,808 | -3.6% | 1.41% | -7.8% |
| USB | Sell | US BANCORP DEL | $4,501,000 | +0.0% | 103,902 | -1.0% | 1.40% | -9.6% |
| GE | Sell | GENERAL ELECTRIC CO | $4,391,000 | +0.9% | 167,082 | -0.6% | 1.37% | -8.8% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $4,359,000 | +1.3% | 53,850 | -2.2% | 1.36% | -8.4% |
| INTC | Sell | INTEL CORP | $4,298,000 | +0.2% | 139,102 | -16.3% | 1.34% | -9.4% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $4,263,000 | +71.8% | 217,515 | +68.5% | 1.33% | +55.3% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $4,191,000 | +0.2% | 56,004 | -5.4% | 1.30% | -9.4% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $4,117,000 | +0.3% | 653,477 | +3.0% | 1.28% | -9.3% |
| BA | Buy | BOEING CO | $4,116,000 | +1.9% | 32,353 | +0.5% | 1.28% | -7.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,653,000 | +1.9% | 28,864 | +0.6% | 1.14% | -7.9% |
| DVY | Sell | ISHARESselect divid etf | $3,501,000 | +0.4% | 45,484 | -4.3% | 1.09% | -9.2% |
| PCAR | Buy | PACCAR INC | $3,300,000 | +6.5% | 52,529 | +14.3% | 1.03% | -3.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $3,076,000 | +4.8% | 62,868 | +1.9% | 0.96% | -5.2% |
| IJH | Sell | ISHAREScore s&p mcp etf | $2,923,000 | +1.9% | 20,432 | -2.1% | 0.91% | -7.9% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,880,000 | +3.1% | 25,012 | +0.0% | 0.90% | -6.8% |
| O | Sell | REALTY INCOME CORP | $2,842,000 | +0.1% | 63,990 | -7.9% | 0.88% | -9.4% |
| MO | Sell | ALTRIA GROUP INC | $2,822,000 | +6.4% | 67,294 | -5.0% | 0.88% | -3.7% |
| CVX | Sell | CHEVRON CORP NEW | $2,791,000 | -25.5% | 21,378 | -32.1% | 0.87% | -32.7% |
| XOM | Sell | EXXON MOBIL CORP | $2,754,000 | +1.7% | 27,357 | -1.3% | 0.86% | -7.9% |
| T | Sell | AT&T INC | $2,701,000 | -0.2% | 76,399 | -1.0% | 0.84% | -9.8% |
| AGG | Sell | ISHAREScore totusbd etf | $2,584,000 | +0.9% | 23,616 | -0.5% | 0.80% | -8.7% |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $2,567,000 | +1.3% | 56,554 | -5.7% | 0.80% | -8.3% |
| PFE | Buy | PFIZER INC | $2,508,000 | +2.7% | 84,508 | +11.1% | 0.78% | -7.1% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $2,456,000 | 0.0% | 50,636 | +7.1% | 0.76% | -9.6% |
| SPAB | New | SPDR SERIES TRUSTbrclys agg etf | $2,427,000 | – | 41,881 | +100.0% | 0.76% | – |
| MRK | Buy | MERCK & CO INC NEW | $2,390,000 | +4.9% | 41,307 | +2.9% | 0.74% | -5.2% |
| AAXJ | Sell | ISHARESmsci ac asia etf | $2,306,000 | 0.0% | 36,781 | -5.7% | 0.72% | -9.6% |
| CSCO | Sell | CISCO SYS INC | $2,232,000 | +1.1% | 89,826 | -8.8% | 0.69% | -8.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,209,000 | -0.1% | 38,345 | +5.2% | 0.69% | -9.7% |
| DOW | Sell | DOW CHEM CO | $2,202,000 | 0.0% | 42,795 | -5.6% | 0.68% | -9.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,203,000 | -1.7% | 26,124 | -4.6% | 0.68% | -11.2% |
| DJP | Sell | BARCLAYS BK PLCdjubs cmdt etn36 | $2,018,000 | -0.4% | 51,156 | -0.5% | 0.63% | -9.9% |
| IYR | Sell | ISHARESu.s. real es etf | $2,011,000 | +0.1% | 28,011 | -5.6% | 0.63% | -9.4% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,885,000 | +0.2% | 22,923 | -1.1% | 0.59% | -9.4% |
| LQD | Sell | ISHARESiboxx inv cp etf | $1,863,000 | +0.6% | 15,625 | -1.3% | 0.58% | -8.9% |
| COP | Sell | CONOCOPHILLIPS | $1,797,000 | +8.6% | 20,961 | -10.9% | 0.56% | -1.8% |
| HCP | New | HCP INC | $1,766,000 | – | 42,684 | +100.0% | 0.55% | – |
| TLT | Sell | ISHARES20+ yr tr bd etf | $1,759,000 | 0.0% | 15,495 | -3.9% | 0.55% | -9.6% |
