$613 Million is the total value of McGowan Group Asset Management, Inc.'s 108 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 20.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $48,538,000 | -6.3% | 11,867,588 | +1.9% | 7.92% | -10.5% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $45,981,000 | +11.8% | 2,531,972 | +2.1% | 7.51% | +6.8% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $45,944,000 | -3.6% | 3,475,317 | +1.4% | 7.50% | -7.9% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD SHS | $43,722,000 | -1.6% | 2,826,256 | -1.1% | 7.14% | -6.0% |
| Buy | GENERAL MNY MKT FUNDmoney market | $38,938,000 | +12.4% | 38,938,272 | +12.4% | 6.36% | +7.3% | |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $37,250,000 | +2.7% | 3,143,488 | +2.0% | 6.08% | -1.9% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE FD INC COM | $28,491,000 | +6.8% | 1,020,083 | -1.3% | 4.65% | +2.0% |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $24,010,000 | -16.0% | 1,078,130 | -20.1% | 3.92% | -19.8% |
| ARCC | Sell | ARES CAP CORP COM | $19,825,000 | +10.6% | 1,059,586 | -0.2% | 3.24% | +5.6% |
| HYT | Sell | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $19,286,000 | +2.1% | 1,642,790 | -0.6% | 3.15% | -2.4% |
| TEI | Sell | TEMPLETN EM MKT INCOME COM | $16,937,000 | -34.5% | 2,298,099 | -31.0% | 2.76% | -37.5% |
| AY | Sell | ATLANTICA YIELD PLC | $15,595,000 | -4.6% | 425,743 | -1.1% | 2.55% | -8.9% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $15,324,000 | +15.6% | 1,347,764 | +9.2% | 2.50% | +10.4% |
| EMO | Sell | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $14,904,000 | +38.2% | 797,841 | -0.6% | 2.43% | +32.0% |
| MLPA | Sell | GLOBAL X FDS MLP ETFglbl x mlp etf | $14,186,000 | +19.7% | 428,834 | -0.8% | 2.32% | +14.3% |
| KMI | Sell | KINDER MORGAN INC | $13,804,000 | +20.9% | 829,083 | -0.8% | 2.25% | +15.4% |
| ABBV | Sell | ABBVIE INC | $11,985,000 | +0.8% | 110,746 | -0.2% | 1.96% | -3.7% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $11,901,000 | +4.3% | 188,519 | +2.5% | 1.94% | -0.4% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $10,771,000 | +37.3% | 461,279 | -1.3% | 1.76% | +31.1% |
| CQP | Sell | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $10,294,000 | +16.9% | 247,745 | -0.8% | 1.68% | +11.6% |
| ABT | Buy | ABBOTT LABS COM | $8,924,000 | +10.8% | 74,468 | +1.2% | 1.46% | +5.8% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L P COM UNIT | $8,093,000 | +11.8% | 367,522 | -0.5% | 1.32% | +6.8% |
| ET | Sell | ENERGY TRANSFER LP COM UNITS | $6,541,000 | +22.7% | 851,712 | -1.2% | 1.07% | +17.2% |
| HTGC | Buy | HERCULES TECHNOLOGY GROWTH CAP INC | $6,225,000 | +13.6% | 388,357 | +2.2% | 1.02% | +8.4% |
| UNM | Sell | UNUM GROUP | $6,190,000 | +19.9% | 222,422 | -1.2% | 1.01% | +14.5% |
| TXN | Sell | TEXAS INSTRUMENTS INC | $5,001,000 | +1.6% | 29,105 | -3.0% | 0.82% | -3.0% |
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36municipal bond | $4,804,000 | -0.5% | 4,825,000 | -0.5% | 0.78% | -5.0% | |
| V | Sell | VISA INC COM CL A | $4,649,000 | -6.9% | 21,958 | -3.8% | 0.76% | -11.0% |
