$291 Million is the total value of NWAM LLC's 269 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 84.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | MICROSOFT CORP | $14,397,000 | +38.7% | 351,224 | +26.5% | 4.95% | -10.1% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $8,788,000 | +68.4% | 120,402 | +64.3% | 3.02% | +9.1% |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $6,134,000 | – | 453,690 | +100.0% | 2.11% | – |
| IWF | Buy | ISHARESrus 1000 grw etf | $5,632,000 | +88.9% | 65,075 | +87.6% | 1.94% | +22.4% |
| SBUX | Buy | STARBUCKS CORP | $5,501,000 | +44.6% | 74,971 | +36.2% | 1.89% | -6.3% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $5,418,000 | +38.5% | 314,988 | +25.4% | 1.86% | -10.3% |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $5,392,000 | – | 272,874 | +100.0% | 1.86% | – |
| PG | Buy | PROCTER & GAMBLE CO | $5,379,000 | +138.0% | 66,733 | +140.4% | 1.85% | +54.2% |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $5,333,000 | – | 367,799 | +100.0% | 1.84% | – |
| AAPL | Buy | APPLE INC | $5,250,000 | +42.0% | 55,309 | +292.3% | 1.81% | -8.0% |
| IWD | Buy | ISHARESrus 1000 val etf | $5,210,000 | +89.9% | 53,995 | +85.3% | 1.79% | +23.1% |
| USB | Buy | US BANCORP DEL | $4,500,000 | +13.2% | 105,001 | +6.7% | 1.55% | -26.7% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $4,441,000 | +9.1% | 47,503 | +8.6% | 1.53% | -29.3% |
| GE | Buy | GENERAL ELECTRIC CO | $4,353,000 | +21.2% | 168,139 | +31.2% | 1.50% | -21.5% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $4,302,000 | +12.2% | 55,071 | +9.7% | 1.48% | -27.3% |
| INTC | Buy | INTEL CORP | $4,291,000 | +67.0% | 166,209 | +67.9% | 1.48% | +8.2% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $4,182,000 | +31.7% | 59,223 | +20.4% | 1.44% | -14.7% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $4,106,000 | +162.4% | 634,689 | +171.0% | 1.41% | +70.0% |
| BA | Buy | BOEING CO | $4,039,000 | +14.6% | 32,184 | +24.7% | 1.39% | -25.8% |
| CVX | Buy | CHEVRON CORP NEW | $3,746,000 | +50.2% | 31,499 | +57.8% | 1.29% | -2.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,585,000 | +13.1% | 28,690 | +20.9% | 1.23% | -26.7% |
| DVY | Sell | ISHARESselect divid etf | $3,486,000 | -17.1% | 47,543 | -19.4% | 1.20% | -46.3% |
| PCAR | Buy | PACCAR INC | $3,098,000 | +22.9% | 45,938 | +7.9% | 1.07% | -20.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,935,000 | +20.9% | 61,708 | +24.9% | 1.01% | -21.6% |
| IJH | Buy | ISHAREScore s&p mcp etf | $2,868,000 | +567.0% | 20,863 | +549.7% | 0.99% | +332.9% |
| O | Buy | REALTY INCOME CORP | $2,838,000 | +107.2% | 69,457 | +89.2% | 0.98% | +34.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,793,000 | +54.6% | 25,008 | +64.7% | 0.96% | +0.2% |
| T | Buy | AT&T INC | $2,707,000 | +35.3% | 77,187 | +35.6% | 0.93% | -12.3% |
| XOM | Buy | EXXON MOBIL CORP | $2,707,000 | +53.7% | 27,715 | +59.3% | 0.93% | -0.4% |
| MO | Buy | ALTRIA GROUP INC | $2,652,000 | +173.7% | 70,845 | +180.6% | 0.91% | +77.4% |
| AGG | Buy | ISHAREScore totusbd etf | $2,562,000 | +16.5% | 23,741 | +14.9% | 0.88% | -24.6% |
| APU | Buy | AMERIGAS PARTNERS L Punit l p int | $2,533,000 | +19.1% | 59,947 | +25.6% | 0.87% | -22.9% |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM | $2,482,000 | – | 129,092 | +100.0% | 0.85% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $2,456,000 | +49.0% | 47,280 | +52.5% | 0.84% | -3.4% |
