$239 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 99 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 15.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SHT-TRM CORP BOND IDX | $18,786,000 | +12.0% | 226,750 | +11.8% | 7.87% | -9.1% |
| SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETF | $16,055,000 | +12.7% | 139,405 | -0.6% | 6.73% | -8.6% |
| BIV | Buy | VANGUARD INTER-TRM BOND ETF | $15,829,000 | +7.3% | 169,330 | +7.0% | 6.63% | -12.9% |
| SCHV | Buy | SCHWAB US LARGE CAP VAL ETF | $15,315,000 | +38.0% | 293,439 | +32.5% | 6.42% | +11.9% |
| VMBS | Buy | VANGUARD MTG BACKED SEC ETF | $12,345,000 | +21.7% | 227,464 | +21.9% | 5.17% | -1.3% |
| GOVT | New | ISHARES U.S. TREASURY BOND ETF | $10,050,000 | – | 359,583 | +100.0% | 4.21% | – |
| ISTB | Sell | ISHARES CORE 1-5 YR USD BD ETF | $8,577,000 | -10.6% | 166,380 | -10.8% | 3.60% | -27.5% |
| VUG | Sell | VANGUARD US LRG CAP GR IND ETF | $8,437,000 | +11.8% | 37,068 | -0.7% | 3.54% | -9.3% |
| AGG | Buy | iSHS CORE US AGGREGATE BOND | $7,049,000 | +43.4% | 59,703 | +43.5% | 2.95% | +16.3% |
| PTLC | Sell | PACER TRENDPILOT US LRG CAP ET | $6,177,000 | +3.4% | 209,173 | -4.8% | 2.59% | -16.2% |
| LQD | New | iSHARES IBOXX INVT GRADEBOND | $5,803,000 | – | 43,081 | +100.0% | 2.43% | – |
| QUAL | Buy | ISHARES EDGE MSCI USA QLTY FAC | $5,475,000 | +8.3% | 52,775 | +0.1% | 2.30% | -12.1% |
| SCHF | Buy | SCHWAB INTERNATIONAL EQTY ETF | $5,033,000 | +5.9% | 160,277 | +0.3% | 2.11% | -14.1% |
| MSFT | Buy | MICROSOFT CORP | $4,550,000 | +4.2% | 21,634 | +0.8% | 1.91% | -15.5% |
| MCHI | Buy | iSHARES MSCI CHINA | $3,791,000 | +15.2% | 51,110 | +1.7% | 1.59% | -6.6% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $3,663,000 | +58.7% | 22,255 | +39.4% | 1.54% | +28.7% |
| ACN | Buy | ACCENTURE PLC CL.A | $3,585,000 | +22.1% | 15,865 | +16.1% | 1.50% | -1.0% |
| SCHB | Buy | SCHWAB US BROAD MKT ETF | $3,242,000 | +11.3% | 40,707 | +2.6% | 1.36% | -9.8% |
| BSV | Buy | VANGUARD S-T BOND INDEX ETF | $2,868,000 | +106.0% | 34,530 | +106.1% | 1.20% | +67.2% |
| ABBV | Sell | ABBVIE INC | $2,672,000 | -11.2% | 30,505 | -0.4% | 1.12% | -27.9% |
| MDT | Buy | MEDTRONIC PLC | $2,644,000 | +18.1% | 25,446 | +4.3% | 1.11% | -4.2% |
| CVX | Buy | CHEVRON CORP NEW | $2,470,000 | -18.5% | 34,303 | +1.0% | 1.04% | -33.9% |
| MCD | Buy | MCDONALDS CORP | $2,360,000 | +29.0% | 10,754 | +8.4% | 0.99% | +4.5% |
| VZ | Buy | VERIZON COMMUNICATIONS | $2,332,000 | +8.0% | 39,201 | +0.1% | 0.98% | -12.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY NEW CLASS B | $2,286,000 | +17.5% | 10,736 | -1.5% | 0.96% | -4.8% |
| ABT | Buy | ABBOTT LABORATORIES | $2,242,000 | +19.6% | 20,602 | +0.5% | 0.94% | -2.9% |
| XLE | Sell | SECTOR SPDR ENERGY SELECT SHS | $2,232,000 | -22.1% | 74,524 | -1.5% | 0.94% | -36.8% |
| INTC | Buy | INTEL CORP | $2,164,000 | +12.8% | 41,792 | +30.4% | 0.91% | -8.5% |
| GD | Buy | GENERAL DYNAMICS CORP | $2,163,000 | -7.0% | 15,628 | +0.4% | 0.91% | -24.7% |
| GS | Buy | GOLDMAN SACHS GRP INC | $2,064,000 | +31.1% | 10,271 | +29.0% | 0.86% | +6.4% |
