$585 Million is the total value of McGowan Group Asset Management, Inc.'s 98 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 30.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME FD INC COM | $51,810,000 | +11.5% | 11,642,745 | -0.0% | 8.86% | +0.6% |
| EMD | Buy | WESTERN ASSET EMERGING MKTS DEBT FD INC | $47,662,000 | +14.6% | 3,428,900 | +1.6% | 8.15% | +3.3% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD SHS | $44,430,000 | +14.7% | 2,857,226 | -0.2% | 7.59% | +3.4% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS FD | $41,128,000 | +4.7% | 2,480,563 | +1.1% | 7.03% | -5.6% |
| AWF | Buy | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $36,274,000 | +12.3% | 3,081,908 | +0.3% | 6.20% | +1.3% |
| Buy | GENERAL MNY MKT FUNDmoney market | $34,646,000 | +1.0% | 34,646,189 | +1.0% | 5.92% | -8.9% | |
| PCI | Sell | PIMCO DYNAMIC CREDIT INCOME FD COM SHS | $28,596,000 | +4.7% | 1,348,889 | -0.9% | 4.89% | -5.6% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTURE FD INC COM | $26,674,000 | +16.0% | 1,033,079 | -0.1% | 4.56% | +4.6% |
| TEI | Sell | TEMPLETN EM MKT INCOME COM | $25,865,000 | +2.2% | 3,328,772 | -2.5% | 4.42% | -7.8% |
| HYT | Sell | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $18,881,000 | +2.6% | 1,651,917 | -4.1% | 3.23% | -7.5% |
| ARCC | Sell | ARES CAP CORP COM | $17,929,000 | +20.7% | 1,061,506 | -0.3% | 3.06% | +8.8% |
| AY | Buy | ATLANTICA YIELD PLC | $16,351,000 | +32.8% | 430,512 | +0.1% | 2.80% | +19.8% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM | $13,255,000 | +29.1% | 1,234,157 | +10.7% | 2.27% | +16.4% |
| ABBV | Buy | ABBVIE INC | $11,890,000 | +29.6% | 110,962 | +5.9% | 2.03% | +16.8% |
| MLPA | Buy | GLOBAL X FDS MLP ETFglbl x mlp etf | $11,856,000 | +26.1% | 432,384 | +1.0% | 2.03% | +13.7% |
| KMI | Sell | KINDER MORGAN INC | $11,421,000 | +10.7% | 835,515 | -0.2% | 1.95% | -0.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO COM | $11,408,000 | +6.7% | 183,908 | +3.7% | 1.95% | -3.8% |
| EMO | Buy | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $10,785,000 | +56.5% | 803,021 | +2.2% | 1.84% | +41.0% |
| CQP | Buy | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $8,806,000 | +6.8% | 249,817 | +0.8% | 1.50% | -3.7% |
| ABT | Buy | ABBOTT LABS COM | $8,054,000 | +4.9% | 73,556 | +4.3% | 1.38% | -5.4% |
| CEM | Sell | CLEARBRIDGE ENERGY MLP FD INC COM | $7,844,000 | +48.9% | 467,463 | -2.0% | 1.34% | +34.2% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM UNIT | $7,239,000 | +25.7% | 369,513 | +1.4% | 1.24% | +13.4% |
| HTGC | New | HERCULES TECHNOLOGY GROWTH CAP INC | $5,480,000 | – | 380,054 | +100.0% | 0.94% | – |
| ET | Buy | ENERGY TRANSFER LP COM UNITS | $5,330,000 | +17.1% | 862,394 | +2.7% | 0.91% | +5.7% |
| UNM | New | UNUM GROUP | $5,163,000 | – | 225,052 | +100.0% | 0.88% | – |
| V | Sell | VISA INC COM CL A | $4,991,000 | +8.8% | 22,820 | -0.5% | 0.85% | -1.8% |
| TXN | Sell | TEXAS INSTRUMENTS INC | $4,923,000 | +14.6% | 29,997 | -0.3% | 0.84% | +3.3% |
| Sell | MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.75 TAXABLE 12/01/36municipal bond | $4,829,000 | +0.0% | 4,850,000 | -1.5% | 0.82% | -9.8% | |