| PFE | Buy | PFIZER INC | $2,443,000 | +86.2% | 76,053 | +77.5% | 0.84% | +20.5% |
| AAXJ | New | ISHARESmsci ac asia etf | $2,306,000 | – | 39,022 | +100.0% | 0.79% | – |
| MRK | Buy | MERCK & CO INC NEW | $2,279,000 | +52.9% | 40,149 | +34.8% | 0.78% | -1.0% |
| PM | Buy | PHILIP MORRIS INTL INC | $2,242,000 | +1004.4% | 27,385 | +1074.3% | 0.77% | +613.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,212,000 | +19.5% | 36,443 | +15.1% | 0.76% | -22.6% |
| CSCO | Buy | CISCO SYS INC | $2,208,000 | +17.3% | 98,510 | +17.3% | 0.76% | -24.0% |
| DOW | Sell | DOW CHEM CO | $2,202,000 | -5.6% | 45,314 | -13.8% | 0.76% | -38.8% |
| DJP | Sell | BARCLAYS BK PLCdjubs cmdt etn36 | $2,027,000 | -18.9% | 51,390 | -24.5% | 0.70% | -47.5% |
| IYR | New | ISHARESu.s. real es etf | $2,009,000 | – | 29,683 | +100.0% | 0.69% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,882,000 | +8.8% | 23,176 | +7.3% | 0.65% | -29.5% |
| LQD | Buy | ISHARESiboxx inv cp etf | $1,852,000 | +17.3% | 15,836 | +14.5% | 0.64% | -24.0% |
| TLT | New | ISHARES20+ yr tr bd etf | $1,759,000 | – | 16,123 | +100.0% | 0.60% | – |
| HCN | New | HEALTH CARE REIT INC | $1,740,000 | – | 44,849 | +100.0% | 0.60% | – |
| EFA | Sell | ISHARESmsci eafe etf | $1,687,000 | -44.6% | 25,108 | -44.7% | 0.58% | -64.1% |
| COP | Buy | CONOCOPHILLIPS | $1,655,000 | +62.6% | 23,530 | +63.3% | 0.57% | +5.4% |
| BP | Buy | BP PLCsponsored adr | $1,588,000 | +20.9% | 33,014 | +22.1% | 0.55% | -21.8% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $1,481,000 | +3.6% | 18,488 | +3.3% | 0.51% | -32.9% |
| IWN | Buy | ISHARESrus 2000 val etf | $1,479,000 | +346.8% | 14,664 | +340.8% | 0.51% | +189.2% |
| IWO | New | ISHARESrus 2000 grw etf | $1,461,000 | – | 10,738 | +100.0% | 0.50% | – |
| NCT | Buy | NEWCASTLE INVT CORP | $1,437,000 | +119.4% | 305,814 | +167.8% | 0.49% | +42.0% |
| HYLD | Sell | ADVISORSHARES TRperitus hg yld | $1,435,000 | -9.8% | 27,283 | -11.3% | 0.49% | -41.5% |
| LUMN | Buy | CENTURYLINK INC | $1,416,000 | +54.4% | 43,115 | +49.7% | 0.49% | 0.0% |
| IBB | New | ISHARESnasdq biotec etf | $1,394,000 | – | 5,897 | +100.0% | 0.48% | – |
| QCOM | Buy | QUALCOMM INC | $1,337,000 | +34.0% | 16,948 | +26.1% | 0.46% | -13.2% |
| IWS | New | ISHARESrus mdcp val etf | $1,315,000 | – | 19,127 | +100.0% | 0.45% | – |
| IAI | New | ISHARESu.s. br-deal etf | $1,284,000 | – | 33,254 | +100.0% | 0.44% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $1,280,000 | – | 86,721 | +100.0% | 0.44% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $1,256,000 | – | 30,301 | +100.0% | 0.43% | – |
| PGX | Sell | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $1,246,000 | -12.0% | 87,388 | -17.1% | 0.43% | -43.0% |
| UNP | Buy | UNION PAC CORP | $1,239,000 | +159.7% | 6,600 | +132.6% | 0.43% | +68.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,237,000 | +79.3% | 12,588 | +67.1% | 0.43% | +16.4% |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $1,209,000 | – | 29,208 | +100.0% | 0.42% | – |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,209,000 | +22.6% | 6,463 | +21.0% | 0.42% | -20.5% |
| NLY | Buy | ANNALY CAP MGMT INC | $1,206,000 | +390.2% | 109,945 | +345.8% | 0.42% | +216.8% |
| EMB | Sell | ISHARESjp mor em mk etf | $1,176,000 | -27.9% | 10,554 | -30.0% | 0.40% | -53.2% |
| HFWA | Buy | HERITAGE FINL CORP WASH | $1,154,000 | +9.5% | 68,225 | +10.7% | 0.40% | -29.1% |