| EFA | Sell | ISHARESmsci eafe etf | $1,691,000 | +0.2% | 24,735 | -1.5% | 0.53% | -9.3% |
| BP | Sell | BP PLCsponsored adr | $1,643,000 | +3.5% | 31,141 | -5.7% | 0.51% | -6.4% |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $1,557,000 | +1155.6% | 84,734 | +26.6% | 0.48% | +1025.6% |
| NCT | Buy | NEWCASTLE INVT CORP | $1,545,000 | +7.5% | 322,599 | +5.5% | 0.48% | -2.6% |
| NLY | Buy | ANNALY CAP MGMT INC | $1,520,000 | +26.0% | 132,995 | +21.0% | 0.47% | +14.0% |
| HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,464,000 | +2.0% | 27,462 | +0.7% | 0.46% | -7.9% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $1,463,000 | -1.2% | 18,205 | -1.5% | 0.46% | -10.6% |
| IWO | Sell | ISHARESrus 2000 grw etf | $1,461,000 | 0.0% | 10,555 | -1.7% | 0.45% | -9.7% |
| IWN | Sell | ISHARESrus 2000 val etf | $1,450,000 | -2.0% | 14,044 | -4.2% | 0.45% | -11.4% |
| IBB | Sell | ISHARESnasdq biotec etf | $1,397,000 | +0.2% | 5,437 | -7.8% | 0.44% | -9.4% |
| AMZN | Buy | AMAZON COM INC | $1,392,000 | +26.8% | 4,285 | +31.2% | 0.43% | +14.6% |
| HPS | Buy | HANCOCK JOHN PFD INCOME FD I | $1,392,000 | +31.8% | 77,727 | +27.4% | 0.43% | +19.3% |
| AMTX | New | AEMETIS INC | $1,380,000 | – | 144,673 | +100.0% | 0.43% | – |
| MNKD | Buy | MANNKIND CORP | $1,350,000 | +227.7% | 123,142 | +20.0% | 0.42% | +195.8% |
| QCOM | Buy | QUALCOMM INC | $1,349,000 | +0.9% | 17,029 | +0.5% | 0.42% | -8.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,323,000 | +7.0% | 12,643 | +0.4% | 0.41% | -3.3% |
| IWS | Sell | ISHARESrus mdcp val etf | $1,318,000 | +0.2% | 18,145 | -5.1% | 0.41% | -9.3% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,281,000 | +0.1% | 89,134 | +2.8% | 0.40% | -9.3% |
| IAI | Buy | ISHARESu.s. br-deal etf | $1,284,000 | 0.0% | 34,084 | +2.5% | 0.40% | -9.7% |
| UNP | Buy | UNION PAC CORP | $1,269,000 | +2.4% | 12,722 | +92.8% | 0.40% | -7.3% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,256,000 | 0.0% | 28,384 | -6.3% | 0.39% | -9.5% |
| PGX | Sell | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,247,000 | +0.1% | 85,205 | -2.5% | 0.39% | -9.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,230,000 | +1.7% | 6,282 | -2.8% | 0.38% | -7.9% |
| BSP | New | AMERN STRATEGIC INCOME PTFL | $1,223,000 | – | 139,323 | +100.0% | 0.38% | – |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $1,209,000 | 0.0% | 29,976 | +2.6% | 0.38% | -9.6% |
| HFWA | Buy | HERITAGE FINL CORP WASH | $1,184,000 | +2.6% | 73,573 | +7.8% | 0.37% | -7.3% |
| EMB | Sell | ISHARESjp mor em mk etf | $1,176,000 | 0.0% | 10,201 | -3.3% | 0.37% | -9.6% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $1,168,000 | +47.8% | 14,183 | +31.2% | 0.36% | +33.5% |
| KEY | Buy | KEYCORP NEW | $1,161,000 | +6.8% | 81,030 | +6.2% | 0.36% | -3.5% |
| BKK | Buy | BLACKROCK MUN 2020 TERM TR | $1,130,000 | 0.0% | 69,376 | +0.5% | 0.35% | -9.5% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $1,105,000 | +0.3% | 189,178 | -2.1% | 0.34% | -9.2% |
| FTF | Buy | FRANKLIN TEMPLETON LTD DUR I | $1,063,000 | +49.1% | 81,274 | +48.7% | 0.33% | +35.1% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC | $1,061,000 | +21.3% | 75,219 | +29.1% | 0.33% | +9.6% |
| HCN | Sell | HEALTH CARE REIT INC | $1,061,000 | -39.0% | 16,923 | -62.3% | 0.33% | -44.9% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $1,046,000 | +22.5% | 71,252 | +16.3% | 0.32% | +10.5% |
