$108 Thousand is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 68 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 18.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | Sell | SPDR S&P DIVIDEND ETF | $17,121,000 | +0.9% | 194,247 | -2.1% | 15.74% | -4.2% |
| SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETF | $10,642,000 | +6.0% | 175,950 | -2.1% | 9.78% | +0.7% |
| QQQ | Sell | POWERSHARES QQQ | $8,142,000 | +8.0% | 61,505 | -3.3% | 7.48% | +2.6% |
| IJR | Buy | iSHARES CORE S&P SMALL-CAP ETF | $7,458,000 | -1.5% | 107,833 | +95.9% | 6.86% | -6.4% |
| PGX | Sell | POWERSHARES PREFERRED ETF | $6,599,000 | +3.5% | 445,270 | -0.6% | 6.07% | -1.7% |
| VUG | Sell | VANGUARD US LRG CAP GR IND ETF | $6,000,000 | +8.8% | 49,315 | -0.4% | 5.52% | +3.3% |
| SCHB | Buy | SCHWAB US BROAD MKT ETF | $5,069,000 | +76.4% | 88,838 | +67.5% | 4.66% | +67.5% |
| XLF | Sell | SECTOR SPDR FINCL SELECT SHS | $2,805,000 | -2.3% | 118,215 | -4.2% | 2.58% | -7.2% |
| XBI | Buy | SPDR S&P BIOTECH | $2,240,000 | +17.8% | 32,300 | +0.6% | 2.06% | +11.9% |
| CVX | Buy | CHEVRON CORP NEW | $2,160,000 | -8.1% | 20,116 | +0.7% | 1.99% | -12.7% |
| VTI | Buy | VANGUARD TOTAL STK MKT ETF | $2,114,000 | +75.1% | 17,429 | +66.6% | 1.94% | +66.4% |
| MSFT | Sell | MICROSOFT CORP | $1,706,000 | +4.3% | 25,900 | -1.6% | 1.57% | -0.9% |
| Sell | VANGUARD S&P 500 UCITS ETF USD | $1,444,000 | -56.9% | 32,100 | -59.0% | 1.33% | -59.1% | |
| SYK | Sell | STRYKER CORP | $1,351,000 | +7.6% | 10,260 | -2.1% | 1.24% | +2.1% |
| HAL | Sell | HALLIBURTON CO | $1,273,000 | -10.8% | 25,860 | -2.0% | 1.17% | -15.3% |
| BCR | Sell | BARD C R INC | $1,239,000 | +8.5% | 4,985 | -2.0% | 1.14% | +3.1% |
| RYH | Buy | GUGGENHEIM S&P 500 EQUALweight health ca | $1,219,000 | +13.2% | 7,619 | +3.2% | 1.12% | +7.6% |
| MA | Sell | MASTERCARD INCORPORATED | $1,188,000 | +3.3% | 10,560 | -5.2% | 1.09% | -1.9% |
| HAS | Sell | HASBRO INC | $1,179,000 | +27.0% | 11,810 | -1.0% | 1.08% | +20.7% |
| DIS | Sell | DISNEY WALT CO (HOLDING CO) | $1,038,000 | +5.8% | 9,157 | -2.7% | 0.95% | +0.4% |
| IJK | Sell | iSHARES S&P MIDCAP 400 GRWTH | $1,017,000 | +3.2% | 5,326 | -1.5% | 0.94% | -1.9% |
| MMM | Sell | 3M COMPANY | $985,000 | +5.6% | 5,150 | -1.4% | 0.90% | +0.2% |
| ESLT | Sell | ELBIT SYSTEMS LTD | $949,000 | +10.2% | 8,350 | -1.2% | 0.87% | +4.7% |
| IPAR | Sell | INTER PARFUMS INC | $933,000 | +10.4% | 25,520 | -1.1% | 0.86% | +4.9% |
| BOFI | Sell | BOFI HOLDING INC | $933,000 | -9.5% | 35,720 | -1.1% | 0.86% | -14.0% |
| HST | New | HOST HOTELS& RESORTS INC | $925,000 | – | 49,580 | +100.0% | 0.85% | – |
| SBUX | Sell | STARBUCKS CORP | $923,000 | +4.1% | 15,800 | -1.1% | 0.85% | -1.2% |
| DHR | Sell | DANAHER CORP | $913,000 | +8.7% | 10,670 | -1.1% | 0.84% | +3.2% |
| CAG | Sell | CONAGRA FOODS INC | $903,000 | +0.9% | 22,380 | -1.1% | 0.83% | -4.2% |
| FDS | Sell | FACTSET RESEARCH SYSTEMS INC | $887,000 | -0.2% | 5,380 | -1.1% | 0.82% | -5.2% |
| NOV | New | NATIONAL OILWELL VARCO | $885,000 | – | 22,065 | +100.0% | 0.81% | – |
| ACN | Sell | ACCENTURE PLC CL.A | $876,000 | +0.9% | 7,305 | -1.4% | 0.80% | -4.2% |
