$281 Million is the total value of NWAM LLC's 296 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 18.3% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
MSFT | Sell | MICROSOFT CORP | $10,874,000 | -26.3% | 234,559 | -33.7% | 3.87% | -15.6% |
RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $8,788,000 | 0.0% | 115,954 | +1.2% | 3.13% | +14.4% |
BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $8,620,000 | +3.4% | 647,671 | +6.8% | 3.07% | +18.3% |
FLC | Buy | FLAHERTY & CRUMRINE TOTAL RE | $6,779,000 | +4.9% | 343,421 | +6.5% | 2.41% | +20.0% |
ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $5,848,000 | -6.9% | 418,907 | -0.6% | 2.08% | +6.6% |
IWF | Sell | ISHARES TRrus 1000 grw etf | $5,611,000 | -0.4% | 61,232 | -1.2% | 2.00% | +14.0% |
PG | Sell | PROCTER & GAMBLE CO | $5,509,000 | +3.6% | 65,784 | -2.8% | 1.96% | +18.6% |
SBUX | Buy | STARBUCKS CORP | $5,324,000 | -8.6% | 136,211 | +81.0% | 1.90% | +4.7% |
IWD | Buy | ISHARES TRrus 1000 val etf | $5,172,000 | -0.7% | 51,671 | +0.4% | 1.84% | +13.6% |
AAPL | Sell | APPLE INC | $5,101,000 | -10.6% | 50,629 | -17.5% | 1.82% | +2.3% |
FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $4,668,000 | +9.5% | 241,756 | +11.1% | 1.66% | +25.3% |
VUG | Sell | VANGUARD INDEX FDSgrowth etf | $4,559,000 | +0.6% | 45,740 | -0.1% | 1.62% | +15.2% |
USB | Buy | US BANCORP DEL | $4,494,000 | -0.2% | 107,441 | +3.4% | 1.60% | +14.3% |
VTV | Buy | VANGUARD INDEX FDSvalue etf | $4,396,000 | +0.8% | 54,138 | +0.5% | 1.56% | +15.4% |
VNQ | Buy | VANGUARD INDEX FDSreit etf | $4,196,000 | +0.1% | 58,396 | +4.3% | 1.49% | +14.6% |
NRZ | Buy | NEW RESIDENTIAL INVT CORP | $3,852,000 | -6.4% | 660,667 | +1.1% | 1.37% | +7.1% |
DVY | Sell | ISHARES TRselect divid etf | $3,349,000 | -4.3% | 45,339 | -0.3% | 1.19% | +9.5% |
BA | Sell | BOEING CO | $3,322,000 | -19.3% | 26,076 | -19.4% | 1.18% | -7.6% |
BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,186,000 | -12.8% | 23,063 | -20.1% | 1.13% | -0.2% |
CVX | Buy | CHEVRON CORP NEW | $3,039,000 | +8.9% | 25,468 | +19.1% | 1.08% | +24.7% |
IJH | Buy | ISHARES TRcore s&p mcp etf | $2,987,000 | +2.2% | 21,843 | +6.9% | 1.06% | +17.1% |
SPAB | Buy | SPDR SERIES TRUSTbrclys agg etf | $2,936,000 | +21.0% | 50,877 | +21.5% | 1.04% | +38.4% |
GE | Sell | GENERAL ELECTRIC CO | $2,658,000 | -39.5% | 103,766 | -37.9% | 0.95% | -30.7% |
XOM | Buy | EXXON MOBIL CORP | $2,619,000 | -4.9% | 27,842 | +1.8% | 0.93% | +8.9% |
AGG | Buy | ISHARES TRcore us aggbd et | $2,581,000 | -0.1% | 23,656 | +0.2% | 0.92% | +14.3% |
COST | Sell | COSTCO WHSL CORP NEW | $2,558,000 | -11.2% | 20,408 | -18.4% | 0.91% | +1.7% |
BAC | Sell | BANK AMER CORP | $2,349,000 | -55.4% | 137,749 | -59.8% | 0.84% | -49.0% |
AAXJ | Buy | ISHARESmsci ac asia etf | $2,306,000 | 0.0% | 37,603 | +2.2% | 0.82% | +14.5% |
BBLUQ | New | BLUE EARTH INC | $2,172,000 | – | 576,119 | +100.0% | 0.77% | – |
PM | Sell | PHILIP MORRIS INTL INC | $2,079,000 | -5.6% | 24,929 | -4.6% | 0.74% | +8.0% |
PCAR | Sell | PACCAR INC | $2,022,000 | -38.7% | 35,557 | -32.3% | 0.72% | -29.9% |
IYR | Buy | ISHARES TRu.s. real es etf | $2,009,000 | -0.1% | 29,039 | +3.7% | 0.72% | +14.2% |
DJP | Buy | BARCLAYS BK PLCdjubs cmdt etn36 | $1,990,000 | -1.4% | 57,894 | +13.2% | 0.71% | +12.9% |
INTC | Sell | INTEL CORP | $1,948,000 | -54.7% | 55,932 | -59.8% | 0.69% | -48.1% |
PFE | Sell | PFIZER INC | $1,931,000 | -23.0% | 65,313 | -22.7% | 0.69% | -11.8% |
MO | Sell | ALTRIA GROUP INC | $1,915,000 | -32.1% | 41,686 | -38.1% | 0.68% | -22.3% |
BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,905,000 | +1.1% | 23,251 | +1.4% | 0.68% | +15.7% |
LQD | Sell | ISHARES TRiboxx inv cp etf | $1,824,000 | -2.1% | 15,428 | -1.3% | 0.65% | +11.9% |
