McGowan Group Asset Management, Inc.

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$588 Million is the total value of McGowan Group Asset Management, Inc.'s 111 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 15.6% .

All

			Value		Shares		↓ Weighting
	Sell	GENERAL MNY MKT FUNDmoney market	$69,260,000	-11.6%	69,259,623	-11.6%	11.78%	-4.3%
EMD	Sell	WESTERN ASSET EMERGING MKTS DEBT FD INC	$46,322,000	-4.2%	3,406,019	-1.3%	7.88%	+3.7%
JGH	Sell	NUVEEN GLOBAL HIGH INCOME FD SHS	$44,733,000	-1.6%	2,785,346	-0.7%	7.61%	+6.6%
DSL	Sell	DOUBLELINE INCOME SOLUTIONS FD	$44,253,000	-2.8%	2,491,745	-1.0%	7.53%	+5.2%
AWF	Sell	ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC	$37,921,000	-3.6%	3,090,563	-1.7%	6.45%	+4.4%
FAX	Sell	ABERDEEN ASIA-PACIFIC INCOME FD INC COM	$33,427,000	-28.4%	8,054,788	-23.5%	5.69%	-22.4%
UTF	Sell	COHEN & STEERS INFRASTRUCTURE FD INC COM	$26,616,000	-7.1%	982,152	-1.7%	4.53%	+0.5%
ARCC	Sell	ARES CAP CORP COM	$21,021,000	+2.4%	1,034,012	-1.3%	3.58%	+10.9%
EMO	Sell	CLEARBRIDGE ENERGY MLP OPPORTUNITY	$16,795,000	-7.5%	768,638	-2.3%	2.86%	+0.2%
VTA	Buy	INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM	$16,337,000	+0.1%	1,396,366	+1.5%	2.78%	+8.4%
MLPA	Sell	GLOBAL X FDS MLP ETFglbl x mlp etf	$15,652,000	-9.3%	443,767	-0.6%	2.66%	-1.8%
AY	Buy	ATLANTICA YIELD PLC	$14,529,000	-7.2%	421,001	+0.1%	2.47%	+0.5%
IIPR	Buy	INNOVATIVE INDL PPTYS INC	$14,513,000	+216.8%	62,779	+161.8%	2.47%	+242.9%
KMI	Sell	KINDER MORGAN INC	$13,643,000	-8.7%	815,499	-0.5%	2.32%	-1.2%
HYT	Sell	BLACKROCK CORPORATE HIGH YIELD FD VI INC C	$13,366,000	-15.9%	1,095,581	-15.0%	2.27%	-8.9%
ABBV	Buy	ABBVIE INC	$12,395,000	-2.1%	114,907	+2.3%	2.11%	+6.0%
BMY	Buy	BRISTOL MYERS SQUIBB CO COM	$11,417,000	-10.0%	192,953	+1.7%	1.94%	-2.5%
CEM	Sell	CLEARBRIDGE ENERGY MLP FD INC COM	$10,775,000	-9.4%	396,885	-2.4%	1.83%	-1.9%
CQP	Sell	CHENIERE ENERGY PARTNERS L P COM UNIT REPT	$9,609,000	-11.0%	236,273	-3.1%	1.63%	-3.7%
ET	Sell	ENERGY TRANSFER LP COM UNITS	$7,986,000	-10.7%	833,585	-0.9%	1.36%	-3.3%
EPD	Sell	ENTERPRISE PRODS PARTNERS L P COM UNIT	$7,868,000	-11.9%	363,600	-1.8%	1.34%	-4.6%
HTGC	Buy	HERCULES TECHNOLOGY GROWTH CAP INC	$6,792,000	+0.3%	408,887	+3.0%	1.16%	+8.6%
UNM	Buy	UNUM GROUP	$5,696,000	-9.5%	227,276	+2.5%	0.97%	-2.0%
TXN	Sell	TEXAS INSTRUMENTS INC	$5,338,000	-0.4%	27,770	-0.3%	0.91%	+7.8%
LLY	Buy	ELI LILLY & CO COM	$5,270,000	+0.8%	22,810	+0.1%	0.90%	+9.1%
V	Buy	VISA INC COM CL A	$5,035,000	-1.1%	22,605	+3.8%	0.86%	+7.0%
	Sell	MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36municipal bond	$4,714,000	-0.6%	4,625,000	-0.5%	0.80%	+7.7%
EVT	Buy	EATON VANCE TAX ADVANTAGED DIVID INCOME FU	$4,697,000	+2.9%	171,127	+3.6%	0.80%	+11.4%
	Sell	PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond	$3,819,000	+0.4%	5,310,000	-0.5%	0.65%	+8.7%
	Sell	PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond	$3,373,000	-5.1%	3,370,000	-5.1%	0.57%	+2.9%
AMZN	Sell	AMAZON COM INC	$3,170,000	-6.3%	965	-1.8%	0.54%	+1.5%
KMF	Buy	KAYNE ANDERSON NEXTGEN ENERGY & INFRAST	$3,091,000	+881.3%	424,618	+921.6%	0.53%	+973.5%
AAPL	Sell	APPLE INC COM	$2,833,000	+1.5%	20,018	-1.7%	0.48%	+10.0%
BE	Buy	BLOOM ENERGY CORP CL A	$2,208,000	-18.3%	117,971	+17.3%	0.38%	-11.3%
XLV	Buy	SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare	$2,127,000	+2.1%	16,707	+1.0%	0.36%	+10.7%