| LLY | Buy | ELI LILLY & CO COM | $4,311,000 | +10.7% | 23,076 | +0.0% | 0.70% | +5.7% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $4,249,000 | +11.2% | 161,725 | +0.1% | 0.69% | +6.3% |
| IIPR | New | INNOVATIVE INDL PPTYS INC | $4,245,000 | – | 23,561 | +100.0% | 0.69% | – |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,663,000 | +0.0% | 3,660,000 | 0.0% | 0.60% | -4.5% | ||
| EMQQ | New | EMERGING MKTS INTERNET & ECOMMERCE ETFemqq em intern | $3,555,000 | – | 55,622 | +100.0% | 0.58% | – |
| IEMG | New | ISHARES INC CORE MSCI EMERGING MKTS ETFcore msci emkt | $3,532,000 | – | 54,877 | +100.0% | 0.58% | – |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $3,517,000 | -11.5% | 5,435,000 | -1.2% | 0.57% | -15.5% | |
| BE | Sell | BLOOM ENERGY CORP CL A | $2,860,000 | -33.6% | 105,735 | -29.6% | 0.47% | -36.5% |
| AMZN | Sell | AMAZON COM INC | $2,515,000 | -6.2% | 813 | -1.2% | 0.41% | -10.3% |
| AAPL | Buy | APPLE INC COM | $2,466,000 | -6.2% | 20,191 | +1.9% | 0.40% | -10.2% |
| Sell | GRAYSCALE BITCOIN TR BTC SHS | $1,961,000 | +1.6% | 39,188 | -35.1% | 0.32% | -3.0% | |
| Sell | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,818,000 | +0.7% | 1,700,000 | -1.4% | 0.30% | -3.9% | |
| XLV | Buy | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $1,708,000 | +14.2% | 14,630 | +11.0% | 0.28% | +9.0% |
| CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,502,000 | 0.0% | 1,500,000 | 0.0% | 0.24% | -4.7% | ||
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,456,000 | -0.5% | 1,380,000 | -1.8% | 0.24% | -4.8% | |
| XOM | Buy | EXXON MOBIL CORP COM | $1,455,000 | +40.7% | 26,066 | +3.9% | 0.24% | +34.5% |
| MSFT | Buy | MICROSOFT CORP COM | $1,418,000 | +6.4% | 6,013 | +0.3% | 0.23% | +1.3% |
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,381,000 | +1.0% | 1,900,000 | 0.0% | 0.22% | -3.8% | ||
| PG | Sell | PROCTER & GAMBLE CO COM | $1,097,000 | -2.7% | 8,098 | -0.1% | 0.18% | -7.3% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $951,000 | -6.2% | 5,788 | -10.1% | 0.16% | -10.4% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FD | $912,000 | +143.2% | 44,061 | +109.8% | 0.15% | +132.8% |
| MA | Buy | MASTERCARD INC CL Acl a | $863,000 | +0.6% | 2,423 | +0.8% | 0.14% | -4.1% |
| CGC | Sell | CANOPY GROWTH CORP SHS | $821,000 | +12.8% | 25,549 | -13.8% | 0.13% | +8.1% |
| DE | Buy | DEERE & CO | $819,000 | +39.0% | 2,190 | +0.0% | 0.13% | +32.7% |
| Sell | TULANE UNIV LA RFDG-TULANE UNIV-C 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond | $766,000 | -3.3% | 810,000 | -3.6% | 0.12% | -7.4% | |
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $727,000 | -7.6% | 41,299 | -5.0% | 0.12% | -11.9% |
| LNG | Buy | CHENIERE ENERGY INC COM NEW | $708,000 | +20.2% | 9,833 | +0.3% | 0.12% | +14.9% |
| THQ | Buy | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $700,000 | +20.7% | 32,199 | +12.4% | 0.11% | +15.2% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $694,000 | -5.4% | 40,278 | -13.4% | 0.11% | -9.6% |
| T | Sell | AT&T INC COM | $657,000 | +3.5% | 21,705 | -1.7% | 0.11% | -1.8% |
