Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $77,500,292 | +6.1% | 7,750,292 | -89.4% | 12.24% | +7.4% | |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $43,010,850 | -1.3% | 4,434,108 | +1.4% | 6.79% | -0.0% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $41,475,557 | +4.1% | 3,625,486 | +1.7% | 6.55% | +5.4% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $41,042,181 | +0.6% | 3,501,893 | +2.3% | 6.48% | +1.9% |
| HYT | Buy | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $29,182,857 | -0.3% | 3,381,559 | +3.0% | 4.61% | +1.0% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $24,466,028 | -16.8% | 1,249,542 | +0.3% | 3.86% | -15.8% |
| PXD | Sell | PIONEER NAT RES CO COM | $21,819,107 | +10.7% | 95,052 | -0.1% | 3.44% | +12.1% |
| NVO | New | NOVO NORDISK AS ADRadr | $20,988,811 | – | 230,798 | – | 3.31% | – |
| UNM | Sell | UNUM GROUP | $20,756,618 | +2.4% | 421,968 | -0.7% | 3.28% | +3.7% |
| ARCC | Buy | ARES CAP CORP COM | $20,329,749 | +3.7% | 1,044,158 | +0.0% | 3.21% | +5.0% |
| MLPA | Sell | GLOBAL X FDS MLP ETFglbl x mlp etf | $19,805,475 | +3.1% | 444,169 | -0.7% | 3.13% | +4.4% |
| VST | New | VISTRA CORP | $18,969,293 | – | 571,709 | – | 3.00% | – |
| MRK | Sell | MERCK & CO INC NEW COM | $17,895,296 | -11.1% | 173,825 | -0.4% | 2.82% | -10.0% |
| ABBV | Sell | ABBVIE INC | $16,418,953 | +10.1% | 110,150 | -0.5% | 2.59% | +11.5% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $15,444,622 | -5.1% | 729,208 | +1.9% | 2.44% | -3.9% |
| DVN | Sell | DEVON ENERGY CORP NEW COM | $14,058,746 | -2.0% | 294,733 | -0.6% | 2.22% | -0.7% |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $12,885,378 | +17.6% | 237,781 | +0.1% | 2.03% | +19.1% |
| LLY | Sell | ELI LILLY & CO COM | $11,979,386 | +14.0% | 22,303 | -0.5% | 1.89% | +15.4% |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $11,768,587 | +10.9% | 838,816 | +0.4% | 1.86% | +12.3% |
| SHY | Buy | ISHARES TR 1-3 YR TREAS BD ETF1 3 yr treas bd | $10,785,299 | +734.0% | 133,201 | +735.2% | 1.70% | +743.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $10,017,127 | +4.0% | 365,989 | +0.1% | 1.58% | +5.4% |
| BWXT | Buy | BWX TECHNOLOGIES INC COM | $9,325,227 | +5.4% | 124,370 | +0.6% | 1.47% | +6.7% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $7,542,830 | -1.4% | 536,093 | +3.3% | 1.19% | -0.2% |
| XOM | Buy | EXXON MOBIL CORP COM | $7,450,197 | +92.7% | 63,363 | +75.8% | 1.18% | +95.0% |
| ETG | Buy | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $7,053,665 | -6.2% | 458,626 | +1.9% | 1.11% | -4.9% |
| V | Buy | VISA INC COM CL A | $5,774,671 | -2.2% | 25,106 | +1.0% | 0.91% | -0.9% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $4,728,434 | -48.9% | 149,162 | -51.9% | 0.75% | -48.2% |
| MSFT | Buy | MICROSOFT CORP COM | $4,457,114 | +27.6% | 14,116 | +37.6% | 0.70% | +29.2% |
| TXN | Buy | TEXAS INSTRUMENTS INC | $4,395,329 | -11.6% | 27,642 | +0.0% | 0.69% | -10.5% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $4,290,691 | -43.8% | 121,791 | -44.7% | 0.68% | -43.2% |
| CVX | Buy | CHEVRON CORP NEW COM | $4,190,817 | +130.9% | 24,854 | +115.5% | 0.66% | +133.9% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $3,980,437 | +19.1% | 25,700 | +1.0% | 0.63% | +20.5% |
| PTEN | New | PATTERSON-UTI ENERGY INC COM | $3,564,355 | – | 257,540 | – | 0.56% | – |
| AAPL | Buy | APPLE INC COM | $3,280,797 | -10.5% | 19,162 | +1.4% | 0.52% | -9.3% |
| PG | Buy | PROCTER & GAMBLE CO COM | $2,994,383 | +10.0% | 20,529 | +14.4% | 0.47% | +11.6% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $2,987,959 | -8.1% | 4,985,000 | -1.0% | 0.47% | -6.9% | |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $2,802,116 | +0.5% | 393,556 | +0.3% | 0.44% | +1.8% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $2,756,840 | -7.1% | 3,095,000 | -3.6% | 0.44% | -6.0% | |
| AMZN | Sell | AMAZON COM INC | $2,435,238 | -4.3% | 19,157 | -1.8% | 0.38% | -3.0% |
| Buy | ENOVIX CORP | $2,174,200 | -1.6% | 173,243 | +41.5% | 0.34% | -0.3% | |
| IIPR | Sell | INNOVATIVE INDL PPTYS INC | $2,150,922 | +2.0% | 28,429 | -1.6% | 0.34% | +3.3% |
| LNG | Buy | CHENIERE ENERGY INC COM NEW | $1,817,360 | +11.8% | 10,951 | +2.7% | 0.29% | +13.4% |
| ENPH | Buy | ENPHASE ENERGY INC | $1,730,400 | -18.3% | 14,402 | +13.9% | 0.27% | -17.3% |
| NICE | Buy | NICE SYSTEMS LTDsponsored adr | $1,153,110 | +22.9% | 6,783 | +49.3% | 0.18% | +24.7% |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,113,522 | -5.3% | 1,725,000 | -2.8% | 0.18% | -3.8% | |
| ALB | Buy | ALBEMARLE CORP | $1,028,569 | -13.9% | 6,049 | +13.0% | 0.16% | -12.9% |
| MA | Buy | MASTERCARD INC CL Acl a | $987,982 | +3.1% | 2,495 | +2.4% | 0.16% | +4.7% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $983,755 | +5.7% | 6,316 | +12.3% | 0.16% | +6.9% |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $969,785 | +24.9% | 98,756 | +0.8% | 0.15% | +26.4% |
| SEDG | Buy | SOLAREDGE TECHNOLOGIES INC | $858,004 | -41.9% | 6,625 | +20.8% | 0.14% | -41.3% |
| Sell | UNITED STS TREAS BILLS 0.000 10/12/23 B/E DTD 04/13/23treasury bill | $848,759 | -1.0% | 850,000 | -2.3% | 0.13% | 0.0% | |
| AMLP | Sell | ALPS ETF TR ALERIAN MLP ETFalerian mlp | $827,839 | +6.3% | 19,617 | -1.3% | 0.13% | +8.3% |
| DHR | Sell | DANAHER CORP COM | $824,684 | +1.1% | 3,324 | -2.1% | 0.13% | +2.4% |
| ACN | Sell | ACCENTURE PLC IRELAND CLASS SHS ISIN | $807,444 | -4.2% | 2,629 | -3.8% | 0.13% | -3.1% |
| THQ | Buy | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $787,676 | -10.7% | 46,388 | +0.3% | 0.12% | -9.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $740,184 | +2.5% | 2,113 | -0.2% | 0.12% | +3.5% |
| ARRY | Sell | ARRAY TECHNOLOGIES INC | $737,418 | -2.3% | 33,232 | -0.4% | 0.12% | -1.7% |
| CINF | Sell | CINCINNATI FINANCIAL CORP | $637,574 | -20.3% | 6,233 | -24.2% | 0.10% | -19.2% |
| PM | Sell | PHILIP MORRIS INTL INC COM | $634,874 | -8.8% | 6,858 | -3.9% | 0.10% | -8.3% |
| APH | Buy | AMPHENOL CORP NEW CL Acl a | $623,045 | -1.1% | 7,418 | +0.0% | 0.10% | 0.0% |
| PEP | Buy | PEPSICO INC COM | $572,484 | -8.5% | 3,379 | +0.1% | 0.09% | -7.2% |
| MO | Sell | ALTRIA GROUP INC | $563,541 | -9.4% | 13,402 | -2.4% | 0.09% | -8.2% |
| WMT | Sell | WAL MART STORES INC COM | $533,260 | -1.1% | 3,334 | -2.9% | 0.08% | 0.0% |
| Buy | NUSCALE PWR CORP | $515,867 | -19.5% | 105,279 | +11.7% | 0.08% | -19.0% | |
| CSIQ | Buy | CANADIAN SOLAR INC | $507,089 | +115.0% | 20,605 | +238.0% | 0.08% | +116.2% |
| MTR | Buy | MESA RTY TR UNIT BEN INTunit ben int | $497,511 | -37.7% | 32,731 | +0.9% | 0.08% | -36.8% |
| F | Sell | FORD MOTOR CO DEL COM PAR | $486,330 | -28.0% | 39,157 | -12.3% | 0.08% | -26.7% |
| ORCL | Buy | ORACLE CORP COM | $466,743 | -11.0% | 4,407 | +0.0% | 0.07% | -9.8% |
| CI | Sell | CIGNA CORP | $467,011 | +1.1% | 1,633 | -0.9% | 0.07% | +2.8% |
| New | UNITED STATES TREAS NTS 2.750 08/31/25 B/E DTD 08/31/18treasury note | $464,310 | – | 485,000 | – | 0.07% | – | |
| New | UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22treasury note | $457,592 | – | 463,000 | – | 0.07% | – | |
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $436,259 | +25.0% | 865 | +19.1% | 0.07% | +27.8% |
| AMAT | Buy | APPLIED MATERIALS INC | $396,329 | -4.2% | 2,863 | +0.0% | 0.06% | -1.6% |
| CG | Sell | CARLYLE GROUP INC COM | $370,932 | -9.3% | 12,299 | -3.9% | 0.06% | -7.8% |
| CAT | Sell | CATERPILLAR INC | $367,623 | +3.4% | 1,347 | -6.8% | 0.06% | +5.5% |
| JPM | Sell | JP MORGAN CHASE & CO COM | $344,375 | -23.9% | 2,375 | -23.7% | 0.05% | -23.9% |
| VZ | Buy | VERIZON COMMUNICATIONS COM | $332,805 | +38.5% | 10,269 | +59.0% | 0.05% | +43.2% |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $316,022 | -12.5% | 26,669 | -8.7% | 0.05% | -10.7% |
| New | PROSHARES TRUST ULTRA PRO SHORT QQQultrapro sht qqq | $302,980 | – | 14,823 | – | 0.05% | – | |
| MCD | Sell | MCDONALDS CORP | $302,747 | -18.9% | 1,149 | -8.2% | 0.05% | -17.2% |
| SO | Buy | SOUTHERN CO COM | $299,481 | -5.8% | 4,627 | +2.3% | 0.05% | -6.0% |
| ADBE | Buy | ADOBE SYS INC COM | $293,193 | +11.0% | 575 | +6.5% | 0.05% | +12.2% |
| DUK | Sell | DUKE ENERGY CORP NEW COM | $293,797 | -4.7% | 3,329 | -3.1% | 0.05% | -4.2% |
| GOOGL | New | ALPHABET INC CAP STK CL Acap stk cl a | $287,369 | – | 2,196 | – | 0.04% | – |
| NKE | Sell | NIKE INC CLASS Bcl b | $284,705 | -13.7% | 2,977 | -0.4% | 0.04% | -11.8% |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $276,521 | +2.8% | 20,698 | +1.7% | 0.04% | +4.8% |
| QCOM | Buy | QUALCOMM INC | $276,825 | -6.6% | 2,493 | +0.1% | 0.04% | -4.3% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $264,256 | -27.5% | 1,147 | -21.3% | 0.04% | -26.3% |
| CSCO | Buy | CISCO SYSTEMS INC | $263,567 | +4.1% | 4,903 | +0.2% | 0.04% | +7.7% |
| MMM | Sell | 3M CO COM | $257,773 | -29.1% | 2,753 | -24.2% | 0.04% | -28.1% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $258,132 | -25.8% | 3,587 | +0.9% | 0.04% | -24.1% |
| WMB | Buy | WILLIAMS COS INC COM | $247,100 | +4.4% | 7,335 | +1.1% | 0.04% | +5.4% |
| GSST | New | GOLDMAN SACHS ETF TR TR ACCESS ULTRA SHORTaces ultra shr | $247,768 | – | 4,961 | – | 0.04% | – |
| Buy | UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17treasury note | $244,165 | +11.9% | 251,000 | +11.1% | 0.04% | +14.7% | |
| LOW | Sell | LOWES COMPANY INC | $242,223 | -14.8% | 1,165 | -7.5% | 0.04% | -13.6% |
| PSX | New | PHILLIPS 66 | $242,528 | – | 2,019 | – | 0.04% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB CO COM | $236,828 | -98.5% | 4,080 | -98.3% | 0.04% | -98.5% |
| INTC | Sell | INTEL CORP COM | $220,055 | +4.5% | 6,190 | -1.7% | 0.04% | +6.1% |
| MRO | New | MARATHON OIL CORP COM | $219,767 | – | 8,216 | – | 0.04% | – |
| OGE | Buy | OGE ENERGY CORP | $212,344 | -6.1% | 6,371 | +1.1% | 0.03% | -2.9% |
| TSLA | New | TESLA MTRS INC COM | $201,177 | – | 804 | – | 0.03% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -2,727 | – | -0.03% | – |