| MCC | Buy | MEDLEY CAP CORP | $1,019,000 | +64.1% | 78,000 | +71.1% | 0.32% | +48.1% |
| SLF | Sell | SUN LIFE FINL INC | $1,002,000 | +0.3% | 27,282 | -5.4% | 0.31% | -9.3% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $978,000 | +13.6% | 104,535 | +15.5% | 0.30% | +2.7% |
| EEM | Sell | ISHARESmsci emg mkt etf | $973,000 | +3.3% | 22,497 | -2.1% | 0.30% | -6.5% |
| CIM | Buy | CHIMERA INVT CORP | $971,000 | +32.3% | 304,490 | +26.9% | 0.30% | +19.4% |
| AMGN | Buy | AMGEN INC | $961,000 | +33.8% | 8,118 | +39.5% | 0.30% | +21.1% |
| CBLAQ | Sell | CBL & ASSOC PPTYS INC | $950,000 | +0.5% | 50,004 | -6.1% | 0.30% | -8.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $927,000 | +5.1% | 9,868 | -1.9% | 0.29% | -5.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $916,000 | +1.3% | 12,352 | -2.7% | 0.28% | -8.4% |
| EWZ | Sell | ISHARESmsci brz cap etf | $906,000 | +0.2% | 18,968 | -5.5% | 0.28% | -9.3% |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $902,000 | +120.5% | 68,105 | +112.1% | 0.28% | +99.3% |
| PCP | Buy | PRECISION CASTPARTS CORP | $887,000 | 0.0% | 3,513 | +0.1% | 0.28% | -9.5% |
| KOL | Sell | MARKET VECTORS ETF TRcoal etf | $881,000 | 0.0% | 47,060 | -1.2% | 0.27% | -9.6% |
| FB | Sell | FACEBOOK INCcl a | $836,000 | +2.3% | 12,420 | -8.4% | 0.26% | -7.5% |
| PCN | Buy | PIMCO CORPORATE INCOME STRAT | $834,000 | +4.6% | 49,149 | +2.5% | 0.26% | -5.5% |
| NBH | Buy | NEUBERGER BERMAN INTER MUNI | $802,000 | +192.7% | 52,065 | +175.2% | 0.25% | +164.9% |
| F | Sell | FORD MTR CO DEL | $789,000 | +0.4% | 45,764 | -9.2% | 0.24% | -9.3% |
| MCD | Buy | MCDONALDS CORP | $789,000 | +11.9% | 7,832 | +9.0% | 0.24% | +0.8% |
| GASS | Buy | STEALTHGAS INC | $784,000 | +20.2% | 70,650 | +23.1% | 0.24% | +8.9% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $781,000 | -0.9% | 11,938 | +1.7% | 0.24% | -10.3% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $769,000 | 0.0% | 19,276 | +21.3% | 0.24% | -9.8% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $765,000 | -0.6% | 6,534 | -4.1% | 0.24% | -10.2% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $762,000 | +24.5% | 147,700 | +19.6% | 0.24% | +12.3% |
| JWN | Sell | NORDSTROM INC | $758,000 | +2.0% | 11,151 | -6.3% | 0.24% | -7.8% |
| DHR | Sell | DANAHER CORP DEL | $744,000 | +0.1% | 9,450 | -4.6% | 0.23% | -9.8% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $737,000 | 0.0% | 117,305 | -2.7% | 0.23% | -9.8% |
| TMUS | Sell | T-MOBILE US INC | $733,000 | 0.0% | 21,792 | -1.8% | 0.23% | -9.5% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $726,000 | -2.4% | 26,535 | -17.6% | 0.23% | -11.7% |
| WFC | Sell | WELLS FARGO & CO NEW | $726,000 | +1.1% | 13,821 | -4.3% | 0.23% | -8.5% |
| EMC | Buy | E M C CORP MASS | $726,000 | +2.4% | 27,572 | +6.6% | 0.23% | -7.4% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $724,000 | +0.1% | 13,845 | -3.7% | 0.22% | -9.6% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $706,000 | -0.1% | 22,700 | -17.8% | 0.22% | -9.5% |
| KRFT | New | KRAFT FOODS GROUP INC | $701,000 | – | 11,700 | +100.0% | 0.22% | – |
| PFF | Sell | ISHARESu.s. pfd stk etf | $698,000 | +0.1% | 17,480 | -2.1% | 0.22% | -9.6% |
| TIP | Sell | ISHAREStips bd etf | $682,000 | +2.2% | 5,914 | -0.6% | 0.21% | -7.4% |
| OMER | OMEROS CORP | $631,000 | +44.4% | 36,246 | 0.0% | 0.20% | +30.7% | |
| SCZ | Sell | ISHARESeafe sml cp etf | $630,000 | 0.0% | 11,899 | -1.4% | 0.20% | -9.7% |
