$379 Million is the total value of NorthRock Partners, LLC's 90 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 39.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $81,864,000 | +15.2% | 289,810 | +2.5% | 21.57% | +1.8% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $43,874,000 | +16.1% | 355,175 | +4.4% | 11.56% | +2.6% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $43,693,000 | +20.0% | 288,616 | +3.8% | 11.51% | +6.0% |
| BSCJ | Buy | INVESCO EXCH TRD SLF IDX FD | $31,922,000 | +6.5% | 1,514,613 | +6.5% | 8.41% | -5.9% |
| CEM | Buy | CLEARBRIDGE MLP AND MIDSTRM | $22,038,000 | +29.9% | 1,738,902 | +6.8% | 5.81% | +14.9% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $21,032,000 | +28.0% | 155,016 | +7.3% | 5.54% | +13.1% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $20,114,000 | +18.5% | 231,466 | +4.1% | 5.30% | +4.7% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $16,350,000 | +15.1% | 91,617 | +4.1% | 4.31% | +1.7% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $16,103,000 | +15.8% | 109,164 | +3.6% | 4.24% | +2.3% |
| AMP | Buy | AMERIPRISE FINL INC | $9,350,000 | +53.6% | 72,994 | +25.1% | 2.46% | +35.8% |
| TGT | Buy | TARGET CORP | $9,116,000 | +26.6% | 113,582 | +7.6% | 2.40% | +11.9% |
| EFG | Sell | ISHARES TReafe grwth etf | $7,955,000 | +11.6% | 102,710 | -0.5% | 2.10% | -1.4% |
| FSK | Sell | FS KKR CAPITAL CORP | $6,958,000 | +20.1% | 1,115,433 | -0.3% | 1.83% | +6.1% |
| MBB | Sell | ISHARES TRmbs etf | $4,418,000 | -8.8% | 41,535 | -10.3% | 1.16% | -19.4% |
| EFV | Sell | ISHARES TReafe value etf | $4,199,000 | +7.1% | 85,932 | -0.9% | 1.11% | -5.3% |
| MSFT | Sell | MICROSOFT CORP | $4,106,000 | -0.3% | 34,844 | -14.0% | 1.08% | -11.8% |
| BA | Buy | BOEING CO | $2,412,000 | +106.7% | 6,321 | +74.9% | 0.64% | +82.8% |
| AAPL | Sell | APPLE INC | $2,173,000 | +8.6% | 11,419 | -10.0% | 0.57% | -3.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,522,000 | -9.4% | 7,573 | -7.8% | 0.40% | -20.0% |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INC | $1,305,000 | +136.8% | 51,047 | +101.5% | 0.34% | +109.8% |
| HON | Sell | HONEYWELL INTL INC | $1,165,000 | +20.2% | 7,336 | -0.0% | 0.31% | +6.2% |
| AMZN | Sell | AMAZON COM INC | $1,051,000 | -25.6% | 590 | -37.2% | 0.28% | -34.2% |
| CVX | Buy | CHEVRON CORP NEW | $1,025,000 | +13.3% | 8,321 | +0.8% | 0.27% | 0.0% |
| NEWR | Sell | NEW RELIC INC | $957,000 | +18.7% | 9,692 | -2.6% | 0.25% | +5.0% |
| MMM | Sell | 3M CO | $872,000 | -30.4% | 4,199 | -36.2% | 0.23% | -38.3% |
| HWKN | Buy | HAWKINS INC | $816,000 | +35.3% | 22,176 | +50.7% | 0.22% | +19.4% |
| CELG | Sell | CELGENE CORP | $814,000 | +40.6% | 8,619 | -4.1% | 0.21% | +23.7% |
| VONV | Buy | VANGUARD SCOTTSDALE FDSvng rus1000val | $803,000 | +17.2% | 7,420 | +5.2% | 0.21% | +3.9% |
| XOM | Sell | EXXON MOBIL CORP | $792,000 | +18.0% | 9,797 | -0.6% | 0.21% | +4.5% |
| CSCO | Sell | CISCO SYS INC | $774,000 | +24.4% | 14,317 | -0.0% | 0.20% | +10.3% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $675,000 | +3.7% | 8,747 | -4.6% | 0.18% | -8.2% |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $675,000 | +16.2% | 5,715 | +1.6% | 0.18% | +2.9% |
| PRSC | PROVIDENCE SVC CORP | $644,000 | +11.0% | 9,653 | 0.0% | 0.17% | -1.7% | |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $635,000 | +8.0% | 1,839 | -3.7% | 0.17% | -4.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $631,000 | -75.8% | 2,558 | -75.5% | 0.17% | -78.6% |