| Sell | iSHS MSCI USA DIV IQ UCITS ETF | $876,000 | -62.9% | 28,500 | -64.6% | 0.80% | -64.7% | |
| SCHO | Sell | SCHWAB S-T US TREASURY ETF | $813,000 | -3.1% | 16,102 | -3.2% | 0.75% | -8.0% |
| HP | New | HELMERICH& PAYNE INC | $807,000 | – | 12,120 | +100.0% | 0.74% | – |
| BERKSHIRE HTWY CL.A | $750,000 | +2.5% | 300 | 0.0% | 0.69% | -2.8% | ||
| RES | New | RPC, INC | $729,000 | – | 39,830 | +100.0% | 0.67% | – |
| SCHF | Buy | SCHWAB INTERNATIONAL EQTY ETF | $670,000 | +19.6% | 22,433 | +10.8% | 0.62% | +13.7% |
| SHY | Sell | iSHARES T-BOND 1-3 YRS FUND | $652,000 | -0.6% | 7,710 | -0.7% | 0.60% | -5.7% |
| iSHARES NASDAQ 100 UCITS ETF | $631,000 | +10.7% | 2,100 | 0.0% | 0.58% | +5.1% | ||
| PFE | Buy | PFIZER INCORPORATION | $620,000 | +14.2% | 18,121 | +8.4% | 0.57% | +8.4% |
| XOM | Buy | EXXON MOBIL CORP (NEW) | $586,000 | -1.3% | 7,147 | +8.7% | 0.54% | -6.3% |
| EW | EDWARDS LIFESCIENCES | $569,000 | +0.5% | 6,045 | 0.0% | 0.52% | -4.6% | |
| T | Buy | AT&T INC | $525,000 | +7.1% | 12,634 | +9.7% | 0.48% | +1.9% |
| ADBE | New | ADOBE SYSTEMS INC | $516,000 | – | 3,965 | +100.0% | 0.47% | – |
| VEEV | VEEVA SYSTEMS INC | $515,000 | +25.9% | 10,040 | 0.0% | 0.47% | +19.4% | |
| GOOG | Sell | ALPHABET CLASS C | $513,000 | +6.7% | 618 | -0.8% | 0.47% | +1.3% |
| ISRG | INTUITIVE SURGICAL NEW | $511,000 | +20.8% | 667 | 0.0% | 0.47% | +14.9% | |
| INTC | Buy | INTEL CORP | $485,000 | +14.9% | 13,445 | +15.6% | 0.45% | +9.3% |
| Sell | iSHS III S&P SML CAP 600 UCITS | $451,000 | -60.0% | 8,000 | -60.0% | 0.42% | -62.0% | |
| MO | ALTRIA GROUP INC | $420,000 | +5.5% | 5,878 | 0.0% | 0.39% | +0.3% | |
| AAPL | Sell | APPLE INC | $345,000 | +15.8% | 2,398 | -6.8% | 0.32% | +10.1% |
| Sell | iSHRS VII DOW JONES IND ETF | $330,000 | -56.4% | 1,500 | -58.3% | 0.30% | -58.7% | |
| BIV | Sell | VANGUARD INTER-TRM BOND ETF | $329,000 | -60.6% | 3,930 | -60.9% | 0.30% | -62.6% |
| PEP | PEPSICO INC | $298,000 | +7.2% | 2,661 | 0.0% | 0.27% | +1.9% | |
| EIX | EDISON INTERNATIONAL | $290,000 | +10.7% | 3,639 | 0.0% | 0.27% | +5.1% | |
| VNQ | New | VANGUARD REIT VIPER FUND | $285,000 | – | 3,450 | +100.0% | 0.26% | – |
| BRKB | BERKSHIRE HATHAWAY NEW CLASS B | $281,000 | +2.6% | 1,684 | 0.0% | 0.26% | -2.6% | |
| PG | PROCTER AND GAMBLE COMPANY | $263,000 | +6.9% | 2,923 | 0.0% | 0.24% | +1.7% | |
| CSX | CSX CORP | $261,000 | +29.9% | 5,600 | 0.0% | 0.24% | +23.1% | |
| JNJ | Sell | JOHNSON& JOHNSON | $258,000 | -0.4% | 2,072 | -7.9% | 0.24% | -5.6% |
| GM | Buy | GENERAL MOTORS COMPANY S | $242,000 | +3.0% | 6,850 | +1.5% | 0.22% | -2.2% |
| MRK | New | MERCK& CO. INC. | $218,000 | – | 3,425 | +100.0% | 0.20% | – |
| IDTI | INTEGRATED DEVICE TECH INC | $213,000 | +0.5% | 9,000 | 0.0% | 0.20% | -4.4% | |
| GOOGL | New | ALPHABET CLASS A | $206,000 | – | 243 | +100.0% | 0.19% | – |
| UNP | New | UNION PACIFIC CORPORATION | $201,000 | – | 1,900 | +100.0% | 0.18% | – |
| NGPHF | NORTHERN GRAPHITE CORP F | $5,000 | +25.0% | 20,000 | 0.0% | 0.01% | +25.0% | |
| DTTO | DETTO TECHNOLOGIES INC | $0 | – | 32,000 | 0.0% | 0.00% | – | |
| CLB | Exit | CORE LABORATORIES NV | $0 | – | -9,060 | -100.0% | -1.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.