| IVW | Buy | ISHARESs&p 500 grwt etf | $620,000 | +6.5% | 5,894 | +1.2% | 0.19% | -3.5% |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $622,000 | +129.5% | 10,214 | +129.0% | 0.19% | +107.5% |
| YPF | Buy | YPF SOCIEDAD ANONIMAspon adr cl d | $618,000 | +33.2% | 18,925 | +27.2% | 0.19% | +20.0% |
| MMM | Sell | 3M CO | $615,000 | +2.2% | 4,294 | -3.2% | 0.19% | -7.7% |
| MON | Sell | MONSANTO CO NEW | $608,000 | +0.7% | 4,874 | -8.1% | 0.19% | -9.1% |
| BOH | Buy | BANK HAWAII CORP | $593,000 | 0.0% | 10,106 | +3.3% | 0.18% | -9.8% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $578,000 | +0.2% | 7,195 | -0.2% | 0.18% | -9.1% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $576,000 | +1.2% | 13,535 | -1.9% | 0.18% | -8.7% |
| GLD | Buy | SPDR GOLD TRUST | $571,000 | +5.7% | 4,463 | +2.1% | 0.18% | -4.3% |
| GEL | New | GENESIS ENERGY L Punit ltd partn | $573,000 | – | 10,227 | +100.0% | 0.18% | – |
| ABT | Sell | ABBOTT LABS | $564,000 | +3.7% | 13,783 | -2.5% | 0.18% | -6.4% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $557,000 | +15.6% | 54,820 | +12.7% | 0.17% | +4.2% |
| IJS | Sell | ISHARESsp smcp600vl etf | $543,000 | 0.0% | 4,708 | -1.7% | 0.17% | -9.6% |
| AXP | Sell | AMERICAN EXPRESS CO | $541,000 | 0.0% | 5,702 | -5.1% | 0.17% | -9.7% |
| GILD | Buy | GILEAD SCIENCES INC | $529,000 | +39.2% | 6,375 | +18.9% | 0.16% | +26.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $527,000 | +0.4% | 2,910 | +6.8% | 0.16% | -9.4% |
| C | Buy | CITIGROUP INC | $521,000 | 0.0% | 11,059 | +1.1% | 0.16% | -9.5% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $521,000 | +1.6% | 9,706 | -5.3% | 0.16% | -8.0% |
| SBS | Buy | COMPANHIA DE SANEAMENTO BASIsponsored adr | $515,000 | +43.9% | 48,025 | +24.3% | 0.16% | +30.1% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $514,000 | +0.6% | 37,286 | +2.3% | 0.16% | -9.1% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $502,000 | +2.4% | 6,436 | -1.3% | 0.16% | -7.7% |
| IWP | Sell | ISHARESrus md cp gr etf | $499,000 | +1.6% | 5,574 | -2.7% | 0.16% | -8.3% |
| ABBV | Sell | ABBVIE INC | $495,000 | +5.1% | 8,762 | -4.5% | 0.15% | -4.9% |
| JCI | Sell | JOHNSON CTLS INC | $494,000 | -0.4% | 9,884 | -5.7% | 0.15% | -9.9% |
| BMO | Sell | BANK MONTREAL QUE | $489,000 | 0.0% | 6,646 | -8.9% | 0.15% | -9.5% |
| SRE | Sell | SEMPRA ENERGY | $481,000 | +4.8% | 4,155 | -12.5% | 0.15% | -5.1% |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $479,000 | – | 32,800 | +100.0% | 0.15% | – |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $467,000 | -4.3% | 9,820 | -7.8% | 0.14% | -13.7% |
| MFA | Buy | MFA FINL INC | $465,000 | +62.6% | 56,625 | +53.5% | 0.14% | +48.0% |
| IJT | Sell | ISHARESsp smcp600gr etf | $456,000 | 0.0% | 3,775 | -1.5% | 0.14% | -9.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $452,000 | 0.0% | 2 | 0.0% | 0.14% | -9.0% | |
| STO | Buy | STATOIL ASAsponsored adr | $450,000 | +46.6% | 14,580 | +34.0% | 0.14% | +32.1% |
| COLB | Buy | COLUMBIA BKG SYS INC | $442,000 | +18.8% | 16,807 | +28.8% | 0.14% | +7.8% |
| HOG | New | HARLEY DAVIDSON INC | $440,000 | – | 6,305 | +100.0% | 0.14% | – |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $439,000 | -3.1% | 4,161 | -7.6% | 0.14% | -12.2% |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $436,000 | – | 7,256 | +100.0% | 0.14% | – |
| IYM | Sell | ISHARESu.s. bas mtl etf | $435,000 | +3.8% | 4,968 | -1.3% | 0.14% | -6.2% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $435,000 | +16.0% | 30,619 | +16.2% | 0.14% | +4.7% |
