$350 Million is the total value of NorthRock Partners, LLC's 76 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 31.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $90,728,000 | +10.8% | 308,228 | +6.4% | 25.94% | +20.3% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $45,822,000 | +4.4% | 358,887 | +1.0% | 13.10% | +13.3% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $44,371,000 | +1.6% | 280,747 | -2.7% | 12.69% | +10.2% |
| TGT | Buy | TARGET CORP | $23,657,000 | +159.5% | 273,135 | +140.5% | 6.76% | +181.6% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $21,771,000 | +3.5% | 152,597 | -1.6% | 6.22% | +12.3% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $20,802,000 | +3.4% | 233,366 | +0.8% | 5.95% | +12.2% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $16,942,000 | +3.6% | 92,455 | +0.9% | 4.84% | +12.5% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $16,351,000 | +1.5% | 110,082 | +0.8% | 4.68% | +10.2% |
| AMP | Buy | AMERIPRISE FINL INC | $10,601,000 | +13.4% | 73,027 | +0.0% | 3.03% | +23.0% |
| EFG | ISHARES TReafe grwth etf | $8,297,000 | +4.3% | 102,710 | 0.0% | 2.37% | +13.2% | |
| FSK | Sell | FS KKR CAPITAL CORP | $6,832,000 | -1.8% | 1,111,159 | -0.4% | 1.95% | +6.6% |
| MBB | ISHARES TRmbs etf | $4,469,000 | +1.2% | 41,535 | 0.0% | 1.28% | +9.8% | |
| EFV | Buy | ISHARES TReafe value etf | $4,133,000 | -1.6% | 85,947 | +0.0% | 1.18% | +6.9% |
| BA | Buy | BOEING CO | $2,451,000 | +1.6% | 6,741 | +6.6% | 0.70% | +10.2% |
| AAPL | Sell | APPLE INC | $2,268,000 | +4.4% | 11,271 | -1.3% | 0.65% | +13.3% |
| MSFT | Sell | MICROSOFT CORP | $1,679,000 | -59.1% | 12,525 | -64.1% | 0.48% | -55.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,560,000 | +2.5% | 7,323 | -3.3% | 0.45% | +11.2% |
| ATI | ALLEGHENY TECHNOLOGIES INC | $1,286,000 | -1.5% | 51,047 | 0.0% | 0.37% | +7.0% | |
| HON | Sell | HONEYWELL INTL INC | $1,239,000 | +6.4% | 7,091 | -3.3% | 0.35% | +15.3% |
| MMM | Buy | 3M CO | $975,000 | +11.8% | 5,648 | +34.5% | 0.28% | +21.3% |
| HWKN | Sell | HAWKINS INC | $949,000 | +16.3% | 21,856 | -1.4% | 0.27% | +26.0% |
| NTRP | Buy | NEUROTROPE INC | $834,000 | +113.8% | 104,000 | +45.5% | 0.24% | +131.1% |
| VONV | Sell | VANGUARD SCOTTSDALE FDSvng rus1000val | $787,000 | -2.0% | 7,055 | -4.9% | 0.22% | +6.1% |
| CELG | Sell | CELGENE CORP | $780,000 | -4.2% | 8,435 | -2.1% | 0.22% | +4.2% |
| AMZN | Sell | AMAZON COM INC | $721,000 | -31.4% | 381 | -35.4% | 0.21% | -25.6% |
| MCD | Buy | MCDONALDS CORP | $707,000 | +103.2% | 3,408 | +86.5% | 0.20% | +119.6% |
| CEM | Sell | CLEARBRIDGE MLP AND MIDSTRM | $689,000 | -96.9% | 56,532 | -96.7% | 0.20% | -96.6% |
| SUSA | Sell | ISHARES TRmsci usa esg slc | $690,000 | +2.2% | 5,673 | -0.7% | 0.20% | +10.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $658,000 | +4.3% | 2,703 | +5.7% | 0.19% | +13.3% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $652,000 | -3.4% | 8,332 | -4.7% | 0.19% | +4.5% |
| SBUX | Sell | STARBUCKS CORP | $639,000 | +9.8% | 7,606 | -2.6% | 0.18% | +19.6% |
| HES | Sell | HESS CORP | $638,000 | +5.1% | 10,040 | -0.0% | 0.18% | +13.8% |
| DIS | Buy | DISNEY WALT CO | $632,000 | +36.8% | 4,526 | +8.4% | 0.18% | +48.4% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $623,000 | -1.9% | 1,751 | -4.8% | 0.18% | +6.6% |
| CVX | Sell | CHEVRON CORP NEW | $585,000 | -42.9% | 4,702 | -43.5% | 0.17% | -38.1% |
| OTTR | Sell | OTTER TAIL CORP | $551,000 | -4.8% | 10,442 | -10.2% | 0.16% | +3.3% |
| PRSC | PROVIDENCE SVC CORP | $554,000 | -14.0% | 9,653 | 0.0% | 0.16% | -7.1% | |
| PG | Sell | PROCTER AND GAMBLE CO | $490,000 | +4.9% | 1,601 | -64.3% | 0.14% | +13.8% |
| NFLX | NETFLIX INC | $491,000 | +3.2% | 1,337 | 0.0% | 0.14% | +12.0% | |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $467,000 | +22.6% | 3,120 | +17.1% | 0.13% | +34.0% |
| T | Sell | AT&T INC | $425,000 | +3.7% | 12,703 | -3.1% | 0.12% | +13.0% |
| CRCQQ | Buy | CALIFORNIA RES CORP | $394,000 | -12.4% | 20,000 | +14.3% | 0.11% | -5.0% |
| SLYV | New | SPDR SERIES TRUSTs&p 600 smcp val | $379,000 | – | 6,250 | +100.0% | 0.11% | – |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $361,000 | +3.1% | 8,667 | +1.6% | 0.10% | +12.0% |
| LMT | Sell | LOCKHEED MARTIN CORP | $350,000 | +19.9% | 964 | -0.3% | 0.10% | +29.9% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $348,000 | +3.0% | 3,106 | -0.0% | 0.10% | +12.4% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $347,000 | -21.8% | 322 | -14.6% | 0.10% | -15.4% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $334,000 | +3.4% | 1,793 | -0.1% | 0.10% | +12.9% |