| BKK | Buy | BLACKROCK MUN 2020 TERM TR | $1,130,000 | +37.5% | 69,037 | +32.3% | 0.39% | -10.8% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $1,102,000 | +52.6% | 193,187 | +24.4% | 0.38% | -1.0% |
| AMZN | Buy | AMAZON COM INC | $1,098,000 | +65.9% | 3,265 | +96.8% | 0.38% | +7.7% |
| KEY | Buy | KEYCORP NEW | $1,087,000 | +29.6% | 76,332 | +22.1% | 0.37% | -16.0% |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $1,056,000 | – | 60,998 | +100.0% | 0.36% | – |
| SLF | Buy | SUN LIFE FINL INC | $999,000 | +5.9% | 28,837 | +14.7% | 0.34% | -31.3% |
| T101SC | New | AMERICAN STRATEGIC INCOME II | $988,000 | – | 118,873 | +100.0% | 0.34% | – |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $945,000 | +55.9% | 53,226 | +57.8% | 0.32% | +0.9% |
| EEM | Buy | ISHARESmsci emg mkt etf | $942,000 | +38.3% | 22,978 | +41.0% | 0.32% | -10.5% |
| DUK | Buy | DUKE ENERGY CORP NEW | $904,000 | +39.1% | 12,696 | +34.7% | 0.31% | -9.9% |
| EWZ | New | ISHARESmsci brz cap etf | $904,000 | – | 20,076 | +100.0% | 0.31% | – |
| PCP | Buy | PRECISION CASTPARTS CORP | $887,000 | +12.1% | 3,508 | +19.4% | 0.30% | -27.4% |
| KOL | New | MARKET VECTORS ETF TRcoal etf | $881,000 | – | 47,646 | +100.0% | 0.30% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $882,000 | -73.5% | 10,059 | -73.4% | 0.30% | -82.9% |
| NEWM | New | NEW MEDIA INVT GROUP INC | $875,000 | – | 58,262 | +100.0% | 0.30% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $861,000 | – | 90,505 | +100.0% | 0.30% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $854,000 | – | 61,252 | +100.0% | 0.29% | – |
| FB | Buy | FACEBOOK INCcl a | $817,000 | +40.6% | 13,562 | +27.5% | 0.28% | -8.8% |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $797,000 | -45.4% | 47,933 | -48.2% | 0.27% | -64.7% |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $790,000 | – | 10,811 | +100.0% | 0.27% | – |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $788,000 | -46.7% | 11,742 | -48.4% | 0.27% | -65.5% |
| F | Buy | FORD MTR CO DEL | $786,000 | +14.1% | 50,400 | +12.9% | 0.27% | -26.2% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $770,000 | +10.5% | 6,815 | +7.4% | 0.26% | -28.4% |
| CWB | New | SPDR SERIES TRUSTbrc cnv secs etf | $769,000 | – | 15,890 | +100.0% | 0.26% | – |
| JWN | Buy | NORDSTROM INC | $743,000 | +96.0% | 11,898 | +94.1% | 0.26% | +27.4% |
| FGPRQ | Sell | FERRELLGAS PARTNERS L.P.unit ltd part | $744,000 | -65.6% | 32,214 | -65.8% | 0.26% | -77.7% |
| DHR | Buy | DANAHER CORP DEL | $743,000 | +14.0% | 9,910 | +17.3% | 0.26% | -26.0% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $737,000 | – | 120,569 | +100.0% | 0.25% | – |
| CIM | New | CHIMERA INVT CORP | $734,000 | – | 239,865 | +100.0% | 0.25% | – |
| TMUS | New | T-MOBILE US INC | $733,000 | – | 22,182 | +100.0% | 0.25% | – |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $723,000 | -11.3% | 14,373 | -10.6% | 0.25% | -42.5% |
| AMGN | Buy | AMGEN INC | $718,000 | +118.2% | 5,819 | +101.6% | 0.25% | +41.1% |
| WFC | Buy | WELLS FARGO & CO NEW | $718,000 | +39.1% | 14,438 | +27.1% | 0.25% | -9.9% |
| FTF | New | FRANKLIN TEMPLETON LTD DUR I | $713,000 | – | 54,639 | +100.0% | 0.24% | – |
| EMC | Buy | E M C CORP MASS | $709,000 | +32.8% | 25,865 | +21.9% | 0.24% | -14.1% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $707,000 | -23.1% | 27,613 | -18.4% | 0.24% | -50.2% |