| Sell | TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond | $607,000 | -4.1% | 605,000 | -4.0% | 0.10% | -8.3% | |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $590,000 | +58.2% | 168,431 | +0.3% | 0.10% | +50.0% |
| Sell | FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $577,000 | -3.0% | 545,000 | -4.4% | 0.09% | -7.8% | |
| PM | Buy | PHILIP MORRIS INTL INC COM | $560,000 | +7.3% | 6,311 | +0.0% | 0.09% | +2.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $554,000 | +25.9% | 2,169 | +14.2% | 0.09% | +20.0% |
| Sell | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $535,000 | -4.5% | 535,000 | -4.5% | 0.09% | -9.4% | |
| DHR | Sell | DANAHER CORP COM | $509,000 | +0.2% | 2,260 | -1.1% | 0.08% | -4.6% |
| ACN | Sell | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | $501,000 | -35.0% | 1,815 | -38.5% | 0.08% | -37.9% |
| BWXT | New | BWX TECHNOLOGIES INC COM | $501,000 | – | 7,605 | +100.0% | 0.08% | – |
| CG | Buy | CARLYLE GROUP INC COM | $456,000 | +17.2% | 12,407 | +0.2% | 0.07% | +12.1% |
| PBT | Buy | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $439,000 | +20.9% | 110,225 | +0.6% | 0.07% | +16.1% |
| CI | New | CIGNA CORP | $420,000 | – | 1,737 | +100.0% | 0.07% | – |
| MO | Buy | ALTRIA GROUP INC | $416,000 | +34.2% | 8,122 | +7.5% | 0.07% | +28.3% |
| F | Sell | FORD MOTOR CO DEL COM PAR | $414,000 | +38.9% | 33,800 | -0.3% | 0.07% | +33.3% |
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond | $413,000 | 0.0% | 590,000 | 0.0% | 0.07% | -5.6% | ||
| NKE | NIKE INC CLASS Bcl b | $395,000 | -6.0% | 2,972 | 0.0% | 0.06% | -11.1% | |
| MMM | Buy | 3M CO COM | $389,000 | +10.5% | 2,017 | +0.2% | 0.06% | +5.0% |
| APH | Buy | AMPHENOL CORP NEW CL Acl a | $371,000 | -23.8% | 5,625 | +51.0% | 0.06% | -26.5% |
| MRK | Sell | MERCK & CO INC NEW COM | $362,000 | -10.2% | 4,694 | -4.8% | 0.06% | -14.5% |
| PVL | New | PERMIANVILLE RTY TR TR UNITtr unit | $362,000 | – | 242,903 | +100.0% | 0.06% | – |
| FB | FACEBOOK INC CL Acl a | $357,000 | +7.9% | 1,212 | 0.0% | 0.06% | +1.8% | |
| ADBE | ADOBE SYS INC COM | $331,000 | -5.2% | 697 | 0.0% | 0.05% | -10.0% | |
| SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond | $328,000 | +1.9% | 3,500,000 | 0.0% | 0.05% | -1.8% | ||
| QCOM | QUALCOMM INC | $325,000 | -12.9% | 2,452 | 0.0% | 0.05% | -17.2% | |
| WMT | Sell | WAL MART STORES INC COM | $326,000 | -28.0% | 2,397 | -23.7% | 0.05% | -31.2% |
| FSLR | Sell | FIRST SOLAR INC COM | $314,000 | -27.3% | 3,598 | -17.6% | 0.05% | -31.1% |
| CSIQ | Sell | CANADIAN SOLAR INC | $305,000 | -14.6% | 6,146 | -11.8% | 0.05% | -18.0% |
| GT | New | GOODYEAR TIRE & RUBBER CO COM | $301,000 | – | 17,122 | +100.0% | 0.05% | – |
| ETG | Buy | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $284,000 | +5.2% | 14,877 | +0.5% | 0.05% | 0.0% |
| EEM | Sell | ISHARES TR MSCI EMERGING MKTS INDEX FDmsci emg mkt etf | $280,000 | +0.7% | 5,258 | -2.3% | 0.05% | -4.2% |
| INTC | Buy | INTEL CORP COM | $281,000 | +28.3% | 4,393 | +0.0% | 0.05% | +24.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS CORP COM | $277,000 | +6.1% | 2,081 | +0.2% | 0.04% | 0.0% |
