$347 Million is the total value of NorthRock Partners, LLC's 65 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 11.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $83,001,000 | +1.4% | 284,179 | +5.1% | 23.91% | -14.4% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $44,003,000 | +12.0% | 281,206 | +2.9% | 12.68% | -5.4% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $43,089,000 | +12.5% | 338,035 | +7.1% | 12.42% | -5.0% |
| BSCJ | New | INVESCO EXCH TRD SLF IDX FD | $31,033,000 | – | 1,471,915 | +100.0% | 8.94% | – |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $22,557,000 | +6.3% | 1,552,405 | +3.4% | 6.50% | -10.2% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $19,067,000 | +11.2% | 140,199 | +3.7% | 5.49% | -6.0% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $18,939,000 | +9.2% | 208,443 | +6.4% | 5.46% | -7.7% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $16,203,000 | +5.4% | 80,422 | -1.0% | 4.67% | -11.0% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $16,007,000 | +5.7% | 95,449 | +3.0% | 4.61% | -10.7% |
| TGT | TARGET CORP | $8,619,000 | +15.9% | 97,717 | 0.0% | 2.48% | -2.1% | |
| AMP | Buy | AMERIPRISE FINL INC | $8,275,000 | +5.6% | 56,038 | +0.0% | 2.38% | -10.8% |
| Sell | CORPORATE CAP TR INC | $7,718,000 | -2.6% | 478,313 | -3.3% | 2.22% | -17.7% | |
| BA | Buy | BOEING CO | $2,469,000 | +75.4% | 6,636 | +58.3% | 0.71% | +48.1% |
| AAPL | Buy | APPLE INC | $2,320,000 | +29.8% | 10,277 | +6.4% | 0.67% | +9.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,582,000 | -13.0% | 7,402 | -24.1% | 0.46% | -26.5% |
| MSFT | Sell | MICROSOFT CORP | $1,070,000 | +0.8% | 9,365 | -12.9% | 0.31% | -14.9% |
| HWKN | Sell | HAWKINS INC | $931,000 | +11.0% | 22,481 | -5.3% | 0.27% | -6.3% |
| HON | New | HONEYWELL INTL INC | $905,000 | – | 5,447 | +100.0% | 0.26% | – |
| MMM | Buy | 3M CO | $865,000 | +45.6% | 4,107 | +35.7% | 0.25% | +22.7% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $809,000 | -11.4% | 9,229 | -15.3% | 0.23% | -25.1% |
| NEWR | Sell | NEW RELIC INC | $810,000 | -12.0% | 8,599 | -5.9% | 0.23% | -25.8% |
| AMZN | Buy | AMAZON COM INC | $776,000 | +21.4% | 388 | +2.9% | 0.22% | +2.8% |
| CELG | Buy | CELGENE CORP | $755,000 | +14.4% | 8,435 | +1.7% | 0.22% | -3.1% |
| ATI | ALLEGHENY TECHNOLOGIES INC | $749,000 | +17.8% | 25,331 | 0.0% | 0.22% | -0.5% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $697,000 | +2.2% | 2,624 | -5.6% | 0.20% | -13.7% |
| PRSC | PROVIDENCE SVC CORP | $649,000 | -14.5% | 9,653 | 0.0% | 0.19% | -27.8% | |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $646,000 | +0.2% | 1,751 | -3.5% | 0.19% | -15.5% |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $627,000 | +20.8% | 5,225 | +14.0% | 0.18% | +2.3% |
| VONV | VANGUARD SCOTTSDALE FDSvng rus1000val | $607,000 | +5.0% | 5,450 | 0.0% | 0.18% | -11.2% | |
| OTTR | Buy | OTTER TAIL CORP | $573,000 | +23.2% | 11,959 | +22.5% | 0.16% | +3.8% |
| WEB | WEB COM GROUP INC | $561,000 | +7.9% | 20,125 | 0.0% | 0.16% | -8.5% | |
| SBUX | STARBUCKS CORP | $493,000 | +16.0% | 8,672 | 0.0% | 0.14% | -2.1% | |