| MCD | Buy | MCDONALDS CORP | $705,000 | +45.1% | 7,187 | +43.4% | 0.24% | -5.8% |
| PFF | Buy | ISHARESu.s. pfd stk etf | $697,000 | +36.9% | 17,858 | +29.1% | 0.24% | -11.1% |
| TIP | Sell | ISHAREStips bd etf | $667,000 | -7.9% | 5,950 | -9.7% | 0.23% | -40.4% |
| GASS | New | STEALTHGAS INC | $652,000 | – | 57,375 | +100.0% | 0.22% | – |
| SCZ | New | ISHARESeafe sml cp etf | $630,000 | – | 12,063 | +100.0% | 0.22% | – |
| MCC | Buy | MEDLEY CAP CORP | $621,000 | +24.4% | 45,600 | +26.5% | 0.21% | -19.2% |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $612,000 | – | 123,450 | +100.0% | 0.21% | – |
| MON | New | MONSANTO CO NEW | $604,000 | – | 5,305 | +100.0% | 0.21% | – |
| MMM | Buy | 3M CO | $602,000 | +46.8% | 4,436 | +51.9% | 0.21% | -5.0% |
| BOH | Sell | BANK HAWAII CORP | $593,000 | +0.3% | 9,786 | -2.1% | 0.20% | -35.0% |
| IVW | New | ISHARESs&p 500 grwt etf | $582,000 | – | 5,826 | +100.0% | 0.20% | – |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $577,000 | +50.3% | 7,209 | +49.6% | 0.20% | -2.9% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $569,000 | +6.6% | 13,791 | +7.6% | 0.20% | -31.0% |
| ABT | Buy | ABBOTT LABS | $544,000 | +61.9% | 14,132 | +61.0% | 0.19% | +5.1% |
| IJS | Buy | ISHARESsp smcp600vl etf | $543,000 | +9.3% | 4,790 | +7.3% | 0.19% | -29.2% |
| AXP | Buy | AMERICAN EXPRESS CO | $541,000 | +25.8% | 6,006 | +26.7% | 0.19% | -18.4% |
| GLD | New | SPDR GOLD TRUST | $540,000 | – | 4,371 | +100.0% | 0.19% | – |
| BCE | New | BCE INC | $530,000 | – | 5,623 | +100.0% | 0.18% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $525,000 | +0.2% | 2,725 | -2.4% | 0.18% | -34.9% |
| C | Buy | CITIGROUP INC | $521,000 | +22.3% | 10,943 | +33.8% | 0.18% | -20.8% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $513,000 | +14.5% | 10,245 | +18.8% | 0.18% | -26.1% |
| GOOGL | Buy | GOOGLE INCcl a | $513,000 | -4.8% | 681 | +41.6% | 0.18% | -38.5% |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $511,000 | – | 36,440 | +100.0% | 0.18% | – |
| JCI | Buy | JOHNSON CTLS INC | $496,000 | -7.1% | 10,479 | +0.8% | 0.17% | -39.8% |
| IWP | Buy | ISHARESrus md cp gr etf | $491,000 | +92.5% | 5,727 | +89.2% | 0.17% | +25.2% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $490,000 | +39.6% | 6,520 | +39.8% | 0.17% | -9.1% |
| BMO | Buy | BANK MONTREAL QUE | $489,000 | +71.6% | 7,298 | +71.0% | 0.17% | +11.3% |
| ELD | Buy | WISDOMTREE TRem lcl debt fd | $488,000 | +1.0% | 10,649 | +1.5% | 0.17% | -34.4% |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $482,000 | – | 48,645 | +100.0% | 0.17% | – |
| ABBV | New | ABBVIE INC | $471,000 | – | 9,172 | +100.0% | 0.16% | – |
| YPF | New | YPF SOCIEDAD ANONIMAspon adr cl d | $464,000 | – | 14,875 | +100.0% | 0.16% | – |
| SRE | New | SEMPRA ENERGY | $459,000 | – | 4,748 | +100.0% | 0.16% | – |
| IJT | Sell | ISHARESsp smcp600gr etf | $456,000 | -81.6% | 3,833 | -81.6% | 0.16% | -88.0% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $453,000 | +4.6% | 4,503 | +1.2% | 0.16% | -32.2% |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $452,000 | – | 2 | +100.0% | 0.16% | – |
| OMER | Buy | OMEROS CORP | $437,000 | +35.7% | 36,246 | +26.9% | 0.15% | -12.3% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $436,000 | +5.3% | 10,559 | +3.5% | 0.15% | -31.8% |
| RVLT | Buy | REVOLUTION LIGHTING TECHNOLO | $436,000 | +209.2% | 138,480 | +236.9% | 0.15% | +100.0% |