| BE | Buy | BLOOM ENERGY CORP CL A | $4,305,000 | +66.7% | 150,212 | +4.5% | 0.74% | +50.2% |
| Sell | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLEmunicipal bond | $3,972,000 | -11.8% | 5,500,000 | -1.3% | 0.68% | -20.4% | |
| LLY | Sell | ELI LILLY & CO COM | $3,895,000 | +13.0% | 23,067 | -1.0% | 0.67% | +1.8% |
| EVT | Buy | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $3,820,000 | +29.0% | 161,516 | +7.5% | 0.65% | +16.4% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Amunicipal bond | $3,662,000 | +0.0% | 3,660,000 | 0.0% | 0.63% | -9.8% | ||
| AMZN | Sell | AMAZON COM INC | $2,680,000 | +3.3% | 823 | -0.1% | 0.46% | -6.9% |
| AAPL | Sell | APPLE INC COM | $2,628,000 | +13.3% | 19,806 | -1.1% | 0.45% | +2.0% |
| Buy | GRAYSCALE BITCOIN TR BTC SHS | $1,931,000 | +589.6% | 60,358 | +136.3% | 0.33% | +522.6% | |
| PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INCmunicipal bond | $1,806,000 | +1.6% | 1,725,000 | 0.0% | 0.31% | -8.3% | ||
| Sell | CAMERON TX EDU CORP REVENUE FAITH FAMILY ACADEMY - SERIES Amunicipal bond | $1,502,000 | -1.6% | 1,500,000 | -1.6% | 0.26% | -11.1% | |
| XLV | New | SELECT SECTOR SPDR FD HEALTH CAREsbi healthcare | $1,495,000 | – | 13,179 | +100.0% | 0.26% | – |
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER Amunicipal bond | $1,464,000 | +1.2% | 1,405,000 | 0.0% | 0.25% | -8.8% | ||
| FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLEmunicipal bond | $1,367,000 | -13.1% | 1,900,000 | 0.0% | 0.23% | -21.5% | ||
| MSFT | Buy | MICROSOFT CORP COM | $1,333,000 | +6.0% | 5,993 | +0.3% | 0.23% | -4.2% |
| PG | Buy | PROCTER & GAMBLE CO COM | $1,128,000 | +0.2% | 8,107 | +0.1% | 0.19% | -9.4% |
| XOM | Buy | EXXON MOBIL CORP COM | $1,034,000 | +20.4% | 25,095 | +0.2% | 0.18% | +8.6% |
| JNJ | Buy | JOHNSON & JOHNSON COM | $1,014,000 | +30.0% | 6,441 | +23.0% | 0.17% | +16.9% |
| MA | Sell | MASTERCARD INC CL Acl a | $858,000 | +5.4% | 2,404 | -0.1% | 0.15% | -4.5% |
| TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLBmunicipal bond | $792,000 | -0.1% | 840,000 | 0.0% | 0.14% | -10.0% | ||
| GDO | Sell | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $787,000 | +9.2% | 43,486 | -0.1% | 0.14% | -1.5% |
| ACN | Buy | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | $771,000 | +87.6% | 2,951 | +62.4% | 0.13% | +69.2% |
| CSQ | New | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $734,000 | – | 46,512 | +100.0% | 0.12% | – |
| CGC | Buy | CANOPY GROWTH CORP SHS | $728,000 | +72.1% | 29,626 | +0.1% | 0.12% | +55.0% |
| SQ | Buy | SQUARE INC CL Acl a | $655,000 | +34.2% | 3,011 | +0.2% | 0.11% | +20.4% |
| T | Buy | AT&T INC COM | $635,000 | +6.9% | 22,090 | +5.9% | 0.11% | -3.5% |
| TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKSmunicipal bond | $633,000 | -0.3% | 630,000 | 0.0% | 0.11% | -10.0% | ||
| FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER Amunicipal bond | $595,000 | +1.0% | 570,000 | 0.0% | 0.10% | -8.9% | ||
| DE | Buy | DEERE & CO | $589,000 | +21.4% | 2,189 | +0.1% | 0.10% | +9.8% |
