$335 Million is the total value of NorthRock Partners, LLC's 99 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 64.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $71,077,000 | -14.4% | 282,662 | -0.5% | 21.19% | -11.4% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $37,779,000 | -12.3% | 340,123 | +0.6% | 11.26% | -9.3% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $36,418,000 | -17.2% | 278,002 | -1.1% | 10.86% | -14.4% |
| BSCJ | Sell | INVESCO EXCH TRD SLF IDX FD | $29,972,000 | -3.4% | 1,422,715 | -3.3% | 8.94% | -0.1% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $16,972,000 | -10.4% | 222,271 | +6.6% | 5.06% | -7.3% |
| CEM | Buy | CLEARBRIDGE MLP AND MIDSTRM | $16,959,000 | -24.8% | 1,628,127 | +4.9% | 5.06% | -22.2% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $16,437,000 | -13.8% | 144,420 | +3.0% | 4.90% | -10.8% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $14,201,000 | -12.4% | 88,042 | +9.5% | 4.23% | -9.3% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $13,907,000 | -13.1% | 105,326 | +10.3% | 4.15% | -10.1% |
| TGT | Buy | TARGET CORP | $7,201,000 | -16.5% | 105,519 | +8.0% | 2.15% | -13.5% |
| EFG | New | ISHARES TReafe grwth etf | $7,131,000 | – | 103,235 | +100.0% | 2.13% | – |
| AMP | Buy | AMERIPRISE FINL INC | $6,088,000 | -26.4% | 58,329 | +4.1% | 1.82% | -23.9% |
| FSK | New | FS KKR CAPITAL CORP | $5,794,000 | – | 1,118,809 | +100.0% | 1.73% | – |
| MBB | New | ISHARES TRmbs etf | $4,846,000 | – | 46,305 | +100.0% | 1.44% | – |
| MSFT | Buy | MICROSOFT CORP | $4,117,000 | +284.8% | 40,510 | +332.6% | 1.23% | +298.4% |
| EFV | New | ISHARES TReafe value etf | $3,919,000 | – | 86,680 | +100.0% | 1.17% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,604,000 | +273.6% | 10,456 | +298.5% | 0.78% | +286.1% |
| ABT | New | ABBOTT LABS | $2,526,000 | – | 34,930 | +100.0% | 0.75% | – |
| AAPL | Buy | APPLE INC | $2,000,000 | -13.8% | 12,685 | +23.4% | 0.60% | -10.8% |
| AXGN | New | AXOGEN INC | $1,759,000 | – | 86,468 | +100.0% | 0.52% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,679,000 | +6.1% | 8,217 | +11.0% | 0.50% | +9.9% |
| AMZN | Buy | AMAZON COM INC | $1,412,000 | +82.0% | 939 | +142.0% | 0.42% | +87.9% |
| MMM | Buy | 3M CO | $1,252,000 | +44.7% | 6,585 | +60.3% | 0.37% | +49.8% |
| BA | Sell | BOEING CO | $1,167,000 | -52.7% | 3,614 | -45.5% | 0.35% | -51.1% |
| HON | Buy | HONEYWELL INTL INC | $969,000 | +7.1% | 7,339 | +34.7% | 0.29% | +10.7% |
| CVX | New | CHEVRON CORP NEW | $905,000 | – | 8,259 | +100.0% | 0.27% | – |
| DGS | New | WISDOMTREE TRemg mkts smcap | $834,000 | – | 19,926 | +100.0% | 0.25% | – |
| NEWR | Buy | NEW RELIC INC | $806,000 | -0.5% | 9,954 | +15.8% | 0.24% | +3.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $738,000 | +119.0% | 710 | +154.5% | 0.22% | +126.8% |
| VONV | Buy | VANGUARD SCOTTSDALE FDSvng rus1000val | $685,000 | +12.9% | 7,055 | +29.4% | 0.20% | +16.6% |
| CRCQQ | New | CALIFORNIA RES CORP | $682,000 | – | 40,000 | +100.0% | 0.20% | – |
| XOM | New | EXXON MOBIL CORP | $671,000 | – | 9,854 | +100.0% | 0.20% | – |