VZ | Sell | VERIZON COMMUNICATIONS INC | $1,779,000 | -42.2% | 35,584 | -43.4% | 0.63% | -33.9% |
DRA | New | DIVERSIFIED REAL ASSET INC F | $1,775,000 | – | 100,103 | +100.0% | 0.63% | – |
TLT | Sell | ISHARES TR20+ yr tr bd etf | $1,759,000 | 0.0% | 15,129 | -2.4% | 0.63% | +14.4% |
EFA | Buy | ISHARES TRmsci eafe etf | $1,678,000 | -0.8% | 26,166 | +5.8% | 0.60% | +13.5% |
RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $1,528,000 | +302.1% | 19,870 | +354.8% | 0.54% | +361.0% |
EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $1,507,000 | -3.2% | 88,069 | +3.9% | 0.54% | +11.0% |
BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $1,494,000 | +2.1% | 18,656 | +2.5% | 0.53% | +16.9% |
NLY | Buy | ANNALY CAP MGMT INC | $1,495,000 | -1.6% | 140,022 | +5.3% | 0.53% | +12.5% |
HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,460,000 | -0.3% | 29,114 | +6.0% | 0.52% | +14.3% |
IWO | Buy | ISHARES TRrus 2000 grw etf | $1,461,000 | 0.0% | 11,266 | +6.7% | 0.52% | +14.5% |
IWN | Buy | ISHARES TRrus 2000 val etf | $1,450,000 | 0.0% | 15,499 | +10.4% | 0.52% | +14.4% |
HPS | Buy | HANCOCK JOHN PFD INCOME FD I | $1,449,000 | +4.1% | 82,752 | +6.5% | 0.52% | +19.2% |
IBB | Sell | ISHARES TRnasdq biotec etf | $1,425,000 | +2.0% | 5,209 | -4.2% | 0.51% | +16.6% |
AMZN | Sell | AMAZON COM INC | $1,381,000 | -0.8% | 4,282 | -0.1% | 0.49% | +13.6% |
NEWM | Buy | NEW MEDIA INVT GROUP INC | $1,331,000 | +25.4% | 80,024 | +6.4% | 0.47% | +43.6% |
BMY | Sell | BRISTOL MYERS SQUIBB CO | $1,322,000 | -46.2% | 25,822 | -49.0% | 0.47% | -38.4% |
QCOM | Buy | QUALCOMM INC | $1,322,000 | -2.0% | 17,677 | +3.8% | 0.47% | +12.1% |
IWS | Buy | ISHARES TRrus mdcp val etf | $1,317,000 | -0.1% | 18,813 | +3.7% | 0.47% | +14.4% |
UNP | Sell | UNION PAC CORP | $1,317,000 | +3.8% | 12,151 | -4.5% | 0.47% | +18.7% |
IAI | Sell | ISHARESu.s. br-deal etf | $1,284,000 | 0.0% | 32,695 | -4.1% | 0.46% | +14.5% |
AMTX | Buy | AEMETIS INC | $1,277,000 | -7.5% | 147,105 | +1.7% | 0.46% | +6.1% |
AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $1,263,000 | -1.4% | 92,162 | +3.4% | 0.45% | +12.8% |
XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $1,256,000 | 0.0% | 29,848 | +5.2% | 0.45% | +14.3% |
PGX | Buy | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,247,000 | 0.0% | 86,210 | +1.2% | 0.44% | +14.4% |
MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $1,236,000 | +37.0% | 93,105 | +36.7% | 0.44% | +56.6% |
JNJ | Sell | JOHNSON & JOHNSON | $1,224,000 | -7.5% | 11,480 | -9.2% | 0.44% | +5.8% |
KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $1,209,000 | 0.0% | 31,923 | +6.5% | 0.43% | +14.4% |
HFWA | Buy | HERITAGE FINL CORP WASH | $1,182,000 | -0.2% | 74,635 | +1.4% | 0.42% | +14.4% |
EMB | Buy | ISHARESjp mor em mk etf | $1,176,000 | 0.0% | 10,420 | +2.1% | 0.42% | +14.5% |
MZF | New | MANAGED DURATION INVT GRD FU | $1,161,000 | – | 86,770 | +100.0% | 0.41% | – |
MRK | Sell | MERCK & CO INC NEW | $1,150,000 | -51.9% | 19,398 | -53.0% | 0.41% | -45.0% |
COP | Sell | CONOCOPHILLIPS | $1,106,000 | -38.5% | 14,452 | -31.1% | 0.39% | -29.5% |
M504SC | New | NEWCASTLE INVT CORP NEW | $1,009,000 | – | 79,558 | +100.0% | 0.36% | – |
CEF | New | CENTRAL FD CDA LTDcl a | $997,000 | – | 66,454 | +100.0% | 0.36% | – |
CIM | Buy | CHIMERA INVT CORP | $990,000 | +2.0% | 325,690 | +7.0% | 0.35% | +16.9% |
AMGN | Sell | AMGEN INC | $986,000 | +2.6% | 7,017 | -13.6% | 0.35% | +17.4% |
JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $979,000 | +0.1% | 109,629 | +4.9% | 0.35% | +14.8% |
FAM | FIRST TR ABERDEEN GLBL OPP F | $969,000 | -7.4% | 71,252 | 0.0% | 0.34% | +6.2% | |
EEM | Buy | ISHARES TRmsci emg mkt etf | $950,000 | -2.4% | 22,854 | +1.6% | 0.34% | +11.6% |
BP | Sell | BP PLCsponsored adr | $942,000 | -42.7% | 21,428 | -31.2% | 0.34% | -34.4% |