| KO | New | COCA COLA CO | $423,000 | – | 10,943 | +100.0% | 0.15% | – |
| IYM | Sell | ISHARESu.s. bas mtl etf | $419,000 | +1.9% | 5,035 | -0.3% | 0.14% | -33.9% |
| MNKD | Buy | MANNKIND CORP | $412,000 | +40.6% | 102,582 | +82.3% | 0.14% | -9.0% |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II | $409,000 | – | 32,105 | +100.0% | 0.14% | – |
| LO | New | LORILLARD INC | $411,000 | – | 7,603 | +100.0% | 0.14% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $404,000 | – | 4,922 | +100.0% | 0.14% | – |
| NKE | Buy | NIKE INCcl b | $396,000 | +45.1% | 5,367 | +54.7% | 0.14% | -6.2% |
| PSX | Buy | PHILLIPS 66 | $392,000 | +32.4% | 5,088 | +32.5% | 0.14% | -14.0% |
| LLY | New | LILLY ELI & CO | $391,000 | – | 6,641 | +100.0% | 0.14% | – |
| WY | Buy | WEYERHAEUSER CO | $390,000 | +8.9% | 13,276 | +17.0% | 0.13% | -29.5% |
| ORCL | Buy | ORACLE CORP | $390,000 | +39.8% | 9,522 | +30.7% | 0.13% | -9.5% |
| GILD | New | GILEAD SCIENCES INC | $380,000 | – | 5,363 | +100.0% | 0.13% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $375,000 | – | 26,344 | +100.0% | 0.13% | – |
| CVC | Buy | CABLEVISION SYS CORPcl a ny cablvs | $376,000 | +11.9% | 22,265 | +18.7% | 0.13% | -27.5% |
| CLX | Buy | CLOROX CO DEL | $376,000 | +12.6% | 4,270 | +18.6% | 0.13% | -27.1% |
| COLB | Buy | COLUMBIA BKG SYS INC | $372,000 | +81.5% | 13,051 | +75.4% | 0.13% | +17.4% |
| NMFC | Buy | NEW MTN FIN CORP | $358,000 | +88.4% | 24,600 | +95.2% | 0.12% | +21.8% |
| SBS | New | COMPANHIA DE SANEAMENTO BASIsponsored adr | $358,000 | – | 38,640 | +100.0% | 0.12% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $358,000 | – | 4,773 | +100.0% | 0.12% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $351,000 | – | 21,048 | +100.0% | 0.12% | – |
| GRA | GRACE W R & CO DEL NEW | $347,000 | +0.3% | 3,495 | 0.0% | 0.12% | -35.3% | |
| SOR | New | SOURCE CAP INC | $344,000 | – | 5,006 | +100.0% | 0.12% | – |
| DIS | Buy | DISNEY WALT CO | $340,000 | +45.3% | 4,247 | +38.9% | 0.12% | -5.6% |
| RIO | New | RIO TINTO PLCsponsored adr | $323,000 | – | 5,783 | +100.0% | 0.11% | – |
| EFX | Buy | EQUIFAX INC | $323,000 | +17.0% | 4,755 | +18.9% | 0.11% | -24.5% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $324,000 | +55.0% | 6,055 | +55.0% | 0.11% | 0.0% |
| AFL | Buy | AFLAC INC | $321,000 | +43.9% | 5,089 | +52.3% | 0.11% | -6.8% |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $321,000 | – | 25,698 | +100.0% | 0.11% | – |
| BKD | New | BROOKDALE SR LIVING INC | $314,000 | – | 9,356 | +100.0% | 0.11% | – |
| HD | New | HOME DEPOT INC | $310,000 | – | 3,924 | +100.0% | 0.11% | – |
| TWI | New | TITAN INTL INC ILL | $311,000 | – | 16,380 | +100.0% | 0.11% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $308,000 | – | 2,635 | +100.0% | 0.11% | – |
| STO | New | STATOIL ASAsponsored adr | $307,000 | – | 10,880 | +100.0% | 0.11% | – |
| ARCC | Sell | ARES CAP CORP | $309,000 | -4.3% | 17,552 | -3.5% | 0.11% | -38.0% |
| BIDU | Buy | BAIDU INCspon adr rep a | $305,000 | +2.7% | 2,004 | +20.2% | 0.10% | -33.5% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $301,000 | +0.7% | 16,640 | -3.8% | 0.10% | -34.6% |
| IXJ | New | ISHARESglob hlthcre etf | $289,000 | – | 3,178 | +100.0% | 0.10% | – |
| KMI | New | KINDER MORGAN INC DEL | $286,000 | – | 8,811 | +100.0% | 0.10% | – |
| MFA | New | MFA FINL INC | $286,000 | – | 36,886 | +100.0% | 0.10% | – |