| IJR | Sell | ISHARES TRcore s&p scp etf | $651,000 | -19.5% | 9,164 | -0.7% | 0.19% | -16.7% |
| GNSS | New | LRAD CORP | $646,000 | – | 256,081 | +100.0% | 0.19% | – |
| CSCO | New | CISCO SYS INC | $622,000 | – | 14,323 | +100.0% | 0.18% | – |
| HWKN | Sell | HAWKINS INC | $603,000 | -35.2% | 14,720 | -34.5% | 0.18% | -32.8% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $588,000 | -9.0% | 1,909 | +9.0% | 0.18% | -5.9% |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $581,000 | -7.3% | 5,625 | +7.7% | 0.17% | -4.4% |
| CELG | Buy | CELGENE CORP | $579,000 | -23.3% | 8,992 | +6.6% | 0.17% | -20.6% |
| PRSC | PROVIDENCE SVC CORP | $580,000 | -10.6% | 9,653 | 0.0% | 0.17% | -7.5% | |
| SBUX | Buy | STARBUCKS CORP | $576,000 | +16.8% | 8,955 | +3.3% | 0.17% | +21.1% |
| OTTR | Sell | OTTER TAIL CORP | $577,000 | +0.7% | 11,632 | -2.7% | 0.17% | +4.2% |
| ATI | ALLEGHENY TECHNOLOGIES INC | $551,000 | -26.4% | 25,331 | 0.0% | 0.16% | -24.1% | |
| TTSH | Buy | TILE SHOP HLDGS INC | $504,000 | +27.0% | 92,088 | +65.8% | 0.15% | +31.6% |
| VCEL | New | VERICEL CORP | $485,000 | – | 27,874 | +100.0% | 0.14% | – |
| T | Buy | AT&T INC | $484,000 | +49.4% | 16,999 | +75.9% | 0.14% | +54.8% |
| PG | Sell | PROCTER AND GAMBLE CO | $453,000 | +2.3% | 4,953 | -24.1% | 0.14% | +5.5% |
| BP | New | BP PLCsponsored adr | $443,000 | – | 11,696 | +100.0% | 0.13% | – |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $413,000 | +23.7% | 11,141 | +44.9% | 0.12% | +28.1% |
| ATRC | New | ATRICURE INC | $406,000 | – | 13,260 | +100.0% | 0.12% | – |
| FB | Buy | FACEBOOK INCcl a | $376,000 | +37.2% | 2,865 | +71.0% | 0.11% | +41.8% |
| PFE | New | PFIZER INC | $365,000 | – | 8,393 | +100.0% | 0.11% | – |
| DIS | Buy | DISNEY WALT CO | $358,000 | -3.8% | 3,238 | +2.5% | 0.11% | 0.0% |
| VZ | New | VERIZON COMMUNICATIONS INC | $355,000 | – | 6,310 | +100.0% | 0.11% | – |
| NFLX | Buy | NETFLIX INC | $357,000 | -24.2% | 1,337 | +5.9% | 0.11% | -22.1% |
| SPTM | Sell | SPDR SERIES TRUSTportfolio tl stk | $352,000 | -22.1% | 11,364 | -8.8% | 0.10% | -19.2% |
| PNR | Buy | PENTAIR PLC | $324,000 | +49.3% | 8,597 | +71.7% | 0.10% | +54.0% |
| MCD | Buy | MCDONALDS CORP | $321,000 | +12.6% | 1,808 | +6.6% | 0.10% | +17.1% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $319,000 | -16.1% | 2,665 | 0.0% | 0.10% | -12.8% | |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $305,000 | -12.4% | 3,192 | +4.4% | 0.09% | -9.0% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $306,000 | -4.4% | 1 | 0.0% | 0.09% | -1.1% | |
| EEM | New | ISHARES TRmsci emg mkt etf | $302,000 | – | 7,737 | +100.0% | 0.09% | – |
| EFA | Buy | ISHARES TRmsci eafe etf | $294,000 | +25.6% | 5,015 | +47.8% | 0.09% | +31.3% |
| BBY | Buy | BEST BUY INC | $295,000 | -11.1% | 5,574 | +33.6% | 0.09% | -8.3% |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $291,000 | -1.0% | 15,400 | 0.0% | 0.09% | +2.4% | |
| USMV | New | ISHARES TRmin vol usa etf | $281,000 | – | 5,358 | +100.0% | 0.08% | – |
| MRK | Buy | MERCK & CO INC | $277,000 | +20.4% | 3,562 | +10.9% | 0.08% | +25.8% |
| CVS | New | CVS HEALTH CORP | $276,000 | – | 4,219 | +100.0% | 0.08% | – |