FTF | Sell | FRANKLIN LTD DURATION INC TR | $925,000 | -13.0% | 74,750 | -8.0% | 0.33% | -0.6% |
MCC | MEDLEY CAP CORP | $921,000 | -9.6% | 78,000 | 0.0% | 0.33% | +3.5% | |
JPM | Sell | JPMORGAN CHASE & CO | $912,000 | -58.7% | 15,142 | -60.5% | 0.32% | -52.7% |
EWZ | Buy | ISHARESmsci brz cap etf | $903,000 | -0.3% | 20,784 | +9.6% | 0.32% | +14.2% |
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $898,000 | -27.0% | 4,560 | -27.4% | 0.32% | -16.4% |
KOL | Buy | MARKET VECTORS ETF TRcoal etf | $881,000 | 0.0% | 51,488 | +9.4% | 0.31% | +14.6% |
MNKD | Buy | MANNKIND CORP | $866,000 | -35.9% | 146,607 | +19.1% | 0.31% | -26.7% |
PCP | Buy | PRECISION CASTPARTS CORP | $848,000 | -4.4% | 3,579 | +1.9% | 0.30% | +9.4% |
PCN | Buy | PIMCO CORPORATE INCOME STRAT | $832,000 | -0.2% | 52,688 | +7.2% | 0.30% | +14.3% |
GOOG | Buy | GOOGLE INCcl c | $819,000 | +99.3% | 1,404 | +96.6% | 0.29% | +128.1% |
MCD | Buy | MCDONALDS CORP | $790,000 | +0.1% | 8,328 | +6.3% | 0.28% | +14.7% |
EMC | Sell | E M C CORP MASS | $781,000 | +7.6% | 26,704 | -3.1% | 0.28% | +23.0% |
NBH | NEUBERGER BERMAN INTER MUNI | $775,000 | -3.4% | 52,065 | 0.0% | 0.28% | +10.8% | |
VB | Buy | VANGUARD INDEX FDSsmall cp etf | $772,000 | +0.9% | 6,978 | +6.8% | 0.28% | +15.5% |
JWN | Buy | NORDSTROM INC | $763,000 | +0.7% | 11,161 | +0.1% | 0.27% | +15.3% |
CWB | Sell | SPDR SERIES TRUSTbrc cnv secs etf | $750,000 | -2.5% | 15,115 | -21.6% | 0.27% | +11.7% |
F | Buy | FORD MTR CO DEL | $744,000 | -5.7% | 50,279 | +9.9% | 0.26% | +8.2% |
YPF | Buy | YPF SOCIEDAD ANONIMAspon adr cl d | $745,000 | +20.6% | 20,132 | +6.4% | 0.26% | +38.0% |
DHR | Buy | DANAHER CORP DEL | $743,000 | -0.1% | 9,785 | +3.5% | 0.26% | +14.7% |
VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $738,000 | +1.9% | 14,985 | +8.2% | 0.26% | +16.9% |
QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $736,000 | -20.6% | 7,453 | -24.5% | 0.26% | -9.0% |
FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $737,000 | 0.0% | 124,860 | +6.4% | 0.26% | +14.4% |
TMUS | Buy | T-MOBILE US INC | $733,000 | 0.0% | 25,378 | +16.5% | 0.26% | +14.5% |
CHK | Buy | CHESAPEAKE ENERGY CORP | $706,000 | 0.0% | 30,688 | +35.2% | 0.25% | +14.1% |
GASS | Buy | STEALTHGAS INC | $705,000 | -10.1% | 77,425 | +9.6% | 0.25% | +2.9% |
ANH | Sell | ANWORTH MORTGAGE ASSET CP | $698,000 | -8.4% | 145,700 | -1.4% | 0.25% | +5.1% |
TIP | Buy | ISHARES TRtips bd etf | $684,000 | +0.3% | 6,107 | +3.3% | 0.24% | +15.1% |
KRFT | Buy | KRAFT FOODS GROUP INC | $674,000 | -3.9% | 11,951 | +2.1% | 0.24% | +10.1% |
GILD | Sell | GILEAD SCIENCES INC | $662,000 | +25.1% | 6,223 | -2.4% | 0.24% | +43.0% |
CSCO | Sell | CISCO SYS INC | $640,000 | -71.3% | 25,408 | -71.7% | 0.23% | -67.1% |
MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $625,000 | +90.0% | 48,892 | +90.3% | 0.22% | +118.6% |
IVW | Sell | ISHARES TRs&p 500 grwt etf | $622,000 | +0.3% | 5,820 | -1.3% | 0.22% | +14.5% |
MMM | Buy | 3M CO | $619,000 | +0.7% | 4,368 | +1.7% | 0.22% | +15.2% |
MON | Buy | MONSANTO CO NEW | $603,000 | -0.8% | 5,359 | +10.0% | 0.22% | +13.8% |
SCZ | Buy | ISHARESeafe sml cp etf | $599,000 | -4.9% | 12,350 | +3.8% | 0.21% | +8.7% |
BOH | Buy | BANK HAWAII CORP | $593,000 | 0.0% | 10,440 | +3.3% | 0.21% | +14.7% |
ABT | Buy | ABBOTT LABS | $589,000 | +4.4% | 14,174 | +2.8% | 0.21% | +20.0% |
VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $578,000 | 0.0% | 7,237 | +0.6% | 0.21% | +14.4% |
VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $575,000 | -7.6% | 9,442 | -7.6% | 0.20% | +6.2% |
T | Sell | AT&T INC | $566,000 | -79.0% | 42,046 | -45.0% | 0.20% | -76.0% |
VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $561,000 | -2.6% | 14,108 | +4.2% | 0.20% | +11.7% |