| Exit | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER Cmunicipal bond | $0 | – | -830,000 | – | -0.03% | – | |
| ICLN | Exit | ISHARES TR GLOBAL CLEAN ENERGY ETFgl clean ene etf | $0 | – | -12,976 | – | -0.04% | – |
| PCT | Exit | PURECYCLE TECHNOLOGIES INC | $0 | – | -23,336 | – | -0.04% | – |
| MPW | Exit | MEDICAL PROPERTIES TR INC | $0 | – | -26,906 | – | -0.04% | – |
| PFE | Exit | PFIZER INC COM | $0 | – | -6,929 | – | -0.04% | – |
| Exit | UNITED STATES TREAS BILLS 0.000 09/14/23 B/E DTD 03/16/23treasury bill | $0 | – | -300,000 | – | -0.05% | – | |
| Exit | UNITED STATES TREAS BILLS 0.000 09/07/23 B/E DTD 09/08/22treasury bill | $0 | – | -300,000 | – | -0.05% | – | |
| Exit | UNITED STATES TREAS NTS 1.375 08/31/23 B/E DTD 08/31/16treasury note | $0 | – | -326,000 | – | -0.05% | – | |
| CL | Exit | COLGATE PALMOLIVE CO COM | $0 | – | -4,369 | – | -0.05% | – |
| RIO | Exit | RIO TINTO PLC SPONSORED ADRsponsored adr | $0 | – | -5,672 | – | -0.06% | – |
| IRDM | Exit | IRIDIUM COMMUNICATIONS INC | $0 | – | -6,197 | – | -0.06% | – |
| Exit | UNITED STATES TREAS BILLS 0.000 07/20/23 B/E DTD 01/19/23treasury bill | $0 | – | -850,000 | – | -0.13% | – | |
| RA | Exit | BROOKFIELD REAL ASSETS INCOME FD | $0 | – | -84,296 | – | -0.22% | – |
| BE | Exit | BLOOM ENERGY CORP CL A | $0 | – | -101,725 | – | -0.26% | – |
| Exit | UNITED STATES TREAS BILLS 0.000 09/28/23 B/E DTD 03/30/23treasury bill | $0 | – | -1,920,000 | – | -0.30% | – | |
| XLV | Exit | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $0 | – | -16,314 | – | -0.34% | – |
| NEX | Exit | NEXTIER OILFIELD SOLUTIONS INC | $0 | – | -342,445 | – | -0.48% | – |
| BHP | Exit | BHP GROUP LTD SPONSORED ADRsponsored ads | $0 | – | -64,048 | – | -0.60% | – |
| NAD | Exit | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | $0 | – | -632,256 | – | -1.11% | – |
| NEA | Exit | NUVEEN INSURED TAX FREE ADVANTAGE | $0 | – | -655,427 | – | -1.12% | – |
| AY | Exit | ATLANTICA YIELD PLC | $0 | – | -414,786 | – | -1.52% | – |
| RMD | Exit | RESMED INC | $0 | – | -45,216 | – | -1.54% | – |
Q2 2023
Q4 2022
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $84,350,000 | -25.0% | 84,349,839 | -25.0% | 14.63% | -22.4% | |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $37,910,000 | -4.5% | 4,269,141 | +5.0% | 6.58% | -1.2% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $36,441,000 | -5.8% | 3,457,354 | +3.5% | 6.32% | -2.5% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $35,757,000 | -7.4% | 3,310,863 | +4.0% | 6.20% | -4.1% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $29,582,000 | -8.1% | 1,272,906 | +0.1% | 5.13% | -4.9% |
| HYT | Buy | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $22,835,000 | +8.6% | 2,670,728 | +21.1% | 3.96% | +12.5% |
| PXD | Buy | PIONEER NAT RES CO COM | $20,176,000 | -0.5% | 93,178 | +2.5% | 3.50% | +3.0% |
| MLPA | Buy | GLOBAL X FDS MLP ETFglbl x mlp etf | $18,059,000 | +8.7% | 457,879 | +1.6% | 3.13% | +12.5% |
| ABBV | Buy | ABBVIE INC | $17,973,000 | -11.1% | 133,916 | +1.4% | 3.12% | -8.0% |
| ARCC | Buy | ARES CAP CORP COM | $17,696,000 | -5.6% | 1,048,358 | +0.3% | 3.07% | -2.3% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $17,061,000 | -7.1% | 239,991 | +0.6% | 2.96% | -3.9% |
| UNM | Sell | UNUM GROUP | $16,527,000 | +13.6% | 425,963 | -0.4% | 2.87% | +17.6% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $16,319,000 | -5.3% | 652,493 | -10.6% | 2.83% | -1.9% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $15,857,000 | +33.2% | 729,045 | +46.2% | 2.75% | +37.9% |
| MRK | Buy | MERCK & CO INC NEW COM | $14,881,000 | -5.3% | 172,799 | +0.3% | 2.58% | -1.9% |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $12,758,000 | +19.0% | 239,089 | +0.0% | 2.21% | +23.1% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $11,134,000 | +2.1% | 373,618 | -1.6% | 1.93% | +5.7% |
| AY | Sell | ATLANTICA YIELD PLC | $11,133,000 | -18.5% | 423,312 | -0.0% | 1.93% | -15.6% |
| LIT | Sell | GLOBAL X LITHIUM AND BATTERY ETFlithium btry etf | $9,362,000 | -9.9% | 141,652 | -1.0% | 1.62% | -6.7% |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $9,213,000 | +10.6% | 835,265 | +0.1% | 1.60% | +14.5% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $8,783,000 | -2.2% | 369,340 | +0.3% | 1.52% | +1.3% |
| LLY | Sell | ELI LILLY & CO COM | $7,189,000 | -2.9% | 22,233 | -2.6% | 1.25% | +0.6% |
| ETG | Buy | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $6,903,000 | +187.5% | 457,484 | +206.9% | 1.20% | +197.8% |
| NAD | Buy | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | $6,859,000 | +196.4% | 623,525 | +236.1% | 1.19% | +206.7% |
| NEA | Buy | NUVEEN INSURED TAX FREE ADVANTAGE | $6,856,000 | +250.9% | 646,837 | +288.9% | 1.19% | +263.6% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $6,580,000 | +385.3% | 526,397 | +409.1% | 1.14% | +402.6% |
| HTGC | Buy | HERCULES TECHNOLOGY GROWTH CAP INC | $4,909,000 | -13.6% | 423,951 | +0.7% | 0.85% | -10.6% |
| TXN | Buy | TEXAS INSTRUMENTS INC | $4,304,000 | +0.8% | 27,805 | +0.0% | 0.75% | +4.5% |
| V | Sell | VISA INC COM CL A | $3,870,000 | -10.9% | 21,784 | -1.3% | 0.67% | -7.8% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $3,161,000 | -5.2% | 5,210,000 | -0.5% | 0.55% | -2.0% | |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $2,985,000 | -5.7% | 422,231 | +0.2% | 0.52% | -2.3% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $2,952,000 | -8.2% | 3,270,000 | -3.0% | 0.51% | -5.0% | |
| AAPL | Buy | APPLE INC COM | $2,816,000 | +1.6% | 20,376 | +0.4% | 0.49% | +4.9% |
| XOM | Buy | EXXON MOBIL CORP COM | $2,610,000 | +3.7% | 29,899 | +1.7% | 0.45% | +7.3% |
| BE | Sell | BLOOM ENERGY CORP CL A | $2,262,000 | +20.1% | 113,149 | -0.8% | 0.39% | +24.4% |
| AMZN | Sell | AMAZON COM INC | $2,227,000 | +1.6% | 19,712 | -4.5% | 0.39% | +5.2% |
| XLV | Sell | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $2,101,000 | -9.6% | 17,352 | -4.2% | 0.36% | -6.4% |
| LNG | Sell | CHENIERE ENERGY INC COM NEW | $1,762,000 | -5.7% | 10,620 | -24.4% | 0.31% | -2.2% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FD | $1,689,000 | -1.8% | 98,143 | +5.2% | 0.29% | +1.7% |
| ENPH | Buy | ENPHASE ENERGY INC | $1,557,000 | +53.6% | 5,613 | +8.0% | 0.27% | +58.8% |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,315,000 | -3.3% | 1,280,000 | -1.9% | 0.23% | 0.0% | |
| PG | Sell | PROCTER & GAMBLE CO COM | $1,281,000 | -13.2% | 10,147 | -1.1% | 0.22% | -10.1% |
| MSFT | Buy | MICROSOFT CORP COM | $1,274,000 | -8.5% | 5,468 | +0.8% | 0.22% | -5.2% |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,134,000 | -5.7% | 1,775,000 | -1.4% | 0.20% | -2.5% | |
| New | NUSCALE PWR CORP | $991,000 | – | 84,868 | – | 0.17% | – | |
| THQ | Sell | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $956,000 | -9.8% | 52,775 | -0.7% | 0.17% | -6.7% |
| DHR | Sell | DANAHER CORP COM | $933,000 | +1.3% | 3,611 | -0.6% | 0.16% | +5.2% |
| III | Buy | INFORMATION SERVICES GRP | $881,000 | -1.7% | 185,140 | +39.7% | 0.15% | +2.0% |
| CVX | Buy | CHEVRON CORP NEW COM | $814,000 | +3.7% | 5,663 | +4.4% | 0.14% | +6.8% |
| DE | Sell | DEERE & CO | $752,000 | +11.1% | 2,253 | -0.4% | 0.13% | +15.0% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $736,000 | -0.1% | 6,107 | +0.4% | 0.13% | +4.1% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLP ETFalerian mlp | $733,000 | +6.1% | 20,055 | +0.0% | 0.13% | +9.5% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $718,000 | -27.1% | 4,396 | -20.8% | 0.12% | -24.2% |
| SHY | New | ISHARES TR 1-3 YR TREAS BD ETF1 3 yr treas bd | $706,000 | – | 8,694 | – | 0.12% | – |
| MA | Sell | MASTERCARD INC CL Acl a | $687,000 | -11.7% | 2,415 | -2.1% | 0.12% | -8.5% |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $674,000 | +8.4% | 99,575 | +4.0% | 0.12% | +12.5% |
| New | UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14treasury note | $587,000 | – | 600,000 | – | 0.10% | – | |
| PM | Buy | PHILIP MORRIS INTL INC COM | $525,000 | -15.9% | 6,322 | +0.0% | 0.09% | -13.3% |
| APH | Sell | AMPHENOL CORP NEW CL Acl a | $496,000 | +3.3% | 7,406 | -0.8% | 0.09% | +7.5% |
| F | Buy | FORD MOTOR CO DEL COM PAR | $489,000 | +2.9% | 43,702 | +2.4% | 0.08% | +6.2% |
| PVL | Buy | PERMIANVILLE RTY TR TR UNITtr unit | $477,000 | +5.1% | 143,643 | +5.2% | 0.08% | +9.2% |
| FSLR | Sell | FIRST SOLAR INC COM | $466,000 | +90.2% | 3,522 | -2.1% | 0.08% | +97.6% |
| CI | Sell | CIGNA CORP | $455,000 | +2.9% | 1,638 | -2.3% | 0.08% | +6.8% |
| VZ | Buy | VERIZON COMMUNICATIONS COM | $436,000 | -24.4% | 11,494 | +1.1% | 0.08% | -21.6% |
| New | PROSHARES TRUST ULTRA PRO SHORT QQQultrapro sht qqq | $426,000 | – | 6,948 | – | 0.07% | – | |
| PEP | Buy | PEPSICO INC COM | $425,000 | +4.4% | 2,602 | +6.4% | 0.07% | +8.8% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $429,000 | -13.5% | 475,000 | -8.7% | 0.07% | -10.8% | |
| MO | Buy | ALTRIA GROUP INC | $421,000 | +5.8% | 10,437 | +9.6% | 0.07% | +9.0% |
| MTR | Buy | MESA RTY TR UNIT BEN INTunit ben int | $414,000 | +16.6% | 32,829 | +0.8% | 0.07% | +22.0% |
| XLU | Buy | SECTOR SPDR TR AMEX UTILITIES SELECTsbi int-utils | $394,000 | +20.1% | 6,020 | +28.6% | 0.07% | +23.6% |
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $368,000 | 0.0% | 729 | +1.8% | 0.06% | +3.2% |
| GDO | Buy | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $363,000 | -16.9% | 32,541 | +1.0% | 0.06% | -13.7% |
| SBR | Buy | SABINE ROYALTY TRUST UNIT BENEFICIAL INTunit ben int | $346,000 | +20.6% | 4,861 | +3.0% | 0.06% | +25.0% |
| WMT | Sell | WAL MART STORES INC COM | $333,000 | -0.6% | 2,566 | -7.0% | 0.06% | +3.6% |
| BHP | Sell | BHP GROUP LTD SPONSORED ADRsponsored ads | $331,000 | -11.5% | 6,605 | -0.7% | 0.06% | -9.5% |
| CG | Sell | CARLYLE GROUP INC COM | $329,000 | -19.8% | 12,731 | -1.8% | 0.06% | -17.4% |