	Sell	PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond	$1,716,000	-4.1%	1,600,000	-3.0%	0.29%	+3.9%
XOM	Buy	EXXON MOBIL CORP COM	$1,719,000	-6.2%	29,220	+0.5%	0.29%	+1.4%
MSFT	Sell	MICROSOFT CORP COM	$1,582,000	-1.9%	5,611	-5.7%	0.27%	+6.3%
RA	Buy	BROOKFIELD REAL ASSETS INCOME FD	$1,533,000	+16.5%	73,301	+22.0%	0.26%	+26.1%
PG	Buy	PROCTER & GAMBLE CO COM	$1,433,000	+5.1%	10,249	+1.4%	0.24%	+14.0%
		FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond	$1,374,000	-0.5%	1,305,000	0.0%	0.23%	+7.8%
		FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond	$1,321,000	+0.7%	1,800,000	0.0%	0.22%	+9.2%
LNG	Buy	CHENIERE ENERGY INC COM NEW	$1,306,000	+54.9%	13,372	+37.6%	0.22%	+68.2%
CSQ	Buy	CALAMOS STRATEGIC TOTAL RETURN FD COM SH B	$1,049,000	+13.9%	59,187	+16.9%	0.18%	+22.8%
DHR	Buy	DANAHER CORP COM	$1,038,000	+19.7%	3,409	+5.5%	0.18%	+30.1%
THQ	Buy	TEKLA HEALTHCARE OPPORTUNITIES FD SHS	$885,000	+2.1%	39,070	+4.1%	0.15%	+11.0%
JNJ	Sell	JOHNSON & JOHNSON COM	$884,000	-2.0%	5,471	-0.1%	0.15%	+5.6%
MA	Sell	MASTERCARD INC CL Acl a	$847,000	-4.8%	2,436	-0.1%	0.14%	+2.9%
DUK	Buy	DUKE ENERGY CORP NEW COM	$808,000	-1.1%	8,282	+0.0%	0.14%	+7.0%
		TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond	$757,000	+0.3%	810,000	0.0%	0.13%	+8.4%
DE		DEERE & CO	$757,000	-5.0%	2,259	0.0%	0.13%	+3.2%
VOC	Sell	VOC ENERGY TR TR UNITtr unit	$668,000	-17.1%	145,596	-14.6%	0.11%	-10.2%
GDO	Sell	WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY	$664,000	-5.1%	36,818	-2.1%	0.11%	+2.7%
LIT	New	GLOBAL X LITHIUM AND BATTERY ETFlithium btry etf	$634,000	–	7,738	+100.0%	0.11%	–
CG	Buy	CARLYLE GROUP INC COM	$611,000	+5.7%	12,925	+4.0%	0.10%	+14.3%
VZ	Buy	VERIZON COMMUNICATIONS COM	$612,000	-2.5%	11,333	+1.1%	0.10%	+5.1%
PM	Buy	PHILIP MORRIS INTL INC COM	$603,000	-4.3%	6,363	+0.1%	0.10%	+4.0%
		TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond	$607,000	-3.3%	605,000	0.0%	0.10%	+4.0%
BRKB		BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new	$592,000	-1.8%	2,169	0.0%	0.10%	+6.3%
ACN		ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B	$581,000	+8.6%	1,815	0.0%	0.10%	+17.9%
PBT	Sell	PERMIAN BASIN RTY TR UNIT BEN INTunit ben int	$566,000	-9.7%	98,705	-11.5%	0.10%	-3.0%
FIVG	Buy	ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next	$544,000	+111.7%	14,977	+121.6%	0.09%	+132.5%
ETG	Buy	EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI	$538,000	+54.2%	25,280	+52.1%	0.09%	+67.3%
F	Sell	FORD MOTOR CO DEL COM PAR	$528,000	-9.4%	37,258	-5.1%	0.09%	-2.2%
	Sell	PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond	$520,000	-3.0%	520,000	-2.8%	0.09%	+4.8%
FM	Buy	ISHARES INC MSCI FRONTIER & SELECT EM ETFmsci frontier	$479,000	+6.0%	14,121	+3.7%	0.08%	+14.1%
	Sell	FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond	$454,000	-21.5%	43,000	-92.1%	0.08%	-15.4%
NKE		NIKE INC CLASS Bcl b	$432,000	-5.9%	2,972	0.0%	0.07%	+1.4%
BWXT	Buy	BWX TECHNOLOGIES INC COM	$426,000	-6.8%	7,905	+0.5%	0.07%	0.0%
		FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond	$426,000	+0.9%	590,000	0.0%	0.07%	+9.1%
FB		FACEBOOK INC CL Acl a	$411,000	-2.4%	1,212	0.0%	0.07%	+6.1%
APH	Buy	AMPHENOL CORP NEW CL Acl a	$412,000	+7.0%	5,627	+0.0%	0.07%	+16.7%
PVL	Sell	PERMIANVILLE RTY TR TR UNITtr unit	$405,000	-14.9%	211,005	-13.1%	0.07%	-8.0%
ADBE		ADOBE SYS INC COM	$401,000	-1.7%	697	0.0%	0.07%	+6.2%
MO	Buy	ALTRIA GROUP INC	$372,000	-4.1%	8,162	+0.2%	0.06%	+3.3%
