$569 Million is the total value of McGowan Group Asset Management, Inc.'s 120 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 18.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $54,043,000 | -22.0% | 54,042,823 | -22.0% | 9.50% | -19.4% | |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $45,301,000 | +1.3% | 2,852,686 | +2.4% | 7.96% | +4.6% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $43,990,000 | -5.0% | 3,436,753 | +0.9% | 7.73% | -1.9% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $41,137,000 | -7.0% | 2,551,928 | +2.4% | 7.23% | -4.0% |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $38,174,000 | +0.7% | 3,147,050 | +1.8% | 6.71% | +4.0% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $28,438,000 | +6.8% | 997,831 | +1.6% | 5.00% | +10.4% |
| ARCC | Buy | ARES CAP CORP COM | $22,225,000 | +5.7% | 1,048,855 | +1.4% | 3.91% | +9.2% |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $17,375,000 | -48.0% | 4,548,551 | -43.5% | 3.05% | -46.3% |
| IIPR | Buy | INNOVATIVE INDL PPTYS INC | $16,689,000 | +15.0% | 63,479 | +1.1% | 2.93% | +18.8% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $15,911,000 | -5.3% | 728,523 | -5.2% | 2.80% | -2.1% |
| ABBV | Buy | ABBVIE INC | $15,892,000 | +28.2% | 117,370 | +2.1% | 2.79% | +32.5% |
| MLPA | Sell | GLOBAL X FDS MLP ETFglbl x mlp etf | $15,346,000 | -2.0% | 438,711 | -1.1% | 2.70% | +1.3% |
| AY | Buy | ATLANTICA YIELD PLC | $15,203,000 | +4.6% | 425,139 | +1.0% | 2.67% | +8.1% |
| HYT | Buy | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $13,613,000 | +1.8% | 1,103,149 | +0.7% | 2.39% | +5.2% |
| LIT | Buy | GLOBAL X LITHIUM AND BATTERY ETFlithium btry etf | $12,978,000 | +1947.0% | 153,692 | +1886.2% | 2.28% | +2012.0% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $12,041,000 | +5.5% | 193,115 | +0.1% | 2.12% | +9.0% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $10,403,000 | -3.5% | 386,571 | -2.6% | 1.83% | -0.3% |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $10,299,000 | +7.2% | 243,827 | +3.2% | 1.81% | +10.8% |
| KMI | Sell | KINDER MORGAN INC | $10,165,000 | -25.5% | 640,926 | -21.4% | 1.79% | -23.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $8,004,000 | +1.7% | 364,489 | +0.2% | 1.41% | +5.2% |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $6,924,000 | -13.3% | 841,274 | +0.9% | 1.22% | -10.4% |
| HTGC | Buy | HERCULES TECHNOLOGY GROWTH CAP INC | $6,886,000 | +1.4% | 415,079 | +1.5% | 1.21% | +4.8% |
| LLY | Buy | ELI LILLY & CO COM | $6,307,000 | +19.7% | 22,831 | +0.1% | 1.11% | +23.7% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $5,894,000 | +25.5% | 197,838 | +15.6% | 1.04% | +29.7% |
| UNM | Sell | UNUM GROUP | $5,370,000 | -5.7% | 218,565 | -3.8% | 0.94% | -2.6% |
| TXN | Buy | TEXAS INSTRUMENTS INC | $5,311,000 | -0.5% | 28,178 | +1.5% | 0.93% | +2.8% |
| V | Buy | VISA INC COM CL A | $4,976,000 | -1.2% | 22,963 | +1.6% | 0.87% | +2.1% |
| MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36municipal bond | $4,712,000 | -0.0% | 4,625,000 | 0.0% | 0.83% | +3.2% | ||
| PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $3,852,000 | +0.9% | 5,310,000 | 0.0% | 0.68% | +4.2% | ||
| AAPL | Buy | APPLE INC COM | $3,761,000 | +32.8% | 21,179 | +5.8% | 0.66% | +37.1% |
| AMZN | Buy | AMAZON COM INC | $3,398,000 | +7.2% | 1,019 | +5.6% | 0.60% | +10.8% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,374,000 | +0.0% | 3,370,000 | 0.0% | 0.59% | +3.3% | ||