| LNG | CHENIERE ENERGY INC COM NEW | $589,000 | +29.7% | 9,804 | 0.0% | 0.10% | +17.4% | |
| THQ | New | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $580,000 | – | 28,642 | +100.0% | 0.10% | – |
| RNP | Sell | COHEN & STEERS REIT & PFD INCOME FD INC CO | $574,000 | +7.3% | 25,136 | -5.2% | 0.10% | -3.0% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER Bmunicipal bond | $560,000 | 0.0% | 560,000 | 0.0% | 0.10% | -9.4% | ||
| PM | Buy | PHILIP MORRIS INTL INC COM | $522,000 | +10.4% | 6,310 | +0.1% | 0.09% | -1.1% |
| DHR | Buy | DANAHER CORP COM | $508,000 | +4.3% | 2,286 | +1.2% | 0.09% | -5.4% |
| APH | Buy | AMPHENOL CORP NEW CL Acl a | $487,000 | +20.8% | 3,724 | +0.0% | 0.08% | +9.2% |
| PLUG | New | PLUG PWR INC | $479,000 | – | 14,119 | +100.0% | 0.08% | – |
| WMT | Buy | WAL MART STORES INC COM | $453,000 | +43.4% | 3,143 | +38.9% | 0.08% | +28.3% |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $440,000 | +8.9% | 1,899 | 0.0% | 0.08% | -2.6% | |
| FSLR | Buy | FIRST SOLAR INC COM | $432,000 | +52.1% | 4,365 | +1.9% | 0.07% | +37.0% |
| NKE | Buy | NIKE INC CLASS Bcl b | $420,000 | +12.6% | 2,972 | +0.0% | 0.07% | +1.4% |
| Sell | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REFmunicipal bond | $413,000 | -18.7% | 590,000 | -7.8% | 0.07% | -26.0% | |
| MRK | Buy | MERCK & CO INC NEW COM | $403,000 | +1.8% | 4,930 | +3.2% | 0.07% | -8.0% |
| CG | Buy | CARLYLE GROUP INC COM | $389,000 | +28.0% | 12,377 | +0.4% | 0.07% | +13.8% |
| VOC | Buy | VOC ENERGY TR TR UNITtr unit | $373,000 | +41.8% | 167,920 | +1.5% | 0.06% | +28.0% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME FD | $375,000 | +44.2% | 21,005 | +33.5% | 0.06% | +30.6% |
| QCOM | Buy | QUALCOMM INC | $373,000 | +29.5% | 2,452 | +0.1% | 0.06% | +16.4% |
| PBT | Buy | PERMIAN BASIN RTY TR UNIT BEN INTunit ben int | $363,000 | +34.4% | 109,525 | +0.4% | 0.06% | +21.6% |
| CSIQ | Buy | CANADIAN SOLAR INC | $357,000 | +47.5% | 6,972 | +1.2% | 0.06% | +32.6% |
| MMM | Buy | 3M CO COM | $352,000 | +9.7% | 2,012 | +0.3% | 0.06% | -1.6% |
| ADBE | ADOBE SYS INC COM | $349,000 | +2.0% | 697 | 0.0% | 0.06% | -7.7% | |
| FB | Sell | FACEBOOK INC CL Acl a | $331,000 | +3.1% | 1,212 | -1.2% | 0.06% | -6.6% |
| SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPRECmunicipal bond | $322,000 | +14.6% | 3,500,000 | 0.0% | 0.06% | +3.8% | ||
| MO | Buy | ALTRIA GROUP INC | $310,000 | +6.5% | 7,556 | +0.4% | 0.05% | -3.6% |
| F | Buy | FORD MOTOR CO DEL COM PAR | $298,000 | +32.4% | 33,900 | +0.3% | 0.05% | +18.6% |
| EEM | New | ISHARES TR MSCI EMERGING MKTS INDEX FDmsci emg mkt etf | $278,000 | – | 5,380 | +100.0% | 0.05% | – |
| ETG | New | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $270,000 | – | 14,809 | +100.0% | 0.05% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS CORP COM | $261,000 | – | 2,077 | +100.0% | 0.04% | – |
| TJX | New | TJX COS INC NEW | $259,000 | – | 3,787 | +100.0% | 0.04% | – |
| JQC | New | NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 | $253,000 | – | 39,890 | +100.0% | 0.04% | – |