| RIO | Buy | RIO TINTO PLC SPONSORED ADRsponsored adr | $309,000 | -8.3% | 5,611 | +1.5% | 0.05% | -3.6% |
| SO | Buy | SOUTHERN CO COM | $299,000 | -3.9% | 4,394 | +0.8% | 0.05% | 0.0% |
| PFE | Buy | PFIZER INC COM | $288,000 | -16.0% | 6,578 | +0.6% | 0.05% | -12.3% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $286,000 | -16.1% | 3,494 | -1.6% | 0.05% | -12.3% |
| QCOM | Buy | QUALCOMM INC | $277,000 | -11.8% | 2,456 | +0.0% | 0.05% | -9.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS CORP COM | $274,000 | -4.5% | 2,307 | +13.4% | 0.05% | 0.0% |
| RQI | Buy | COHEN & STEERS QUALITY INCOME RLTY FD INC | $269,000 | -13.2% | 23,940 | +4.8% | 0.05% | -9.6% |
| ICLN | Buy | ISHARES TR GLOBAL CLEAN ENERGY ETFgl clean ene etf | $259,000 | +14.1% | 13,553 | +13.8% | 0.04% | +18.4% |
| New | UNITED STATES TREAS NTS 1.750 01/31/23 B/E DTD 01/31/16treasury note | $248,000 | – | 250,000 | – | 0.04% | – | |
| NKE | Sell | NIKE INC CLASS Bcl b | $247,000 | -21.1% | 2,975 | -2.9% | 0.04% | -17.3% |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $240,000 | +0.8% | 19,231 | +1.1% | 0.04% | +5.0% |
| New | UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17treasury note | $240,000 | – | 250,000 | – | 0.04% | – | |
| MMM | Sell | 3M CO COM | $232,000 | -20.5% | 2,103 | -6.8% | 0.04% | -18.4% |
| DUK | Sell | DUKE ENERGY CORP NEW COM | $228,000 | -74.4% | 2,450 | -70.4% | 0.04% | -73.2% |
| OGE | Buy | OGE ENERGY CORP | $222,000 | -4.3% | 6,083 | +1.0% | 0.04% | 0.0% |
| SEDG | Sell | SOLAREDGE TECHNOLOGIES INC | $225,000 | -51.5% | 971 | -42.8% | 0.04% | -50.0% |
| IUSV | Buy | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $221,000 | -6.0% | 3,535 | +0.7% | 0.04% | -2.6% |
| CSIQ | New | CANADIAN SOLAR INC | $219,000 | – | 5,890 | – | 0.04% | – |
| WMB | New | WILLIAMS COS INC COM | $218,000 | – | 7,631 | – | 0.04% | – |
| ORCL | Buy | ORACLE CORP COM | $208,000 | +2.5% | 3,401 | +17.3% | 0.04% | +5.9% |
| LPI | Sell | LAREDO PETE INC | $207,000 | -9.6% | 3,288 | -1.1% | 0.04% | -5.3% |
| ADBE | Sell | ADOBE SYS INC COM | $206,000 | -25.4% | 749 | -0.8% | 0.04% | -21.7% |
| CVS | Sell | CVS CAREMARK CORP | $204,000 | +1.5% | 2,135 | -1.2% | 0.04% | +2.9% |
| XLP | Sell | SECTOR SPDR TR AMEX CONSUMER STAPLES FDsbi cons stpls | $204,000 | -13.6% | 3,058 | -6.7% | 0.04% | -12.5% |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -2,000 | – | -0.03% | – |
| Exit | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER Cmunicipal bond | $0 | – | -830,000 | – | -0.04% | – | |
| BEP | Exit | BROOKFIELD RENEWABLE PARTNERS LPpartnership unit | $0 | – | -6,105 | – | -0.04% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -20,404 | – | -0.04% | – |
| FB | Exit | META PLATFORMS INCcl a | $0 | – | -1,400 | – | -0.04% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -5,466 | – | -0.04% | – |
| AMT | Exit | AMERICAN TOWER CORP CL A | $0 | – | -902 | – | -0.04% | – |
| Exit | FEDERATED INSTITUTIONAL TAX- FREE CASHmunicipal bond | $0 | – | -305,723 | – | -0.05% | – | |
| FM | Exit | ISHARES INC MSCI FRONTIER & SELECT EM ETFmsci frontier | $0 | – | -15,396 | – | -0.07% | – |
| FIVG | Exit | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next | $0 | – | -18,806 | – | -0.10% | – |
| GLD | Exit | SPDR GOLD TR GOLD SHS | $0 | – | -3,873 | – | -0.11% | – |
Q2 2022
Q4 2021
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $69,260,000 | -11.6% | 69,259,623 | -11.6% | 11.78% | -4.3% | |
| EMD | Sell | WESTERN ASSET EMERGING MKTS DEBT FD INC | $46,322,000 | -4.2% | 3,406,019 | -1.3% | 7.88% | +3.7% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD SHS | $44,733,000 | -1.6% | 2,785,346 | -0.7% | 7.61% | +6.6% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS FD | $44,253,000 | -2.8% | 2,491,745 | -1.0% | 7.53% | +5.2% |
| AWF | Sell | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $37,921,000 | -3.6% | 3,090,563 | -1.7% | 6.45% | +4.4% |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $33,427,000 | -28.4% | 8,054,788 | -23.5% | 5.69% | -22.4% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE FD INC COM | $26,616,000 | -7.1% | 982,152 | -1.7% | 4.53% | +0.5% |
| ARCC | Sell | ARES CAP CORP COM | $21,021,000 | +2.4% | 1,034,012 | -1.3% | 3.58% | +10.9% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $16,795,000 | -7.5% | 768,638 | -2.3% | 2.86% | +0.2% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $16,337,000 | +0.1% | 1,396,366 | +1.5% | 2.78% | +8.4% |
| MLPA | Sell | GLOBAL X FDS MLP ETFglbl x mlp etf | $15,652,000 | -9.3% | 443,767 | -0.6% | 2.66% | -1.8% |
| AY | Buy | ATLANTICA YIELD PLC | $14,529,000 | -7.2% | 421,001 | +0.1% | 2.47% | +0.5% |
| IIPR | Buy | INNOVATIVE INDL PPTYS INC | $14,513,000 | +216.8% | 62,779 | +161.8% | 2.47% | +242.9% |
| KMI | Sell | KINDER MORGAN INC | $13,643,000 | -8.7% | 815,499 | -0.5% | 2.32% | -1.2% |
| HYT | Sell | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $13,366,000 | -15.9% | 1,095,581 | -15.0% | 2.27% | -8.9% |
| ABBV | Buy | ABBVIE INC | $12,395,000 | -2.1% | 114,907 | +2.3% | 2.11% | +6.0% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $11,417,000 | -10.0% | 192,953 | +1.7% | 1.94% | -2.5% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $10,775,000 | -9.4% | 396,885 | -2.4% | 1.83% | -1.9% |
| CQP | Sell | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $9,609,000 | -11.0% | 236,273 | -3.1% | 1.63% | -3.7% |
| ET | Sell | ENERGY TRANSFER LP COM UNITS | $7,986,000 | -10.7% | 833,585 | -0.9% | 1.36% | -3.3% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L P COM UNIT | $7,868,000 | -11.9% | 363,600 | -1.8% | 1.34% | -4.6% |
| HTGC | Buy | HERCULES TECHNOLOGY GROWTH CAP INC | $6,792,000 | +0.3% | 408,887 | +3.0% | 1.16% | +8.6% |
| UNM | Buy | UNUM GROUP | $5,696,000 | -9.5% | 227,276 | +2.5% | 0.97% | -2.0% |
| TXN | Sell | TEXAS INSTRUMENTS INC | $5,338,000 | -0.4% | 27,770 | -0.3% | 0.91% | +7.8% |
| LLY | Buy | ELI LILLY & CO COM | $5,270,000 | +0.8% | 22,810 | +0.1% | 0.90% | +9.1% |
| V | Buy | VISA INC COM CL A | $5,035,000 | -1.1% | 22,605 | +3.8% | 0.86% | +7.0% |
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36municipal bond | $4,714,000 | -0.6% | 4,625,000 | -0.5% | 0.80% | +7.7% | |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $4,697,000 | +2.9% | 171,127 | +3.6% | 0.80% | +11.4% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $3,819,000 | +0.4% | 5,310,000 | -0.5% | 0.65% | +8.7% | |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,373,000 | -5.1% | 3,370,000 | -5.1% | 0.57% | +2.9% | |
| AMZN | Sell | AMAZON COM INC | $3,170,000 | -6.3% | 965 | -1.8% | 0.54% | +1.5% |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $3,091,000 | +881.3% | 424,618 | +921.6% | 0.53% | +973.5% |
| AAPL | Sell | APPLE INC COM | $2,833,000 | +1.5% | 20,018 | -1.7% | 0.48% | +10.0% |
| BE | Buy | BLOOM ENERGY CORP CL A | $2,208,000 | -18.3% | 117,971 | +17.3% | 0.38% | -11.3% |
| XLV | Buy | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $2,127,000 | +2.1% | 16,707 | +1.0% | 0.36% | +10.7% |
| XOM | Buy | EXXON MOBIL CORP COM | $1,719,000 | -6.2% | 29,220 | +0.5% | 0.29% | +1.4% |
| Sell | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,716,000 | -4.1% | 1,600,000 | -3.0% | 0.29% | +3.9% | |
| MSFT | Sell | MICROSOFT CORP COM | $1,582,000 | -1.9% | 5,611 | -5.7% | 0.27% | +6.3% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FD | $1,533,000 | +16.5% | 73,301 | +22.0% | 0.26% | +26.1% |
| PG | Buy | PROCTER & GAMBLE CO COM | $1,433,000 | +5.1% | 10,249 | +1.4% | 0.24% | +14.0% |
| LNG | Buy | CHENIERE ENERGY INC COM NEW | $1,306,000 | +54.9% | 13,372 | +37.6% | 0.22% | +68.2% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $1,049,000 | +13.9% | 59,187 | +16.9% | 0.18% | +22.8% |
| DHR | Buy | DANAHER CORP COM | $1,038,000 | +19.7% | 3,409 | +5.5% | 0.18% | +30.1% |
| THQ | Buy | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $885,000 | +2.1% | 39,070 | +4.1% | 0.15% | +11.0% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $884,000 | -2.0% | 5,471 | -0.1% | 0.15% | +5.6% |
| MA | Sell | MASTERCARD INC CL Acl a | $847,000 | -4.8% | 2,436 | -0.1% | 0.14% | +2.9% |
| DUK | Buy | DUKE ENERGY CORP NEW COM | $808,000 | -1.1% | 8,282 | +0.0% | 0.14% | +7.0% |
| VOC | Sell | VOC ENERGY TR TR UNITtr unit | $668,000 | -17.1% | 145,596 | -14.6% | 0.11% | -10.2% |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $664,000 | -5.1% | 36,818 | -2.1% | 0.11% | +2.7% |
| LIT | New | GLOBAL X LITHIUM AND BATTERY ETFlithium btry etf | $634,000 | – | 7,738 | – | 0.11% | – |
| CG | Buy | CARLYLE GROUP INC COM | $611,000 | +5.7% | 12,925 | +4.0% | 0.10% | +14.3% |
| VZ | Buy | VERIZON COMMUNICATIONS COM | $612,000 | -2.5% | 11,333 | +1.1% | 0.10% | +5.1% |
| PM | Buy | PHILIP MORRIS INTL INC COM | $603,000 | -4.3% | 6,363 | +0.1% | 0.10% | +4.0% |
| PBT | Sell | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $566,000 | -9.7% | 98,705 | -11.5% | 0.10% | -3.0% |
| FIVG | Buy | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next | $544,000 | +111.7% | 14,977 | +121.6% | 0.09% | +132.5% |
| ETG | Buy | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $538,000 | +54.2% | 25,280 | +52.1% | 0.09% | +67.3% |
| F | Sell | FORD MOTOR CO DEL COM PAR | $528,000 | -9.4% | 37,258 | -5.1% | 0.09% | -2.2% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $520,000 | -3.0% | 520,000 | -2.8% | 0.09% | +4.8% | |
| FM | Buy | ISHARES INC MSCI FRONTIER & SELECT EM ETFmsci frontier | $479,000 | +6.0% | 14,121 | +3.7% | 0.08% | +14.1% |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $454,000 | -21.5% | 43,000 | -92.1% | 0.08% | -15.4% | |
| BWXT | Buy | BWX TECHNOLOGIES INC COM | $426,000 | -6.8% | 7,905 | +0.5% | 0.07% | 0.0% |
| APH | Buy | AMPHENOL CORP NEW CL Acl a | $412,000 | +7.0% | 5,627 | +0.0% | 0.07% | +16.7% |
| PVL | Sell | PERMIANVILLE RTY TR TR UNITtr unit | $405,000 | -14.9% | 211,005 | -13.1% | 0.07% | -8.0% |