| MDT | Buy | MEDTRONIC PLC | $275,000 | +8.3% | 3,334 | +29.4% | 0.08% | +12.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $270,000 | +11.1% | 260 | +27.5% | 0.08% | +14.3% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $269,000 | -12.4% | 3,571 | -6.2% | 0.08% | -9.1% |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $265,000 | -19.7% | 1,760 | 0.0% | 0.08% | -16.8% | |
| TCMD | New | TACTILE SYS TECHNOLOGY INC | $260,000 | – | 5,708 | +100.0% | 0.08% | – |
| NTRP | New | NEUROTROPE INC | $255,000 | – | 71,500 | +100.0% | 0.08% | – |
| RTN | New | RAYTHEON CO | $250,000 | – | 1,618 | +100.0% | 0.08% | – |
| AFL | New | AFLAC INC | $250,000 | – | 5,493 | +100.0% | 0.08% | – |
| XEL | Sell | XCEL ENERGY INC | $247,000 | +1.2% | 4,977 | -2.9% | 0.07% | +5.7% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $247,000 | -16.8% | 2,174 | +2.8% | 0.07% | -14.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $245,000 | +14.0% | 6,476 | +24.5% | 0.07% | +17.7% |
| NEE | Sell | NEXTERA ENERGY INC | $234,000 | -0.8% | 1,361 | -3.1% | 0.07% | +2.9% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $236,000 | -13.6% | 1,565 | +1.6% | 0.07% | -11.4% |
| BMY | New | BRISTOL MYERS SQUIBB CO | $232,000 | – | 4,480 | +100.0% | 0.07% | – |
| GIS | New | GENERAL MLS INC | $229,000 | – | 5,881 | +100.0% | 0.07% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $221,000 | – | 1,647 | +100.0% | 0.07% | – |
| SPSC | New | SPS COMM INC | $223,000 | – | 2,695 | +100.0% | 0.07% | – |
| INTC | New | INTEL CORP | $217,000 | – | 4,611 | +100.0% | 0.06% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $216,000 | – | 2,797 | +100.0% | 0.06% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $213,000 | +0.9% | 6,252 | +5.8% | 0.06% | +4.9% |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $208,000 | – | 1,636 | +100.0% | 0.06% | – |
| DOCU | New | DOCUSIGN INC | $200,000 | – | 5,000 | +100.0% | 0.06% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $202,000 | -6.9% | 2,168 | +12.7% | 0.06% | -4.8% |
| GE | Buy | GENERAL ELECTRIC CO | $191,000 | +40.4% | 25,384 | +115.3% | 0.06% | +46.2% |
| AMLP | New | ALPS ETF TRalerian mlp | $182,000 | – | 20,900 | +100.0% | 0.05% | – |
| FLXN | New | FLEXION THERAPEUTICS INC | $173,000 | – | 14,557 | +100.0% | 0.05% | – |
| OPRX | New | OPTIMIZERX CORP | $142,000 | – | 12,900 | +100.0% | 0.04% | – |
| VMM | New | DELAWARE INV MN MUN INC FD I | $137,000 | – | 11,557 | +100.0% | 0.04% | – |
| WRAP | New | WRAP TECHNOLOGIES INC | $79,000 | – | 25,000 | +100.0% | 0.02% | – |
| GNUS | New | GENIUS BRANDS INTL INC | $41,000 | – | 19,000 | +100.0% | 0.01% | – |
| CBKCQ | CHRISTOPHER & BANKS CORP | $19,000 | -38.7% | 40,900 | 0.0% | 0.01% | -33.3% | |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -703 | -100.0% | -0.07% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -2,560 | -100.0% | -0.11% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -20,125 | -100.0% | -0.16% | – |
| Exit | CORPORATE CAP TR INC | $0 | – | -478,313 | -100.0% | -2.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.