ICLN	New	ISHARES TR GLOBAL CLEAN ENERGY ETFgl clean ene etf	$369,000	–	17,039	+100.0%	0.06%	–
CAT	Buy	CATERPILLAR INC	$358,000	+54.3%	1,865	+75.3%	0.06%	+69.4%
WMT	Buy	WAL MART STORES INC COM	$350,000	-0.8%	2,512	+0.2%	0.06%	+9.1%
MMM	Sell	3M CO COM	$349,000	-13.0%	1,989	-1.6%	0.06%	-6.3%
MRK	Buy	MERCK & CO INC NEW COM	$348,000	-2.8%	4,629	+0.7%	0.06%	+5.4%
		SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond	$339,000	+1.8%	3,500,000	0.0%	0.06%	+11.5%
AMAT	New	APPLIED MATERIALS INC	$342,000	–	2,659	+100.0%	0.06%	–
CI	Buy	CIGNA CORP	$335,000	-15.4%	1,672	+0.1%	0.06%	-8.1%
FSLR		FIRST SOLAR INC COM	$336,000	+5.7%	3,518	0.0%	0.06%	+14.0%
INTC	Buy	INTEL CORP COM	$321,000	+42.0%	6,028	+49.8%	0.06%	+52.8%
QCOM	Buy	QUALCOMM INC	$316,000	-10.0%	2,454	+0.0%	0.05%	-1.8%
RQI	New	COHEN & STEERS QUALITY INCOME RLTY FD INC	$312,000	–	20,922	+100.0%	0.05%	–
CGC	Sell	CANOPY GROWTH CORP SHS	$310,000	-48.5%	22,361	-10.1%	0.05%	-44.2%
KLAC	New	KLA CORP	$304,000	–	909	+100.0%	0.05%	–
GT	Sell	GOODYEAR TIRE & RUBBER CO COM	$301,000	+2.4%	16,980	-0.8%	0.05%	+10.9%
IBM	Buy	INTERNATIONAL BUSINESS MACHS CORP COM	$290,000	-5.2%	2,088	+0.2%	0.05%	+2.1%
MTR	Sell	MESA RTY TR UNIT BEN INTunit ben int	$282,000	-19.7%	49,625	-11.1%	0.05%	-12.7%
SO	Sell	SOUTHERN CO COM	$270,000	-18.2%	4,355	-20.2%	0.05%	-11.5%
AOD	New	ABERDEEN TOTAL DYNAMIC DIVID FD C	$268,000	–	27,559	+100.0%	0.05%	–
JPM	Buy	JP MORGAN CHASE & CO COM	$264,000	+28.8%	1,611	+22.5%	0.04%	+40.6%
RTX	Buy	RAYTHEON TECHNOLOGIES CORP	$252,000	+1.2%	2,928	+0.2%	0.04%	+10.3%
ORCL	Buy	ORACLE CORP COM	$252,000	+12.0%	2,892	+0.2%	0.04%	+22.9%
TPZ	Sell	TORTOISE PWR & ENERGY INFRASTRUCTURE FUND	$250,000	-4.9%	18,849	-1.9%	0.04%	+4.9%
IUSV	Buy	ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu	$245,000	-0.8%	3,459	+0.6%	0.04%	+7.7%
UNH	Buy	UNITEDHEALTH GROUP INC COM	$237,000	+1.7%	606	+4.1%	0.04%	+8.1%
QQQ		INVESCO QQQ TR UNIT SER 1unit ser 1	$235,000	+1.3%	656	0.0%	0.04%	+11.1%
MDLZ		MONDELEZ INTL INC CL Acl a	$238,000	-6.7%	4,085	0.0%	0.04%	0.0%
III	Sell	INFORMATION SERVICES GRP	$228,000	-83.7%	31,775	-86.7%	0.04%	-82.3%
AMT		AMERICAN TOWER CORP CL A	$229,000	-1.7%	864	0.0%	0.04%	+5.4%
CSCO	Buy	CISCO SYSTEMS INC	$229,000	+2.7%	4,215	+0.2%	0.04%	+11.4%
ENB	Buy	ENBRIDGE INC	$222,000	-0.4%	5,560	+0.0%	0.04%	+8.6%
GM	New	GENERAL MTRS CO COM	$216,000	–	4,107	+100.0%	0.04%	–
CSIQ		CANADIAN SOLAR INC	$204,000	-22.7%	5,888	0.0%	0.04%	-14.6%
	New	TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER Cmunicipal bond	$204,000	–	830,000	+100.0%	0.04%	–
COP	New	CONOCOPHILLIPS COM	$202,000	–	2,983	+100.0%	0.03%	–
MSOS	Exit	ADVISORSHARES TR PURE US CANNABIS ETFpure us cannabis	$0	–	-5,009	-100.0%	-0.03%	–
BEP	Exit	BROOKFIELD RENEWABLE PARTNERS LPpartnership unit	$0	–	-6,105	-100.0%	-0.04%	–
EEM	Exit	ISHARES TR MSCI EMERGING MKTS INDEX FDmsci emg mkt etf	$0	–	-6,800	-100.0%	-0.06%	–
T	Exit	AT&T INC COM	$0	–	-23,827	-100.0%	-0.11%	–
	Exit	CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond	$0	–	-1,425,000	-100.0%	-0.22%	–
EMQQ	Exit	EMERGING MKTS INTERNET & ECOMMERCE ETFemqq em intern	$0	–	-57,448	-100.0%	-0.57%	–
IEMG	Exit	ISHARES INC CORE MSCI EMERGING MKTS ETFcore msci emkt	$0	–	-55,578	-100.0%	-0.58%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME FD COM SHS	$0	–	-390,616	-100.0%	-1.37%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-11-15