| NFLX | Buy | NETFLIX INC | $471,000 | -1.7% | 1,262 | +3.0% | 0.14% | -16.6% |
| SPTM | SPDR SERIES TRUSTportfolio tl stk | $452,000 | +6.9% | 12,461 | 0.0% | 0.13% | -9.7% | |
| PG | Buy | PROCTER AND GAMBLE CO | $443,000 | +2.5% | 6,523 | +18.1% | 0.13% | -12.9% |
| TTSH | Buy | TILE SHOP HLDGS INC | $397,000 | +16.1% | 55,555 | +25.1% | 0.11% | -2.6% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $388,000 | +68.0% | 2,560 | +49.0% | 0.11% | +41.8% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $380,000 | +6.1% | 2,665 | 0.0% | 0.11% | -10.7% | |
| DIS | Buy | DISNEY WALT CO | $372,000 | +20.8% | 3,160 | +6.6% | 0.11% | +1.9% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $348,000 | +3.3% | 3,057 | +0.2% | 0.10% | -13.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $337,000 | +9.1% | 279 | +2.2% | 0.10% | -7.6% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $334,000 | +32.0% | 7,691 | +30.3% | 0.10% | +11.6% |
| BBY | BEST BUY INC | $332,000 | +6.4% | 4,171 | 0.0% | 0.10% | -9.4% | |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $330,000 | +6.8% | 1,760 | 0.0% | 0.10% | -9.5% | |
| T | Sell | AT&T INC | $324,000 | +2.5% | 9,662 | -2.0% | 0.09% | -13.9% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $320,000 | +13.5% | 1 | 0.0% | 0.09% | -4.2% | |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $307,000 | +7.0% | 3,806 | +8.3% | 0.09% | -10.2% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $297,000 | +3.5% | 2,115 | +0.2% | 0.09% | -12.2% |
| DIAL | COLUMBIA ETF TR Idiversifid fxd | $294,000 | 0.0% | 15,400 | 0.0% | 0.08% | -15.0% | |
| MCD | Buy | MCDONALDS CORP | $285,000 | +8.4% | 1,696 | +1.0% | 0.08% | -8.9% |
| FB | Buy | FACEBOOK INCcl a | $274,000 | +26.3% | 1,675 | +49.6% | 0.08% | +6.8% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $273,000 | -1.4% | 1,540 | -8.9% | 0.08% | -16.0% |
| MDT | Sell | MEDTRONIC PLC | $254,000 | -27.8% | 2,576 | -36.9% | 0.07% | -39.2% |
| XEL | Sell | XCEL ENERGY INC | $244,000 | +2.5% | 5,125 | -0.8% | 0.07% | -13.6% |
| LMT | New | LOCKHEED MARTIN CORP | $244,000 | – | 703 | +100.0% | 0.07% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $243,000 | +8.5% | 204 | +2.0% | 0.07% | -7.9% |
| NEE | Sell | NEXTERA ENERGY INC | $236,000 | -0.8% | 1,405 | -1.5% | 0.07% | -16.0% |
| EFA | Buy | ISHARES TRmsci eafe etf | $234,000 | +16.4% | 3,394 | +12.7% | 0.07% | -2.9% |
| MRK | New | MERCK & CO INC | $230,000 | – | 3,211 | +100.0% | 0.07% | – |
| PNR | Buy | PENTAIR PLC | $217,000 | +6.4% | 5,006 | +2.6% | 0.06% | -10.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $217,000 | +7.4% | 1,923 | -1.1% | 0.06% | -8.7% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $215,000 | – | 5,200 | +100.0% | 0.06% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $211,000 | – | 5,909 | +100.0% | 0.06% | – |
| GE | Sell | GENERAL ELECTRIC CO | $136,000 | -26.9% | 11,789 | -13.0% | 0.04% | -38.1% |
| CBKCQ | CHRISTOPHER & BANKS CORP | $31,000 | -18.4% | 40,900 | 0.0% | 0.01% | -30.8% | |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -919 | -100.0% | -0.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.