| GNSS | LRAD CORP | $329,000 | +15.4% | 100,000 | 0.0% | 0.09% | +25.3% | |
| CELC | New | CELCUITY INC | $323,000 | – | 12,930 | +100.0% | 0.09% | – |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $318,000 | +5.6% | 1 | 0.0% | 0.09% | +15.2% | |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $315,000 | +2.9% | 15,400 | 0.0% | 0.09% | +11.1% | |
| SPTM | Sell | SPDR SERIES TRUSTportfolio tl stk | $311,000 | -4.6% | 8,520 | -8.0% | 0.09% | +3.5% |
| SPYG | New | SPDR SERIES TRUSTprtflo s&p500 gw | $307,000 | – | 7,914 | +100.0% | 0.09% | – |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $306,000 | +2.7% | 3,465 | +1.6% | 0.09% | +11.4% |
| MRK | Buy | MERCK & CO INC | $301,000 | +2.7% | 3,573 | +1.9% | 0.09% | +11.7% |
| XEL | XCEL ENERGY INC | $299,000 | +6.0% | 4,977 | 0.0% | 0.08% | +14.9% | |
| HD | Sell | HOME DEPOT INC | $291,000 | -3.6% | 1,399 | -11.2% | 0.08% | +3.8% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $287,000 | +1.8% | 2,187 | +0.1% | 0.08% | +10.8% |
| RTN | Buy | RAYTHEON CO | $279,000 | +19.7% | 1,601 | +25.1% | 0.08% | +31.1% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $275,000 | +8.7% | 6,513 | +3.0% | 0.08% | +17.9% |
| MDYV | New | SPDR SERIES TRUSTs&p 400 mdcp val | $275,000 | – | 5,360 | +100.0% | 0.08% | – |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $273,000 | -2.2% | 1,525 | -5.9% | 0.08% | +5.4% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $271,000 | -23.7% | 1,738 | -25.0% | 0.08% | -18.1% |
| SPYV | New | SPDR SERIES TRUSTprtflo s&p500 vl | $254,000 | – | 8,095 | +100.0% | 0.07% | – |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $256,000 | -24.9% | 5,972 | -24.9% | 0.07% | -18.9% |
| TTSH | Buy | TILE SHOP HLDGS INC | $248,000 | -13.3% | 62,055 | +23.0% | 0.07% | -5.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $241,000 | +0.8% | 1,734 | +0.8% | 0.07% | +9.5% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $242,000 | -3.6% | 225 | +5.1% | 0.07% | +4.5% |
| VZ | New | VERIZON COMMUNICATIONS INC | $237,000 | – | 4,142 | +100.0% | 0.07% | – |
| GIS | Buy | GENERAL MLS INC | $207,000 | +1.5% | 3,962 | +0.2% | 0.06% | +9.3% |
| AMLP | ALPS ETF TRalerian mlp | $206,000 | -1.9% | 20,900 | 0.0% | 0.06% | +7.3% | |
| NEE | Sell | NEXTERA ENERGY INC | $203,000 | -17.1% | 992 | -21.6% | 0.06% | -10.8% |
| MDYG | New | SPDR SERIES TRUSTs&p 400 mdcp grw | $201,000 | – | 3,719 | +100.0% | 0.06% | – |
| SBH | Buy | SALLY BEAUTY HLDGS INC | $188,000 | -19.0% | 14,100 | +11.9% | 0.05% | -11.5% |
| WRAP | WRAP TECHNOLOGIES INC | $156,000 | -12.4% | 25,000 | 0.0% | 0.04% | -4.3% | |
| HSII | Exit | HEIDRICK & STRUGGLES INTL IN | $0 | – | -29,092 | -100.0% | -0.01% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -32,132 | -100.0% | -0.02% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -119,325 | -100.0% | -0.03% | – |
| OPRX | Exit | OPTIMIZERX CORP | $0 | – | -10,000 | -100.0% | -0.03% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -1,056 | -100.0% | -0.05% | – |
| PNR | Exit | PENTAIR PLC | $0 | – | -5,242 | -100.0% | -0.05% | – |
| V | Exit | VISA INC | $0 | – | -1,372 | -100.0% | -0.06% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -1,314 | -100.0% | -0.06% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -5,126 | -100.0% | -0.06% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -3,406 | -100.0% | -0.06% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -21,135 | -100.0% | -0.06% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -2,644 | -100.0% | -0.06% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,813 | -100.0% | -0.06% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -5,000 | -100.0% | -0.07% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -8,159 | -100.0% | -0.09% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,396 | -100.0% | -0.10% | – |
| NNDM | Exit | NANO DIMENSION LTDspons adr | $0 | – | -681,800 | -100.0% | -0.13% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -14,317 | -100.0% | -0.20% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -9,797 | -100.0% | -0.21% | – |
| NEWR | Exit | NEW RELIC INC | $0 | – | -9,692 | -100.0% | -0.25% | – |
| BSCJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -1,514,613 | -100.0% | -8.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.