| HES | New | HESS CORP | $607,000 | – | 10,041 | +100.0% | 0.16% | – |
| SBUX | Sell | STARBUCKS CORP | $582,000 | +1.0% | 7,811 | -12.8% | 0.15% | -11.0% |
| OTTR | OTTER TAIL CORP | $579,000 | +0.3% | 11,632 | 0.0% | 0.15% | -11.0% | |
| NNDM | New | NANO DIMENSION LTDspons adr | $484,000 | – | 681,800 | +100.0% | 0.13% | – |
| NFLX | NETFLIX INC | $476,000 | +33.3% | 1,337 | 0.0% | 0.12% | +17.9% | |
| PG | Sell | PROCTER AND GAMBLE CO | $467,000 | +3.1% | 4,487 | -9.4% | 0.12% | -8.9% |
| DIS | Buy | DISNEY WALT CO | $462,000 | +29.1% | 4,174 | +28.9% | 0.12% | +14.0% |
| CRCQQ | Sell | CALIFORNIA RES CORP | $450,000 | -34.0% | 17,500 | -56.2% | 0.12% | -41.4% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $444,000 | -39.8% | 377 | -46.9% | 0.12% | -46.8% |
| T | Sell | AT&T INC | $410,000 | -15.3% | 13,108 | -22.9% | 0.11% | -25.0% |
| NTRP | NEUROTROPE INC | $390,000 | +52.9% | 71,500 | 0.0% | 0.10% | +35.5% | |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $381,000 | +19.4% | 2,665 | 0.0% | 0.10% | +5.3% | |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $362,000 | – | 1,396 | +100.0% | 0.10% | – |
| BP | Sell | BP PLCsponsored adr | $356,000 | -19.6% | 8,159 | -30.2% | 0.09% | -28.8% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $355,000 | +60.6% | 2,316 | +40.6% | 0.09% | +42.4% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $350,000 | -15.3% | 8,529 | -23.4% | 0.09% | -25.2% |
| MCD | Buy | MCDONALDS CORP | $348,000 | +8.4% | 1,827 | +1.1% | 0.09% | -4.2% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $341,000 | +12.9% | 7,948 | +2.7% | 0.09% | 0.0% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $338,000 | +10.8% | 3,107 | -2.7% | 0.09% | -2.2% |
| SPTM | Sell | SPDR SERIES TRUSTportfolio tl stk | $326,000 | -7.4% | 9,264 | -18.5% | 0.09% | -18.1% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $323,000 | +21.9% | 1,794 | +1.9% | 0.08% | +7.6% |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $306,000 | +5.2% | 15,400 | 0.0% | 0.08% | -6.9% | |
| HD | New | HOME DEPOT INC | $302,000 | – | 1,575 | +100.0% | 0.08% | – |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $301,000 | -1.6% | 1 | 0.0% | 0.08% | -13.2% | |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $298,000 | +10.8% | 3,412 | -4.5% | 0.08% | -1.2% |
| LMT | New | LOCKHEED MARTIN CORP | $292,000 | – | 967 | +100.0% | 0.08% | – |
| MRK | Sell | MERCK & CO INC | $293,000 | +5.8% | 3,508 | -1.5% | 0.08% | -7.2% |
| TTSH | Sell | TILE SHOP HLDGS INC | $286,000 | -43.3% | 50,455 | -45.2% | 0.08% | -50.0% |
| GNSS | Sell | LRAD CORP | $285,000 | -55.9% | 100,000 | -60.9% | 0.08% | -61.1% |
| XEL | XCEL ENERGY INC | $282,000 | +14.2% | 4,977 | 0.0% | 0.07% | 0.0% | |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $282,000 | +14.2% | 2,184 | +0.5% | 0.07% | 0.0% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $279,000 | +18.2% | 1,620 | +3.5% | 0.07% | +5.7% |
| DOCU | DOCUSIGN INC | $259,000 | +29.5% | 5,000 | 0.0% | 0.07% | +13.3% | |
| CMCSA | Buy | COMCAST CORP NEWcl a | $253,000 | +18.8% | 6,324 | +1.2% | 0.07% | +4.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $251,000 | -7.0% | 214 | -17.7% | 0.07% | -17.5% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $247,000 | +0.8% | 5,813 | -10.2% | 0.06% | -11.0% |
| NEE | Sell | NEXTERA ENERGY INC | $245,000 | +4.7% | 1,266 | -7.0% | 0.06% | -7.1% |