| ICLN | New | ISHARES TR GLOBAL CLEAN ENERGY ETFgl clean ene etf | $369,000 | – | 17,039 | – | 0.06% | – |
| MO | Buy | ALTRIA GROUP INC | $372,000 | -4.1% | 8,162 | +0.2% | 0.06% | +3.3% |
| CAT | Buy | CATERPILLAR INC | $358,000 | +54.3% | 1,865 | +75.3% | 0.06% | +69.4% |
| WMT | Buy | WAL MART STORES INC COM | $350,000 | -0.8% | 2,512 | +0.2% | 0.06% | +9.1% |
| MMM | Sell | 3M CO COM | $349,000 | -13.0% | 1,989 | -1.6% | 0.06% | -6.3% |
| MRK | Buy | MERCK & CO INC NEW COM | $348,000 | -2.8% | 4,629 | +0.7% | 0.06% | +5.4% |
| AMAT | New | APPLIED MATERIALS INC | $342,000 | – | 2,659 | – | 0.06% | – |
| CI | Buy | CIGNA CORP | $335,000 | -15.4% | 1,672 | +0.1% | 0.06% | -8.1% |
| INTC | Buy | INTEL CORP COM | $321,000 | +42.0% | 6,028 | +49.8% | 0.06% | +52.8% |
| QCOM | Buy | QUALCOMM INC | $316,000 | -10.0% | 2,454 | +0.0% | 0.05% | -1.8% |
| CGC | Sell | CANOPY GROWTH CORP SHS | $310,000 | -48.5% | 22,361 | -10.1% | 0.05% | -44.2% |
| RQI | New | COHEN & STEERS QUALITY INCOME RLTY FD INC | $312,000 | – | 20,922 | – | 0.05% | – |
| KLAC | New | KLA CORP | $304,000 | – | 909 | – | 0.05% | – |
| GT | Sell | GOODYEAR TIRE & RUBBER CO COM | $301,000 | +2.4% | 16,980 | -0.8% | 0.05% | +10.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS CORP COM | $290,000 | -5.2% | 2,088 | +0.2% | 0.05% | +2.1% |
| MTR | Sell | MESA RTY TR UNIT BEN INTunit ben int | $282,000 | -19.7% | 49,625 | -11.1% | 0.05% | -12.7% |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVID FD C | $268,000 | – | 27,559 | – | 0.05% | – |
| SO | Sell | SOUTHERN CO COM | $270,000 | -18.2% | 4,355 | -20.2% | 0.05% | -11.5% |
| JPM | Buy | JP MORGAN CHASE & CO COM | $264,000 | +28.8% | 1,611 | +22.5% | 0.04% | +40.6% |
| ORCL | Buy | ORACLE CORP COM | $252,000 | +12.0% | 2,892 | +0.2% | 0.04% | +22.9% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $252,000 | +1.2% | 2,928 | +0.2% | 0.04% | +10.3% |
| TPZ | Sell | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $250,000 | -4.9% | 18,849 | -1.9% | 0.04% | +4.9% |
| IUSV | Buy | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $245,000 | -0.8% | 3,459 | +0.6% | 0.04% | +7.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $237,000 | +1.7% | 606 | +4.1% | 0.04% | +8.1% |
| CSCO | Buy | CISCO SYSTEMS INC | $229,000 | +2.7% | 4,215 | +0.2% | 0.04% | +11.4% |
| III | Sell | INFORMATION SERVICES GRP | $228,000 | -83.7% | 31,775 | -86.7% | 0.04% | -82.3% |
| ENB | Buy | ENBRIDGE INC | $222,000 | -0.4% | 5,560 | +0.0% | 0.04% | +8.6% |
| GM | New | GENERAL MTRS CO COM | $216,000 | – | 4,107 | – | 0.04% | – |
| New | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER Cmunicipal bond | $204,000 | – | 830,000 | – | 0.04% | – | |
| COP | New | CONOCOPHILLIPS COM | $202,000 | – | 2,983 | – | 0.03% | – |
| MSOS | Exit | ADVISORSHARES TR PURE US CANNABIS ETFpure us cannabis | $0 | – | -5,009 | – | -0.03% | – |
| BEP | Exit | BROOKFIELD RENEWABLE PARTNERS LPpartnership unit | $0 | – | -6,105 | – | -0.04% | – |
| EEM | Exit | ISHARES TR MSCI EMERGING MKTS INDEX FDmsci emg mkt etf | $0 | – | -6,800 | – | -0.06% | – |
| T | Exit | AT&T INC COM | $0 | – | -23,827 | – | -0.11% | – |
| Exit | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $0 | – | -1,425,000 | – | -0.22% | – | |
| EMQQ | Exit | EMERGING MKTS INTERNET & ECOMMERCE ETFemqq em intern | $0 | – | -57,448 | – | -0.57% | – |
| IEMG | Exit | ISHARES INC CORE MSCI EMERGING MKTS ETFcore msci emkt | $0 | – | -55,578 | – | -0.58% | – |
| PCI | Exit | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $0 | – | -390,616 | – | -1.37% | – |
Q2 2021
Q4 2020
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $46,460,000 | +3.8% | 11,643,998 | -0.8% | 8.81% | +5.6% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS DEBT FD INC | $41,590,000 | -0.2% | 3,375,806 | -0.2% | 7.88% | +1.5% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS FD | $39,291,000 | +4.0% | 2,452,646 | -0.2% | 7.45% | +5.8% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD SHS | $38,745,000 | +1.3% | 2,863,655 | -0.8% | 7.34% | +3.0% |
| Sell | GENERAL MNY MKT FUNDmoney market | $34,308,000 | -0.6% | 34,307,870 | -0.6% | 6.50% | +1.1% | |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $32,297,000 | +4.1% | 3,072,992 | +0.0% | 6.12% | +5.9% |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $27,318,000 | +8.5% | 1,360,483 | -0.4% | 5.18% | +10.4% |
| TEI | Sell | TEMPLETN EM MKT INCOME COM | $25,309,000 | -7.6% | 3,415,523 | -2.1% | 4.80% | -6.0% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE FD INC COM | $22,997,000 | +0.2% | 1,034,489 | -0.6% | 4.36% | +1.9% |
| HYT | Sell | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $18,397,000 | +3.7% | 1,722,586 | -1.2% | 3.49% | +5.5% |
| ARCC | Sell | ARES CAP CORP COM | $14,856,000 | -4.3% | 1,064,973 | -0.8% | 2.82% | -2.6% |
| AY | Sell | ATLANTICA YIELD PLC | $12,308,000 | -2.3% | 430,198 | -0.6% | 2.33% | -0.6% |
| MAIN | Sell | MAIN STR CAP CORP | $11,462,000 | -5.6% | 387,625 | -0.6% | 2.17% | -3.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $10,692,000 | +9.3% | 177,347 | +6.6% | 2.03% | +11.2% |
| KMI | Sell | KINDER MORGAN INC | $10,320,000 | -19.4% | 836,966 | -0.9% | 1.96% | -18.1% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $10,267,000 | +9.4% | 1,114,744 | +5.7% | 1.95% | +11.3% |
| MLPA | Buy | GLOBAL X FDS MLP ETFglbl x mlp etf | $9,401,000 | -18.7% | 428,107 | +0.7% | 1.78% | -17.3% |
| ABBV | Buy | ABBVIE INC | $9,174,000 | -9.5% | 104,735 | +1.5% | 1.74% | -7.9% |
| CQP | Sell | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $8,243,000 | -5.2% | 247,841 | -0.3% | 1.56% | -3.5% |
| ABT | Buy | ABBOTT LABS COM | $7,677,000 | +51.3% | 70,543 | +27.1% | 1.46% | +53.8% |
| EMO | New | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $6,893,000 | – | 785,948 | – | 1.31% | – |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $5,757,000 | -13.0% | 364,578 | +0.1% | 1.09% | -11.5% |
| Sell | LA PAZ CNTY ARIZ ED FAC LEASE REV CHARTER SCH SOLUTIONSmunicipal bond | $5,740,000 | +2.4% | 5,690,000 | -0.2% | 1.09% | +4.2% | |
| CEM | New | CLEARBRIDGE ENERGY MLP FD INC COM | $5,269,000 | – | 476,823 | – | 1.00% | – |
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECTmunicipal bond | $4,827,000 | -0.7% | 4,925,000 | -1.0% | 0.92% | +1.0% | |
| V | Sell | VISA INC COM CL A | $4,587,000 | +3.5% | 22,937 | -0.1% | 0.87% | +5.2% |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $4,550,000 | -22.2% | 839,555 | +2.3% | 0.86% | -20.8% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $4,501,000 | -1.6% | 5,575,000 | -1.8% | 0.85% | +0.1% | |
| TXN | Sell | TEXAS INSTRUMENTS INC | $4,296,000 | +4.4% | 30,088 | -7.1% | 0.81% | +6.1% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,661,000 | -4.8% | 3,660,000 | -4.8% | 0.69% | -3.1% | |
| BKT | Buy | BLACKROCK INCOME TRUST INC | $3,483,000 | +23.3% | 571,058 | +24.8% | 0.66% | +25.5% |
| LLY | Buy | ELI LILLY & CO COM | $3,448,000 | -6.0% | 23,292 | +4.3% | 0.65% | -4.4% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $2,961,000 | +6.8% | 150,304 | +4.3% | 0.56% | +8.5% |
| AMZN | Sell | AMAZON COM INC | $2,595,000 | +13.2% | 824 | -0.8% | 0.49% | +15.2% |
| BE | New | BLOOM ENERGY CORP CL A | $2,583,000 | – | 143,724 | – | 0.49% | – |
| AAPL | Buy | APPLE INC COM | $2,319,000 | +21.0% | 20,027 | +281.2% | 0.44% | +23.2% |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,573,000 | -5.4% | 1,900,000 | -5.0% | 0.30% | -3.9% | |
| Sell | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,527,000 | -4.6% | 1,525,000 | -4.7% | 0.29% | -3.0% | |
| MSFT | Sell | MICROSOFT CORP COM | $1,257,000 | +1.8% | 5,976 | -1.5% | 0.24% | +3.5% |
| PG | Sell | PROCTER & GAMBLE CO COM | $1,126,000 | +14.5% | 8,100 | -1.5% | 0.21% | +16.4% |
| XOM | Sell | EXXON MOBIL CORP COM | $859,000 | -24.7% | 25,033 | -1.9% | 0.16% | -23.5% |
| MA | Sell | MASTERCARD INC CL Acl a | $814,000 | +11.2% | 2,407 | -2.8% | 0.15% | +13.2% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $780,000 | +11.0% | 5,236 | +4.7% | 0.15% | +13.0% |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $721,000 | -0.1% | 43,538 | -1.2% | 0.14% | +1.5% |
| Sell | TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond | $635,000 | -6.6% | 630,000 | -6.7% | 0.12% | -5.5% | |
| T | Buy | AT&T INC COM | $594,000 | -5.6% | 20,851 | +0.2% | 0.11% | -3.4% |
| RNP | Buy | COHEN & STEERS REIT & PFD INCOME FD INC CO | $535,000 | +11.9% | 26,514 | +6.0% | 0.10% | +13.5% |
| Sell | CAP TR AGY FL PRITY FIRST MTG REV SILVER CREEK ST AUG PJ-Amunicipal bond | $500,000 | -16.7% | 500,000 | -16.7% | 0.10% | -15.2% | |
| SQ | Sell | SQUARE INC CL Acl a | $488,000 | -2.2% | 3,005 | -36.8% | 0.09% | 0.0% |
| DHR | Sell | DANAHER CORP COM | $487,000 | +20.2% | 2,260 | -1.3% | 0.09% | +22.7% |
| DE | Sell | DEERE & CO | $485,000 | +34.3% | 2,187 | -4.9% | 0.09% | +37.3% |
| PM | Buy | PHILIP MORRIS INTL INC COM | $473,000 | +7.3% | 6,304 | +0.1% | 0.09% | +9.8% |
| CGC | Sell | CANOPY GROWTH CORP SHS | $423,000 | -12.6% | 29,611 | -1.2% | 0.08% | -11.1% |
| ACN | Sell | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | $411,000 | -17.3% | 1,817 | -21.4% | 0.08% | -16.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $404,000 | +16.4% | 1,899 | -2.3% | 0.08% | +18.5% |
| APH | Buy | AMPHENOL CORP NEW CL Acl a | $403,000 | +13.2% | 3,723 | +0.2% | 0.08% | +15.2% |
| MRK | Buy | MERCK & CO INC NEW COM | $396,000 | +10.0% | 4,775 | +2.5% | 0.08% | +11.9% |
| NKE | Buy | NIKE INC CLASS Bcl b | $373,000 | +28.2% | 2,971 | +0.0% | 0.07% | +31.5% |
| FB | Sell | FACEBOOK INC CL Acl a | $321,000 | -0.3% | 1,227 | -13.5% | 0.06% | +1.7% |
| MMM | Sell | 3M CO COM | $321,000 | -6.4% | 2,006 | -8.8% | 0.06% | -4.7% |
| WMT | Buy | WAL MART STORES INC COM | $316,000 | +29.5% | 2,262 | +10.9% | 0.06% | +33.3% |
| CG | Sell | CARLYLE GROUP INC COM | $304,000 | -15.3% | 12,333 | -4.2% | 0.06% | -13.4% |