TGS | New | TRANSPORTADORA DE GAS SURspon adr b | $559,000 | – | 168,285 | +100.0% | 0.20% | – |
GEL | Buy | GENESIS ENERGY L Punit ltd partn | $545,000 | -4.9% | 10,347 | +1.2% | 0.19% | +9.0% |
GLD | Buy | SPDR GOLD TRUST | $533,000 | -6.7% | 4,583 | +2.7% | 0.19% | +6.7% |
SO | Buy | SOUTHERN CO | $532,000 | +59.3% | 12,182 | +65.5% | 0.19% | +81.7% |
DD | Sell | DU PONT E I DE NEMOURS & CO | $532,000 | -31.9% | 7,419 | -37.9% | 0.19% | -22.2% |
MSD | MORGAN STANLEY EMER MKTS DEB | $532,000 | -4.5% | 54,820 | 0.0% | 0.19% | +9.2% | |
IBM | Buy | INTERNATIONAL BUSINESS MACHS | $525,000 | -0.4% | 3,489 | +19.9% | 0.19% | +14.0% |
MFA | Buy | MFA FINL INC | $522,000 | +12.3% | 67,079 | +18.5% | 0.19% | +28.3% |
CMCSA | Sell | COMCAST CORP NEWcl a | $520,000 | -0.2% | 9,671 | -0.4% | 0.18% | +14.2% |
JCI | Buy | JOHNSON CTLS INC | $518,000 | +4.9% | 11,762 | +19.0% | 0.18% | +19.5% |
IJS | Buy | ISHARES TRsp smcp600vl etf | $510,000 | -6.1% | 4,756 | +1.0% | 0.18% | +7.7% |
DOW | Sell | DOW CHEM CO | $510,000 | -76.8% | 9,726 | -77.3% | 0.18% | -73.4% |
AXP | Buy | AMERICAN EXPRESS CO | $509,000 | -5.9% | 5,813 | +1.9% | 0.18% | +7.7% |
FB | Sell | FACEBOOK INCcl a | $502,000 | -40.0% | 6,355 | -48.8% | 0.18% | -31.2% |
VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $495,000 | -1.4% | 6,434 | -0.0% | 0.18% | +12.8% |
IWP | Buy | ISHARES TRrus md cp gr etf | $495,000 | -0.8% | 5,604 | +0.5% | 0.18% | +13.5% |
OMER | Buy | OMEROS CORP | $495,000 | -21.6% | 38,911 | +7.4% | 0.18% | -10.2% |
ABBV | Sell | ABBVIE INC | $491,000 | -0.8% | 8,501 | -3.0% | 0.18% | +13.6% |
SRE | Buy | SEMPRA ENERGY | $482,000 | +0.2% | 4,575 | +10.1% | 0.17% | +14.7% |
BMO | Sell | BANK MONTREAL QUE | $479,000 | -2.0% | 6,500 | -2.2% | 0.17% | +12.5% |
BGT | Buy | BLACKROCK FLOATING RATE INCO | $478,000 | +9.9% | 34,619 | +13.1% | 0.17% | +25.9% |
MUI | BLACKROCK MUNI INTER DR FD I | $475,000 | -0.8% | 32,800 | 0.0% | 0.17% | +13.4% | |
KEY | Sell | KEYCORP NEW | $473,000 | -59.3% | 35,471 | -56.2% | 0.17% | -53.5% |
FEN | Buy | FIRST TR ENERGY INCOME & GRW | $461,000 | +7.0% | 12,524 | +5.2% | 0.16% | +22.4% |
ELD | Buy | WISDOMTREE TRem lcl debt fd | $456,000 | -2.4% | 10,227 | +4.1% | 0.16% | +11.7% |
IJT | Buy | ISHARES TRsp smcp600gr etf | $456,000 | 0.0% | 4,051 | +7.3% | 0.16% | +14.1% |
IYM | Buy | ISHARES TRu.s. bas mtl etf | $444,000 | +2.1% | 5,158 | +3.8% | 0.16% | +17.0% |
JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $436,000 | +1.4% | 10,843 | +5.3% | 0.16% | +15.7% |
PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $432,000 | -0.9% | 7,340 | +1.2% | 0.15% | +13.2% |
GIS | Buy | GENERAL MLS INC | $433,000 | +42.0% | 8,592 | +48.2% | 0.15% | +62.1% |
BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $425,000 | – | 4,785 | +100.0% | 0.15% | – |
O | Sell | REALTY INCOME CORP | $422,000 | -85.2% | 10,352 | -83.8% | 0.15% | -83.0% |
VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $413,000 | -5.9% | 4,145 | -0.4% | 0.15% | +7.3% |
LO | Buy | LORILLARD INC | $410,000 | -1.2% | 6,851 | +0.8% | 0.15% | +13.2% |
STO | Buy | STATOIL ASAsponsored adr | $404,000 | -10.2% | 14,883 | +2.1% | 0.14% | +2.9% |
LLY | Sell | LILLY ELI & CO | $403,000 | +2.5% | 6,216 | -1.6% | 0.14% | +17.2% |
KO | Sell | COCA COLA CO | $402,000 | -6.7% | 9,429 | -7.2% | 0.14% | +6.7% |
BIDU | Sell | BAIDU INCspon adr rep a | $402,000 | +13.2% | 1,840 | -3.2% | 0.14% | +30.0% |
APU | Sell | AMERIGAS PARTNERS L Punit l p int | $401,000 | -84.4% | 8,786 | -84.5% | 0.14% | -82.1% |
DIS | Sell | DISNEY WALT CO | $398,000 | -6.1% | 4,467 | -9.6% | 0.14% | +7.6% |
ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $390,000 | +11.7% | 6,096 | +1.3% | 0.14% | +27.5% |
HOG | Buy | HARLEY DAVIDSON INC | $388,000 | -11.8% | 6,660 | +5.6% | 0.14% | +0.7% |