| KO | Sell | COCA COLA CO | $431,000 | +1.9% | 10,164 | -7.1% | 0.13% | -8.2% |
| FEN | New | FIRST TR ENERGY INCOME & GRW | $431,000 | – | 11,910 | +100.0% | 0.13% | – |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $430,000 | -1.4% | 10,298 | -2.5% | 0.13% | -10.7% |
| DIS | Buy | DISNEY WALT CO | $424,000 | +24.7% | 4,943 | +16.4% | 0.13% | +12.8% |
| GOOGL | Buy | GOOGLE INCcl a | $416,000 | -18.9% | 711 | +4.4% | 0.13% | -26.7% |
| LO | Sell | LORILLARD INC | $415,000 | +1.0% | 6,799 | -10.6% | 0.13% | -8.5% |
| GOOG | New | GOOGLE INCcl c | $411,000 | – | 714 | +100.0% | 0.13% | – |
| WY | Sell | WEYERHAEUSER CO | $408,000 | +4.6% | 12,343 | -7.0% | 0.13% | -5.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $404,000 | 0.0% | 4,942 | +0.4% | 0.13% | -9.4% |
| MFC | New | MANULIFE FINL CORP | $402,000 | – | 20,249 | +100.0% | 0.12% | – |
| NKE | Buy | NIKE INCcl b | $398,000 | +0.5% | 9,743 | +81.5% | 0.12% | -8.8% |
| ORCL | Buy | ORACLE CORP | $398,000 | +2.1% | 9,818 | +3.1% | 0.12% | -7.5% |
| PSX | Sell | PHILLIPS 66 | $399,000 | +1.8% | 4,965 | -2.4% | 0.12% | -8.1% |
| LLY | Sell | LILLY ELI & CO | $393,000 | +0.5% | 6,316 | -4.9% | 0.12% | -9.6% |
| NMFC | Buy | NEW MTN FIN CORP | $382,000 | +6.7% | 25,700 | +4.5% | 0.12% | -3.3% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $380,000 | +47.9% | 4,369 | +32.9% | 0.12% | +34.1% |
| CLX | Sell | CLOROX CO DEL | $380,000 | +1.1% | 4,152 | -2.8% | 0.12% | -8.5% |
| MNE | New | BLACKROCK MUNI N Y INTER DUR | $378,000 | – | 27,000 | +100.0% | 0.12% | – |
| CVC | Sell | CABLEVISION SYS CORPcl a ny cablvs | $376,000 | 0.0% | 21,281 | -4.4% | 0.12% | -9.3% |
| MLCO | Buy | MELCO CROWN ENTMT LTDadr | $373,000 | +59.4% | 10,433 | +72.4% | 0.12% | +45.0% |
| POM | New | PEPCO HOLDINGS INC | $358,000 | – | 13,027 | +100.0% | 0.11% | – |
| CAT | New | CATERPILLAR INC DEL | $358,000 | – | 3,291 | +100.0% | 0.11% | – |
| BIDU | Sell | BAIDU INCspon adr rep a | $355,000 | +16.4% | 1,901 | -5.1% | 0.11% | +4.8% |
| GGB | Buy | GERDAU S Aspon adr rep pfd | $354,000 | +28.3% | 60,022 | +39.6% | 0.11% | +15.8% |
| DMO | Buy | WESTERN ASSET MTG DEF OPPTY | $351,000 | +45.6% | 14,274 | +36.9% | 0.11% | +31.3% |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $349,000 | – | 6,015 | +100.0% | 0.11% | – |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $351,000 | 0.0% | 17,025 | -19.1% | 0.11% | -9.9% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $351,000 | -2.0% | 5,061 | +6.0% | 0.11% | -11.4% |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $347,000 | – | 3,379 | +100.0% | 0.11% | – |
| SOR | Sell | SOURCE CAP INC | $344,000 | 0.0% | 4,913 | -1.9% | 0.11% | -9.3% |
| TWI | Buy | TITAN INTL INC ILL | $341,000 | +9.6% | 20,280 | +23.8% | 0.11% | -0.9% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $338,000 | +9.7% | 2,927 | +11.1% | 0.10% | -0.9% |
| ARCC | Buy | ARES CAP CORP | $339,000 | +9.7% | 19,000 | +8.2% | 0.10% | -0.9% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $336,000 | +3.7% | 6,288 | +3.8% | 0.10% | -5.4% |
| SO | New | SOUTHERN CO | $334,000 | – | 7,360 | +100.0% | 0.10% | – |
| TRQ | Buy | TURQUOISE HILL RES LTD | $332,000 | +29.7% | 99,436 | +29.4% | 0.10% | +17.0% |
| RIG | Buy | TRANSOCEAN LTD | $329,000 | +33.7% | 7,298 | +22.9% | 0.10% | +20.0% |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $329,000 | +2.5% | 25,692 | -0.0% | 0.10% | -7.3% |