| QCOM | Buy | QUALCOMM INC | $288,000 | +29.1% | 2,450 | +0.2% | 0.06% | +31.0% |
| MO | Sell | ALTRIA GROUP INC | $291,000 | -28.5% | 7,529 | -27.4% | 0.06% | -27.6% |
| FSLR | New | FIRST SOLAR INC COM | $284,000 | – | 4,283 | – | 0.05% | – |
| New | GRAYSCALE BITCOIN TR BTC SHS | $280,000 | – | 25,543 | – | 0.05% | – | |
| PBT | Sell | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $270,000 | -29.9% | 109,045 | -6.5% | 0.05% | -29.2% |
| VOC | Sell | VOC ENERGY TR TR UNITtr unit | $263,000 | -35.7% | 165,482 | -2.0% | 0.05% | -34.2% |
| RA | New | BROOKFIELD REAL ASSETS INCOME FD | $260,000 | – | 15,736 | – | 0.05% | – |
| CSIQ | New | CANADIAN SOLAR INC | $242,000 | – | 6,886 | – | 0.05% | – |
| MDLZ | Buy | MONDELEZ INTL INC CL Acl a | $235,000 | +12.4% | 4,084 | +0.0% | 0.04% | +15.4% |
| INTC | New | INTEL CORP COM | $227,000 | – | 4,380 | – | 0.04% | – |
| AMT | Buy | AMERICAN TOWER CORP CL A | $209,000 | -6.3% | 864 | +0.3% | 0.04% | -4.8% |
| MTR | Sell | MESA RTY TR UNIT BEN INTunit ben int | $211,000 | -24.6% | 53,717 | -1.1% | 0.04% | -23.1% |
| QQQ | New | INVESCO QQQ TR UNIT SER 1unit ser 1 | $203,000 | – | 730 | – | 0.04% | – |
| CWBHF | Exit | CHARLOTTES WEB HOLDINGS INC | $0 | – | -59,362 | – | -0.04% | – |
| PVL | Exit | PERMIANVILLE RTY TR TR UNITtr unit | $0 | – | -249,394 | – | -0.06% | – |
| OMP | Exit | OASIS MIDSTREAM PARTNERS LP COM | $0 | – | -36,520 | – | -0.06% | – |
| PFE | Exit | PFIZER INC COM | $0 | – | -17,862 | – | -0.11% | – |
| BHK | Exit | BLACKROCK CORE BD TR SHS BEN INT | $0 | – | -51,378 | – | -0.15% | – |
| PAA | Exit | PLAINS ALL AMERICAN PIPELINE L P UNIT LTDunit ltd partn | $0 | – | -462,291 | – | -0.76% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FD INC COM | $0 | – | -2,390,894 | – | -1.42% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPPORTUNITY FD INC | $0 | – | -3,938,405 | – | -1.73% | – |
Q2 2020
Q4 2019
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $90,276,000 | +50.1% | 90,276 | -99.8% | 14.51% | +53.8% | |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $48,050,000 | +1.0% | 11,467,877 | +0.8% | 7.72% | +3.5% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $46,036,000 | -1.7% | 3,314,357 | +1.4% | 7.40% | +0.7% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS FD | $35,518,000 | -8.5% | 1,933,641 | -0.5% | 5.71% | -6.2% |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $35,205,000 | +2.8% | 2,936,186 | +1.0% | 5.66% | +5.3% |
| TEI | Buy | TEMPLETN EM MKT INCOME COM | $32,714,000 | -9.8% | 3,602,817 | +1.5% | 5.26% | -7.6% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE FD INC COM | $27,492,000 | +4.2% | 1,009,239 | -0.7% | 4.42% | +6.8% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD INC COM | $26,151,000 | -2.9% | 2,297,951 | +2.0% | 4.20% | -0.5% |
| EMO | Buy | CLEARBRIDGE ENERGY MLP OPPORTUNITY FD INC | $24,009,000 | -3.2% | 2,759,669 | +2.3% | 3.86% | -0.8% |
| MLPA | Buy | GLOBAL X FDS GLOBAL X MLP ETFglbl x mlp etf | $21,720,000 | +91.6% | 2,591,889 | +101.6% | 3.49% | +96.3% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $21,552,000 | +3.1% | 1,385,101 | +2.5% | 3.46% | +5.6% |
| ARCC | Buy | ARES CAP CORP COM | $20,655,000 | +4.0% | 1,108,388 | +0.1% | 3.32% | +6.6% |
| MAIN | Buy | MAIN STR CAP CORP | $17,587,000 | +5.1% | 407,021 | +0.0% | 2.83% | +7.7% |
| KMI | Buy | KINDER MORGAN INC | $17,409,000 | +92.6% | 844,663 | +95.1% | 2.80% | +97.4% |
| HYT | Buy | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $13,395,000 | +2.4% | 1,246,020 | +2.1% | 2.15% | +5.0% |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $11,800,000 | +79.9% | 259,459 | +66.8% | 1.90% | +84.4% |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $11,116,000 | +18.6% | 849,842 | +27.7% | 1.79% | +21.5% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $11,000,000 | +10.0% | 384,895 | +11.1% | 1.77% | +12.7% |
| PAA | Buy | PLAINS ALL AMERICAN PIPELINE L P UNIT LTDunit ltd partn | $10,196,000 | +3106.3% | 491,389 | +3658.5% | 1.64% | +3178.0% |
| CG | Buy | CARLYLE GROUP L P COM UNITS | $9,599,000 | +13.3% | 375,549 | +0.2% | 1.54% | +16.0% |
| Sell | LA PAZ CNTY ARIZ ED FAC LEASE REV CHARTER SCH SOLUTIONS 5 02/15/46municipal bond | $5,917,000 | +1.0% | 5,700 | -99.9% | 0.95% | +3.5% | |
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36municipal bond | $5,312,000 | +0.0% | 5,175 | -99.9% | 0.85% | +2.5% | |
| DCP | Buy | DCP MIDSTREAM LP COM UTS REPSTG LTD PART I | $5,164,000 | -10.0% | 197,014 | +0.7% | 0.83% | -7.8% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $5,058,000 | +11.5% | 5,850 | -99.9% | 0.81% | +14.2% | |
| GLOP | Buy | GASLOG PARTNERS LP UNIT LTD PARTNERSHIPunit ltd ptnrp | $4,984,000 | -10.5% | 262,604 | +0.1% | 0.80% | -8.4% |
| Sell | ARIZONA INDL DEV AUTH ED REV FAC ODYSSEY PREPARATORY ACADEMY 5.5 7/1/52municipal bond | $4,449,000 | +12.4% | 4,130 | -99.9% | 0.72% | +15.1% | |
| MPLX | Buy | MPLX LP COM UNIT REPSTG LTD PARTNER INT | $4,418,000 | +1674.3% | 157,744 | +1939.6% | 0.71% | +1720.5% |
| TXN | Sell | TEXAS INSTRUMENTS INC | $4,276,000 | +11.5% | 33,086 | -1.0% | 0.69% | +14.1% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,981,000 | -2.1% | 3,980 | -99.9% | 0.64% | +0.3% | |
| Sell | CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJmunicipal bond | $3,806,000 | 0.0% | 6,240 | -99.9% | 0.61% | +2.5% | |
| BSM | Sell | BLACK STONE MINERALS LP COM UNIT REPSTG LT | $2,394,000 | -8.7% | 168,126 | -0.6% | 0.38% | -6.3% |
| LLY | Buy | ELI LILLY & CO COM | $2,337,000 | +0.9% | 20,901 | +0.0% | 0.38% | +3.6% |
| VTA | Sell | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $1,856,000 | -2.9% | 168,572 | -1.4% | 0.30% | -0.7% |
| Sell | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,817,000 | +1.1% | 1,750 | -99.9% | 0.29% | +3.5% | |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,718,000 | +2.6% | 2,075 | -99.9% | 0.28% | +4.9% | |
| Sell | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,677,000 | +0.1% | 1,675 | -99.9% | 0.27% | +2.7% | |
| Sell | CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJmunicipal bond | $1,600,000 | 0.0% | 2,500 | -99.9% | 0.26% | +2.4% | |
| V | Buy | VISA INC COM CL A | $1,548,000 | -0.3% | 9,000 | +0.6% | 0.25% | +2.0% |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,542,000 | +1.0% | 1,480 | -99.9% | 0.25% | +3.3% | |
| AMZN | Buy | AMAZON COM INC | $1,429,000 | -7.7% | 823 | +0.6% | 0.23% | -5.3% |
| AAPL | Buy | APPLE INC COM | $1,354,000 | +13.2% | 6,045 | +0.0% | 0.22% | +16.0% |
| VOC | Sell | VOC ENERGY TR TR UNITtr unit | $919,000 | -0.5% | 173,688 | -4.6% | 0.15% | +2.1% |
| CWBHF | Buy | CHARLOTTES WEB HOLDINGS INC | $922,000 | +18.4% | 66,551 | +25.0% | 0.15% | +21.3% |
| XOM | Sell | EXXON MOBIL CORP COM | $923,000 | -8.8% | 13,076 | -1.0% | 0.15% | -6.9% |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $804,000 | +0.8% | 46,131 | -0.9% | 0.13% | +3.2% |
| Sell | TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond | $801,000 | -2.4% | 870 | -99.9% | 0.13% | 0.0% | |
| T | Sell | AT&T INC COM | $799,000 | +9.9% | 21,106 | -2.7% | 0.13% | +12.3% |
| CGC | Buy | CANOPY GROWTH CORP SHS | $767,000 | -40.1% | 33,449 | +5.7% | 0.12% | -38.8% |
| MSFT | Buy | MICROSOFT CORP COM | $736,000 | +5.0% | 5,291 | +1.1% | 0.12% | +7.3% |
| PVL | Sell | PERMIANVILLE RTY TR TR UNITtr unit | $707,000 | -6.9% | 269,751 | -5.5% | 0.11% | -4.2% |
| PG | Buy | PROCTER & GAMBLE CO COM | $705,000 | +13.5% | 5,668 | +0.0% | 0.11% | +16.5% |
| LNG | Buy | CHENIERE ENERGY INC COM NEW | $695,000 | +10.7% | 11,027 | +20.2% | 0.11% | +13.1% |
| Sell | TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond | $699,000 | -0.7% | 690 | -99.9% | 0.11% | +1.8% | |
| III | Buy | INFORMATION SERVICES GRP | $693,000 | +7.9% | 278,756 | +37.2% | 0.11% | +9.9% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $625,000 | -3.1% | 625 | -99.9% | 0.10% | -1.0% | |
| PBT | Sell | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $615,000 | -19.0% | 118,514 | -4.9% | 0.10% | -16.8% |
| Sell | CAP TR AGY FL PRITY FIRST MTG REV SILVER CREEK ST AUG PJ-A 5.75 1/01/50municipal bond | $600,000 | 0.0% | 600 | -99.9% | 0.10% | +2.1% | |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $593,000 | +1.2% | 570 | -99.9% | 0.10% | +3.3% | |
| OMP | Buy | OASIS MIDSTREAM PARTNERS LP COM | $582,000 | -25.0% | 36,441 | +0.9% | 0.09% | -23.0% |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond | $512,000 | +2.8% | 640 | -99.9% | 0.08% | +5.1% | |
| Sell | CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJmunicipal bond | $483,000 | 0.0% | 755 | -99.0% | 0.08% | +2.6% | |
| PM | Buy | PHILIP MORRIS INTL INC COM | $478,000 | -2.0% | 6,294 | +1.2% | 0.08% | 0.0% |
| MTR | Sell | MESA RTY TR UNIT BEN INTunit ben int | $480,000 | -29.7% | 55,490 | -6.7% | 0.08% | -28.0% |
| ENLC | Buy | ENLINK MIDSTREAM LLC COM UNIT REPSTG LTD L | $475,000 | -15.8% | 55,910 | +0.0% | 0.08% | -13.6% |
| MO | Buy | ALTRIA GROUP INC | $445,000 | -12.9% | 10,870 | +0.8% | 0.07% | -10.0% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $433,000 | -11.1% | 3,346 | -4.4% | 0.07% | -7.9% |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $405,000 | -1.0% | 22,464 | +0.8% | 0.06% | +1.6% |
| MRK | Sell | MERCK & CO INC NEW COM | $389,000 | -2.8% | 4,625 | -3.0% | 0.06% | 0.0% |
| IUSV | New | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $386,000 | – | 6,686 | – | 0.06% | – |
| Sell | FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER Bmunicipal bond | $366,000 | 0.0% | 365 | -99.9% | 0.06% | +3.5% | |
| IUSG | New | ISHARES TR CORE S&P U S GROWTH ETFcore s&p us gwt | $307,000 | – | 4,885 | – | 0.05% | – |
| Sell | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond | $293,000 | +38.9% | 4,000 | -99.9% | 0.05% | +42.4% | |
| FB | Sell | FACEBOOK INC CL Acl a | $247,000 | -8.2% | 1,386 | -0.6% | 0.04% | -4.8% |