UNH | Sell | UNITEDHEALTH GROUP INC | $386,000 | -4.5% | 4,479 | -9.4% | 0.14% | +8.7% |
MFC | Sell | MANULIFE FINL CORP | $386,000 | -4.0% | 20,039 | -1.0% | 0.14% | +9.6% |
COLB | Sell | COLUMBIA BKG SYS INC | $383,000 | -13.3% | 15,436 | -8.2% | 0.14% | -1.4% |
SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $382,000 | -25.8% | 47,067 | -2.0% | 0.14% | -15.0% |
NMFC | NEW MTN FIN CORP | $378,000 | -1.0% | 25,700 | 0.0% | 0.14% | +13.4% | |
CVC | Buy | CABLEVISION SYS CORPcl a ny cablvs | $376,000 | 0.0% | 21,451 | +0.8% | 0.13% | +14.5% |
MNE | BLACKROCK MUNI N Y INTER DUR | $371,000 | -1.9% | 27,000 | 0.0% | 0.13% | +11.9% | |
TRQ | TURQUOISE HILL RES LTD | $372,000 | +12.0% | 99,436 | 0.0% | 0.13% | +28.2% | |
WFC | Sell | WELLS FARGO & CO NEW | $370,000 | -49.0% | 7,138 | -48.4% | 0.13% | -41.6% |
CLX | Sell | CLOROX CO DEL | $362,000 | -4.7% | 3,774 | -9.1% | 0.13% | +9.3% |
NKE | Sell | NIKE INCcl b | $358,000 | -10.1% | 7,495 | -23.1% | 0.13% | +2.4% |
HPI | Buy | HANCOCK JOHN PFD INCOME FDsh ben int | $358,000 | +2.0% | 17,875 | +5.0% | 0.13% | +16.5% |
IJR | Buy | ISHARES TRcore s&p scp etf | $347,000 | +31.9% | 3,331 | +42.2% | 0.12% | +51.2% |
KMI | Buy | KINDER MORGAN INC DEL | $348,000 | +14.1% | 9,069 | +8.0% | 0.12% | +30.5% |
POM | Buy | PEPCO HOLDINGS INC | $349,000 | -2.5% | 13,036 | +0.1% | 0.12% | +11.7% |
MU | Buy | MICRON TECHNOLOGY INC | $349,000 | +19.1% | 10,197 | +14.5% | 0.12% | +36.3% |
SOR | Buy | SOURCE CAP INC | $344,000 | 0.0% | 5,291 | +7.7% | 0.12% | +14.0% |
DMO | WESTERN ASSET MTG DEF OPPTY | $343,000 | -2.3% | 14,274 | 0.0% | 0.12% | +11.9% | |
ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $344,000 | -2.0% | 4,871 | -3.8% | 0.12% | +11.9% |
UPS | Buy | UNITED PARCEL SERVICE INCcl b | $339,000 | -2.3% | 3,448 | +2.0% | 0.12% | +12.0% |
CAT | Buy | CATERPILLAR INC DEL | $328,000 | -8.4% | 3,312 | +0.6% | 0.12% | +5.4% |
GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $325,000 | -3.3% | 7,064 | +12.3% | 0.12% | +10.5% |
EFX | Sell | EQUIFAX INC | $323,000 | 0.0% | 4,328 | -2.9% | 0.12% | +15.0% |
ARCC | Buy | ARES CAP CORP | $321,000 | -5.3% | 19,895 | +4.7% | 0.11% | +8.6% |
AFL | Buy | AFLAC INC | $319,000 | -1.2% | 5,478 | +5.7% | 0.11% | +14.0% |
ORCL | Sell | ORACLE CORP | $317,000 | -20.4% | 8,282 | -15.6% | 0.11% | -8.9% |
RIG | Buy | TRANSOCEAN LTD | $317,000 | -3.6% | 9,918 | +35.9% | 0.11% | +10.8% |
BKD | Buy | BROOKDALE SR LIVING INC | $314,000 | 0.0% | 9,731 | +3.5% | 0.11% | +14.3% |
PCL | Buy | PLUM CREEK TIMBER CO INC | $309,000 | -2.5% | 7,914 | +12.7% | 0.11% | +11.1% |
VNRSQ | Buy | VANGUARD NAT RES LLC | $303,000 | -1.6% | 11,043 | +15.5% | 0.11% | +12.5% |
GGB | Buy | GERDAU S Aspon adr rep pfd | $304,000 | -14.1% | 63,300 | +5.5% | 0.11% | -1.8% |
New | MELCO CROWN ENTMT LTD | $302,000 | – | 11,470 | +100.0% | 0.11% | – | |
PTY | Buy | PIMCO CORPORATE & INCOME OPP | $301,000 | 0.0% | 17,615 | +10.5% | 0.11% | +13.8% |
PSX | Sell | PHILLIPS 66 | $294,000 | -26.3% | 3,617 | -27.2% | 0.10% | -15.3% |
LYG | Buy | LLOYDS BANKING GROUP PLCsponsored adr | $291,000 | +410.5% | 20,020 | +80.8% | 0.10% | +477.8% |
UTX | Sell | UNITED TECHNOLOGIES CORP | $291,000 | -13.9% | 2,755 | -5.9% | 0.10% | -1.0% |
4945SC | Buy | KINDER MORGAN ENERGY PARTNERut ltd partner | $293,000 | +20.1% | 3,145 | +6.1% | 0.10% | +36.8% |
C | Sell | CITIGROUP INC | $289,000 | -44.5% | 5,576 | -49.6% | 0.10% | -36.4% |
IXJ | Sell | ISHARES TRglob hlthcre etf | $289,000 | 0.0% | 2,962 | -3.5% | 0.10% | +14.4% |
SPE | SPECIAL OPPORTUNITIES FD INC | $290,000 | 0.0% | 17,369 | 0.0% | 0.10% | +14.4% | |
HD | Sell | HOME DEPOT INC | $286,000 | -10.3% | 3,119 | -20.8% | 0.10% | +3.0% |