| MDT | Sell | MEDTRONIC PLC | $243,000 | -11.6% | 2,644 | -20.7% | 0.06% | -22.0% |
| JNJ | New | JOHNSON & JOHNSON | $239,000 | – | 1,721 | +100.0% | 0.06% | – |
| SBH | New | SALLY BEAUTY HLDGS INC | $232,000 | – | 12,600 | +100.0% | 0.06% | – |
| SNAP | New | SNAP INCcl a | $232,000 | – | 21,135 | +100.0% | 0.06% | – |
| RTN | Sell | RAYTHEON CO | $233,000 | -6.8% | 1,280 | -20.9% | 0.06% | -18.7% |
| EFA | Sell | ISHARES TRmsci eafe etf | $221,000 | -24.8% | 3,406 | -32.1% | 0.06% | -34.1% |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $217,000 | – | 5,126 | +100.0% | 0.06% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $212,000 | – | 1,314 | +100.0% | 0.06% | – |
| V | New | VISA INC | $213,000 | – | 1,372 | +100.0% | 0.06% | – |
| AMLP | ALPS ETF TRalerian mlp | $210,000 | +15.4% | 20,900 | 0.0% | 0.06% | +1.9% | |
| PNR | Sell | PENTAIR PLC | $204,000 | -37.0% | 5,242 | -39.0% | 0.05% | -44.3% |
| GIS | Sell | GENERAL MLS INC | $204,000 | -10.9% | 3,956 | -32.7% | 0.05% | -20.6% |
| IJH | New | ISHARES TRcore s&p mcp etf | $201,000 | – | 1,056 | +100.0% | 0.05% | – |
| WRAP | WRAP TECHNOLOGIES INC | $178,000 | +125.3% | 25,000 | 0.0% | 0.05% | +95.8% | |
| OPRX | Sell | OPTIMIZERX CORP | $127,000 | -10.6% | 10,000 | -22.5% | 0.03% | -21.4% |
| AEP | New | AMERICAN ELEC PWR CO INC | $119,000 | – | 119,325 | +100.0% | 0.03% | – |
| KMI | New | KINDER MORGAN INC DEL | $58,000 | – | 32,132 | +100.0% | 0.02% | – |
| HSII | New | HEIDRICK & STRUGGLES INTL IN | $29,000 | – | 29,092 | +100.0% | 0.01% | – |
| CBKCQ | Exit | CHRISTOPHER & BANKS CORP | $0 | – | -40,900 | -100.0% | -0.01% | – |
| GNUS | Exit | GENIUS BRANDS INTL INC | $0 | – | -19,000 | -100.0% | -0.01% | – |
| VMM | Exit | DELAWARE INV MN MUN INC FD I | $0 | – | -11,557 | -100.0% | -0.04% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INC | $0 | – | -14,557 | -100.0% | -0.05% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -25,384 | -100.0% | -0.06% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -2,168 | -100.0% | -0.06% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -1,636 | -100.0% | -0.06% | – |
| VYM | Exit | VANGUARD WHITEHALL FDS INChigh div yld | $0 | – | -2,797 | -100.0% | -0.06% | – |
| INTC | Exit | INTEL CORP | $0 | – | -4,611 | -100.0% | -0.06% | – |
| SPSC | Exit | SPS COMM INC | $0 | – | -2,695 | -100.0% | -0.07% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -4,480 | -100.0% | -0.07% | – |
| AFL | Exit | AFLAC INC | $0 | – | -5,493 | -100.0% | -0.08% | – |
| TCMD | Exit | TACTILE SYS TECHNOLOGY INC | $0 | – | -5,708 | -100.0% | -0.08% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -4,219 | -100.0% | -0.08% | – |
| USMV | Exit | ISHARES TRmin vol usa etf | $0 | – | -5,358 | -100.0% | -0.08% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -5,574 | -100.0% | -0.09% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -6,310 | -100.0% | -0.11% | – |
| PFE | Exit | PFIZER INC | $0 | – | -8,393 | -100.0% | -0.11% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -2,865 | -100.0% | -0.11% | – |
| ATRC | Exit | ATRICURE INC | $0 | – | -13,260 | -100.0% | -0.12% | – |
| VCEL | Exit | VERICEL CORP | $0 | – | -27,874 | -100.0% | -0.14% | – |
| DGS | Exit | WISDOMTREE TRemg mkts smcap | $0 | – | -19,926 | -100.0% | -0.25% | – |
| AXGN | Exit | AXOGEN INC | $0 | – | -86,468 | -100.0% | -0.52% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -34,930 | -100.0% | -0.75% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.