| CSCO | Buy | CISCO SYSTEMS INC | $231,000 | +1.3% | 4,681 | +12.3% | 0.04% | +2.8% |
| MDLZ | Buy | MONDELEZ INTL INC CL Acl a | $226,000 | +4.1% | 4,081 | +1.3% | 0.04% | +5.9% |
| GOOGL | Sell | ALPHABET INC CAP STK CL Acap stk cl a | $215,000 | -17.0% | 176 | -26.4% | 0.04% | -14.6% |
| ABBV | Sell | ABBVIE INC | $220,000 | -2.7% | 2,912 | -6.4% | 0.04% | 0.0% |
| LHX | New | L3HARRIS TECHNOLOGIES INC COM | $212,000 | – | 1,018 | – | 0.03% | – |
| Sell | CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILVER CRK ST AUG SER B-7 1/1/35municipal bond | $200,000 | 0.0% | 200 | -99.9% | 0.03% | +3.2% | |
| CLNE | Exit | CLEAN ENERGY FUELS CORP COM | $0 | – | -75,562 | – | -0.03% | – |
| PFE | Exit | PFIZER INC COM | $0 | – | -5,271 | – | -0.04% | – |
| JQC | Exit | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | $0 | – | -29,692 | – | -0.04% | – |
| Exit | OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUEmunicipal bond | $0 | – | -625,000 | – | -0.10% | – | |
| Exit | FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER A 6.125 06/15/46municipal bond | $0 | – | -825,000 | – | -0.14% | – | |
| Exit | ARIZONA INDL DEV AUTH ACADEMIES MATH & SCIENCE -SER B 5.125 07/01/47municipal bond | $0 | – | -950,000 | – | -0.16% | – | |
| Exit | BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMYmunicipal bond | $0 | – | -1,485,000 | – | -0.24% | – | |
| Exit | IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER Amunicipal bond | $0 | – | -1,595,000 | – | -0.26% | – | |
| NQP | Exit | NUVEEN PA INVT QUALITY MUN FUND | $0 | – | -136,636 | – | -0.29% | – |
| Exit | OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0municipal bond | $0 | – | -2,375,000 | – | -0.37% | – | |
| ANDX | Exit | ANDEAVOR LOGISTICS LP COM | $0 | – | -132,348 | – | -0.75% | – |
| HEP | Exit | HOLLY ENERGY PARTNERS LP | $0 | – | -260,519 | – | -1.12% | – |
| GMLP | Exit | GOLAR LNG PARTNERS LP PARTNERS | $0 | – | -725,254 | – | -1.29% | – |
| PCI | Exit | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $0 | – | -403,514 | – | -1.51% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION INCOME TR IV I | $0 | – | -798,238 | – | -1.62% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD INCOME FD INC CO | $0 | – | -484,104 | – | -1.64% | – |
| AMZA | Exit | ETFIS SER TR I INFRACAP ACTIVE MLP ETFinfrac act mlp | $0 | – | -3,977,531 | – | -3.48% | – |
Q2 2019
Q4 2018
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | GENERAL MNY MKT FUNDmoney market | $49,863,000 | +44.6% | 49,863,356 | +44.6% | 8.30% | +42.6% | |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $45,107,000 | -3.9% | 10,895,422 | +0.3% | 7.51% | -5.2% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $42,512,000 | +1.6% | 3,167,828 | +0.4% | 7.08% | +0.2% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS FD | $39,778,000 | +0.1% | 1,969,232 | -0.9% | 6.62% | -1.3% |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $32,470,000 | +4.0% | 2,787,141 | +3.0% | 5.40% | +2.6% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $30,137,000 | +2.7% | 2,074,103 | -0.1% | 5.02% | +1.3% |
| AMZA | Buy | ETFIS SER TR I INFRACAP ACTIVE MLP ETFinfrac act mlp | $26,925,000 | +3.6% | 3,614,099 | +1.6% | 4.48% | +2.1% |
| RNP | Sell | COHEN & STEERS REIT & PFD INCOME FD INC CO | $24,713,000 | -1.2% | 1,265,397 | -1.7% | 4.11% | -2.5% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLP ETFalerian mlp | $23,729,000 | +6.1% | 2,221,786 | +0.3% | 3.95% | +4.6% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $22,988,000 | -2.2% | 1,038,786 | +0.3% | 3.83% | -3.6% |
| ARCC | Sell | ARES CAP CORP COM | $18,762,000 | +4.4% | 1,091,434 | -0.1% | 3.12% | +2.9% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $17,857,000 | +3.1% | 1,145,414 | +2.1% | 2.97% | +1.6% |
| MAIN | Sell | MAIN STR CAP CORP | $15,513,000 | +0.2% | 402,925 | -0.9% | 2.58% | -1.1% |
| CBA | Buy | CLEARBRIDGE AMERN ENERGY MLP FD INC COM | $15,342,000 | +11.4% | 1,949,467 | +6.9% | 2.55% | +9.9% |
| GMLP | Sell | GOLAR LNG PARTNERS LP PARTNERS | $12,600,000 | -7.7% | 879,277 | -0.4% | 2.10% | -9.0% |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $12,340,000 | -73.9% | 511,612 | -74.5% | 2.05% | -74.3% |
| EMO | Buy | CLEARBRIDGE ENERGY MLP OPPORTUNITY FD INC | $12,036,000 | +16.0% | 1,053,971 | +11.0% | 2.00% | +14.4% |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATION INCOME TR IV I | $10,348,000 | +4.1% | 845,438 | +2.8% | 1.72% | +2.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $9,401,000 | +4078.2% | 327,203 | +3916.7% | 1.56% | +4018.4% |
| CG | Sell | CARLYLE GROUP L P COM UNITS | $8,431,000 | +4.5% | 373,883 | -1.3% | 1.40% | +3.0% |
| HEP | Buy | HOLLY ENERGY PARTNERS LP | $7,910,000 | +13.8% | 251,443 | +2.3% | 1.32% | +12.3% |
| GLOP | Buy | GASLOG PARTNERS LP UNIT LTD PARTNERSHIPunit ltd ptnrp | $7,428,000 | +85.9% | 297,140 | +77.3% | 1.24% | +83.3% |
| DCP | Buy | DCP MIDSTREAM LP COM UTS REPSTG LTD PART I | $6,949,000 | +3.2% | 175,526 | +3.1% | 1.16% | +1.8% |
| Sell | LA PAZ CNTY ARIZ ED FAC LEASE REV CHARTER SCH SOLUTIONS 5 02/15/46municipal bond | $5,469,000 | -2.5% | 5,875,000 | -0.3% | 0.91% | -3.9% | |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $5,443,000 | +361.3% | 137,949 | +320.3% | 0.91% | +355.3% |
| ANDX | Sell | ANDEAVOR LOGISTICS LP COM | $5,421,000 | +13.9% | 111,636 | -0.3% | 0.90% | +12.2% |
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36municipal bond | $5,046,000 | -2.8% | 5,275,000 | -0.9% | 0.84% | -4.1% | |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $4,444,000 | -2.6% | 5,925,000 | -1.2% | 0.74% | -3.9% | |
| TXN | Sell | TEXAS INSTRUMENTS INC | $4,217,000 | -6.5% | 39,308 | -3.9% | 0.70% | -7.8% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,976,000 | -5.2% | 4,035,000 | -3.8% | 0.66% | -6.5% | |
| Sell | CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJmunicipal bond | $3,767,000 | -1.4% | 6,240,000 | -2.0% | 0.63% | -2.8% | |
| Sell | RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 7.65 08/01/34municipal bond | $3,714,000 | -6.5% | 3,715,000 | -5.7% | 0.62% | -7.9% | |
| TEI | New | TEMPLETN EM MKT INCOME COM | $2,559,000 | – | 255,924 | – | 0.43% | – |
| BSM | Buy | BLACK STONE MINERALS LP COM UNIT REPSTG LT | $2,453,000 | +2.3% | 134,705 | +3.9% | 0.41% | +0.7% |
| Sell | OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0municipal bond | $2,386,000 | -2.7% | 2,400,000 | -2.0% | 0.40% | -4.1% | |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $1,969,000 | -1.3% | 171,683 | +0.0% | 0.33% | -2.7% |
| Sell | PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 6.5 2/1/26 DTDmunicipal bond | $1,774,000 | -2.8% | 1,825,000 | -2.7% | 0.30% | -4.2% | |
| NQP | New | NUVEEN PA INVT QUALITY MUN FUND | $1,768,000 | – | 142,034 | – | 0.29% | – |
| Sell | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,709,000 | -0.3% | 1,750,000 | -1.4% | 0.28% | -1.7% | |
| HYT | Buy | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $1,698,000 | +74.0% | 161,560 | +73.1% | 0.28% | +71.5% |
| Sell | IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER Amunicipal bond | $1,670,000 | +0.5% | 1,595,000 | -1.5% | 0.28% | -1.1% | |
| AAPL | Buy | APPLE INC COM | $1,602,000 | +22.2% | 7,096 | +0.2% | 0.27% | +20.8% |
| AMZN | Buy | AMAZON COM INC | $1,570,000 | +18.2% | 784 | +0.4% | 0.26% | +16.5% |
| CGC | Sell | CANOPY GROWTH CORP SHS | $1,489,000 | +41.4% | 30,665 | -14.9% | 0.25% | +39.3% |
| PBT | Buy | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $1,230,000 | -14.3% | 154,583 | +0.4% | 0.20% | -15.3% |
| XOM | Sell | EXXON MOBIL CORP COM | $1,111,000 | -9.3% | 13,073 | -11.7% | 0.18% | -10.6% |
| HCRSQ | Buy | HI-CRUSH PARTNERS LP COM UNIT PARTNER INTS | $1,059,000 | +131.2% | 98,055 | +152.6% | 0.18% | +128.6% |
| V | Sell | VISA INC COM CL A | $1,039,000 | +13.1% | 6,924 | -0.2% | 0.17% | +11.6% |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $972,000 | +4.2% | 178,041 | +1.3% | 0.16% | +2.5% |
| PVL | New | PERMIANVILLE RTY TR TR UNITtr unit | $924,000 | – | 264,012 | – | 0.15% | – |
| MTR | Buy | MESA RTY TR UNIT BEN INTunit ben int | $805,000 | +0.2% | 56,259 | +0.5% | 0.13% | -1.5% |
| CEQP | Buy | CRESTWOOD EQUITY PARTNERS LP UNIT LTDunit ltd partner | $790,000 | +28.7% | 21,488 | +11.1% | 0.13% | +26.9% |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $786,000 | -3.9% | 48,495 | -0.7% | 0.13% | -5.1% |
| T | Sell | AT&T INC COM | $742,000 | -7.7% | 22,099 | -11.8% | 0.12% | -8.8% |
| MO | Sell | ALTRIA GROUP INC | $708,000 | -0.7% | 11,742 | -6.5% | 0.12% | -1.7% |
| Sell | OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUEmunicipal bond | $653,000 | -7.5% | 650,000 | -7.1% | 0.11% | -8.4% | |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $635,000 | -7.3% | 645,000 | -5.8% | 0.11% | -8.6% | |
| MSFT | Sell | MICROSOFT CORP COM | $575,000 | +10.8% | 5,026 | -4.5% | 0.10% | +9.1% |
| Sell | FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER Bmunicipal bond | $556,000 | -8.3% | 560,000 | -8.2% | 0.09% | -8.8% | |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $556,000 | -9.4% | 570,000 | -8.1% | 0.09% | -10.6% | |
| ETP | Buy | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $527,000 | +32.4% | 23,668 | +13.2% | 0.09% | +31.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $479,000 | +14.3% | 2,235 | -0.4% | 0.08% | +12.7% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $475,000 | +13.4% | 3,438 | -0.4% | 0.08% | +11.3% |
| Sell | WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMTmunicipal bond | $459,000 | -7.1% | 425,000 | -5.6% | 0.08% | -8.4% | |
| TPZ | Sell | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $436,000 | -0.7% | 22,843 | -1.9% | 0.07% | -1.4% |
| APHA | Sell | APHRIA INC COM | $347,000 | +52.9% | 24,888 | -1.0% | 0.06% | +52.6% |