BRCM | Sell | BROADCOM CORPcl a | $283,000 | -0.7% | 7,010 | -8.7% | 0.10% | +13.5% |
TEI | Sell | TEMPLETON EMERG MKTS INCOME | $279,000 | -45.7% | 21,906 | -41.2% | 0.10% | -38.1% |
PEP | Sell | PEPSICO INC | $275,000 | -3.5% | 2,959 | -7.3% | 0.10% | +10.1% |
LUV | Sell | SOUTHWEST AIRLS CO | $273,000 | +0.4% | 8,082 | -20.2% | 0.10% | +14.1% |
KYE | New | KAYNE ANDERSON ENRGY TTL RT | $271,000 | – | 6,623 | +100.0% | 0.10% | – |
TSI | Sell | TCW STRATEGIC INCOME FUND IN | $271,000 | +1.9% | 48,073 | -0.2% | 0.10% | +15.7% |
HYG | Buy | ISHARESiboxx hi yd etf | $270,000 | 0.0% | 2,935 | +3.5% | 0.10% | +14.3% |
CMS | Buy | CMS ENERGY CORP | $268,000 | 0.0% | 9,045 | +5.0% | 0.10% | +14.5% |
BBEPQ | Buy | BREITBURN ENERGY PARTNERS LP | $267,000 | +8.5% | 13,163 | +18.3% | 0.10% | +23.4% |
NNN | Buy | NATIONAL RETAIL PPTYS INC | $265,000 | +2.7% | 7,678 | +10.5% | 0.09% | +17.5% |
LEO | Buy | DREYFUS STRATEGIC MUNS INC | $260,000 | 0.0% | 31,094 | +1.0% | 0.09% | +14.8% |
MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $257,000 | +0.4% | 3,051 | +0.3% | 0.09% | +15.0% |
STJ | Buy | ST JUDE MED INC | $258,000 | -4.1% | 4,283 | +10.3% | 0.09% | +9.5% |
CBSA | New | CBS CORP NEWcl a | $257,000 | – | 4,810 | +100.0% | 0.09% | – |
ED | Buy | CONSOLIDATED EDISON INC | $250,000 | 0.0% | 4,404 | +1.9% | 0.09% | +14.1% |
EMR | Buy | EMERSON ELEC CO | $251,000 | -1.6% | 4,008 | +4.3% | 0.09% | +12.7% |
EXC | Buy | EXELON CORP | $247,000 | -0.8% | 7,253 | +6.4% | 0.09% | +14.3% |
MQY | BLACKROCK MUNIYIELD QUALITY | $248,000 | -1.2% | 16,650 | 0.0% | 0.09% | +12.8% | |
BCE | Sell | BCE INC | $246,000 | -1.6% | 5,129 | -1.2% | 0.09% | +12.8% |
FTR | Sell | FRONTIER COMMUNICATIONS CORP | $243,000 | -78.0% | 37,323 | -80.3% | 0.09% | -74.7% |
CL | New | COLGATE PALMOLIVE CO | $244,000 | – | 3,747 | +100.0% | 0.09% | – |
CBLAQ | Sell | CBL & ASSOC PPTYS INC | $244,000 | -74.3% | 13,642 | -72.7% | 0.09% | -70.6% |
VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $243,000 | -2.8% | 2,523 | -2.6% | 0.09% | +11.5% |
HON | Sell | HONEYWELL INTL INC | $243,000 | -7.6% | 2,609 | -7.8% | 0.09% | +6.1% |
CIEN | Buy | CIENA CORP | $245,000 | 0.0% | 14,670 | +29.5% | 0.09% | +14.5% |
TWX | Sell | TIME WARNER INC | $238,000 | -1.2% | 3,161 | -7.7% | 0.08% | +13.3% |
WTR | Buy | AQUA AMERICA INC | $237,000 | 0.0% | 10,062 | +11.4% | 0.08% | +13.5% |
SONS | Buy | SONUS NETWORKS INC | $232,000 | 0.0% | 13,593 | +5.0% | 0.08% | +15.3% |
TWTR | Sell | TWITTER INC | $233,000 | -8.3% | 4,516 | -27.0% | 0.08% | +5.1% |
MDLZ | Buy | MONDELEZ INTL INCcl a | $230,000 | -0.9% | 6,721 | +9.1% | 0.08% | +13.9% |
HCP | Sell | HCP INC | $231,000 | -86.9% | 5,818 | -86.4% | 0.08% | -85.1% |
MRO | Buy | MARATHON OIL CORP | $230,000 | -3.8% | 6,125 | +2.5% | 0.08% | +10.8% |
TWI | Sell | TITAN INTL INC ILL | $228,000 | -33.1% | 19,280 | -4.9% | 0.08% | -23.6% |
BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $226,000 | -50.0% | 1 | -50.0% | 0.08% | -43.3% |
TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $224,000 | +1.8% | 4,163 | -0.7% | 0.08% | +17.6% |
ETN | Buy | EATON CORP PLC | $225,000 | 0.0% | 3,544 | +21.8% | 0.08% | +14.3% |
GDV | Sell | GABELLI DIVD & INCOME TR | $225,000 | -5.9% | 10,581 | -3.0% | 0.08% | +8.1% |
BX | Buy | BLACKSTONE GROUP L P | $225,000 | -3.0% | 7,141 | +3.0% | 0.08% | +11.1% |
RTN | Sell | RAYTHEON CO | $223,000 | 0.0% | 2,190 | -9.2% | 0.08% | +14.5% |
PFF | Sell | ISHARESu.s. pfd stk etf | $223,000 | -68.1% | 5,650 | -67.7% | 0.08% | -63.6% |
EMF | New | TEMPLETON EMERGING MKTS FD I | $220,000 | – | 12,376 | +100.0% | 0.08% | – |
PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $220,000 | – | 14,757 | +100.0% | 0.08% | – |
BHK | Buy | BLACKROCK CORE BD TR | $218,000 | +0.9% | 16,300 | +5.2% | 0.08% | +16.4% |
DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $220,000 | -13.4% | 10,158 | -10.2% | 0.08% | -1.3% |
M | Sell | MACYS INC | $218,000 | -2.7% | 3,741 | -3.2% | 0.08% | +11.4% |
EOG | New | EOG RES INC | $218,000 | – | 2,205 | +100.0% | 0.08% | – |
NPT | New | NUVEEN PREM INCOME MUN FD 4 | $215,000 | – | 16,887 | +100.0% | 0.08% | – |
PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $217,000 | 0.0% | 5,515 | -0.8% | 0.08% | +13.2% |
MMT | MFS MULTIMARKET INCOME TRsh ben int | $216,000 | -3.6% | 33,700 | 0.0% | 0.08% | +10.0% | |
CMCSK | Sell | COMCAST CORP NEWcl a spl | $217,000 | 0.0% | 4,063 | -0.2% | 0.08% | +13.2% |
MDT | Sell | MEDTRONIC INC | $215,000 | -27.6% | 3,473 | -25.5% | 0.08% | -16.3% |
CELG | Sell | CELGENE CORP | $215,000 | +3.9% | 2,264 | -5.9% | 0.08% | +20.3% |
MCHP | Sell | MICROCHIP TECHNOLOGY INC | $215,000 | -4.4% | 4,556 | -1.1% | 0.08% | +10.0% |
CSX | Sell | CSX CORP | $217,000 | -13.5% | 6,775 | -17.0% | 0.08% | -1.3% |
PZE | Buy | PETROBRAS ARGENTINA S Aspons adr | $213,000 | +13.3% | 32,570 | +12.7% | 0.08% | +31.0% |
LOW | Sell | LOWES COS INC | $211,000 | +3.4% | 3,993 | -6.1% | 0.08% | +19.0% |
EPD | Buy | ENTERPRISE PRODS PARTNERS L | $212,000 | -24.0% | 5,262 | +47.6% | 0.08% | -13.8% |
JHS | HANCOCK JOHN INCOME SECS TR | $210,000 | -4.1% | 14,925 | 0.0% | 0.08% | +10.3% | |
NYCB | Buy | NEW YORK CMNTY BANCORP INC | $206,000 | 0.0% | 12,955 | +0.7% | 0.07% | +14.1% |
WM | New | WASTE MGMT INC DEL | $202,000 | – | 4,251 | +100.0% | 0.07% | – |
SJM | Buy | SMUCKER J M CO | $203,000 | -1.9% | 2,048 | +5.2% | 0.07% | +12.5% |
MPC | Buy | MARATHON PETE CORP | $201,000 | -5.6% | 3,209 | +17.4% | 0.07% | +9.1% |
STIP | Buy | ISHARES TR0-5 yr tips etf | $202,000 | 0.0% | 2,014 | +2.0% | 0.07% | +14.3% |
TXN | Buy | TEXAS INSTRS INC | $203,000 | 0.0% | 4,253 | +0.2% | 0.07% | +14.3% |
GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $200,000 | 0.0% | 21,605 | +18.7% | 0.07% | +14.5% |
RQI | Sell | COHEN & STEERS QUALITY RLTY | $193,000 | -13.5% | 18,157 | -8.5% | 0.07% | 0.0% |
NQU | Buy | NUVEEN QUALITY INCOME MUN FD | $195,000 | -0.5% | 14,267 | +0.0% | 0.07% | +13.1% |
SFL | Buy | SHIP FINANCE INTERNATIONAL L | $191,000 | 0.0% | 11,279 | +9.8% | 0.07% | +15.3% |
VGM | INVESCO TR INVT GRADE MUNS | $184,000 | +0.5% | 14,070 | 0.0% | 0.07% | +15.8% | |
PDT | Buy | HANCOCK JOHN PREMUIM DIV FD | $175,000 | -2.2% | 13,327 | +1.3% | 0.06% | +10.7% |
FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $172,000 | -26.5% | 25,000 | -20.4% | 0.06% | -16.4% |
OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $162,000 | -10.0% | 15,091 | +15.7% | 0.06% | +3.6% |
WIN | New | WINDSTREAM HLDGS INC | $159,000 | – | 39,274 | +100.0% | 0.06% | – |
PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $154,000 | -0.6% | 13,172 | 0.0% | 0.06% | +14.6% | |
BYM | New | BLACKROCK MUNICIPL INC QLTY | $141,000 | – | 10,174 | +100.0% | 0.05% | – |
RVLT | Sell | REVOLUTION LIGHTING TECHNOLO | $137,000 | -57.1% | 81,600 | -41.1% | 0.05% | -50.5% |
BTU | New | PEABODY ENERGY CORP | $136,000 | – | 10,958 | +100.0% | 0.05% | – |
EAD | Buy | WELLS FARGO ADVANTAGE INCOME | $123,000 | 0.0% | 13,640 | +5.6% | 0.04% | +15.8% |
PAAS | New | PAN AMERICAN SILVER CORP | $111,000 | – | 10,122 | +100.0% | 0.04% | – |
JPC | NUVEEN PFD INCOME OPPRTNY FD | $110,000 | -5.2% | 11,950 | 0.0% | 0.04% | +8.3% | |
EXEL | New | EXELIXIS INC | $101,000 | – | 65,916 | +100.0% | 0.04% | – |
PDLI | New | PDL BIOPHARMA INC | $87,000 | – | 11,642 | +100.0% | 0.03% | – |
PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $83,000 | -2.4% | 16,598 | 0.0% | 0.03% | +15.4% | |
DSU | Buy | BLACKROCK DEBT STRAT FD INC | $80,000 | -4.8% | 21,052 | +2.7% | 0.03% | +7.7% |
BKT | New | BLACKROCK INCOME TR INC | $75,000 | – | 11,777 | +100.0% | 0.03% | – |