| KMF | Sell | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $3,049,000 | -1.4% | 424,050 | -0.1% | 0.54% | +1.9% |
| BE | Buy | BLOOM ENERGY CORP CL A | $2,673,000 | +21.1% | 121,901 | +3.3% | 0.47% | +25.0% |
| XLV | Buy | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $2,401,000 | +12.9% | 17,045 | +2.0% | 0.42% | +16.6% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $2,064,000 | +96.8% | 106,979 | +80.7% | 0.36% | +103.9% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FD | $1,957,000 | +27.7% | 92,728 | +26.5% | 0.34% | +31.8% |
| MSFT | Buy | MICROSOFT CORP COM | $1,949,000 | +23.2% | 5,796 | +3.3% | 0.34% | +27.1% |
| PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,791,000 | +4.4% | 1,600,000 | 0.0% | 0.32% | +7.9% | ||
| XOM | Buy | EXXON MOBIL CORP COM | $1,789,000 | +4.1% | 29,242 | +0.1% | 0.31% | +7.5% |
| PG | Buy | PROCTER & GAMBLE CO COM | $1,682,000 | +17.4% | 10,283 | +0.3% | 0.30% | +21.3% |
| ETG | Buy | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $1,533,000 | +184.9% | 67,431 | +166.7% | 0.27% | +192.4% |
| LNG | Buy | CHENIERE ENERGY INC COM NEW | $1,431,000 | +9.6% | 14,112 | +5.5% | 0.25% | +13.1% |
| MRK | Buy | MERCK & CO INC NEW COM | $1,422,000 | +308.6% | 18,556 | +300.9% | 0.25% | +323.7% |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,368,000 | -0.4% | 1,305,000 | 0.0% | 0.24% | +2.6% | ||
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,330,000 | +0.7% | 1,800,000 | 0.0% | 0.23% | +4.0% | ||
| THQ | Buy | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $1,230,000 | +39.0% | 47,972 | +22.8% | 0.22% | +43.0% |
| DHR | Buy | DANAHER CORP COM | $1,223,000 | +17.8% | 3,716 | +9.0% | 0.22% | +21.5% |
| III | Buy | INFORMATION SERVICES GRP | $1,132,000 | +396.5% | 148,537 | +367.5% | 0.20% | +410.3% |
| PBT | Sell | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $987,000 | +74.4% | 97,733 | -1.0% | 0.17% | +80.2% |
| FIVG | Buy | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next | $968,000 | +77.9% | 23,208 | +55.0% | 0.17% | +82.8% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $939,000 | +6.2% | 5,489 | +0.3% | 0.16% | +10.0% |
| MA | Buy | MASTERCARD INC CL Acl a | $896,000 | +5.8% | 2,494 | +2.4% | 0.16% | +9.0% |
| DUK | Buy | DUKE ENERGY CORP NEW COM | $869,000 | +7.5% | 8,285 | +0.0% | 0.15% | +11.7% |
| F | Buy | FORD MOTOR CO DEL COM PAR | $800,000 | +51.5% | 38,516 | +3.4% | 0.14% | +56.7% |
| ACN | Buy | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | $772,000 | +32.9% | 1,862 | +2.6% | 0.14% | +37.4% |
| DE | Buy | DEERE & CO | $775,000 | +2.4% | 2,260 | +0.0% | 0.14% | +5.4% |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $762,000 | +14.1% | 162,521 | +11.6% | 0.13% | +17.5% |
| TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond | $757,000 | 0.0% | 810,000 | 0.0% | 0.13% | +3.1% | ||
| ENPH | New | ENPHASE ENERGY INC | $754,000 | – | 4,119 | +100.0% | 0.13% | – |
| CG | Buy | CARLYLE GROUP INC COM | $710,000 | +16.2% | 12,934 | +0.1% | 0.12% | +20.2% |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $649,000 | +9.6% | 2,169 | 0.0% | 0.11% | +12.9% | |
| GDO | Buy | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $651,000 | -2.0% | 37,205 | +1.1% | 0.11% | +0.9% |
| PM | Buy | PHILIP MORRIS INTL INC COM | $605,000 | +0.3% | 6,367 | +0.1% | 0.11% | +2.9% |