| MRK | Buy | MERCK & CO INC NEW COM | $325,000 | +16.9% | 4,582 | +0.1% | 0.05% | +14.9% |
| LNG | Buy | CHENIERE ENERGY INC COM NEW | $314,000 | +9.0% | 4,520 | +2.5% | 0.05% | +6.1% |
| MA | Sell | MASTERCARD INC CL Acl a | $308,000 | +12.0% | 1,385 | -1.1% | 0.05% | +10.9% |
| ABBV | Buy | ABBVIE INC | $297,000 | +2.1% | 3,142 | +0.0% | 0.05% | 0.0% |
| RUN | Buy | SUNRUN INC COM | $285,000 | -2.7% | 22,937 | +3.1% | 0.05% | -4.1% |
| CLNE | Buy | CLEAN ENERGY FUELS CORP COM | $259,000 | -28.5% | 99,758 | +1.8% | 0.04% | -29.5% |
| NKE | Sell | NIKE INC CLASS Bcl b | $252,000 | +2.0% | 2,970 | -4.3% | 0.04% | 0.0% |
| IBM | New | INTERNATIONAL BUSINESS MACHS CORP COM | $241,000 | – | 1,594 | – | 0.04% | – |
| ENLK | New | ENLINK MIDSTREAM REAM PARTNERS LP COM UNIT | $231,000 | – | 12,400 | – | 0.04% | – |
| JQC | Buy | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | $230,000 | +0.4% | 28,856 | +0.2% | 0.04% | -2.6% |
| COP | New | CONOCOPHILLIPS COM | $220,000 | – | 2,836 | – | 0.04% | – |
| PFE | New | PFIZER INC COM | $211,000 | – | 4,791 | – | 0.04% | – |
| OGE | Sell | OGE ENERGY CORP | $197,000 | -48.3% | 5,417 | -50.0% | 0.03% | -48.4% |
| New | CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILVER CRK ST AUG SER B-7 1/1/35municipal bond | $190,000 | – | 200,000 | – | 0.03% | – | |
| WMT | Exit | WAL MART STORES INC COM | $0 | – | -2,442 | – | -0.04% | – |
| SDTTU | Exit | SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INTunit ben int | $0 | – | -109,158 | – | -0.04% | – |
| INTC | Exit | INTEL CORP COM | $0 | – | -4,983 | – | -0.04% | – |
| OKE | Exit | ONEOK INC NEW COM | $0 | – | -3,640 | – | -0.04% | – |
| SJT | Exit | SAN JUAN BASIN RTY TR UNIT BEN INTunit ben int | $0 | – | -99,355 | – | -0.10% | – |
| NDRO | Exit | ENDURO RTY TR TR UNITtr unit | $0 | – | -258,880 | – | -0.16% | – |
| Exit | COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOLmunicipal bond | $0 | – | -1,375,000 | – | -0.23% | – | |
| Exit | SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS REGL 7.250municipal bond | $0 | – | -2,185,000 | – | -0.26% | – |
Q2 2018
Q4 2017
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $56,971,000 | +3.6% | 11,040,881 | +0.4% | 11.10% | -1.3% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $50,432,000 | +1.5% | 3,204,061 | +0.4% | 9.83% | -3.2% |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $48,199,000 | +2.5% | 2,090,169 | -0.8% | 9.39% | -2.3% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $42,380,000 | +3.7% | 1,994,357 | +0.8% | 8.26% | -1.1% |
| AWF | Sell | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $35,941,000 | -0.4% | 2,754,137 | -1.2% | 7.00% | -5.1% |
| RNP | Buy | COHEN & STEERS REIT & PFD INCOME FD INC CO | $35,310,000 | +4.3% | 1,665,552 | +2.3% | 6.88% | -0.5% |
| Sell | GENERAL MNY MKT FUNDmoney market | $29,445,000 | -27.3% | 29,445,028 | -27.3% | 5.74% | -30.7% | |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE FD INC COM | $23,180,000 | +0.5% | 1,007,815 | +3.2% | 4.52% | -4.2% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD SHS | $18,647,000 | +8.9% | 1,073,531 | +5.7% | 3.63% | +3.8% |
| GMLP | Buy | GOLAR LNG PARTNERS LP PARTNERS | $14,578,000 | +16.7% | 627,564 | +0.8% | 2.84% | +11.2% |
| ARCC | Buy | ARES CAP CORP COM | $13,448,000 | +1.9% | 820,501 | +1.8% | 2.62% | -2.9% |
| OHI | New | OMEGA HEALTHCARE INVS INC | $12,915,000 | – | 404,745 | – | 2.52% | – |
| MAIN | New | MAIN STR CAP CORP | $11,899,000 | – | 299,340 | – | 2.32% | – |
| BTZ | Sell | BLACKROCK CREDIT ALLOCATION INCOME TR IV I | $11,729,000 | +0.2% | 864,324 | -0.7% | 2.28% | -4.5% |
| CG | New | CARLYLE GROUP L P COM UNITS | $8,774,000 | – | 371,792 | – | 1.71% | – |
| Sell | CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJmunicipal bond | $5,752,000 | -1.7% | 6,740,000 | -1.8% | 1.12% | -6.3% | |
| Sell | LA PAZ CNTY ARIZ ED FAC LEASE REV CHARTER SCH SOLUTIONSmunicipal bond | $5,695,000 | -3.8% | 5,920,000 | -4.8% | 1.11% | -8.3% | |
| DCP | New | DCP MIDSTREAM LP COM UTS REPSTG LTD PART I | $4,787,000 | – | 138,189 | – | 0.93% | – |
| Sell | RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLEmunicipal bond | $4,312,000 | -4.3% | 4,230,000 | -4.4% | 0.84% | -8.8% | |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $4,231,000 | -10.0% | 4,440,000 | -5.4% | 0.82% | -14.3% | |
| VTA | Sell | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $2,055,000 | -4.6% | 172,367 | -3.9% | 0.40% | -9.1% |
| Sell | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,813,000 | -2.3% | 1,800,000 | -2.7% | 0.35% | -6.9% | |
| Sell | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,775,000 | -1.4% | 1,775,000 | -1.4% | 0.35% | -6.0% | |
| Sell | COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOLmunicipal bond | $1,392,000 | -0.7% | 1,400,000 | -1.8% | 0.27% | -5.6% | |
| T | Buy | AT&T INC COM | $1,310,000 | +6.6% | 33,436 | +2.6% | 0.26% | +1.6% |
| AAPL | Buy | APPLE INC COM | $1,274,000 | +12.3% | 8,264 | +4.9% | 0.25% | +6.9% |
| Sell | FLORIDA DEV RENAISSANCE CHARTER SCH INC PROJS-SER Amunicipal bond | $997,000 | -2.6% | 950,000 | -5.0% | 0.19% | -7.2% | |
| XOM | Buy | EXXON MOBIL CORP COM | $853,000 | +7.8% | 10,405 | +6.2% | 0.17% | +2.5% |
| New | VANGUARD PRIME MONEY MARKET FUND INVESTORmoney market | $750,000 | – | 750,000 | – | 0.15% | – | |
| AMZN | Sell | AMAZON COM INC | $725,000 | -2.0% | 754 | -1.3% | 0.14% | -6.6% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $653,000 | -7.0% | 685,000 | -2.1% | 0.13% | -11.2% | |
| HYT | Sell | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $589,000 | -0.5% | 52,147 | -3.5% | 0.12% | -5.0% |
| TPZ | Sell | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $501,000 | -0.8% | 23,498 | -2.3% | 0.10% | -4.9% |
| FB | Buy | FACEBOOK INC CL Acl a | $482,000 | +13.7% | 2,822 | +0.5% | 0.09% | +8.0% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $455,000 | +0.2% | 3,500 | +1.9% | 0.09% | -4.3% |
| ETP | Buy | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $379,000 | -7.8% | 20,748 | +3.0% | 0.07% | -11.9% |
| MSFT | Buy | MICROSOFT CORP COM | $375,000 | +8.1% | 5,034 | +0.0% | 0.07% | +2.8% |
| MRK | Buy | MERCK & CO INC NEW COM | $292,000 | 0.0% | 4,556 | +0.0% | 0.06% | -5.0% |
| SWKS | New | SKYWORKS SOLUTIONS INC COM | $256,000 | – | 2,511 | – | 0.05% | – |
| JQC | Buy | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | $246,000 | -1.2% | 29,030 | +0.2% | 0.05% | -5.9% |
| CGC | New | CANOPY GROWTH CORP SHS | $228,000 | – | 26,552 | – | 0.04% | – |
| ABBV | New | ABBVIE INC | $219,000 | – | 2,466 | – | 0.04% | – |
| GE | Sell | GENERAL ELECTRIC CO COM | $221,000 | -16.6% | 9,124 | -6.9% | 0.04% | -20.4% |
| ENLK | Buy | ENLINK MIDSTREAM REAM PARTNERS LP COM UNIT | $210,000 | -0.9% | 12,546 | +0.3% | 0.04% | -4.7% |
| New | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond | $204,000 | – | 5,500,000 | – | 0.04% | – | |
| DWDP | New | DOWDUPONT INC COM | $200,000 | – | 2,890 | – | 0.04% | – |
| Exit | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT Amunicipal bond | $0 | – | -5,600,000 | – | -1.14% | – | |
| TCAP | Exit | TRIANGLE CAPITAL CORP | $0 | – | -540,403 | – | -1.95% | – |
Q2 2017
Q4 2016
Q3 2016
Q2 2016
Q4 2015
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | GENERAL MNY MKT FUNDmoney market | $37,174,000 | -59.8% | 37,173,811 | -59.8% | 7.38% | -61.1% | |
| PCI | Buy | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $28,158,000 | +114.4% | 1,541,193 | +136.8% | 5.59% | +107.6% |
| FPF | Buy | FIRST TR INTER DURATION PRD & INCOME FD | $24,694,000 | +52.9% | 1,151,767 | +53.6% | 4.90% | +48.1% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $23,046,000 | +64.0% | 1,332,895 | +87.5% | 4.58% | +58.8% |
| AWF | New | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $22,684,000 | – | 2,049,122 | – | 4.50% | – |
| RNP | Buy | COHEN & STEERS REIT & PFD INCOME FD INC CO | $21,306,000 | +2.1% | 1,229,445 | +3.0% | 4.23% | -1.1% |
| JPC | Buy | NUVEEN PFD INCOME | $20,422,000 | +39.8% | 2,271,681 | +42.4% | 4.06% | +35.3% |
| RQI | Buy | COHEN & STEERS QUALITY INCOME RLTY FD INC | $18,806,000 | +7.7% | 1,664,246 | +1.9% | 3.74% | +4.3% |
| IGR | Sell | CBRE CLARION GLOBAL REAL ESTATE INCOME FD | $14,361,000 | -8.3% | 1,945,937 | -1.1% | 2.85% | -11.2% |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF | $12,712,000 | -15.5% | 2,278,187 | -2.1% | 2.52% | -18.2% |
| ARCC | Buy | ARES CAP CORP COM | $11,968,000 | -11.7% | 826,523 | +0.4% | 2.38% | -14.5% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE FD INC COM | $11,936,000 | -10.3% | 625,929 | -1.1% | 2.37% | -13.2% |
| TCAP | Buy | TRIANGLE CAPITAL CORP | $9,069,000 | -29.2% | 550,278 | +0.8% | 1.80% | -31.4% |
| BXMT | Sell | BLACKSTONE MTG TR INC COM CL A | $8,143,000 | -3.3% | 296,774 | -2.0% | 1.62% | -6.4% |
| Sell | GREATER PHILADELPHIA HEALTH ACTION INC-SERIES Bmunicipal bond | $7,362,000 | -1.1% | 7,600,000 | -1.0% | 1.46% | -4.3% | |
| NYCB | Buy | NEW YORK COMMUNITY BANCORP | $7,171,000 | +0.4% | 397,086 | +2.2% | 1.42% | -2.8% |
| NMA | Sell | NUVEEN MUNICIPAL ADVANTAGE FUND INC | $7,118,000 | -0.1% | 534,755 | -2.4% | 1.41% | -3.2% |
| Sell | CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJmunicipal bond | $7,013,000 | -0.8% | 7,240,000 | -1.7% | 1.39% | -3.9% | |
| ALDW | New | ALON USA PARTNERS LPUNIT LTD PARTNERSHIPut ltdpart int | $6,852,000 | – | 293,944 | – | 1.36% | – |
| New | FLAHERTY & CRUMRINE DYNAMIC PFD & INCOME | $6,605,000 | – | 295,128 | – | 1.31% | – | |
| New | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $6,379,000 | – | 6,400,000 | – | 1.27% | – | |
| Sell | PIMA CNTY AX INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT Amunicipal bond | $6,240,000 | -1.5% | 6,675,000 | -1.8% | 1.24% | -4.6% | |
| STWD | Buy | STARWOOD PPTY TR INC | $6,203,000 | -2.5% | 302,283 | +2.5% | 1.23% | -5.5% |