| AFL | Buy | AFLAC INC | $323,000 | +0.6% | 5,183 | +1.8% | 0.10% | -9.1% |
| EFX | Sell | EQUIFAX INC | $323,000 | 0.0% | 4,459 | -6.2% | 0.10% | -9.9% |
| PCL | New | PLUM CREEK TIMBER CO INC | $317,000 | – | 7,025 | +100.0% | 0.10% | – |
| RVLT | REVOLUTION LIGHTING TECHNOLO | $319,000 | -26.8% | 138,480 | 0.0% | 0.10% | -34.0% | |
| HD | Buy | HOME DEPOT INC | $319,000 | +2.9% | 3,939 | +0.4% | 0.10% | -7.5% |
| BKD | Buy | BROOKDALE SR LIVING INC | $314,000 | 0.0% | 9,404 | +0.5% | 0.10% | -9.3% |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $308,000 | +18.5% | 9,565 | +9.6% | 0.10% | +7.9% |
| KMI | Sell | KINDER MORGAN INC DEL | $305,000 | +6.6% | 8,401 | -4.7% | 0.10% | -3.1% |
| GIS | New | GENERAL MLS INC | $305,000 | – | 5,798 | +100.0% | 0.10% | – |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $301,000 | 0.0% | 15,942 | -4.2% | 0.09% | -9.6% |
| MDT | Buy | MEDTRONIC INC | $297,000 | +8.4% | 4,662 | +4.6% | 0.09% | -2.1% |
| FE | New | FIRSTENERGY CORP | $296,000 | – | 8,513 | +100.0% | 0.09% | – |
| MU | Sell | MICRON TECHNOLOGY INC | $293,000 | +8.5% | 8,902 | -22.0% | 0.09% | -2.2% |
| 8107SC | Buy | AMERICAN STRATEGIC INCM PTFL | $293,000 | +19.6% | 28,533 | +15.1% | 0.09% | +8.3% |
| IXJ | Sell | ISHARESglob hlthcre etf | $289,000 | 0.0% | 3,068 | -3.5% | 0.09% | -9.1% |
| SPE | SPECIAL OPPORTUNITIES FD INC | $290,000 | +2.8% | 17,369 | 0.0% | 0.09% | -7.2% | |
| BRCM | Sell | BROADCOM CORPcl a | $285,000 | 0.0% | 7,676 | -15.2% | 0.09% | -9.2% |
| PEP | Sell | PEPSICO INC | $285,000 | +3.6% | 3,191 | -3.0% | 0.09% | -6.3% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $286,000 | +16.3% | 1,099 | +12.0% | 0.09% | +4.7% |
| CBS | Sell | CBS CORP NEWcl b | $282,000 | 0.0% | 4,538 | -0.5% | 0.09% | -9.3% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $279,000 | +7.7% | 3,564 | -4.5% | 0.09% | -2.2% |
| SNY | Sell | SANOFIsponsored adr | $275,000 | 0.0% | 5,167 | -1.7% | 0.09% | -9.5% |
| LUV | Sell | SOUTHWEST AIRLS CO | $272,000 | 0.0% | 10,129 | -12.1% | 0.08% | -9.6% |
| HYG | Sell | ISHARESiboxx hi yd etf | $270,000 | 0.0% | 2,835 | -0.8% | 0.08% | -9.7% |
| STJ | Sell | ST JUDE MED INC | $269,000 | 0.0% | 3,884 | -5.5% | 0.08% | -9.7% |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $271,000 | +0.7% | 27,769 | -1.6% | 0.08% | -9.7% |
| CMS | Sell | CMS ENERGY CORP | $268,000 | 0.0% | 8,612 | -6.0% | 0.08% | -9.8% |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $268,000 | +3.1% | 6,797 | -4.2% | 0.08% | -6.7% |
| TSI | Buy | TCW STRATEGIC INCOME FUND IN | $266,000 | +48.6% | 48,169 | +47.2% | 0.08% | +33.9% |
| HON | Sell | HONEYWELL INTL INC | $263,000 | 0.0% | 2,829 | -0.2% | 0.08% | -8.9% |
| IJR | Sell | ISHAREScore s&p scp etf | $263,000 | +1.9% | 2,342 | -0.2% | 0.08% | -7.9% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $265,000 | 0.0% | 3,463 | -3.7% | 0.08% | -9.9% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $260,000 | -1.1% | 30,796 | -5.1% | 0.08% | -10.0% |
| NNN | Buy | NATIONAL RETAIL PPTYS INC | $258,000 | +12.2% | 6,951 | +3.8% | 0.08% | +1.3% |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $256,000 | – | 3,042 | +100.0% | 0.08% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $254,000 | – | 11,310 | +100.0% | 0.08% | – |
| EMR | Buy | EMERSON ELEC CO | $255,000 | +2.0% | 3,842 | +2.5% | 0.08% | -8.1% |
| TWTR | Buy | TWITTER INC | $254,000 | +4.5% | 6,189 | +18.8% | 0.08% | -6.0% |
| BCE | Sell | BCE INC | $250,000 | -52.8% | 5,190 | -7.7% | 0.08% | -57.1% |