| VZ | Buy | VERIZON COMMUNICATIONS COM | $590,000 | -3.6% | 11,346 | +0.1% | 0.10% | 0.0% |
| FM | Buy | ISHARES INC MSCI FRONTIER & SELECT EM ETFmsci frontier | $574,000 | +19.8% | 16,625 | +17.7% | 0.10% | +24.7% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $521,000 | +0.2% | 520,000 | 0.0% | 0.09% | +4.5% | ||
| NKE | Buy | NIKE INC CLASS Bcl b | $505,000 | +16.9% | 3,031 | +2.0% | 0.09% | +21.9% |
| PXD | New | PIONEER NAT RES CO COM | $507,000 | – | 2,785 | +100.0% | 0.09% | – |
| APH | Buy | AMPHENOL CORP NEW CL Acl a | $492,000 | +19.4% | 5,628 | +0.0% | 0.09% | +22.9% |
| QCOM | Buy | QUALCOMM INC | $464,000 | +46.8% | 2,537 | +3.4% | 0.08% | +51.9% |
| FB | Buy | META PLATFORMS INCcl a | $453,000 | +10.2% | 1,346 | +11.1% | 0.08% | +14.3% |
| Buy | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $451,000 | -0.7% | 430,000 | +900.0% | 0.08% | +2.6% | |
| PVL | Sell | PERMIANVILLE RTY TR TR UNITtr unit | $442,000 | +9.1% | 209,667 | -0.6% | 0.08% | +13.0% |
| MO | Buy | ALTRIA GROUP INC | $444,000 | +19.4% | 9,372 | +14.8% | 0.08% | +23.8% |
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond | $430,000 | +0.9% | 590,000 | 0.0% | 0.08% | +5.6% | ||
| ADBE | Buy | ADOBE SYS INC COM | $434,000 | +8.2% | 766 | +9.9% | 0.08% | +11.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS CORP COM | $427,000 | +47.2% | 3,193 | +52.9% | 0.08% | +53.1% |
| PEP | New | PEPSICO INC COM | $424,000 | – | 2,438 | +100.0% | 0.08% | – |
| AMAT | Buy | APPLIED MATERIALS INC | $423,000 | +23.7% | 2,686 | +1.0% | 0.07% | +27.6% |
| ICLN | Buy | ISHARES TR GLOBAL CLEAN ENERGY ETFgl clean ene etf | $414,000 | +12.2% | 19,559 | +14.8% | 0.07% | +15.9% |
| KLAC | Buy | KLA CORP | $404,000 | +32.9% | 940 | +3.4% | 0.07% | +36.5% |
| RQI | Buy | COHEN & STEERS QUALITY INCOME RLTY FD INC | $397,000 | +27.2% | 21,772 | +4.1% | 0.07% | +32.1% |
| CAT | Buy | CATERPILLAR INC | $386,000 | +7.8% | 1,866 | +0.1% | 0.07% | +11.5% |
| CI | Buy | CIGNA CORP | $384,000 | +14.6% | 1,673 | +0.1% | 0.07% | +17.5% |
| WMT | WAL MART STORES INC COM | $363,000 | +3.7% | 2,512 | 0.0% | 0.06% | +6.7% | |
| CVX | New | CHEVRON CORP NEW COM | $364,000 | – | 3,098 | +100.0% | 0.06% | – |
| GT | GOODYEAR TIRE & RUBBER CO COM | $362,000 | +20.3% | 16,980 | 0.0% | 0.06% | +25.5% | |
| MMM | Buy | 3M CO COM | $354,000 | +1.4% | 1,991 | +0.1% | 0.06% | +5.1% |
| SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond | $345,000 | +1.8% | 3,500,000 | 0.0% | 0.06% | +5.2% | ||
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $343,000 | +44.7% | 683 | +12.7% | 0.06% | +50.0% |
| INTC | Buy | INTEL CORP COM | $334,000 | +4.0% | 6,488 | +7.6% | 0.06% | +7.3% |
| FSLR | Buy | FIRST SOLAR INC COM | $318,000 | -5.4% | 3,653 | +3.8% | 0.06% | -1.8% |
| New | FEDERATED INSTITUTIONAL TAX- FREE CASHmunicipal bond | $306,000 | – | 305,723 | +100.0% | 0.05% | – | |
| SO | Buy | SOUTHERN CO COM | $299,000 | +10.7% | 4,356 | +0.0% | 0.05% | +15.2% |
| MTR | Sell | MESA RTY TR UNIT BEN INTunit ben int | $303,000 | +7.4% | 49,226 | -0.8% | 0.05% | +10.4% |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVID FD C | $301,000 | +12.3% | 29,471 | +6.9% | 0.05% | +15.2% |
| FANG | New | DIAMONDBACK ENERGY INC | $302,000 | – | 2,803 | +100.0% | 0.05% | – |
| MDLZ | MONDELEZ INTL INC CL Acl a | $271,000 | +13.9% | 4,085 | 0.0% | 0.05% | +20.0% | |
| TAN | New | INVESCO EXCHANGE-TRADED FD TR II SOLAR ETFsolar etf | $268,000 | – | 3,477 | +100.0% | 0.05% | – |