| MPW | Buy | MEDICAL PROPERTIES TR INC | $6,155,000 | -15.0% | 556,465 | +0.8% | 1.22% | -17.7% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD SHS | $6,073,000 | -14.1% | 421,180 | -0.4% | 1.21% | -16.8% |
| Sell | RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV TXBL PARKVIEW HOLLYBROOKmunicipal bond | $5,718,000 | -2.6% | 5,810,000 | -0.4% | 1.14% | -5.6% | |
| New | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750% TAXABLE 12/01/36municipal bond | $5,398,000 | – | 5,610,000 | – | 1.07% | – | |
| New | NEW JERSEY ST TRANSPORTATION TRUST FUND AUTH PROGRAM - SERIES AAmunicipal bond | $5,038,000 | – | 5,000,000 | – | 1.00% | – | |
| Sell | RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLEmunicipal bond | $4,922,000 | -5.2% | 4,740,000 | -4.2% | 0.98% | -8.2% | |
| Sell | ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJmunicipal bond | $4,912,000 | +0.3% | 4,975,000 | -2.5% | 0.98% | -3.0% | |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $4,790,000 | -2.5% | 5,020,000 | -5.0% | 0.95% | -5.6% | |
| IGD | Sell | VOYA GLOBAL EQUITY DIVID & PREM OPPTY FD | $4,741,000 | -16.4% | 682,217 | -1.7% | 0.94% | -19.0% |
| NEA | Sell | NUVEEN INSURED TAX FREE ADVANTAGE | $4,700,000 | -0.2% | 360,731 | -2.4% | 0.93% | -3.4% |
| PSEC | Buy | PROSPECT CAP CORP COM | $4,490,000 | +0.6% | 629,679 | +4.0% | 0.89% | -2.6% |
| Buy | DUTCHESS CNTY NY INDL DEV AGY-ELANT FISHKILLmunicipal bond | $4,321,000 | +5.2% | 4,445,000 | +2.3% | 0.86% | +1.9% | |
| CHW | Sell | CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B | $4,083,000 | -19.1% | 586,596 | -1.3% | 0.81% | -21.7% |
| Sell | LAKE CNTY FL INDL DEV REVEBYE CRANES VIEW LODGE PROJ SR Amunicipal bond | $4,044,000 | +0.8% | 4,480,000 | -0.6% | 0.80% | -2.3% | |
| JTP | New | NUVEEN QUALITY PREFERRED INCOME | $3,638,000 | – | 461,087 | – | 0.72% | – |
| Buy | RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV PARKVIEW HOLLYBROOKmunicipal bond | $3,616,000 | -2.5% | 3,750,000 | +3.4% | 0.72% | -5.7% | |
| Sell | DALLAS FT WORTH TX INTERNATIONAL ARPT REV AMT REF SER Emunicipal bond | $3,587,000 | -3.8% | 3,530,000 | -4.7% | 0.71% | -6.9% | |
| Sell | HENDERSON NV LOCAL IMPT DISTS NO T-18municipal bond | $3,508,000 | -1.0% | 4,115,000 | -2.0% | 0.70% | -4.0% | |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $3,389,000 | -17.7% | 364,755 | -2.9% | 0.67% | -20.4% |
| XOM | Buy | EXXON MOBIL CORP COM | $2,978,000 | +98.8% | 40,060 | +122.4% | 0.59% | +92.5% |
| New | GREATER PHILADELPHIA HEALTH ACTION INC-SERIES B TAXABLEmunicipal bond | $2,837,000 | – | 3,000,000 | – | 0.56% | – | |
| TXN | Buy | TEXAS INSTRUMENTS INC | $2,810,000 | +10.6% | 56,736 | +15.0% | 0.56% | +7.1% |
| NQP | Sell | NUVEEN PA INVT QUALITY MUN FUND | $2,761,000 | -0.9% | 210,419 | -0.7% | 0.55% | -4.0% |
| Buy | CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJmunicipal bond | $2,626,000 | -6.1% | 2,900,000 | +2.7% | 0.52% | -9.2% | |
| LLY | Sell | ELI LILLY & CO COM | $2,104,000 | -0.2% | 25,142 | -0.4% | 0.42% | -3.2% |
| Sell | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,995,000 | -0.2% | 2,015,000 | -1.2% | 0.40% | -3.4% | |
| Sell | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,924,000 | -0.3% | 1,975,000 | -1.2% | 0.38% | -3.5% | |
| Sell | LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - Amunicipal bond | $1,877,000 | -0.5% | 1,915,000 | -1.3% | 0.37% | -3.6% | |
| Sell | UNIVERSITY CENT FL CTFS PARTN TAXABLE UCF CONVCTN CORPmunicipal bond | $1,795,000 | -29.1% | 1,795,000 | -29.5% | 0.36% | -31.4% | |
| Sell | OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX RE V TAXABLE-FORT HENRYmunicipal bond | $1,755,000 | -21.2% | 1,650,000 | -21.4% | 0.35% | -23.6% | |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $1,678,000 | +106.4% | 372,883 | +127.4% | 0.33% | +99.4% |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,554,000 | -3.7% | 1,555,000 | -4.6% | 0.31% | -6.6% | |
| T | Buy | AT&T INC COM | $1,461,000 | +20.3% | 44,853 | +31.2% | 0.29% | +16.5% |
| Sell | COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOLmunicipal bond | $1,413,000 | -0.6% | 1,475,000 | -1.7% | 0.28% | -3.8% | |
| CODI | Sell | COMPASS DIVERSIFIED HLDGSsh ben int | $1,342,000 | -3.2% | 83,270 | -1.4% | 0.27% | -6.0% |
| New | MOBILE AL SPRING HILL COLLEGE EDUCATIONAL BUILDING AUTH HGR EDU REVENUEmunicipal bond | $1,290,000 | – | 1,400,000 | – | 0.26% | – | |
| Sell | OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUEmunicipal bond | $1,241,000 | -16.8% | 1,200,000 | -17.2% | 0.25% | -19.6% | |
| Sell | WISCONSIN ST HEALTH & EDL FACS AUTH REV RFDG ASPIRUS INC OBLIG GROUPmunicipal bond | $1,220,000 | -6.8% | 1,210,000 | -9.4% | 0.24% | -9.7% | |
| Buy | WASHINGTON ST HSG FIN COMMN NONPROFIT REV SKYLINE AT FIRST HILL PJ-SERmunicipal bond | $1,195,000 | +10.1% | 1,215,000 | +9.0% | 0.24% | +6.3% | |
| Sell | RED SKY RANCH CO METROPOLITAN DISTRICT REFmunicipal bond | $1,171,000 | -0.6% | 1,200,000 | -2.0% | 0.23% | -3.7% | |
| AAPL | Buy | APPLE INC COM | $1,036,000 | -3.2% | 9,393 | +10.1% | 0.21% | -5.9% |
| Sell | MONTGOMERY CNTY PA INDL DEV AUTH REF-WHITEMARSH CCRCmunicipal bond | $985,000 | -1.3% | 975,000 | -2.5% | 0.20% | -4.4% | |
| WFC | New | WELLS FARGO & CO NEW COM | $979,000 | – | 19,070 | – | 0.19% | – |
| GE | Buy | GENERAL ELECTRIC CO COM | $914,000 | +254.3% | 36,227 | +272.7% | 0.18% | +243.4% |
| MO | Buy | ALTRIA GROUP INC | $721,000 | +12.3% | 13,260 | +1.0% | 0.14% | +8.3% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFING FNDTN PROJ SER Bmunicipal bond | $687,000 | +0.6% | 720,000 | -2.0% | 0.14% | -2.9% | |
| BTZ | Sell | BLACKROCK CREDIT ALLOCATION INCOME TR IV I | $630,000 | -7.2% | 51,769 | -3.4% | 0.12% | -10.1% |
| V | Buy | VISA INC COM CL A | $613,000 | +13.1% | 8,795 | +8.9% | 0.12% | +9.9% |
| Sell | SAN ANTONIO TEX CONVENTION CTR HOTEL FIN CORP CO NTRACT REV EMPOWERMENTmunicipal bond | $612,000 | -3.6% | 610,000 | -3.9% | 0.12% | -6.2% | |
| GILD | Buy | GILEAD SCIENCES INC | $601,000 | -6.2% | 6,118 | +11.7% | 0.12% | -9.2% |
| ETP | Buy | ENERGY TRANSFER PARTNERS L P UNIT LTD PARTunit ltd partn | $582,000 | -4.6% | 14,163 | +21.3% | 0.12% | -7.2% |
| FFIN | New | FIRST FINL BANKSHARES INC COM | $586,000 | – | 18,428 | – | 0.12% | – |
| Buy | HARRIS CNTY TX CULTURAL ED FACS FIN CORP REV FIRST MTG SER Amunicipal bond | $524,000 | +11.3% | 520,000 | +10.6% | 0.10% | +7.2% | |
| Buy | SHELBY CNTY TN HEALTH EDL & HSG FACS BRD REV RFDG-TREZEVANT MANORmunicipal bond | $510,000 | +11.8% | 505,000 | +11.0% | 0.10% | +7.4% | |
| PM | Sell | PHILIP MORRIS INTL INC COM | $510,000 | -2.9% | 6,428 | -1.8% | 0.10% | -6.5% |
| Sell | FLORIDA ST DEV FIN CORP SENIOR LIVING REVENUE TUSCAN ISLE-SER Amunicipal bond | $459,000 | -54.7% | 450,000 | -55.0% | 0.09% | -56.2% | |
| Sell | HUDSON CNTY NJ IMPT AUTH SOLID WST REVmunicipal bond | $451,000 | -7.4% | 465,000 | -9.7% | 0.09% | -10.0% | |
| PG | Buy | PROCTER & GAMBLE CO COM | $434,000 | -5.4% | 6,038 | +2.8% | 0.09% | -8.5% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $423,000 | +1.2% | 4,529 | +5.6% | 0.08% | -2.3% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $382,000 | +3.8% | 20,757 | +11.6% | 0.08% | +1.3% |
| GIS | Buy | GENERAL MILLS INC COM | $371,000 | +18.2% | 6,610 | +17.3% | 0.07% | +15.6% |
| GHI | New | GLOBAL HIGH INCOME FUND INC | $372,000 | – | 48,168 | – | 0.07% | – |
| F | Buy | FORD MOTOR CO DEL COM PAR | $353,000 | +48.9% | 26,013 | +65.0% | 0.07% | +42.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $329,000 | -2.9% | 2,520 | +1.3% | 0.06% | -7.1% |
| ATO | New | ATMOS ENERGY CORP COM | $316,000 | – | 5,431 | – | 0.06% | – |
| FB | Buy | FACEBOOK INC CL Acl a | $287,000 | +5.5% | 3,196 | +0.6% | 0.06% | +1.8% |
| VZ | New | VERIZON COMMUNICATIONS COM | $272,000 | – | 6,245 | – | 0.05% | – |
| Buy | FIDELITY CASH RESERVES FUNDmoney market | $266,000 | +4.3% | 266,245 | +4.3% | 0.05% | +1.9% | |
| IQI | Sell | INVESCO QUALITY MUN INCOME TR COM | $262,000 | +1.2% | 21,538 | -1.8% | 0.05% | -1.9% |
| New | WHEELING JESUIT UNIV INC WV SER 2006-C 7.75% 6/1/32 TAXABLE REF BDmunicipal bond | $250,000 | – | 250,000 | – | 0.05% | – | |
| MRK | Buy | MERCK & CO INC NEW COM | $226,000 | -13.4% | 4,585 | +0.1% | 0.04% | -16.7% |
| PKD | New | PARKER DRILLING CO | $223,000 | – | 84,830 | – | 0.04% | – |
| DE | Buy | DEERE & CO | $219,000 | -10.6% | 2,966 | +17.7% | 0.04% | -14.0% |
| HPQ | New | HEWLETT PACKARD CO COM | $200,000 | – | 7,808 | – | 0.04% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $202,000 | -7.3% | 3,404 | +4.0% | 0.04% | -11.1% |
| New | UNITED STATES TREASURY NOTEStreasury note | $200,000 | – | 200,000 | – | 0.04% | – | |
| Exit | UNITED STATES TREASURY NOTESmunicipal bond | $0 | – | -200,000 | – | -0.04% | – | |
| SNH | Exit | SENIOR HSG PPTYS TR SH BEN INT | $0 | – | -11,658 | – | -0.04% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC COM | $0 | – | -2,014 | – | -0.04% | – |
| LCI | Exit | LANNETT INC COM | $0 | – | -4,268 | – | -0.05% | – |
| AGN | Exit | ALLERGAN PLC SHS ISIN#IE00BY9D5467 | $0 | – | -1,076 | – | -0.07% | – |
| COP | Exit | CONOCOPHILLIPS COM | $0 | – | -5,501 | – | -0.07% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS | $0 | – | -2,075 | – | -0.08% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLINC CDA COM | $0 | – | -1,644 | – | -0.08% | – |
| Exit | RED RIV HEALTH FACS DEV CORP TEX RETIREMENT FAC REV TEMPS-MRC CROSSINGSmunicipal bond | $0 | – | -500,000 | – | -0.10% | – | |
| Exit | SAN JOSE CALIF ARPT REV RFDG-TAXABLE-SER Bmunicipal bond | $0 | – | -1,045,000 | – | -0.24% | – | |
| Exit | SENECA CNTY OH HLTH CARE FACS REVENUE VOA REHAB CTRS INC PROJ-SER Amunicipal bond | $0 | – | -1,475,000 | – | -0.31% | – | |
| Exit | EASTERN ILLINOIS UNIV BAB SER A TXBL 6.35% 4/01/2036 B/E DTD 10/08/2009municipal bond | $0 | – | -2,360,000 | – | -0.50% | – | |
| KKR | Exit | KKR & CO L P DEL COM UNITS | $0 | – | -463,249 | – | -2.17% | – |