| MQY | New | BLACKROCK MUNIYIELD QUALITY | $251,000 | – | 16,650 | +100.0% | 0.08% | – |
| ED | Sell | CONSOLIDATED EDISON INC | $250,000 | 0.0% | 4,321 | -7.1% | 0.08% | -9.3% |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $250,000 | – | 2,591 | +100.0% | 0.08% | – |
| CSX | Sell | CSX CORP | $251,000 | 0.0% | 8,159 | -5.7% | 0.08% | -9.3% |
| EXC | New | EXELON CORP | $249,000 | – | 6,815 | +100.0% | 0.08% | – |
| BBEPQ | New | BREITBURN ENERGY PARTNERS LP | $246,000 | – | 11,123 | +100.0% | 0.08% | – |
| 4945SC | New | KINDER MORGAN ENERGY PARTNERut ltd partner | $244,000 | – | 2,965 | +100.0% | 0.08% | – |
| CIEN | Buy | CIENA CORP | $245,000 | 0.0% | 11,328 | +5.0% | 0.08% | -9.5% |
| TWX | Sell | TIME WARNER INC | $241,000 | 0.0% | 3,424 | -7.0% | 0.08% | -9.6% |
| MRO | New | MARATHON OIL CORP | $239,000 | – | 5,977 | +100.0% | 0.07% | – |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $237,000 | +15.0% | 19,750 | +6.6% | 0.07% | +4.2% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $239,000 | 0.0% | 10,908 | +0.3% | 0.07% | -9.8% |
| WTR | Sell | AQUA AMERICA INC | $237,000 | 0.0% | 9,029 | -4.4% | 0.07% | -9.8% |
| FIG | FORTRESS INVESTMENT GROUP LLcl a | $234,000 | +0.9% | 31,400 | 0.0% | 0.07% | -8.8% | |
| BX | Buy | BLACKSTONE GROUP L P | $232,000 | +3.1% | 6,933 | +2.7% | 0.07% | -6.5% |
| MAS | Buy | MASCO CORP | $232,000 | 0.0% | 10,451 | +0.0% | 0.07% | -10.0% |
| SONS | Sell | SONUS NETWORKS INC | $232,000 | 0.0% | 12,949 | -6.1% | 0.07% | -10.0% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $232,000 | +4.0% | 6,160 | -4.7% | 0.07% | -6.5% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $225,000 | 0.0% | 4,608 | -2.1% | 0.07% | -9.1% |
| ETN | Sell | EATON CORP PLC | $225,000 | 0.0% | 2,910 | -2.7% | 0.07% | -9.1% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $224,000 | +27.3% | 33,700 | +25.3% | 0.07% | +14.8% |
| M | Buy | MACYS INC | $224,000 | 0.0% | 3,864 | +2.2% | 0.07% | -9.1% |
| RTN | Buy | RAYTHEON CO | $223,000 | 0.0% | 2,413 | +7.1% | 0.07% | -10.4% |
| RQI | New | COHEN & STEERS QUALITY RLTY | $223,000 | – | 19,843 | +100.0% | 0.07% | – |
| CMCSK | Sell | COMCAST CORP NEWcl a spl | $217,000 | +1.9% | 4,073 | -6.8% | 0.07% | -6.8% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $220,000 | – | 4,191 | +100.0% | 0.07% | – |
| JHS | Buy | HANCOCK JOHN INCOME SECS TR | $219,000 | +43.1% | 14,925 | +41.8% | 0.07% | +28.3% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $217,000 | 0.0% | 5,557 | -4.5% | 0.07% | -9.3% |
| BHK | New | BLACKROCK CORE BD TR | $216,000 | – | 15,500 | +100.0% | 0.07% | – |
| XLS | New | EXELIS INC | $216,000 | – | 63,724 | +100.0% | 0.07% | – |
| MPC | New | MARATHON PETE CORP | $213,000 | – | 2,734 | +100.0% | 0.07% | – |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $205,000 | 0.0% | 24,466 | -5.4% | 0.06% | -9.9% |
| SJM | New | SMUCKER J M CO | $207,000 | – | 1,946 | +100.0% | 0.06% | – |
| CELG | New | CELGENE CORP | $207,000 | – | 2,407 | +100.0% | 0.06% | – |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $206,000 | 0.0% | 12,866 | +0.6% | 0.06% | -9.9% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $202,000 | +0.5% | 28,172 | -2.6% | 0.06% | -8.7% |
| TXN | Sell | TEXAS INSTRS INC | $203,000 | 0.0% | 4,244 | -1.3% | 0.06% | -10.0% |
| LOW | Buy | LOWES COS INC | $204,000 | 0.0% | 4,252 | +1.7% | 0.06% | -10.0% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $202,000 | 0.0% | 1,975 | -1.3% | 0.06% | -8.7% |