| MDLZ | Buy | MONDELEZ INTL INC CL Acl a | $239,000 | +1.7% | 4,085 | +0.0% | 0.04% | -8.9% |
| KMF | New | KAYNE ANDERSON MIDSTREAM / ENERGY FD INC C | $220,000 | – | 38,232 | +100.0% | 0.04% | – |
| MTR | Sell | MESA RTY TR UNIT BEN INTunit ben int | $219,000 | +3.8% | 53,701 | -0.0% | 0.04% | -7.5% |
| INTC | Buy | INTEL CORP COM | $219,000 | -3.5% | 4,391 | +0.3% | 0.04% | -14.0% |
| IUSV | New | ISHARES TR CORE S&P U S VALUE ETFcore s&p us vlu | $212,000 | – | 3,409 | +100.0% | 0.04% | – |
| TPZ | New | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $209,000 | – | 18,824 | +100.0% | 0.04% | – |
| CLNE | New | CLEAN ENERGY FUELS CORP COM | $210,000 | – | 26,708 | +100.0% | 0.04% | – |
| III | New | INFORMATION SERVICES GRP | $206,000 | – | 62,843 | +100.0% | 0.04% | – |
| FIVG | New | ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVYdefiance next | $204,000 | – | 6,082 | +100.0% | 0.04% | – |
| CAT | New | CATERPILLAR INC | $202,000 | – | 1,108 | +100.0% | 0.04% | – |
| QQQ | Sell | INVESCO QQQ TR UNIT SER 1unit ser 1 | $206,000 | +1.5% | 655 | -10.3% | 0.04% | -7.9% |
| Exit | CAP TR AGY FL PRITY FIRST MTG REV TXBL-SILVER CRK ST AUG SER Bmunicipal bond | $0 | – | -200,000 | -100.0% | -0.04% | – | |
| AMT | Exit | AMERICAN TOWER CORP CL A | $0 | – | -864 | -100.0% | -0.04% | – |
| Exit | CALIFORNIA ST STWD COMMUNITY DEV AUTH EDU FAC REVENUE INDEPENDENCE PROJmunicipal bond | $0 | – | -6,165,000 | -100.0% | -0.05% | – | |
| Exit | DEFAULT - CAPITAL TR AGY FLA TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINEmunicipal bond | $0 | – | -755,000 | -100.0% | -0.08% | – | |
| Exit | CAP TR AGY FL PRITY FIRST MTG REV SILVER CREEK ST AUG PJ-Amunicipal bond | $0 | – | -500,000 | -100.0% | -0.10% | – | |
| Exit | CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJmunicipal bond | $0 | – | -2,500,000 | -100.0% | -0.26% | – | |
| BKT | Exit | BLACKROCK INCOME TRUST INC | $0 | – | -571,058 | -100.0% | -0.66% | – |
| Exit | LA PAZ CNTY ARIZ ED FAC LEASE REV CHARTER SCH SOLUTIONSmunicipal bond | $0 | – | -5,690,000 | -100.0% | -1.09% | – | |
| MAIN | Exit | MAIN STR CAP CORP | $0 | – | -387,625 | -100.0% | -2.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GENERAL MNY MKT FUND | 36 | Q3 2023 | 28.9% |
| DOUBLELINE INCOME SOLUTIONS FD | 36 | Q3 2023 | 8.4% |
| COHEN & STEERS INFRASTRUCTURE FD INC COM | 36 | Q3 2023 | 5.4% |
| ARES CAP CORP COM | 36 | Q3 2023 | 3.9% |
| TEXAS INSTRUMENTS INC | 36 | Q3 2023 | 0.9% |
| PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | 36 | Q3 2023 | 1.0% |
| ELI LILLY & CO COM | 36 | Q3 2023 | 1.9% |
| MERCK & CO INC NEW COM | 36 | Q3 2023 | 3.1% |
| VISA INC COM CL A | 36 | Q3 2023 | 0.9% |
| APPLE INC COM | 36 | Q3 2023 | 0.7% |
View McGowan Group Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc. | February 16, 2021 | 803,021 | 5.6% |
| Nuveen Global High Income Fund | February 16, 2021 | 2,857,226 | 12.3% |
| TEMPLETON EMERGING MARKETS INCOME FUND | February 16, 2021 | 3,328,772 | 6.9% |
View McGowan Group Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View McGowan Group Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.