| BRCM | Sell | BROADCOM CORPcl a | $285,000 | -3.4% | 9,054 | -8.9% | 0.10% | -37.6% |
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $282,000 | – | 17,369 | +100.0% | 0.10% | – |
| CBS | New | CBS CORP NEWcl b | $282,000 | – | 4,563 | +100.0% | 0.10% | – |
| GLW | New | CORNING INC | $283,000 | – | 13,606 | +100.0% | 0.10% | – |
| GGB | New | GERDAU S Aspon adr rep pfd | $276,000 | – | 43,004 | +100.0% | 0.10% | – |
| SNY | Sell | SANOFIsponsored adr | $275,000 | -31.9% | 5,255 | -30.3% | 0.10% | -55.6% |
| PEP | New | PEPSICO INC | $275,000 | – | 3,291 | +100.0% | 0.10% | – |
| NBH | New | NEUBERGER BERMAN INTER MUNI | $274,000 | – | 18,916 | +100.0% | 0.09% | – |
| LUV | New | SOUTHWEST AIRLS CO | $272,000 | – | 11,524 | +100.0% | 0.09% | – |
| MDT | New | MEDTRONIC INC | $274,000 | – | 4,459 | +100.0% | 0.09% | – |
| HYG | Sell | ISHARESiboxx hi yd etf | $270,000 | -88.8% | 2,859 | -89.0% | 0.09% | -92.7% |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $269,000 | – | 28,219 | +100.0% | 0.09% | – |
| MU | New | MICRON TECHNOLOGY INC | $270,000 | – | 11,415 | +100.0% | 0.09% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $271,000 | – | 4,460 | +100.0% | 0.09% | – |
| STJ | New | ST JUDE MED INC | $269,000 | – | 4,110 | +100.0% | 0.09% | – |
| CMS | New | CMS ENERGY CORP | $268,000 | – | 9,162 | +100.0% | 0.09% | – |
| OCLS | New | OCULUS INNOVATIVE SCIENCES I | $266,000 | – | 70,554 | +100.0% | 0.09% | – |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $265,000 | +8.2% | 3,595 | +6.6% | 0.09% | -30.0% |
| LEO | Buy | DREYFUS STRATEGIC MUNS INC | $263,000 | +165.7% | 32,452 | +149.6% | 0.09% | +69.8% |
| HON | New | HONEYWELL INTL INC | $263,000 | – | 2,834 | +100.0% | 0.09% | – |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $260,000 | 0.0% | 8,729 | -0.8% | 0.09% | -35.5% |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $259,000 | – | 3,732 | +100.0% | 0.09% | – |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $260,000 | -28.8% | 7,095 | -22.6% | 0.09% | -54.1% |
| IJR | Buy | ISHAREScore s&p scp etf | $258,000 | +4.9% | 2,346 | +4.1% | 0.09% | -32.1% |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $257,000 | – | 3,287 | +100.0% | 0.09% | – |
| TRQ | New | TURQUOISE HILL RES LTD | $256,000 | – | 76,836 | +100.0% | 0.09% | – |
| LYG | New | LLOYDS BANKING GROUP PLCsponsored adr | $256,000 | – | 18,520 | +100.0% | 0.09% | – |
| EMR | New | EMERSON ELEC CO | $250,000 | – | 3,747 | +100.0% | 0.09% | – |
| CSX | New | CSX CORP | $251,000 | – | 8,650 | +100.0% | 0.09% | – |
| ED | New | CONSOLIDATED EDISON INC | $250,000 | – | 4,651 | +100.0% | 0.09% | – |
| RIG | Sell | TRANSOCEAN LTD | $246,000 | -46.5% | 5,940 | -36.2% | 0.08% | -65.2% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $246,000 | -89.7% | 981 | -89.9% | 0.08% | -93.3% |
| 8107SC | New | AMERICAN STRATEGIC INCM PTFL | $245,000 | – | 24,783 | +100.0% | 0.08% | – |
| TWTR | New | TWITTER INC | $243,000 | – | 5,211 | +100.0% | 0.08% | – |
| CIEN | New | CIENA CORP | $245,000 | – | 10,790 | +100.0% | 0.08% | – |
| DMO | New | WESTERN ASSET MTG DEF OPPTY | $241,000 | – | 10,424 | +100.0% | 0.08% | – |
| TWX | New | TIME WARNER INC | $241,000 | – | 3,682 | +100.0% | 0.08% | – |
| WTR | New | AQUA AMERICA INC | $237,000 | – | 9,444 | +100.0% | 0.08% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $239,000 | – | 10,876 | +100.0% | 0.08% | – |