| GGN | Sell | GAMCO GLOBAL GOLD NAT RES & | $200,000 | 0.0% | 18,201 | -9.7% | 0.06% | -10.1% |
| NQU | New | NUVEEN QUALITY INCOME MUN FD | $196,000 | – | 14,265 | +100.0% | 0.06% | – |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $191,000 | 0.0% | 10,276 | -3.3% | 0.06% | -10.6% |
| PZE | Buy | PETROBRAS ARGENTINA S Aspons adr | $188,000 | +55.4% | 28,910 | +32.8% | 0.06% | +38.1% |
| VGM | New | INVESCO TR INVT GRADE MUNS | $183,000 | – | 14,070 | +100.0% | 0.06% | – |
| PDT | New | HANCOCK JOHN PREMUIM DIV FD | $179,000 | – | 13,155 | +100.0% | 0.06% | – |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $180,000 | +5.3% | 13,042 | +5.3% | 0.06% | -5.1% |
| NPI | New | NUVEEN PREM INCOME MUN FD | $177,000 | – | 13,253 | +100.0% | 0.06% | – |
| NQM | Sell | NUVEEN INVT QUALITY MUN FD I | $156,000 | +2.6% | 10,631 | -1.3% | 0.05% | -5.8% |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $155,000 | +3.3% | 13,172 | 0.0% | 0.05% | -7.7% | |
| RCS | New | PIMCO STRATEGIC INCOME FD IN | $150,000 | – | 14,004 | +100.0% | 0.05% | – |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $123,000 | 0.0% | 12,912 | -1.1% | 0.04% | -9.5% |
| OCLS | Sell | OCULUS INNOVATIVE SCIENCES I | $117,000 | -56.0% | 37,895 | -46.3% | 0.04% | -60.9% |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $116,000 | – | 11,950 | +100.0% | 0.04% | – |
| APC | New | ANADARKO PETE CORP | $100,000 | – | 116,577 | +100.0% | 0.03% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $84,000 | +18.3% | 20,499 | +19.2% | 0.03% | +8.3% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $85,000 | 0.0% | 16,598 | 0.0% | 0.03% | -10.3% | |
| AWRE | Sell | AWARE INC MASS | $71,000 | 0.0% | 10,863 | -11.7% | 0.02% | -8.3% |
| FXEN | Buy | FX ENERGY INC | $66,000 | +24.5% | 18,400 | +15.0% | 0.02% | +16.7% |
| LYG | Sell | LLOYDS BANKING GROUP PLCsponsored adr | $57,000 | -77.7% | 11,070 | -40.2% | 0.02% | -79.5% |
| ANRZQ | Buy | ALPHA NATURAL RESOURCES INC | $44,000 | 0.0% | 11,861 | +14.6% | 0.01% | -6.7% |
| UQM | Buy | UQM TECHNOLOGIES INC | $41,000 | 0.0% | 17,912 | +15.4% | 0.01% | -7.1% |
| EBIX | Buy | EBIX INC | $38,000 | 0.0% | 24,057 | +19.5% | 0.01% | -7.7% |
| SPRT | Sell | SUPPORT COM INC | $33,000 | 0.0% | 12,046 | -5.9% | 0.01% | -9.1% |
| FPPPW | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $27,000 | +68.8% | 16,800 | 0.0% | 0.01% | +33.3% | |
| HTM | Sell | U S GEOTHERMAL INC | $6,000 | -45.5% | 10,000 | -33.3% | 0.00% | -50.0% |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -15,227 | -100.0% | -0.00% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -10,465 | -100.0% | -0.03% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -10,392 | -100.0% | -0.05% | – |
| WIN | Exit | WINDSTREAM HLDGS INC | $0 | – | -35,377 | -100.0% | -0.05% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $0 | – | -11,817 | -100.0% | -0.06% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,110 | -100.0% | -0.07% | – |
| GLW | Exit | CORNING INC | $0 | – | -13,606 | -100.0% | -0.10% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -5,783 | -100.0% | -0.11% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -3,495 | -100.0% | -0.12% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME II | $0 | – | -118,873 | -100.0% | -0.34% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -43,115 | -100.0% | -0.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.