| ORCL | Buy | ORACLE CORPORATION | $1,958,000 | +60.6% | 32,795 | +48.7% | 0.82% | +30.3% |
| DUK | Buy | DUKE ENERGY CORP | $1,916,000 | +239.1% | 21,631 | +205.7% | 0.80% | +175.0% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,894,000 | -2.9% | 48,083 | +15.0% | 0.79% | -21.2% |
| BIIB | BIOGEN INC | $1,852,000 | +6.0% | 6,530 | 0.0% | 0.78% | -14.1% | |
| VEA | Buy | VANGUARD FTSE DEVELOPED MKTS | $1,833,000 | +6.3% | 44,820 | +0.8% | 0.77% | -13.8% |
| CONE | CYRUSONE INC | $1,791,000 | -3.8% | 25,575 | 0.0% | 0.75% | -21.9% | |
| SPDW | Buy | SPDW PORTFOLIO WORLD ex-US ETF | $1,754,000 | +10.9% | 59,930 | +4.7% | 0.74% | -10.0% |
| SCHW | Sell | SCHWAB CHARLES CORP | $1,614,000 | -33.1% | 44,550 | -37.7% | 0.68% | -45.7% |
| PSA | PUBLIC STORAGE INC | $1,507,000 | +16.1% | 6,765 | 0.0% | 0.63% | -5.8% | |
| WMT | Buy | WALMART, INC | $1,482,000 | +22.4% | 10,593 | +4.8% | 0.62% | -0.8% |
| V | Sell | VISA, INC | $1,379,000 | +2.9% | 6,895 | -0.6% | 0.58% | -16.5% |
| FNV | Buy | FRANCO-NEVADA CORP | $1,354,000 | +24.3% | 9,700 | +24.4% | 0.57% | +0.7% |
| IAU | New | ISHARES GOLD ETF | $1,333,000 | – | 74,116 | +100.0% | 0.56% | – |
| GOOGL | Sell | ALPHABET CLASS A | $1,301,000 | +2.2% | 888 | -1.1% | 0.54% | -17.2% |
| XOM | Buy | EXXON MOBIL CORP (NEW) | $1,287,000 | -21.4% | 37,493 | +2.5% | 0.54% | -36.3% |
| COR | CORESITE REALTY CORP | $1,263,000 | -1.8% | 10,620 | 0.0% | 0.53% | -20.5% | |
| WFC | Buy | WELLS FARGO& CO (NEW) | $1,248,000 | -7.9% | 53,077 | +0.2% | 0.52% | -25.3% |
| QCOM | QUALCOMM INC | $1,200,000 | +29.0% | 10,195 | 0.0% | 0.50% | +4.6% | |
| DHR | Sell | DANAHER CORP | $1,191,000 | +17.7% | 5,530 | -3.4% | 0.50% | -4.6% |
| A | Sell | AGILENT TECHNOLOGIES INC | $1,185,000 | +10.9% | 11,735 | -3.0% | 0.50% | -10.0% |
| HDV | iSHARES CORE HIGH DIV ETF | $1,147,000 | -0.9% | 14,255 | 0.0% | 0.48% | -19.6% | |
| COST | Buy | COSTCO WHSL CORP (NEW) | $1,108,000 | +17.5% | 3,121 | +0.4% | 0.46% | -4.7% |
| SYK | Buy | STRYKER CORP | $1,105,000 | +27.5% | 5,305 | +10.3% | 0.46% | +3.3% |
| MA | Sell | MASTERCARD INCORPORATED | $1,080,000 | +11.2% | 3,195 | -2.7% | 0.45% | -9.8% |
| INTU | INTUIT INC | $1,065,000 | +10.1% | 3,265 | 0.0% | 0.45% | -10.8% | |
| CERN | Buy | CERNER CORP | $1,031,000 | +6.3% | 14,265 | +0.8% | 0.43% | -13.8% |
| XLNX | New | XILINX INC | $1,026,000 | – | 9,840 | +100.0% | 0.43% | – |
| AME | New | AMETEK INC | $1,002,000 | – | 10,080 | +100.0% | 0.42% | – |
| BERKSHIRE HTWY CL.A | $960,000 | +19.7% | 300 | 0.0% | 0.40% | -2.9% | ||
| EMR | New | EMERSON ELECTRIC CO | $940,000 | – | 14,338 | +100.0% | 0.39% | – |
| MCHP | New | MICROCHIP TECH | $925,000 | – | 9,005 | +100.0% | 0.39% | – |
| VANGUARD ALL-WORLD HI-DIV YLD | $857,000 | +3.1% | 17,500 | 0.0% | 0.36% | -16.3% | ||
| SPY | Buy | SPDR S&P 500 ETF | $827,000 | +18.1% | 2,470 | +8.8% | 0.35% | -4.1% |
| NEAR | New | iSHARES SHT MAT BOND ETF | $818,000 | – | 16,320 | +100.0% | 0.34% | – |
| VTI | Buy | VANGUARD TOTAL STK MKT ETF | $772,000 | +10.6% | 4,530 | +1.6% | 0.32% | -10.2% |
| XLI | Buy | SECTOR SPDR INDUST SELECT SHS | $746,000 | +23.9% | 9,690 | +10.5% | 0.31% | +0.6% |