| MAS | New | MASCO CORP | $232,000 | – | 10,446 | +100.0% | 0.08% | – |
| MLCO | Buy | MELCO CROWN ENTMT LTDadr | $234,000 | -0.4% | 6,050 | +0.8% | 0.08% | -36.0% |
| FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $232,000 | -39.7% | 31,400 | -30.2% | 0.08% | -60.8% |
| SONS | Sell | SONUS NETWORKS INC | $232,000 | +24.1% | 13,795 | -76.8% | 0.08% | -19.2% |
| NNN | New | NATIONAL RETAIL PPTYS INC | $230,000 | – | 6,699 | +100.0% | 0.08% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $223,000 | – | 6,461 | +100.0% | 0.08% | – |
| RTN | New | RAYTHEON CO | $223,000 | – | 2,253 | +100.0% | 0.08% | – |
| ETN | New | EATON CORP PLC | $225,000 | – | 2,990 | +100.0% | 0.08% | – |
| BX | New | BLACKSTONE GROUP L P | $225,000 | – | 6,753 | +100.0% | 0.08% | – |
| M | New | MACYS INC | $224,000 | – | 3,782 | +100.0% | 0.08% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $225,000 | – | 4,709 | +100.0% | 0.08% | – |
| PDP | New | POWERSHARES ETF TRUSTdwa momentum ptf | $217,000 | – | 5,820 | +100.0% | 0.08% | – |
| CMCSK | New | COMCAST CORP NEWcl a spl | $213,000 | – | 4,370 | +100.0% | 0.07% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $207,000 | – | 5,110 | +100.0% | 0.07% | – |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $206,000 | +7.9% | 12,794 | +12.7% | 0.07% | -29.7% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $206,000 | +59.7% | 18,531 | +56.8% | 0.07% | +4.4% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $205,000 | +2.0% | 25,853 | +2.3% | 0.07% | -33.6% |
| LOW | New | LOWES COS INC | $204,000 | – | 4,179 | +100.0% | 0.07% | – |
| TXN | Sell | TEXAS INSTRS INC | $203,000 | -25.4% | 4,301 | -30.7% | 0.07% | -51.4% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $202,000 | -4.3% | 2,001 | -4.3% | 0.07% | -38.4% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $200,000 | +38.9% | 20,146 | +25.9% | 0.07% | -9.2% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $201,000 | +24.1% | 28,917 | +18.5% | 0.07% | -19.8% |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $191,000 | -5.4% | 10,627 | -13.7% | 0.07% | -38.3% |
| TSI | New | TCW STRATEGIC INCOME FUND IN | $179,000 | – | 32,722 | +100.0% | 0.06% | – |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $176,000 | – | 26,900 | +100.0% | 0.06% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $171,000 | – | 12,382 | +100.0% | 0.06% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $164,000 | – | 11,817 | +100.0% | 0.06% | – |
| JHS | New | HANCOCK JOHN INCOME SECS TR | $153,000 | – | 10,525 | +100.0% | 0.05% | – |
| WIN | Buy | WINDSTREAM HLDGS INC | $150,000 | +167.9% | 35,377 | +253.2% | 0.05% | +73.3% |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $150,000 | – | 13,172 | +100.0% | 0.05% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $152,000 | – | 10,775 | +100.0% | 0.05% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $141,000 | – | 10,392 | +100.0% | 0.05% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $124,000 | – | 66,916 | +100.0% | 0.04% | – |
| PZE | New | PETROBRAS ARGENTINA S Aspons adr | $121,000 | – | 21,762 | +100.0% | 0.04% | – |
| EAD | Sell | WELLS FARGO ADVANTAGE INCOME | $123,000 | -7.5% | 13,062 | -9.8% | 0.04% | -40.8% |
| PDLI | New | PDL BIOPHARMA INC | $87,000 | – | 10,465 | +100.0% | 0.03% | – |
| PIM | New | PUTNAM MASTER INTER INCOME Tsh ben int | $85,000 | – | 16,598 | +100.0% | 0.03% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $71,000 | – | 17,199 | +100.0% | 0.02% | – |