| CSCO | Buy | CISCO SYSTEMS INC | $268,000 | +17.0% | 4,224 | +0.2% | 0.05% | +20.5% |
| IUSV | Buy | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $265,000 | +8.2% | 3,477 | +0.5% | 0.05% | +11.9% |
| BBL | New | BHP GROUP PLC SPONSORED ADRsponsored adr | $259,000 | – | 4,334 | +100.0% | 0.05% | – |
| QQQ | Buy | INVESCO QQQ TR UNIT SER 1unit ser 1 | $262,000 | +11.5% | 660 | +0.6% | 0.05% | +15.0% |
| TPZ | Sell | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $255,000 | +2.0% | 18,738 | -0.6% | 0.04% | +4.7% |
| AMT | AMERICAN TOWER CORP CL A | $253,000 | +10.5% | 864 | 0.0% | 0.04% | +12.8% | |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $252,000 | 0.0% | 2,929 | +0.0% | 0.04% | +2.3% |
| ORCL | Buy | ORACLE CORP COM | $253,000 | +0.4% | 2,897 | +0.2% | 0.04% | +2.3% |
| RIO | New | RIO TINTO PLC SPONSORED ADR ISIN#US7672041sponsored adr | $244,000 | – | 3,641 | +100.0% | 0.04% | – |
| URA | New | GLOBAL X FDS GLOBAL X URANIUM ETFglobal x uranium | $239,000 | – | 10,484 | +100.0% | 0.04% | – |
| JPM | Sell | JP MORGAN CHASE & CO COM | $239,000 | -9.5% | 1,512 | -6.1% | 0.04% | -6.7% |
| SEDG | New | SOLAREDGE TECHNOLOGIES INC | $237,000 | – | 844 | +100.0% | 0.04% | – |
| OGE | New | OGE ENERGY CORP | $229,000 | – | 5,957 | +100.0% | 0.04% | – |
| CVS | New | CVS CAREMARK CORP | $221,000 | – | 2,143 | +100.0% | 0.04% | – |
| COP | CONOCOPHILLIPS COM | $215,000 | +6.4% | 2,983 | 0.0% | 0.04% | +11.8% | |
| ENB | Buy | ENBRIDGE INC | $218,000 | -1.8% | 5,567 | +0.1% | 0.04% | 0.0% |
| New | GRAYSCALE ETHEREUM TR ETH SHS | $214,000 | – | 6,619 | +100.0% | 0.04% | – | |
| BEP | New | BROOKFIELD RENEWABLE PARTNERS LPpartnership unit | $218,000 | – | 6,105 | +100.0% | 0.04% | – |
| CGC | Buy | CANOPY GROWTH CORP SHS | $212,000 | -31.6% | 24,251 | +8.5% | 0.04% | -30.2% |
| TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER Cmunicipal bond | $207,000 | +1.5% | 830,000 | 0.0% | 0.04% | +2.9% | ||
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -5,888 | -100.0% | -0.04% | – |
| GM | Exit | GENERAL MTRS CO COM | $0 | – | -4,107 | -100.0% | -0.04% | – |
| BWXT | Exit | BWX TECHNOLOGIES INC COM | $0 | – | -7,905 | -100.0% | -0.07% | – |
| Exit | TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond | $0 | – | -605,000 | -100.0% | -0.10% | – | |
| VTA | Exit | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $0 | – | -1,396,366 | -100.0% | -2.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GENERAL MNY MKT FUND | 36 | Q3 2023 | 28.9% |
| DOUBLELINE INCOME SOLUTIONS FD | 36 | Q3 2023 | 8.4% |
| COHEN & STEERS INFRASTRUCTURE FD INC COM | 36 | Q3 2023 | 5.4% |
| ARES CAP CORP COM | 36 | Q3 2023 | 3.9% |
| TEXAS INSTRUMENTS INC | 36 | Q3 2023 | 0.9% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 36 | Q3 2023 | 1.0% |
| ELI LILLY & CO COM | 36 | Q3 2023 | 1.9% |
| MERCK & CO INC NEW COM | 36 | Q3 2023 | 3.1% |
| VISA INC COM CL A | 36 | Q3 2023 | 0.9% |
| APPLE INC COM | 36 | Q3 2023 | 0.7% |
View McGowan Group Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc. | February 16, 2021 | 803,021 | 5.6% |
| Nuveen Global High Income Fund | February 16, 2021 | 2,857,226 | 12.3% |
| TEMPLETON EMERGING MARKETS INCOME FUND | February 16, 2021 | 3,328,772 | 6.9% |
View McGowan Group Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View McGowan Group Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.