Signatures

The EDGAR filing(s) were signed by:

Ismael Lee Sanchez — CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
GENERAL MNY MKT FUND	36	Q3 2023	28.9%
DOUBLELINE INCOME SOLUTIONS FD	36	Q3 2023	8.4%
COHEN & STEERS INFRASTRUCTURE FD INC COM	36	Q3 2023	5.4%
ARES CAP CORP COM	36	Q3 2023	3.9%
TEXAS INSTRUMENTS INC	36	Q3 2023	0.9%
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A	36	Q3 2023	1.0%
ELI LILLY & CO COM	36	Q3 2023	1.9%
MERCK & CO INC NEW COM	36	Q3 2023	3.1%
VISA INC COM CL A	36	Q3 2023	0.9%
APPLE INC COM	36	Q3 2023	0.7%

View McGowan Group Asset Management, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

McGowan Group Asset Management, Inc. Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ClearBridge Energy Midstream Opportunity Fund Inc.	February 16, 2021	803,021	5.6%
Nuveen Global High Income Fund	February 16, 2021	2,857,226	12.3%
TEMPLETON EMERGING MARKETS INCOME FUND	February 16, 2021	3,328,772	6.9%

View McGowan Group Asset Management, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-13
13F-HR	2023-11-13
13F-HR	2023-08-10
13F-HR	2023-05-15
13F-HR	2023-02-13
13F-HR	2022-11-09
13F-HR	2022-08-11
13F-HR	2022-05-13
13F-HR	2022-02-14
13F-HR	2021-11-15

View McGowan Group Asset Management, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported number of holdings is incorrect (111 != 110)

Export McGowan Group Asset Management, Inc.'s holdings