| VANGUARD S&P 500 UCITS ETF USD | $703,000 | +9.7% | 11,000 | 0.0% | 0.30% | -10.9% | ||
| EWJ | Buy | ISHARES MSCI JAPAN ETF | $631,000 | +16.4% | 10,690 | +8.3% | 0.26% | -5.7% |
| IJK | Buy | iSHARES S&P MIDCAP 400 GRWTH | $592,000 | +16.8% | 2,475 | +9.3% | 0.25% | -5.3% |
| AMZN | Buy | AMAZON.COM INC | $516,000 | +18.3% | 164 | +3.8% | 0.22% | -4.0% |
| GAIA | GAIA INC NEW CLASS A | $507,000 | +17.4% | 51,600 | 0.0% | 0.21% | -4.9% | |
| PEP | Sell | PEPSICO INC | $469,000 | -11.7% | 3,381 | -15.8% | 0.20% | -28.1% |
| GOOG | Sell | ALPHABET CLASS C | $417,000 | -1.9% | 284 | -5.6% | 0.18% | -20.5% |
| CDNS | CADENCE DESIGN SYSTEMS INC | $414,000 | +11.3% | 3,880 | 0.0% | 0.17% | -9.4% | |
| SHY | iSHARES T-BOND 1-3 YRS FUND | $388,000 | 0.0% | 4,485 | 0.0% | 0.16% | -18.9% | |
| ADBE | Buy | ADOBE INC. | $386,000 | +12.9% | 787 | +0.3% | 0.16% | -8.5% |
| DE | DEERE& CO | $377,000 | +41.2% | 1,700 | 0.0% | 0.16% | +14.5% | |
| SCHO | Sell | SCHWAB S-T US TREASURY ETF | $376,000 | -15.3% | 7,310 | -15.0% | 0.16% | -31.0% |
| BP | Sell | BP PLC ADR | $377,000 | -26.1% | 21,611 | -1.1% | 0.16% | -40.2% |
| SNPS | Buy | SYNOPSYS INC | $348,000 | +16.4% | 1,625 | +5.9% | 0.15% | -5.8% |
| DEM | WISDOM TREE EMRG MKTS HI DIV | $335,000 | -2.3% | 9,500 | 0.0% | 0.14% | -20.9% | |
| UNH | Buy | UNITEDHEALTH GROUP INC | $318,000 | +7.8% | 1,019 | +1.9% | 0.13% | -12.5% |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTD | $306,000 | +5.5% | 2,540 | -5.8% | 0.13% | -14.7% |
| MORN | MORNINGSTAR INC | $289,000 | +13.8% | 1,800 | 0.0% | 0.12% | -7.6% | |
| MO | ALTRIA GROUP INC | $281,000 | -1.4% | 7,268 | 0.0% | 0.12% | -19.7% | |
| AAPL | Buy | APPLE INC | $279,000 | +29.8% | 2,411 | +310.0% | 0.12% | +5.4% |
| PFE | Sell | PFIZER INCORPORATION | $268,000 | +11.7% | 7,300 | -0.7% | 0.11% | -9.7% |
| GDX | New | VANECK VECTORS GOLD MINERS ETF | $265,000 | – | 6,765 | +100.0% | 0.11% | – |
| AVGR | New | AVINGER INC | $258,000 | – | 800,000 | +100.0% | 0.11% | – |
| NSRGY | Sell | NESTLE SA ADR | $253,000 | -34.1% | 2,125 | -38.8% | 0.11% | -46.5% |
| TXN | TEXAS INSTRUMENTS INCORPORATED | $243,000 | +12.5% | 1,700 | 0.0% | 0.10% | -8.9% | |
| MRK | Sell | MERCK& CO. INC. | $243,000 | +4.7% | 2,930 | -2.2% | 0.10% | -15.0% |
| QQQ | INVESCO QQQ TR | $231,000 | +12.1% | 830 | 0.0% | 0.10% | -8.5% | |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $213,000 | -5.3% | 3,702 | +1.3% | 0.09% | -23.3% |
| RAZER INC | $113,000 | +20.2% | 500,000 | 0.0% | 0.05% | -4.1% | ||
| LINCOLN CORE CAPITAL5yr fixed index | $106,000 | +1.0% | 100,000 | 0.0% | 0.04% | -18.5% | ||
| IGR | New | CBRE CLARION GLBL REAL EST INC | $67,000 | – | 11,150 | +100.0% | 0.03% | – |
| ACRHF | New | ACREAGE HLDGS INCcl e sub vtg | $28,000 | – | 11,655 | +100.0% | 0.01% | – |
| NGPHF | NORTHERN GRAPHITE CORP F | $4,000 | +33.3% | 20,000 | 0.0% | 0.00% | 0.0% | |
| ACRGF | Exit | ACREAGE HOLDINGS INC | $0 | – | -16,650 | -100.0% | -0.02% | – |
| JKHY | Exit | JACK HENRY& ASSOC INC | $0 | – | -5,790 | -100.0% | -0.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.