AWRE | Buy | AWARE INC MASS | $71,000 | 0.0% | 19,312 | +77.8% | 0.02% | +13.6% |
FXEN | FX ENERGY INC | $56,000 | -15.2% | 18,400 | 0.0% | 0.02% | -4.8% | |
ANRZQ | Buy | ALPHA NATURAL RESOURCES INC | $44,000 | 0.0% | 17,744 | +49.6% | 0.02% | +14.3% |
UQM | Buy | UQM TECHNOLOGIES INC | $41,000 | 0.0% | 29,054 | +62.2% | 0.02% | +15.4% |
EBIX | Buy | EBIX INC | $38,000 | 0.0% | 24,210 | +0.6% | 0.01% | +16.7% |
SPRT | Buy | SUPPORT COM INC | $33,000 | 0.0% | 15,113 | +25.5% | 0.01% | +20.0% |
PZG | New | PARAMOUNT GOLD & SILVER CORP | $13,000 | – | 13,129 | +100.0% | 0.01% | – |
MCPIQ | New | MOLYCORP INC DEL | $15,000 | – | 12,204 | +100.0% | 0.01% | – |
HTM | U S GEOTHERMAL INC | $6,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
FPPPW | Exit | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $0 | – | -16,800 | -100.0% | -0.01% | – |
APC | Exit | ANADARKO PETE CORP | $0 | – | -116,577 | -100.0% | -0.03% | – |
OCLS | Exit | OCULUS INNOVATIVE SCIENCES I | $0 | – | -37,895 | -100.0% | -0.04% | – |
RCS | Exit | PIMCO STRATEGIC INCOME FD IN | $0 | – | -14,004 | -100.0% | -0.05% | – |
NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -10,631 | -100.0% | -0.05% | – |
NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -13,253 | -100.0% | -0.06% | – |
PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -28,172 | -100.0% | -0.06% | – |
BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -24,466 | -100.0% | -0.06% | – |
XLS | Exit | EXELIS INC | $0 | – | -63,724 | -100.0% | -0.07% | – |
MAS | Exit | MASCO CORP | $0 | – | -10,451 | -100.0% | -0.07% | – |
CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -19,750 | -100.0% | -0.07% | – |
SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -3,463 | -100.0% | -0.08% | – |
KYN | Exit | KAYNE ANDERSON MLP INVT CO | $0 | – | -6,797 | -100.0% | -0.08% | – |
SBI | Exit | WESTERN ASSET INTM MUNI FD I | $0 | – | -27,769 | -100.0% | -0.08% | – |
SNY | Exit | SANOFIsponsored adr | $0 | – | -5,167 | -100.0% | -0.09% | – |
CBS | Exit | CBS CORP NEWcl b | $0 | – | -4,538 | -100.0% | -0.09% | – |
MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,099 | -100.0% | -0.09% | – |
8107SC | Exit | AMERICAN STRATEGIC INCM PTFL | $0 | – | -28,533 | -100.0% | -0.09% | – |
FE | Exit | FIRSTENERGY CORP | $0 | – | -8,513 | -100.0% | -0.09% | – |
MLCO | Exit | MELCO CROWN ENTMT LTDadr | $0 | – | -10,433 | -100.0% | -0.12% | – |
WY | Exit | WEYERHAEUSER CO | $0 | – | -12,343 | -100.0% | -0.13% | – |
GOOGL | Exit | GOOGLE INCcl a | $0 | – | -711 | -100.0% | -0.13% | – |
FGPRQ | Exit | FERRELLGAS PARTNERS L.P.unit ltd part | $0 | – | -26,535 | -100.0% | -0.23% | – |
DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -12,352 | -100.0% | -0.28% | – |
SLF | Exit | SUN LIFE FINL INC | $0 | – | -27,282 | -100.0% | -0.31% | – |
HCN | Exit | HEALTH CARE REIT INC | $0 | – | -16,923 | -100.0% | -0.33% | – |
BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -69,376 | -100.0% | -0.35% | – |
RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -14,183 | -100.0% | -0.36% | – |
BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -139,323 | -100.0% | -0.38% | – |
NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -322,599 | -100.0% | -0.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
APPLE INC | 46 | Q3 2023 | 7.3% |
VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
BOEING CO | 46 | Q3 2023 | 2.6% |
AMAZON COM INC | 46 | Q3 2023 | 2.8% |
COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-05-09 |
13F-HR | 2024-02-14 |
13F-HR | 2023-11-01 |
13F-HR | 2023-08-10 |
13F-HR | 2023-05-12 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-10 |
13F-HR | 2022-05-12 |
13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.