| AWRE | New | AWARE INC MASS | $71,000 | – | 12,307 | +100.0% | 0.02% | – |
| FXEN | FX ENERGY INC | $53,000 | -10.2% | 16,000 | 0.0% | 0.02% | -41.9% | |
| ANRZQ | Sell | ALPHA NATURAL RESOURCES INC | $44,000 | -71.6% | 10,354 | -52.3% | 0.02% | -81.7% |
| UQM | Sell | UQM TECHNOLOGIES INC | $41,000 | -61.0% | 15,517 | -68.3% | 0.01% | -75.0% |
| EBIX | New | EBIX INC | $38,000 | – | 20,132 | +100.0% | 0.01% | – |
| SPRT | New | SUPPORT COM INC | $33,000 | – | 12,801 | +100.0% | 0.01% | – |
| FPPPW | New | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $16,000 | – | 16,800 | +100.0% | 0.01% | – |
| HTM | U S GEOTHERMAL INC | $11,000 | +83.3% | 15,000 | 0.0% | 0.00% | +33.3% | |
| CLF | New | CLIFFS NAT RES INC | $7,000 | – | 15,227 | +100.0% | 0.00% | – |
| LGL | Exit | LGL GROUP INC | $0 | – | -12,650 | -100.0% | -0.00% | – |
| R108 | Exit | ENERGIZER HLDGS INC | $0 | – | -62,096 | -100.0% | -0.01% | – |
| UWN | Exit | NEVADA GOLD & CASINOS INC | $0 | – | -17,000 | -100.0% | -0.01% | – |
| PZG | Exit | PARAMOUNT GOLD & SILVER CORP | $0 | – | -30,000 | -100.0% | -0.02% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -10,090 | -100.0% | -0.02% | – |
| NGX | Exit | NUVEEN MASS AMT-FREE MUN INC | $0 | – | -11,700 | -100.0% | -0.06% | – |
| NAN | Exit | NUVEEN NY DIVID ADVNTG MUN F | $0 | – | -13,025 | -100.0% | -0.07% | – |
| CIMT | Exit | CIMATRON LTDord | $0 | – | -16,525 | -100.0% | -0.08% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -11,657 | -100.0% | -0.10% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -6,016 | -100.0% | -0.11% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -4,801 | -100.0% | -0.12% | – |
| TIBX | Exit | TIBCO SOFTWARE INC | $0 | – | -10,500 | -100.0% | -0.12% | – |
| NTC | Exit | NUVEEN CONN PREM INCOME MUN | $0 | – | -23,900 | -100.0% | -0.13% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -16,540 | -100.0% | -0.14% | – |
| VOT | Exit | VANGUARD INDEX FDSmcap gr idxvip | $0 | – | -2,928 | -100.0% | -0.14% | – |
| RSO | Exit | RESOURCE CAP CORP | $0 | – | -4,025 | -100.0% | -0.14% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -3,842 | -100.0% | -0.16% | – |
| MILLQ | Exit | MILLER ENERGY RES INC | $0 | – | -13,050 | -100.0% | -0.17% | – |
| NKG | Exit | NUVEEN GA DIV ADV MUN FD 2 | $0 | – | -34,100 | -100.0% | -0.18% | – |
| ICF | Exit | ISHAREScohen&steer reit | $0 | – | -4,668 | -100.0% | -0.18% | – |
| PCL | Exit | PLUM CREEK TIMBER CO INC | $0 | – | -8,533 | -100.0% | -0.21% | – |
| NMY | Exit | NUVEEN MD PREM INCOME MUN FD | $0 | – | -55,000 | -100.0% | -0.29% | – |
| GSG | Exit | ISHARES S&P GSCI COMMODITY Iunit ben int | $0 | – | -21,775 | -100.0% | -0.37% | – |
| S | Exit | SPRINT CORP | $0 | – | -89,698 | -100.0% | -0.51% | – |
| HCP | Exit | HCP INC | $0 | – | -33,413 | -100.0% | -0.64% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -34,387 | -100.0% | -0.65% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -107,905 | -100.0% | -0.82% | – |
| PIZ | Exit | POWERSHARES ETF TRUST IIdwa devmktmom pt | $0 | – | -59,639 | -100.0% | -0.84% | – |
| PIE | Exit | POWERSHARES ETF TRUST IIdwa emkt mom ptf | $0 | – | -93,443 | -100.0% | -0.90% | – |
| DLS | Exit | WISDOMTREE TRintl smcap div | $0 | – | -35,011 | -100.0% | -1.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-03 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.