| MTR | Buy | MESA RTY TR UNIT BEN INTunit ben int | $265,000 | +21.0% | 55,814 | +3.9% | 0.04% | +16.2% |
| KMF | Buy | KAYNE ANDERSON MIDSTREAM / ENERGY FD INC C | $255,000 | +15.9% | 38,245 | +0.0% | 0.04% | +10.5% |
| CAT | Buy | CATERPILLAR INC | $257,000 | +27.2% | 1,109 | +0.1% | 0.04% | +20.0% |
| III | Sell | INFORMATION SERVICES GRP | $250,000 | +21.4% | 56,775 | -9.7% | 0.04% | +17.1% |
| CLNE | Sell | CLEAN ENERGY FUELS CORP COM | $251,000 | +19.5% | 18,264 | -31.6% | 0.04% | +13.9% |
| MDLZ | MONDELEZ INTL INC CL Acl a | $239,000 | 0.0% | 4,085 | 0.0% | 0.04% | -4.9% | |
| IUSV | Buy | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $236,000 | +11.3% | 3,426 | +0.5% | 0.04% | +8.3% |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $230,000 | +10.0% | 19,052 | +1.2% | 0.04% | +5.6% |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $226,000 | – | 2,920 | +100.0% | 0.04% | – |
| FIVG | Buy | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next | $229,000 | +12.3% | 6,494 | +6.8% | 0.04% | +5.7% |
| CSCO | New | CISCO SYSTEMS INC | $217,000 | – | 4,197 | +100.0% | 0.04% | – |
| AMT | New | AMERICAN TOWER CORP CL A | $206,000 | – | 864 | +100.0% | 0.03% | – |
| QQQ | INVESCO QQQ TR UNIT SER 1unit ser 1 | $209,000 | +1.5% | 655 | 0.0% | 0.03% | -2.9% | |
| UNH | New | UNITEDHEALTH GROUP INC COM | $208,000 | – | 559 | +100.0% | 0.03% | – |
| DIS | New | DISNEY WALT CO DISNEY COM | $207,000 | – | 1,120 | +100.0% | 0.03% | – |
| OKE | New | ONEOK INC NEW COM | $208,000 | – | 4,101 | +100.0% | 0.03% | – |
| ORCL | New | ORACLE CORP COM | $202,000 | – | 2,885 | +100.0% | 0.03% | – |
| JPM | New | JP MORGAN CHASE & CO COM | $205,000 | – | 1,348 | +100.0% | 0.03% | – |
| JQC | Exit | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | $0 | – | -39,890 | -100.0% | -0.04% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -3,787 | -100.0% | -0.04% | – |
| PLUG | Exit | PLUG PWR INC | $0 | – | -14,119 | -100.0% | -0.08% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD INCOME FD INC CO | $0 | – | -25,136 | -100.0% | -0.10% | – |
| SQ | Exit | SQUARE INC CL Acl a | $0 | – | -3,011 | -100.0% | -0.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GENERAL MNY MKT FUND | 36 | Q3 2023 | 28.9% |
| DOUBLELINE INCOME SOLUTIONS FD | 36 | Q3 2023 | 8.4% |
| COHEN & STEERS INFRASTRUCTURE FD INC COM | 36 | Q3 2023 | 5.4% |
| ARES CAP CORP COM | 36 | Q3 2023 | 3.9% |
| TEXAS INSTRUMENTS INC | 36 | Q3 2023 | 0.9% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 36 | Q3 2023 | 1.0% |
| ELI LILLY & CO COM | 36 | Q3 2023 | 1.9% |
| MERCK & CO INC NEW COM | 36 | Q3 2023 | 3.1% |
| VISA INC COM CL A | 36 | Q3 2023 | 0.9% |
| APPLE INC COM | 36 | Q3 2023 | 0.7% |
View McGowan Group Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc. | February 16, 2021 | 803,021 | 5.6% |
| Nuveen Global High Income Fund | February 16, 2021 | 2,857,226 | 12.3% |
| TEMPLETON EMERGING MARKETS INCOME FUND | February 16, 2021 | 3,328,772 | 6.9% |
View McGowan Group Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View McGowan Group Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.